Clear Harbor Asset Management, LLC

Name: Clear Harbor Asset Management, LLC 13F holdings, Q4 2024
Creator: Clear Harbor Asset Management, LLC
Published: 2025-01-17

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q3 2024Q2 2024Q1 2024

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 17, 2025), Clear Harbor Asset Management, LLC reported 374 stock positions worth $1.2 billion. Its top holding was Roper Technologies (ROP) at 9.1% of the portfolio, followed by Apple (AAPL, 7.0%) and Parker Hannifin (PH, 3.1%). Compared with Q3 2024, it opened 43 new positions, sold out of 25, added to 167 and reduced 108. The biggest buy was a new position in BlackRock (BLK) and the biggest sale Roper Technologies (ROP, shares −1%).

Most Recent 13F: Q2 2026
Location: Stamford, CT
CIK: 0001511857
Portfolio Value: $1.2B (Q4 2024)
SEC Filing: 0001172661-25-000240 ↗ filed Jan 17, 2025

Holdings Value

Holdings 374 stocks · $1.2B


ROP Roper Technologies Inc.	9.06%	216,106	$112.3M	Reduce -1.3%
AAPL Apple Inc.	6.98%	345,634	$86.6M	Add +2.2%
PH Parker Hannifin Corp.	3.05%	59,535	$37.9M	Reduce -0.4%
SPY SS SPDR S&P 500 ETF Trust-US	3.02%	63,916	$37.5M	Add +1.5%
FLEX Flex Ltd.	2.77%	893,610	$34.3M	Reduce -1.3%
MSFT Microsoft Corp.	2.42%	71,296	$30.1M	Add +7.2%
JPM JPMorgan Chase & Co.	2.13%	110,412	$26.5M	Reduce -5.5%
GOOG Alphabet Inc. Class C	2.12%	137,795	$26.2M	Add +2.9%
BRK.B Berkshire Hathaway Inc. Class B	2.09%	57,090	$25.9M	Reduce -0.7%
AWK American Water Works Co. Inc.	2.03%	202,340	$25.2M	Reduce -2.5%
VTI VG Morningstar TS MKT ETF-US	1.99%	85,189	$24.7M	Add +0.6%
AMZN Amazon.com Inc.	1.67%	94,492	$20.7M	Add +7.7%
TRMB Trimble Inc.	1.45%	254,656	$18.0M	Reduce -1.6%
GOOGL Alphabet Inc. Class A	1.41%	92,528	$17.5M	Add +3.7%
IWF iShares Russell 1000 Growth	1.29%	39,697	$15.9M	Add +8.3%
CAT Caterpillar Inc.	1.23%	42,123	$15.3M	Add +0.7%
NVDA Nvidia Corp.	1.11%	102,939	$13.8M	Add +9.4%
DHR Danaher Corp.	1.11%	60,101	$13.8M	Add +0.4%
VEU Vanguard Ftse All-World Ex-U	1.10%	238,548	$13.7M	Add +4.7%
ENPH Enphase Energy Inc.	0.99%	178,394	$12.3M	Reduce -0.2%
HON Honeywell International Inc.	0.97%	53,468	$12.1M	Reduce -5.0%
CNM Core & Main Inc. Class A	0.97%	235,911	$12.0M	Add +0.8%
PRF Invesco Rafi US 1000 ETF	0.96%	296,023	$11.9M	Reduce -0.3%
LDOS Leidos Holdings Inc.	0.90%	77,439	$11.2M	Add +6.6%
HIG Hartford Insurance Group Inc.	0.89%	100,439	$11.0M	Reduce -4.6%
MA Mastercard Inc. Class A	0.86%	20,185	$10.6M	Add +0.3%
IAU iShares Gold Trust	0.84%	210,839	$10.4M	Add +1.9%
RTX RTX Corp.	0.83%	88,745	$10.3M	Add +2.9%
V Visa Inc. Class A	0.80%	31,483	$9.9M	Add +4.9%
CPRT Copart Inc.	0.74%	159,130	$9.1M	Reduce -0.1%
JNJ Johnson & Johnson	0.73%	62,380	$9.0M	Add +4.3%
NJR New Jersey Resources Corp.	0.71%	188,828	$8.8M	Reduce -1.8%
BLK BlackRock Inc.	0.69%	8,342	$8.6M	New
CME Cme Group Inc.	0.68%	36,292	$8.4M	Add +0.3%
TSM Taiwan Semiconductor-SP ADR	0.67%	42,186	$8.3M	Reduce -3.2%
HXL Hexcel Corp.	0.63%	125,460	$7.9M	Add +1.1%
HD Home Depot Inc.	0.62%	19,889	$7.7M	Add +2.3%
C Citigroup Inc.	0.61%	107,700	$7.6M	Reduce -6.3%
ECL Ecolab Inc.	0.58%	30,895	$7.2M	Add +1.1%
AXS Axis Capital Holdings Ltd.	0.58%	80,813	$7.2M	Reduce -3.0%
DOV Dover Corp.	0.57%	37,675	$7.1M	Add +4.1%
TMO Thermo Fisher Scientific Inc.	0.56%	13,418	$7.0M	Add +10.4%
MKL Markel Group Inc.	0.55%	3,981	$6.9M	Add +1.6%
BX Blackstone Inc.	0.55%	39,754	$6.9M	Add +16.1%
PG The Procter & Gamble Co.	0.53%	38,978	$6.5M	Add +9.4%
ABBV Abbvie Inc.	0.52%	36,315	$6.5M	Add +9.1%
RC Ready Capital Corp.	0.52%	940,950	$6.4M	Reduce -34.7%
SPGI S&P Global Inc.	0.52%	12,849	$6.4M	Add +0.7%
IWP iShares Russell Mid-Cap Grow	0.51%	49,475	$6.3M	Add +4.8%
