Clear Harbor Asset Management, LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 5, 2026), Clear Harbor Asset Management, LLC reported 436 stock positions worth $1.4 billion. Its top holding was Apple (AAPL) at 5.7% of the portfolio, followed by Roper Technologies (ROP, 4.6%) and Flex (FLEX, 3.7%). Compared with Q4 2025, it opened 46 new positions, sold out of 41, added to 179 and reduced 154. The biggest buy was a new position in Goldman Sachs Eql WGHT Large (GSEW) and the biggest sale Roper Technologies (ROP, shares −2%).

Most Recent 13F
Q2 2026
Location
Stamford, CT
CIK
0001511857
Portfolio Value
$1.4B (Q1 2026)
SEC Filing
0001172661-26-001602 ↗ filed May 5, 2026

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $1.1B Q1 2024 Q2 2024: $1.1B Q2 2024 Q3 2024: $1.2B Q3 2024 Q4 2024: $1.2B Q4 2024 Q1 2025: $1.3B Q1 2025 Q2 2025: $1.3B Q2 2025 Q3 2025: $1.4B Q3 2025 Q4 2025: $1.5B Q4 2025 Q1 2026: $1.4B $1.4B Q1 2026 Q2 2026: $1.6B Q2 2026

Holdings 436 stocks · $1.4B

AAPL Apple Inc. 5.68% 322,658 $81.9M Add +0.2%
ROP Roper Technologies Inc. 4.64% 188,830 $66.8M Reduce -1.6%
FLEX Flex Ltd. filed as FLEXTRONICS INTL LTD 3.73% 820,449 $53.7M Reduce -1.7%
PH Parker Hannifin Corp. 3.12% 50,267 $45.0M Reduce -1.8%
SPY SS SPDR S&P 500 ETF Trust-US 3.09% 68,449 $44.5M Add +2.6%
GOOG Alphabet Inc. Class C 2.45% 123,227 $35.3M Add +1.2%
JPM JPMorgan Chase & Co. 2.14% 105,052 $30.9M Reduce -0.4%
VTI VG Morningstar TS MKT ETF-US 2.04% 91,492 $29.4M Reduce -2.1%
BRK.B Berkshire Hathaway Inc. Class B 2.02% 60,672 $29.1M Add +3.0%
CAT Caterpillar Inc. 1.87% 38,010 $26.9M Reduce -1.4%
MSFT Microsoft Corp. 1.85% 71,862 $26.6M Reduce -3.7%
GOOGL Alphabet Inc. Class A 1.80% 90,448 $26.0M Add +3.1%
AMZN Amazon.com Inc. 1.61% 111,344 $23.2M Add +7.1%
VEU Vanguard Ftse All-World Ex-U 1.59% 304,965 $22.9M Add +0.6%
AWK American Water Works Co. Inc. 1.58% 166,970 $22.7M Reduce -0.3%
NVDA Nvidia Corp. 1.40% 115,323 $20.1M Add +0.4%
NXT Nextpower Inc. 1.23% 146,997 $17.7M Reduce -0.5%
IWF iShares Russell 1000 Growth 1.21% 40,758 $17.4M Reduce -0.5%
RTX RTX Corp. 1.20% 89,426 $17.3M Add +0.7%
TRMB Trimble Inc. 1.08% 238,234 $15.5M Reduce -0.5%
IAU iShares Gold Trust 1.07% 174,669 $15.4M Reduce -18.7%
PRF Invesco Rafi US 1000 ETF 1.04% 315,293 $15.0M Add +1.2%
JNJ Johnson & Johnson 1.02% 60,153 $14.7M Add +1.2%
TSM Taiwan Semiconductor-SP ADR 0.92% 39,397 $13.3M Reduce -1.0%
LDOS Leidos Holdings Inc. 0.91% 84,418 $13.1M Reduce -0.4%
DHR Danaher Corp. 0.86% 65,446 $12.4M Add +0.5%
HIG Hartford Insurance Group Inc. 0.83% 88,832 $12.0M Add +2.7%
META Meta Platforms Inc. Class A 0.77% 19,520 $11.2M Add +54.5%
MA Mastercard Inc. Class A 0.76% 21,812 $10.9M Add +7.8%
CME Cme Group Inc. 0.75% 36,579 $10.8M Add +1.9%
CNM Core & Main Inc. Class A 0.72% 210,843 $10.4M Reduce -0.3%
V Visa Inc. Class A 0.70% 33,552 $10.1M Add +0.6%
NJR New Jersey Resources Corp. 0.69% 180,741 $9.9M Add +0.9%
DOV Dover Corp. 0.62% 42,856 $8.9M Add +3.3%
ECL Ecolab Inc. 0.62% 33,459 $8.9M Add +0.9%
HD Home Depot Inc. 0.61% 26,904 $8.8M Add +32.5%
HXL Hexcel Corp. 0.61% 109,142 $8.8M Add +1.2%
XOM Exxon Mobil Corp. 0.58% 49,623 $8.4M Add +1.0%
REGN Regeneron Pharmaceuticals 0.58% 10,875 $8.4M Add +2.9%
C Citigroup Inc. 0.58% 74,014 $8.4M Reduce -0.7%
MKL Markel Group Inc. 0.57% 4,302 $8.2M Add +3.8%
BLK BlackRock Inc. 0.54% 8,082 $7.8M Reduce -1.7%
EG Everest Group Ltd. 0.53% 23,520 $7.7M Add +10.7%
IWP iShares Russell Mid-Cap Grow 0.52% 58,582 $7.5M Reduce -1.1%
HEI Heico Corp. 0.51% 27,014 $7.4M Add +2.1%
ABBV Abbvie Inc. 0.50% 33,334 $7.2M Reduce -0.5%
TMO Thermo Fisher Scientific Inc. 0.49% 14,439 $7.1M Reduce -3.7%
AME Ametek Inc. 0.46% 30,822 $6.6M Add +0.9%
UNP Union Pacific Corp. 0.44% 26,364 $6.4M Reduce -0.8%
CPK Chesapeake Utilities Corp. 0.43% 48,615 $6.1M Add +0.1%
RSP Invesco S&P 500 Equal Weight 0.41% 30,982 $5.9M Add +3.6%
AXS Axis Capital Holdings Ltd. 0.41% 58,419 $5.9M Reduce -0.9%
ISRG Intuitive Surgical Inc. 0.41% 12,838 $5.9M Add +9.1%
VYM Vanguard High DVD Yield ETF 0.41% 39,841 $5.9M Reduce -2.8%
PG The Procter & Gamble Co. 0.40% 39,988 $5.8M Add +2.6%
BX Blackstone Inc. 0.39% 48,930 $5.6M Add +18.1%
ENPH Enphase Energy Inc. 0.38% 146,320 $5.5M Add +12.6%
LHX L3HARRIS Technologies Inc. 0.38% 15,957 $5.5M Add +0.7%
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV 0.37% 4,073 $5.4M Reduce -1.7%
CPRT Copart Inc. 0.37% 160,031 $5.3M Reduce -1.4%
MRK Merck & Co. Inc. 0.37% 44,146 $5.3M Add +4.6%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.37% 28,726 $5.3M Add +0.3%
TPG TPG Inc. 0.37% 130,667 $5.3M Reduce -7.3%
NET Cloudflare Inc. Class A 0.36% 25,208 $5.2M Reduce -0.6%
BBJP JPMorgan Betabuilders Japan 0.35% 74,131 $5.1M Add +0.3%
MCK McKesson Corp. 0.35% 5,774 $5.0M Reduce -1.8%
BKNG Booking Holdings Inc. 0.33% 1,118 $4.7M Reduce -1.1%
SPGI S&P Global Inc. 0.32% 10,810 $4.6M No change
ORCL Oracle Corp. 0.31% 29,912 $4.4M Add +7.3%
ABT Abbott Laboratories 0.30% 42,440 $4.4M Add +2.6%
CVX Chevron Corp. 0.30% 21,050 $4.4M Reduce -4.0%
VWO Vanguard Ftse Emerging Marke 0.30% 80,046 $4.3M Add +77.8%
VIG Vanguard Dividend Apprec ETF 0.30% 19,967 $4.3M Add +9.2%