CPK Chesapeake Utilities Corp.	0.50%	51,601	$6.3M	Add +0.4%
EG Everest Group Ltd.	0.49%	16,608	$6.0M	Reduce -0.3%
VYM Vanguard High DVD Yield ETF	0.48%	46,939	$6.0M	Add +0.0%
BKNG Booking Holdings Inc.	0.47%	1,184	$5.9M	No change
ABT Abbott Laboratories	0.47%	51,852	$5.9M	Reduce -1.0%
UNP Union Pacific Corp.	0.47%	25,620	$5.8M	Add +1.1%
NXT Nextpower Inc. filed as NEXTRACKER INC	0.45%	153,239	$5.6M	Add +0.7%
HEI Heico Corp.	0.44%	23,073	$5.5M	Add +0.9%
XOM Exxon Mobil Corp.	0.44%	50,912	$5.5M	Reduce -8.4%
META Meta Platforms Inc. Class A	0.42%	8,799	$5.2M	Add +16.8%
AME Ametek Inc.	0.41%	28,392	$5.1M	Reduce -1.2%
WST West Pharmaceutical Services	0.41%	15,494	$5.1M	Reduce -0.6%
ORCL Oracle Corp.	0.41%	30,264	$5.0M	Add +10.5%
ISRG Intuitive Surgical Inc.	0.39%	9,290	$4.8M	Add +1.8%
MSCI MSCI Inc.	0.39%	7,957	$4.8M	Reduce -1.2%
UNH Unitedhealth Group Inc.	0.36%	8,867	$4.5M	Add +4.2%
MRK Merck & Co. Inc.	0.36%	44,670	$4.4M	Reduce -0.3%
ZTS Zoetis Inc.	0.35%	26,404	$4.3M	Add +0.3%
TW Tradeweb Markets Inc. Class A	0.33%	31,468	$4.1M	No change
TFII Tfi International Inc.	0.32%	29,457	$4.0M	Add +1.6%
MCK McKesson Corp.	0.32%	6,882	$3.9M	Reduce -1.1%
TYL Tyler Technologies Inc.	0.31%	6,759	$3.9M	Reduce -15.3%
REGN Regeneron Pharmaceuticals	0.31%	5,421	$3.9M	Add +124.5%
WFC Wells Fargo & Co.	0.30%	53,149	$3.7M	Add +2.7%
ALC Alcon Inc. filed as ALCON AG	0.29%	43,029	$3.7M	Add +5.4%
AMT American Tower Corp.	0.29%	19,603	$3.6M	Reduce -5.2%
LHX L3HARRIS Technologies Inc.	0.28%	16,763	$3.5M	Reduce -0.1%
VOE Vngrd Mrngstr MD-Cap Val ETF	0.28%	21,484	$3.5M	Add +1.9%
TSLA Tesla Inc.	0.27%	8,228	$3.3M	Add +8.7%
IDXX Idexx Laboratories Inc.	0.26%	7,895	$3.3M	Reduce -1.6%
CDNS Cadence Design SYS Inc.	0.26%	10,836	$3.3M	Add +4.4%
FANG Diamondback Energy Inc.	0.26%	19,862	$3.3M	Reduce -3.6%
BBJP JPMorgan Betabuilders Japan	0.26%	59,181	$3.2M	Add +2.6%
FTAI Ftai Aviation Ltd.	0.26%	22,075	$3.2M	Reduce -10.2%
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC	0.25%	36,910	$3.1M	Reduce -0.8%
IDN Intellicheck Inc.	0.25%	1,096,754	$3.1M	Reduce -13.2%
CVX Chevron Corp.	0.24%	20,600	$3.0M	Add +16.2%
TDY Teledyne Technologies Inc.	0.23%	6,093	$2.8M	No change
RSP Invesco S&P 500 Equal Weight	0.22%	15,271	$2.7M	Add +7.3%
NET Cloudflare Inc. Class A	0.21%	24,717	$2.7M	Reduce -1.1%
COST Costco Wholesale Corp.	0.21%	2,864	$2.6M	Add +3.0%
VIG Vanguard Dividend Apprec ETF	0.21%	13,318	$2.6M	Add +101.8%
CRM Salesforce Inc.	0.21%	7,780	$2.6M	Add +6.1%
AR Antero Resources Corp.	0.20%	70,720	$2.5M	Add +0.0%
AMGN Amgen Inc.	0.20%	9,371	$2.4M	Add +1.1%
TEVA Teva Pharmaceutical-SP ADR	0.19%	109,575	$2.4M	Reduce -5.6%
CWT California Water Service Grp	0.19%	52,786	$2.4M	Reduce -5.0%
ASML ASML Holding NV-NY Reg SHS	0.19%	3,427	$2.4M	Add +5.6%
IWM iShares Russell 2000 ETF	0.19%	10,626	$2.3M	New
LEN Lennar Corp. Class A	0.18%	16,501	$2.3M	Add +25.0%
QCOM Qualcomm Inc.	0.18%	14,347	$2.2M	Add +28.3%
INTC Intel Corp.	0.18%	109,479	$2.2M	Add +212.3%
AMAT Applied Materials Inc.	0.17%	13,125	$2.1M	Add +2.1%
DFS Discover Financial Services	0.16%	11,520	$2.0M	Reduce -7.2%
AVGO Broadcom Inc.	0.16%	8,607	$2.0M	Add +1.7%
GOVT iShares US Treasury Bond ETF	0.15%	83,445	$1.9M	Add +444.0%
TPG TPG Inc.	0.15%	30,220	$1.9M	Add +12.6%
AVUS Avantis U.S. Equity ETF	0.15%	19,273	$1.9M	Add +17.6%
BSY Bentley Systems Inc. Class B	0.15%	39,991	$1.9M	Add +160.8%
CB Chubb Ltd.	0.15%	6,743	$1.9M	Reduce -0.6%
EMR Emerson Electric Co.	0.15%	14,957	$1.9M	Add +3.1%
VEEV Veeva Systems Inc. Class A	0.15%	8,800	$1.9M	Add +4.0%
GLD SPDR Gold Shares	0.15%	7,524	$1.8M	Add +12.3%
SPLV Invesco S&P 500 Low Volatili	0.14%	25,597	$1.8M	Add +3.5%