IDXX Idexx Laboratories Inc. 0.29% 7,388 $4.2M Reduce -1.6%
CDNS Cadence Design SYS Inc. 0.29% 14,796 $4.1M Reduce -1.2%
PFE Pfizer Inc. 0.28% 146,263 $4.1M Add +22.7%
HON Honeywell International Inc. 0.27% 17,418 $3.9M Reduce -6.0%
QQQ Invesco QQQ Trust Series 1 0.27% 6,814 $3.9M Add +7.3%
GSEW Goldman Sachs Eql WGHT Large 0.27% 46,147 $3.9M New
AMAT Applied Materials Inc. 0.27% 11,352 $3.9M Reduce -3.9%
UNH Unitedhealth Group Inc. 0.26% 14,002 $3.8M Add +13.6%
FANG Diamondback Energy Inc. 0.26% 18,890 $3.7M Reduce -1.1%
TDY Teledyne Technologies Inc. 0.26% 6,161 $3.7M Add +0.7%
CRM Salesforce Inc. 0.26% 19,896 $3.7M Add +134.6%
TT Trane Technologies PLC 0.26% 8,910 $3.7M Add +0.9%
BDX Becton Dickinson and Co. 0.26% 23,522 $3.7M Add +8.3%
IDN Intellicheck Inc. 0.25% 512,529 $3.6M Reduce -0.7%
TFII Tfi International Inc. filed as TRANSFORCE INC 0.24% 31,398 $3.4M Add +3.4%
GLD SPDR Gold Shares 0.24% 7,882 $3.4M Add +0.9%
COF Capital One Financial Corp. 0.23% 18,558 $3.4M Add +2.9%
GLDM SPDR Gold Minishares Trust 0.23% 35,729 $3.3M Reduce -0.2%
TW Tradeweb Markets Inc. Class A 0.22% 27,100 $3.2M Reduce -2.2%
SLRC SLR Investment Corp. 0.22% 222,473 $3.2M New
AVUS Avantis U.S. Equity ETF 0.21% 27,662 $3.1M Add +5.3%
AMGN Amgen Inc. 0.21% 8,705 $3.1M Reduce -1.9%
GS Goldman Sachs Group Inc. 0.21% 3,604 $3.0M Add +54.4%
IQV Iqvia Holdings Inc. 0.21% 17,846 $3.0M Add +20.3%
PICK iShares MSCI Global Metals & 0.20% 51,428 $2.9M Add +3.2%
MU Micron Technology Inc. 0.20% 8,411 $2.8M Reduce -24.4%
FNV Franco-Nevada Corp. 0.19% 11,331 $2.8M Reduce -1.1%
EXE Expand Energy Corp. 0.19% 25,457 $2.8M Add +60.7%
AVGO Broadcom Inc. 0.19% 8,901 $2.8M Reduce -4.2%
SHOP Shopify Inc. Class A 0.19% 22,894 $2.7M New
INTC Intel Corp. 0.18% 60,287 $2.7M Reduce -55.8%
TEVA Teva Pharmaceutical-SP ADR 0.18% 88,122 $2.7M Reduce -3.5%
SPLV Invesco S&P 500 Low Volatili 0.18% 35,955 $2.6M Add +4.2%
COST Costco Wholesale Corp. 0.18% 2,558 $2.5M Reduce -1.4%
AR Antero Resources Corp. 0.18% 59,602 $2.5M Add +0.8%
TSLA Tesla Inc. 0.17% 6,733 $2.5M Add +4.2%
B Barrick Mining Corp. 0.17% 60,735 $2.5M Reduce -4.3%
WFC Wells Fargo & Co. 0.17% 30,463 $2.4M Reduce -2.3%
ALC Alcon Inc. filed as ALCON AG 0.16% 30,726 $2.3M Reduce -36.1%
DE Deere & Co. 0.16% 4,055 $2.3M Reduce -0.9%
CB Chubb Ltd. 0.16% 6,871 $2.2M Reduce -1.8%
CWT California Water Service Grp 0.16% 49,311 $2.2M Reduce -0.7%
WDC Western Digital Corp. 0.15% 8,104 $2.2M Reduce -6.7%
EMR Emerson Electric Co. 0.15% 16,375 $2.1M Add +3.8%
PYPL PayPal Holdings Inc. 0.15% 47,080 $2.1M Add +171.0%