ADSK Autodesk Inc.	0.14%	6,005	$1.8M	No change
QRVO Qorvo Inc.	0.14%	25,330	$1.8M	Reduce -18.7%
AES AES Corp.	0.14%	136,744	$1.8M	Reduce -15.1%
MU Micron Technology Inc.	0.14%	20,636	$1.7M	Add +1.6%
PICK iShares MSCI Global Metals &	0.14%	49,382	$1.7M	Reduce -0.2%
UAL United Airlines Holdings Inc.	0.13%	16,923	$1.6M	Reduce -6.5%
FSLR First Solar Inc.	0.13%	9,210	$1.6M	Add +0.6%
TOL Toll Brothers Inc.	0.13%	12,826	$1.6M	Reduce -2.6%
LOW Lowe's Cos Inc.	0.13%	6,485	$1.6M	Reduce -6.3%
IWR iShares Russell Mid-Cap ETF	0.13%	17,669	$1.6M	Add +1.6%
EARN Ellington Credit Co.	0.13%	235,395	$1.6M	Add +16.3%
LLY Eli Lilly & Co.	0.12%	1,973	$1.5M	Add +244.3%
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.12%	5,735	$1.5M	Add +11.4%
DE Deere & Co.	0.12%	3,565	$1.5M	Add +48.9%
XIFR XPLR Infrastructure LP filed as NEXTERA ENERGY PARTNERS LP	0.12%	84,762	$1.5M	New
KKR KKR & Co. Inc.	0.12%	10,125	$1.5M	No change
EXE Expand Energy Corp.	0.12%	14,641	$1.5M	Add +1.8%
HTO H2O America filed as SJW GROUP	0.12%	29,111	$1.4M	Reduce -2.2%
FBT First Trust Nyse Arca Biotec	0.12%	8,618	$1.4M	Reduce -1.0%
WTRG Essential Utilities Inc.	0.11%	38,819	$1.4M	Reduce -4.6%
FNV Franco-Nevada Corp.	0.11%	11,986	$1.4M	Add +0.2%
SYK Stryker Corp.	0.11%	3,812	$1.4M	Add +2.8%
BMY Bristol-Myers Squibb Co.	0.11%	24,180	$1.4M	Reduce -5.9%
HIMX Himax Technologies Inc.-ADR	0.11%	169,330	$1.4M	Add +2.4%
CI The Cigna Group	0.11%	4,883	$1.3M	Reduce -0.7%
TT Trane Technologies PLC	0.11%	3,638	$1.3M	No change
DSI iShares ESG MSCI KLD 400 ETF	0.11%	12,173	$1.3M	Add +1.2%
EFA iShares MSCI Eafe ETF	0.11%	17,714	$1.3M	Add +363.6%
SPYX SS SPDR S&P 500 Foss FL ETF	0.11%	27,645	$1.3M	Add +1.6%
BABA Alibaba Group Holding-SP ADR	0.11%	15,641	$1.3M	Add +8.3%
COR Cencora Inc.	0.11%	5,897	$1.3M	Add +0.1%
THC Tenet Healthcare Corp.	0.10%	10,317	$1.3M	Reduce -0.1%
SCHW Schwab (charles) Corp.	0.10%	17,521	$1.3M	Reduce -0.1%
PLTR Palantir Technologies Inc. Class A	0.10%	16,579	$1.3M	Reduce -7.0%
VET Vermilion Energy Inc.	0.10%	132,379	$1.2M	Reduce -11.2%
IQV Iqvia Holdings Inc.	0.10%	6,262	$1.2M	Add +57.8%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.10%	27,484	$1.2M	Add +4.6%
QQQ Invesco QQQ Trust Series 1	0.10%	2,320	$1.2M	Add +34.6%
FDX FedEx Corp.	0.09%	4,181	$1.2M	Reduce -2.6%
CCOI Cogent Communications Holdin	0.09%	15,055	$1.2M	Reduce -5.0%
MDY State Street SPDR S&P Midcap	0.09%	2,032	$1.2M	No change
K Kellanova	0.09%	14,259	$1.2M	Reduce -1.3%
ELV Elevance Health Inc.	0.09%	3,114	$1.1M	Add +110.3%
VEA Vanguard Ftse Developed ETF	0.09%	23,270	$1.1M	Add +104.0%
OUNZ Vaneck Merk Gold ETF	0.09%	42,750	$1.1M	No change
PEP Pepsico Inc.	0.08%	6,908	$1.1M	Add +56.3%
ILMN Illumina Inc.	0.08%	7,787	$1.0M	Reduce -5.5%
TWI Titan International Inc.	0.08%	152,800	$1.0M	No change
EEMS iShares MSCI Emerging MKT SM	0.08%	17,674	$1.0M	Add +4.2%
ALK Alaska Air Group Inc.	0.08%	15,824	$1.0M	Reduce -0.1%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.08%	9,179	$1.0M	Add +58.4%
SYY Sysco Corp.	0.08%	13,314	$1.0M	Add +1.0%
LIN Linde PLC	0.08%	2,431	$1.0M	Add +63.3%
KO The Coca-Cola Co.	0.08%	16,274	$1.0M	Add +0.1%
RWT Redwood Trust Inc.	0.08%	152,860	$998K	Add +63.8%
PGNY Progyny Inc.	0.08%	57,335	$989K	New
IVV iShares Core S&P 500 ETF	0.08%	1,677	$988K	Add +103.3%
COF Capital One Financial Corp.	0.08%	5,466	$975K	Reduce -1.9%
WDC Western Digital Corp.	0.08%	16,222	$967K	Add +18.7%
GM General Motors Co.	0.08%	18,028	$960K	Add +32.8%
CFG Citizens Financial Group	0.08%	21,589	$945K	Add +1.0%
DELL Dell Technologies -C	0.08%	8,191	$944K	Add +2.7%
EMXC iShares MSCI Emr MRK Ex Chna	0.08%	16,996	$942K	Reduce -9.4%
TEX Terex Corp.	0.07%	20,116	$930K	New
VWO Vanguard Ftse Emerging Marke	0.07%	20,925	$922K	Add +10.2%
DK Delek US Holdings Inc.	0.07%	49,750	$920K	New
LH Labcorp Holdings Inc.	0.07%	3,998	$917K	Add +1.6%
PRGO Perrigo Co. PLC	0.07%	34,605	$890K	Reduce -37.1%
PFE Pfizer Inc.	0.07%	33,522	$889K	Reduce -43.4%
BA The Boeing Co.	0.07%	4,847	$858K	Add +1.0%
NSC Norfolk Southern Corp.	0.07%	3,607	$847K	Add +18.3%
TGT Target Corp.	0.07%	6,244	$844K	Reduce -2.7%
GPK Graphic Packaging Holding Co.	0.07%	30,775	$836K	Reduce -5.5%
VRP Invesco Variable Rate Prefer	0.07%	34,135	$826K	Reduce -0.1%
NTRL First Trust Equity Market Ne	0.07%	40,994	$815K	Add +7.9%
PKST Peakstone Realty Trust	0.07%	72,888	$807K	Add +125.9%
AMD Advanced Micro Devices	0.06%	6,664	$805K	Add +100.8%
TAC Transalta Corp.	0.06%	55,900	$791K	No change
CSCO Cisco Systems Inc.	0.06%	13,301	$787K	Add +11.6%
MDT Medtronic PLC	0.06%	9,855	$787K	Add +3.1%
CSX CSX Corp.	0.06%	24,349	$786K	Add +32.8%
ARKK ARK Innovation ETF	0.06%	13,650	$775K	Add +10.6%
ITW Illinois Tool Works	0.06%	3,050	$773K	No change
GS Goldman Sachs Group Inc.	0.06%	1,348	$772K	Reduce -15.1%
ON On Semiconductor	0.06%	12,125	$764K	Reduce -14.5%
BSM Black Stone Minerals LP	0.06%	52,032	$760K	No change
STNG Scorpio Tankers Inc.	0.06%	15,284	$759K	Add +2.7%
SLV iShares Silver Trust	0.06%	28,510	$751K	Reduce -12.6%
EEM iShares MSCI Emerging Market	0.06%	17,081	$714K	Add +21.3%
DAL Delta Air Lines Inc.	0.06%	11,639	$704K	Reduce -3.5%
CASH Pathward Financial Inc.	0.06%	9,564	$704K	Reduce -7.6%
ED Consolidated Edison Inc.	0.06%	7,880	$703K	Reduce -0.6%
VT Vanguard Tot World STK ETF	0.05%	5,591	$657K	Add +0.0%
AXP American Express Co.	0.05%	2,202	$654K	Add +10.1%
PARAA Paramount Global Class B	0.05%	62,288	$652K	Reduce -1.6%
TRV The Travelers Cos Inc.	0.05%	2,643	$637K	Add +0.8%
FISV Fiserv Inc.	0.05%	3,098	$636K	New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.05%	2,853	$627K	Add +22.8%
STGW Stagwell Inc.	0.05%	94,868	$624K	Reduce -15.6%
WMT Walmart Inc.	0.05%	6,843	$618K	Reduce -1.4%
PTEN Patterson-Uti Energy Inc.	0.05%	73,917	$611K	No change
ZG Zillow Group Inc. Class A	0.05%	8,364	$593K	Add +1.5%
OXY Occidental Petroleum Corp.	0.05%	11,942	$590K	Reduce -70.9%
TM Toyota Motor Corp. -Spon ADR	0.05%	2,978	$580K	Add +48.9%
IJH iShares Core S&P Midcap ETF	0.05%	9,213	$574K	Add +3.9%
AM Antero Midstream Corp.	0.05%	37,830	$571K	Reduce -1.1%
YORW York Water Co. filed as YORK WTR CO	0.05%	17,275	$565K	Reduce -8.0%
EFC Ellington Financial Inc.	0.05%	46,575	$564K	New
PM Philip Morris International	0.05%	4,683	$564K	Reduce -8.6%
SLB SLB Ltd. filed as SCHLUMBERGER LTD	0.05%	14,630	$561K	Add +6.2%
NEM Newmont Corp.	0.04%	14,932	$556K	Reduce -10.2%
T AT&T Inc.	0.04%	23,652	$539K	Add +1.7%
VOT Vngrd Mrngstr MC GRW ETF-Usd	0.04%	2,083	$529K	Reduce -1.6%
SAND Sandstorm Gold Ltd.	0.04%	94,413	$527K	Add +0.4%
XLK SS Technology Select Sector	0.04%	2,254	$524K	Add +23.7%
ET Energy Transfer LP	0.04%	26,750	$524K	Add +0.9%
VZ Verizon Communications Inc.	0.04%	12,860	$514K	Add +8.0%
DFSV Dimensional US Small Cap Val	0.04%	16,650	$512K	Add +12.6%
MDLZ Mondelez International Inc. Class A	0.04%	8,307	$496K	Add +11.6%
RVMD Revolution Medicines Inc.	0.04%	11,224	$491K	No change
SE Sea Ltd.-ADR	0.04%	4,528	$480K	No change
DLR Digital Realty Trust Inc.	0.04%	2,670	$473K	New
GEHC GE Healthcare Technology	0.04%	6,003	$469K	Reduce -32.9%
WBD Warner Bros Discovery Inc.	0.04%	44,213	$467K	Reduce -19.9%
GPC Genuine Parts Co.	0.04%	3,994	$466K	Add +3.6%
BSMP Invesco Bulletshares 2025 MB	0.04%	19,006	$466K	Add +1.1%
CL Colgate-Palmolive Co.	0.04%	5,090	$463K	No change
MCD McDonald's Corp.	0.04%	1,589	$461K	Add +21.8%
BSMQ Invesco Bulletshares 2026 MB	0.04%	19,535	$460K	Add +3.3%