EMXC iShares MSCI Emr MRK Ex Chna 0.14% 26,536 $2.1M Reduce -0.8%
CF CF Industries Holdings Inc. 0.14% 15,571 $2.0M Reduce -43.0%
EEM iShares MSCI Emerging Market 0.14% 35,438 $2.0M Add +44.4%
NOW ServiceNow Inc. 0.14% 19,234 $2.0M New
AXON Axon Enterprise Inc. 0.14% 4,697 $2.0M New
DELL Dell Technologies -C 0.14% 12,010 $2.0M Add +2.5%
LH Labcorp Holdings Inc. 0.13% 7,255 $1.9M Add +29.0%
QUAL iShares MSCI USA Quality Fac 0.13% 10,059 $1.9M Reduce -1.6%
VGK Vanguard Ftse Europe ETF 0.13% 23,006 $1.9M Add +1.0%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.13% 38,773 $1.9M Add +37.6%
THC Tenet Healthcare Corp. 0.13% 9,945 $1.9M Reduce -1.5%
EFA iShares MSCI Eafe ETF 0.13% 19,162 $1.9M Add +4.5%
LLY Eli Lilly & Co. 0.13% 2,016 $1.9M Reduce -2.3%
KLAC KLA Corp. 0.13% 1,254 $1.8M Reduce -1.4%
NEM Newmont Corp. 0.13% 16,996 $1.8M Reduce -12.9%
VET Vermilion Energy Inc. 0.13% 132,861 $1.8M Add +1.3%
PTEN Patterson-Uti Energy Inc. 0.13% 166,887 $1.8M Reduce -0.4%
EEMS iShares MSCI Emerging MKT SM 0.12% 25,899 $1.8M Add +13.7%
TOL Toll Brothers Inc. 0.12% 13,018 $1.8M Add +0.2%
FBT First Trust Nyse Arca Biotec 0.12% 8,799 $1.8M Add +4.2%
BMY Bristol-Myers Squibb Co. 0.12% 29,013 $1.8M Add +40.1%
AMD Advanced Micro Devices 0.12% 8,618 $1.8M Add +22.4%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.12% 17,924 $1.7M Add +126.1%
IWR iShares Russell Mid-Cap ETF 0.12% 17,747 $1.7M No change
STNG Scorpio Tankers Inc. 0.12% 22,931 $1.7M Reduce -8.0%
LOW Lowe's Cos Inc. 0.12% 7,138 $1.7M Add +0.2%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.12% 5,867 $1.7M Reduce -5.8%
FSLR First Solar Inc. 0.12% 8,532 $1.7M Reduce -3.2%
FCX Freeport-McMoran Inc. 0.12% 28,456 $1.7M Add +1.9%
TGEN Tecogen Inc./Waltham Ma 0.12% 650,000 $1.7M Add +6.6%
COR Cencora Inc. 0.11% 5,265 $1.7M Reduce -0.6%
UAL United Airlines Holdings Inc. 0.11% 17,843 $1.6M Add +1.4%
HTO H2O America 0.11% 27,941 $1.6M Reduce -1.4%
ET Energy Transfer LP 0.11% 84,157 $1.6M Reduce -23.2%
IJH iShares Core S&P Midcap ETF 0.11% 23,713 $1.6M Add +79.5%
SNDK Sandisk Corp. 0.11% 2,514 $1.6M Reduce -44.3%
FTAI Ftai Aviation Ltd. 0.11% 6,475 $1.6M Add +32.8%
DVN Devon Energy Corp. 0.11% 31,175 $1.6M Add +0.4%
TLN Talen Energy Corp. 0.11% 4,900 $1.6M Add +8.3%
ADSK Autodesk Inc. 0.11% 6,500 $1.6M Add +10.2%
OUNZ Vaneck Merk Gold ETF 0.11% 34,530 $1.6M Add +2.2%
LEN Lennar Corp. Class A 0.11% 17,484 $1.5M Add +0.1%
DEO Diageo PLC-Sponsored ADR 0.10% 20,201 $1.5M New
WTRG Essential Utilities Inc. 0.10% 37,344 $1.5M Reduce -0.6%
SCHW Schwab (charles) Corp. 0.10% 15,876 $1.5M Add +1.7%
LIN Linde PLC 0.10% 2,983 $1.5M Reduce -0.9%
SPYX SS SPDR S&P 500 Foss FL ETF 0.10% 27,825 $1.5M No change
DSI iShares ESG MSCI KLD 400 ETF 0.10% 12,173 $1.5M No change
CSCO Cisco Systems Inc. 0.10% 18,833 $1.5M Add +28.3%
VEA Vanguard Ftse Developed ETF 0.10% 22,758 $1.5M Add +0.0%
SLG SL Green Realty Corp. 0.10% 39,208 $1.4M Add +182.7%
RGLD Royal Gold Inc. 0.10% 5,643 $1.4M Add +0.3%
GLW Corning Inc. 0.10% 10,413 $1.4M Reduce -3.6%
DFSV Dimensional US Small Cap Val 0.10% 39,215 $1.4M Add +3.8%
VRT Vertiv Holdings Co. Class A 0.09% 5,307 $1.3M Add +0.3%
HIMX Himax Technologies Inc.-ADR 0.09% 167,105 $1.3M Reduce -7.0%
BAX Baxter International Inc. 0.09% 77,784 $1.3M New
AGG iShares Core U.S. Aggregate 0.09% 13,090 $1.3M New
BIO Bio-Rad Laboratories-A 0.09% 4,598 $1.3M Add +90.1%
AXP American Express Co. 0.09% 4,187 $1.3M Add +65.4%
DOCU Docusign Inc. 0.09% 26,386 $1.3M New
IVV iShares Core S&P 500 ETF 0.08% 1,857 $1.2M Add +1.8%
MDY State Street SPDR S&P Midcap 0.08% 1,966 $1.2M Reduce -0.8%
BA The Boeing Co. 0.08% 6,068 $1.2M Add +18.4%
CNQ Canadian Natural Resources 0.08% 24,506 $1.2M Add +1.3%
COLD Americold Realty Trust Inc. 0.08% 103,942 $1.2M Add +21.6%
SYK Stryker Corp. 0.08% 3,607 $1.2M Reduce -0.9%
SLB SLB Ltd. filed as SLB LIMITED 0.08% 22,646 $1.2M No change
PEP Pepsico Inc. 0.08% 7,391 $1.1M Add +4.2%
GM General Motors Co. 0.08% 15,381 $1.1M Reduce -0.5%
KO The Coca-Cola Co. 0.08% 15,053 $1.1M Reduce -3.3%
CPB The Campbell's Company 0.08% 51,395 $1.1M New
ANF Abercrombie & Fitch Co. Class A 0.08% 12,514 $1.1M Add +0.8%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.08% 26,450 $1.1M No change
FDX FedEx Corp. 0.08% 3,125 $1.1M Reduce -2.3%
TRIP Tripadvisor Inc. 0.08% 103,747 $1.1M New
TWI Titan International Inc. 0.07% 153,800 $1.1M Add +0.7%
CDE Coeur Mining Inc. 0.07% 56,395 $1.1M No change
PLTR Palantir Technologies Inc. Class A 0.07% 7,215 $1.1M Add +1.0%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.07% 4,818 $1.0M New
KKR KKR & Co. Inc. 0.07% 11,229 $1.0M Add +10.9%
DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND 0.07% 2,235 $1.0M New
VFC VF Corp. 0.07% 60,332 $1.0M New
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.07% 6,405 $1.0M Add +275.0%
PVH PVH Corp. 0.07% 14,647 $1.0M Add +37.0%
BZH Beazer Homes USA Inc. 0.07% 52,797 $1.0M No change
EIC Eagle Point Income Co.-USA Inc. 0.07% 102,310 $966K New
CGCP Cap Group Core Plus Income 0.07% 42,998 $961K Reduce -5.0%
BGB Blackstone Strategic Credit 0.07% 86,070 $960K Add +4.2%