QDEL Quidelortho Corp.	0.04%	10,290	$458K	New
ZM Zoom Communications Inc.	0.04%	5,615	$458K	Add +31.4%
PCG P G & E Corp.	0.04%	22,683	$458K	No change
NEE Nextera Energy Inc.	0.04%	6,383	$458K	Add +76.7%
BUR Burford Capital Ltd.	0.04%	34,725	$443K	Reduce -57.5%
CAH Cardinal Health Inc.	0.04%	3,734	$442K	New
NVS Novartis AG-Sponsored ADR	0.04%	4,493	$437K	Add +1.6%
MINT PIMCO Enhanced Short Maturit	0.04%	4,333	$435K	Add +5.0%
MS Morgan Stanley	0.03%	3,371	$424K	Add +22.8%
CMCSA Comcast Corp. Class A	0.03%	11,289	$424K	Add +6.5%
NTB Bank of N.T. Butterfield&son	0.03%	11,540	$422K	Add +2.7%
PCYO Pure Cycle Corp.	0.03%	32,886	$417K	Reduce -4.9%
FFNW First Financial Northwest	0.03%	19,207	$417K	Reduce -1.3%
IBB iShares Biotechnology ETF	0.03%	3,145	$416K	Add +1.3%
ETN Eaton Corp. PLC	0.03%	1,242	$412K	Add +18.9%
PPLI People Inc. filed as IAC INC	0.03%	9,466	$408K	Add +145.2%
SKYX SKYX Platforms Corp.	0.03%	351,300	$408K	New
WHR Whirlpool Corp.	0.03%	3,557	$407K	No change
NUE Nucor Corp.	0.03%	3,487	$407K	New
B Barrick Gold Corp.	0.03%	26,217	$406K	No change
COMP Compass Inc. Class A	0.03%	69,431	$406K	Reduce -5.1%
KYMR Kymera Therapeutics Inc.	0.03%	10,000	$402K	No change
NOA North American Construction	0.03%	18,650	$402K	Reduce -6.3%
UBER Uber Technologies Inc.	0.03%	6,660	$402K	Add +3.5%
ARKW ARK Next Generation Technolo	0.03%	3,667	$396K	Add +2.2%
RVTY Revvity Inc.	0.03%	3,500	$391K	No change
GLW Corning Inc.	0.03%	8,194	$389K	New
CRC California Resources Corp.	0.03%	7,475	$388K	Add +6.0%
KMI Kinder Morgan Inc.	0.03%	14,108	$387K	New
GD General Dynamics Corp.	0.03%	1,467	$387K	New
IJR iShares Core S&P Small-Cap E	0.03%	3,302	$381K	Add +2.8%
WRB WR Berkley Corp. filed as BERKLEY W R CORP	0.03%	6,454	$378K	Add +7.5%
KWEB Kranesh Csi China Internet	0.03%	12,832	$375K	Reduce -41.4%
KR Kroger Co.	0.03%	6,126	$375K	No change
PSX Phillips 66	0.03%	3,264	$372K	New
NVO Novo-Nordisk A/S-Spons ADR	0.03%	4,322	$372K	Add +19.1%
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC	0.03%	3,240	$366K	No change
ROIV Roivant Sciences Ltd.	0.03%	30,800	$364K	No change
FITB Fifth Third Bancorp	0.03%	8,584	$363K	No change
GE General Electric filed as GE AEROSPACE	0.03%	2,169	$362K	Add +3.9%
HSY The Hershey Co.	0.03%	2,116	$358K	Add +22.2%
VUG Vanguard Mrngstar GR ETF-Sui	0.03%	867	$356K	Add +27.5%
IR Ingersoll-Rand Inc.	0.03%	3,914	$354K	Add +11.2%
DXJ Wisdomtree Japan Hedged Eq	0.03%	3,173	$350K	Add +4.0%
LYV Live Nation Entertainment Inc.	0.03%	2,685	$348K	No change
TREX Trex Company Inc.	0.03%	5,018	$346K	No change
CROX Crocs Inc.	0.03%	3,114	$341K	Add +3.3%
CZR Caesars Entertainment Inc.	0.03%	10,174	$340K	Reduce -24.5%
CARR Carrier Global Corp.	0.03%	4,949	$338K	Reduce -5.7%
SPXL Direxion Daily S&P 500 Bull	0.03%	2,000	$337K	No change
FCX Freeport-McMoran Inc.	0.03%	8,706	$332K	New
VOO Vanguard S&P 500 ETF	0.03%	609	$328K	New
IEMG iShares Core MSCI Emerging	0.03%	6,275	$328K	Add +78.8%
DEO Diageo PLC-Sponsored ADR	0.03%	2,558	$325K	New
DVN Devon Energy Corp.	0.03%	9,846	$322K	Reduce -73.5%
PNC PNC Financial Services Group	0.03%	1,671	$322K	No change
SG Sweetgreen Inc. Class A	0.03%	10,000	$321K	No change
HCA HCA Healthcare Inc.	0.03%	1,065	$320K	New
SAP Sap SE-Sponsored ADR	0.02%	1,247	$307K	No change
VYX NCR Voyix Corp.	0.02%	21,900	$303K	Reduce -4.8%
QURE Uniqure NV	0.02%	17,000	$300K	Reduce -12.8%
FDL First Trust Morn DVD Lead Inc.	0.02%	7,419	$299K	New
FICO Fair Isaac Corp.	0.02%	149	$297K	No change
ICE Intercontinental Exchange Inc.	0.02%	1,970	$294K	Add +3.7%
ONC Beone Medicines Ltd.-ADR filed as BEIGENE LTD	0.02%	1,571	$290K	No change
TSCO Tractor Supply Company	0.02%	5,385	$286K	No change
BDX Becton Dickinson and Co.	0.02%	1,234	$280K	New
XBI SS SPDR S&P Biotech ETF	0.02%	3,075	$277K	No change
SPTM SS SPDR P S&P 1500 Comp ETF	0.02%	3,819	$273K	No change
GENI Genius Sports Ltd.	0.02%	31,110	$269K	No change
STE Steris PLC	0.02%	1,300	$267K	No change
AA Alcoa Corp.	0.02%	7,051	$266K	No change
MAR Marriott International Class A	0.02%	949	$265K	No change
BPMC Blueprint Medicines Corp.	0.02%	3,019	$263K	Reduce -2.6%
BBIO Bridgebio Pharma Inc.	0.02%	9,575	$263K	Reduce -2.8%
ABUS Arbutus Biopharma Corp.	0.02%	79,761	$261K	Add +6.7%
INTU Intuit Inc.	0.02%	411	$258K	No change
HWM Howmet Aerospace Inc.	0.02%	2,341	$256K	No change
UL Unilever PLC	0.02%	4,488	$254K	No change
BSX Boston Scientific Corp.	0.02%	2,809	$251K	New
MRX Marex UK Holdings Ltd. filed as MAREX GROUP PLC	0.02%	7,799	$243K	New
STT State Street Corp.	0.02%	2,475	$243K	New
MO Altria Group Inc.	0.02%	4,640	$243K	No change
HEDJ Wisdomtree Europe Hedged Equ	0.02%	5,536	$242K	No change
BGSF BGSF Inc.	0.02%	45,350	$238K	Reduce -14.2%
BTI British American Tob-SP ADR	0.02%	6,430	$234K	No change
MAT Mattel Inc.	0.02%	12,918	$229K	Add +5.5%
COP Conocophillips	0.02%	2,261	$224K	New
SIRI Sirius XM Holdings Inc.	0.02%	9,832	$224K	Reduce -72.9%
GBTC Grayscale Bitcoin Trust ETF	0.02%	2,935	$217K	New
TECK Teck Resources Ltd.-CLS B	0.02%	5,350	$217K	No change
CSIQ Canadian Solar Inc.	0.02%	19,270	$214K	Add +0.1%
FRO Frontline PLC	0.02%	15,100	$214K	New
GDX Vaneck Gold Miners ETF	0.02%	6,300	$214K	No change
Z Zillow Group Inc. Class C	0.02%	2,848	$211K	New
IGM iShares Expanded Tech Sector	0.02%	2,064	$211K	New
PACB Pacific Biosciences of Calif	0.02%	113,886	$208K	Reduce -5.0%
SCHD Schwab US DVD Equity ETF	0.02%	7,534	$206K	New
F Ford Motor Co. filed as FORD MTR CO	0.02%	20,775	$206K	Add +0.8%
BNTX Biontech SE-ADR	0.02%	1,769	$202K	No change
IOVA Iovance Biotherapeutics Inc.	0.01%	23,550	$174K	Add +34.2%
AMCX AMC Global Media Inc. filed as AMC NETWORKS INC	0.01%	17,145	$170K	Reduce -9.6%
GPGI Gpgi Inc. filed as COMPOSECURE INC	0.01%	10,535	$162K	New
DHT DHT Holdings Inc.	0.01%	16,525	$154K	New
GWRS Global Water Resources Inc.	0.01%	13,150	$151K	Reduce -19.6%
SGU Star Group LP	0.01%	13,000	$150K	No change
LUMENT FINANCE TRUST INC	0.01%	58,045	$150K	No change
MREO Mereo Biopharma Group PL-ADR	0.01%	42,000	$147K	Reduce -3.5%
CSANY Cosan SA -ADR	0.01%	27,000	$147K	New
SJT San Juan Basin Royalty TR	0.01%	38,261	$147K	New
CLF Cleveland-Cliffs Inc.	0.01%	14,150	$133K	Reduce -9.6%
ASC Ardmore Shipping Corp.	0.01%	10,200	$124K	No change
TQQQ Proshares Ultrapro QQQ	0.01%	1,500	$119K	New
LIQT Liqtech International Inc.	0.01%	60,963	$112K	Reduce -0.2%
ORIC Oric Pharmaceuticals Inc.	0.01%	13,744	$111K	No change
PTON Peloton Interactive Inc. Class A	0.01%	12,665	$110K	No change
ITOS Iteos Therapeutics Inc.	0.01%	12,500	$96K	New
HAFN Hafnia Ltd.	0.01%	16,500	$92K	New
INSE Inspired Entertainment Inc.	0.01%	10,000	$91K	Reduce -19.0%
HBM Hudbay Minerals Inc.	0.01%	10,000	$81K	No change
TNGX Tango Therapeutics Inc.	0.01%	25,495	$79K	No change
EVGO Evgo Inc.	0.01%	17,800	$72K	New
OGI Organigram Holdings Inc.	0.01%	45,000	$72K	Add +37.4%
MSOS Advisorshares Pure US Cann	0.01%	16,500	$63K	Reduce -42.1%
CNTX Context Therapeutics Inc.	0.00%	57,804	$61K	Add +60.6%
IVW iShares S&P 500 Growth ETF	0.00%	592	$60K	New
MAPS WM Technology Inc.	0.00%	35,802	$49K	Reduce -53.1%
AMTX Aemetis Inc.	0.00%	16,475	$44K	New
BFLY Butterfly Network Inc.	0.00%	11,705	$37K	Reduce -5.1%
EAF Graftech International Ltd.	0.00%	11,000	$19K	Reduce -46.3%
ADAPY Adaptimmune Therapeutics-ADR	0.00%	18,525	$10K	New
IAUX I-80 Gold Corp.	0.00%	19,000	$9K	Add +26.7%

Options reported separately and not counted above: QQQ puts ($3.8M), IVW puts ($3.0M), C calls ($1.9M), EG calls ($1.1M), GOOG puts ($952K), CZR calls ($869K), TQQQ puts ($633K), BBIO calls ($384K), SPXL puts ($337K), PFE calls ($265K), STNG calls ($149K), STLA calls ($131K), and 6 more.

Portfolio Sells Q3 2024 → Q4 2024


ROP Roper Technologies Inc.	Reduce -1.3%	9.06%	−0.99
ENPH Enphase Energy Inc.	Reduce -0.2%	0.99%	−0.68
AWK American Water Works Co. Inc.	Reduce -2.5%	2.03%	−0.47
RC Ready Capital Corp.	Reduce -34.7%	0.52%	−0.39
BIDU Baidu Inc. - Spon ADR	Sold out	0.00%	−0.18
HIG Hartford Insurance Group Inc.	Reduce -4.6%	0.89%	−0.14
OXY Occidental Petroleum Corp.	Reduce -70.9%	0.05%	−0.13
AES AES Corp.	Reduce -15.1%	0.14%	−0.12
QRVO Qorvo Inc.	Reduce -18.7%	0.14%	−0.12
PYPL PayPal Holdings Inc.	Sold out	0.00%	−0.11
ZIM Zim Integrated Shipping Serv	Sold out	0.00%	−0.11
AMT American Tower Corp.	Reduce -5.2%	0.29%	−0.11
BRK.B Berkshire Hathaway Inc. Class B	Reduce -0.7%	2.09%	−0.10
XOM Exxon Mobil Corp.	Reduce -8.4%	0.44%	−0.10
DVN Devon Energy Corp.	Reduce -73.5%	0.03%	−0.09
IDXX Idexx Laboratories Inc.	Reduce -1.6%	0.26%	−0.07
TYL Tyler Technologies Inc.	Reduce -15.3%	0.31%	−0.07
PFE Pfizer Inc.	Reduce -43.4%	0.07%	−0.07
PH Parker Hannifin Corp.	Reduce -0.4%	3.05%	−0.06
MRK Merck & Co. Inc.	Reduce -0.3%	0.36%	−0.06
KHC The Kraft Heinz Co.	Sold out	0.00%	−0.06
CWT California Water Service Grp	Reduce -5.0%	0.19%	−0.06
BUR Burford Capital Ltd.	Reduce -57.5%	0.04%	−0.05
EG Everest Group Ltd.	Reduce -0.3%	0.49%	−0.05
SIRI Sirius XM Holdings Inc.	Reduce -72.9%	0.02%	−0.05
PRGO Perrigo Co. PLC	Reduce -37.1%	0.07%	−0.05
LHX L3HARRIS Technologies Inc.	Reduce -0.1%	0.28%	−0.04
NJR New Jersey Resources Corp.	Reduce -1.8%	0.71%	−0.04
TOL Toll Brothers Inc.	Reduce -2.6%	0.13%	−0.04
PICK iShares MSCI Global Metals &	Reduce -0.2%	0.14%	−0.04
THC Tenet Healthcare Corp.	Reduce -0.1%	0.10%	−0.04
LBRDK Liberty Broadband-C	Sold out	0.00%	−0.04
CI The Cigna Group	Reduce -0.7%	0.11%	−0.03
PRF Invesco Rafi US 1000 ETF	Reduce -0.3%	0.96%	−0.03
GEHC GE Healthcare Technology	Reduce -32.9%	0.04%	−0.03
KWEB Kranesh Csi China Internet	Reduce -41.4%	0.03%	−0.03
FANG Diamondback Energy Inc.	Reduce -3.6%	0.26%	−0.03
NEM Newmont Corp.	Reduce -10.2%	0.04%	−0.03
HTO H2O America	Reduce -2.2%	0.12%	−0.03
LOW Lowe's Cos Inc.	Reduce -6.3%	0.13%	−0.03
ON On Semiconductor	Reduce -14.5%	0.06%	−0.02
MOS The Mosaic Co.	Sold out	0.00%	−0.02
VLTO Veralto Corp.	Sold out	0.00%	−0.02
APD Air Products & Chemicals Inc.	Sold out	0.00%	−0.02
ENVA Enova International Inc.	Sold out	0.00%	−0.02
ICFI Icf International Inc.	Sold out	0.00%	−0.02
CRL Charles River Laboratories	Sold out	0.00%	−0.02
ZBRA Zebra Technologies Corp. Class A	Sold out	0.00%	−0.02
VET Vermilion Energy Inc.	Reduce -11.2%	0.10%	−0.02
ABT Abbott Laboratories	Reduce -1.0%	0.47%	−0.02

Portfolio Buys Q3 2024 → Q4 2024


BLK BlackRock Inc.	New	0.69%	+0.69
AAPL Apple Inc.	Add +2.2%	6.98%	+0.48
AMZN Amazon.com Inc.	Add +7.7%	1.67%	+0.32
GOOG Alphabet Inc. Class C	Add +2.9%	2.12%	+0.27
GOOGL Alphabet Inc. Class A	Add +3.7%	1.41%	+0.19
IWM iShares Russell 2000 ETF	New	0.19%	+0.19
NVDA Nvidia Corp.	Add +9.4%	1.11%	+0.17
IWF iShares Russell 1000 Growth	Add +8.3%	1.29%	+0.15
GOVT iShares US Treasury Bond ETF	Add +444.0%	0.15%	+0.12
V Visa Inc. Class A	Add +4.9%	0.80%	+0.12
XIFR XPLR Infrastructure LP	New	0.12%	+0.12
BX Blackstone Inc.	Add +16.1%	0.55%	+0.12
CNM Core & Main Inc. Class A	Add +0.8%	0.97%	+0.11
INTC Intel Corp.	Add +212.3%	0.18%	+0.11
TSLA Tesla Inc.	Add +8.7%	0.27%	+0.10
VIG Vanguard Dividend Apprec ETF	Add +101.8%	0.21%	+0.10
REGN Regeneron Pharmaceuticals	Add +124.5%	0.31%	+0.10
BSY Bentley Systems Inc. Class B	Add +160.8%	0.15%	+0.09
EFA iShares MSCI Eafe ETF	Add +363.6%	0.11%	+0.08
LLY Eli Lilly & Co.	Add +244.3%	0.12%	+0.08
PGNY Progyny Inc.	New	0.08%	+0.08
TEX Terex Corp.	New	0.07%	+0.07
DK Delek US Holdings Inc.	New	0.07%	+0.07
MSFT Microsoft Corp.	Add +7.2%	2.42%	+0.06
WFC Wells Fargo & Co.	Add +2.7%	0.30%	+0.06
META Meta Platforms Inc. Class A	Add +16.8%	0.42%	+0.06
FISV Fiserv Inc.	New	0.05%	+0.05
IWP iShares Russell Mid-Cap Grow	Add +4.8%	0.51%	+0.05
MKL Markel Group Inc.	Add +1.6%	0.55%	+0.05
EFC Ellington Financial Inc.	New	0.05%	+0.05
CRM Salesforce Inc.	Add +6.1%	0.21%	+0.04
AVGO Broadcom Inc.	Add +1.7%	0.16%	+0.04
IVV iShares Core S&P 500 ETF	Add +103.3%	0.08%	+0.04
VEA Vanguard Ftse Developed ETF	Add +104.0%	0.09%	+0.04
DE Deere & Co.	Add +48.9%	0.12%	+0.04
SPY SS SPDR S&P 500 ETF Trust-US	Add +1.5%	3.02%	+0.04
DLR Digital Realty Trust Inc.	New	0.04%	+0.04
MA Mastercard Inc. Class A	Add +0.3%	0.86%	+0.04
QDEL Quidelortho Corp.	New	0.04%	+0.04
DIS The Walt Disney Co.	Add +58.4%	0.08%	+0.04
CAH Cardinal Health Inc.	New	0.04%	+0.04
HIMX Himax Technologies Inc.-ADR	Add +2.4%	0.11%	+0.03
SKYX SKYX Platforms Corp.	New	0.03%	+0.03
AR Antero Resources Corp.	Add +0.0%	0.20%	+0.03
NUE Nucor Corp.	New	0.03%	+0.03
GLW Corning Inc.	New	0.03%	+0.03
GD General Dynamics Corp.	New	0.03%	+0.03
KMI Kinder Morgan Inc.	New	0.03%	+0.03
CDNS Cadence Design SYS Inc.	Add +4.4%	0.26%	+0.03
PSX Phillips 66	New	0.03%	+0.03

Options Activity Q3 2024 → Q4 2024


QQQ Invesco QQQ Trust Series 1	call	Sold out	9,500	$4.6Mbefore exit
QQQ Invesco QQQ Trust Series 1	put	Reduce -16.7%	7,500	$3.8M
IVW iShares S&P 500 Growth ETF	put	New	29,500	$3.0M
C Citigroup Inc.	call	New	27,000	$1.9M
EG Everest Group Ltd.	call	New	3,000	$1.1M
GOOG Alphabet Inc. Class C	put	Reduce -33.3%	5,000	$952K
CZR Caesars Entertainment Inc.	call	Add +225.0%	26,000	$869K
GOOG Alphabet Inc. Class C	call	Sold out	5,000	$836Kbefore exit
TQQQ Proshares Ultrapro QQQ	put	New	8,000	$633K
CZR Caesars Entertainment Inc.	put	Sold out	12,000	$501Kbefore exit
EG Everest Group Ltd.	put	Sold out	1,000	$392Kbefore exit
BBIO Bridgebio Pharma Inc.	call	New	14,000	$384K
SPXL Direxion Daily S&P 500 Bull	put	New	2,000	$337K
BBIO Bridgebio Pharma Inc.	put	Sold out	10,800	$275Kbefore exit
PFE Pfizer Inc.	call	New	10,000	$265K
DAL Delta Air Lines Inc.	put	Sold out	5,000	$254Kbefore exit
STNG Scorpio Tankers Inc.	call	New	3,000	$149K
PFE Pfizer Inc.	put	Sold out	5,000	$145Kbefore exit
STLA Stellantis NV	call	New	10,000	$131K
WDC Western Digital Corp.	call	New	2,000	$119K
NEM Newmont Corp.	call	New	3,000	$112K
DIS The Walt Disney Co.	call	New	1,000	$111K
WBD Warner Bros Discovery Inc.	call	New	10,000	$106K
AES AES Corp.	call	New	7,500	$97K
DIS The Walt Disney Co.	put	Sold out	1,000	$96Kbefore exit
BABA Alibaba Group Holding-SP ADR	call	New	1,000	$85K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q3 2024 → Q4 2024


IBDP iShares Ibonds Dec 2024 Term	IBONDS DEC24 ETF · principal	Sold out	219,090	$5.5Mbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	442	$1.6B	FLEX, AAPL, ROP, SPY, PH
Q1 2026	436	$1.4B	AAPL, ROP, FLEX, PH, SPY
Q4 2025	431	$1.5B	AAPL, ROP, FLEX, SPY, PH
Q3 2025Amended	405	$1.4B	ROP, AAPL, FLEX, SPY, PH
Q2 2025	401	$1.3B	ROP, AAPL, FLEX, SPY, MSFT
Q1 2025	400	$1.3B	ROP, AAPL, PH, SPY, BRK.B
Q4 2024	374	$1.2B	ROP, AAPL, PH, SPY, FLEX
Q3 2024	356	$1.2B	ROP, AAPL, PH, SPY, AWK
Q2 2024	350	$1.1B	ROP, AAPL, SPY, PH, MSFT
Q1 2024	355	$1.1B	ROP, AAPL, SPY, PH, MSFT