CSX CSX Corp. 0.07% 23,174 $951K Reduce -1.1%
KSPI JSC Kaspi.kz ADR filed as KASPI KZ JSC 0.07% 12,825 $950K New
CAH Cardinal Health Inc. 0.07% 4,458 $942K Reduce -3.9%
DAL Delta Air Lines Inc. 0.06% 13,870 $922K Add +0.6%
APO Apollo Global Management Inc. 0.06% 7,987 $890K Add +1.9%
VRP Invesco Variable Rate Prefer 0.06% 37,040 $888K Add +8.2%
EWG iShares MSCI Germany ETF 0.06% 22,286 $884K Reduce -7.6%
TRV The Travelers Cos Inc. 0.06% 3,026 $883K Add +5.1%
AMTM Amentum Holdings Inc. 0.06% 33,775 $881K Reduce -6.9%
GEV GE Vernova Inc. 0.06% 994 $868K Add +0.5%
WMT Walmart Inc. 0.06% 6,942 $863K Reduce -3.4%
ED Consolidated Edison Inc. 0.06% 7,609 $861K Reduce -2.2%
KBH KB Home 0.06% 16,580 $858K No change
HRL Hormel Foods Corp. 0.06% 37,822 $857K New
NTRL First Trust Equity Market Ne 0.06% 41,264 $854K No change
ILMN Illumina Inc. 0.06% 6,905 $851K Add +4.0%
XLK SS Technology Select Sector 0.06% 6,376 $847K Reduce -0.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.06% 3,491 $846K Add +3.6%
UGI Ugi Corp. 0.06% 22,782 $830K No change
ECVT Ecovyst Inc. 0.06% 64,375 $828K Reduce -16.6%
LRCX Lam Research Corp. 0.06% 3,874 $828K Add +3.1%
NSC Norfolk Southern Corp. 0.06% 2,873 $825K No change
BABA Alibaba Group Holding-SP ADR 0.06% 6,546 $821K Add +0.5%
IJR iShares Core S&P Small-Cap E 0.06% 6,591 $819K Add +28.7%
CALM Cal-Maine Foods Inc. 0.06% 10,315 $816K New
APLS Apellis Pharmaceuticals Inc. 0.06% 20,000 $805K New
PANW Palo Alto Networks Inc. 0.06% 5,013 $804K Add +9.2%
T AT&T Inc. 0.06% 27,600 $800K Add +0.4%
DVY iShares Select Dividend ETF 0.06% 5,270 $798K No change
WHR Whirlpool Corp. 0.06% 14,768 $796K Reduce -14.1%
MDT Medtronic PLC 0.06% 9,189 $796K Reduce -0.5%
SYY Sysco Corp. 0.06% 11,135 $794K Reduce -1.7%
CPS Cooper-Standard Holding 0.06% 28,452 $793K New
QCOM Qualcomm Inc. 0.05% 6,116 $788K Reduce -9.0%
CFG Citizens Financial Group 0.05% 13,082 $785K Reduce -33.6%
IEFA iShares Core MSCI Eafe ETF 0.05% 8,655 $784K Add +2.7%
ARKK ARK Innovation ETF 0.05% 11,506 $778K Add +0.6%
CAG Conagra Brands Inc. 0.05% 48,910 $769K No change
CMCSA Comcast Corp. Class A 0.05% 26,738 $768K Reduce -2.2%
EARN Ellington Credit Co. 0.05% 173,185 $767K Reduce -50.2%
MS Morgan Stanley 0.05% 4,637 $763K Reduce -15.5%
ITW Illinois Tool Works 0.05% 2,904 $756K Add +0.3%
BSM Black Stone Minerals LP 0.05% 49,307 $746K No change
DEA Easterly Government Properti 0.05% 34,785 $745K Reduce -2.1%
GE General Electric filed as GE AEROSPACE 0.05% 2,573 $730K Reduce -0.8%
FIG Figma Inc. Class A 0.05% 34,305 $725K Add +140.4%
CHRD Chord Energy Corp. 0.05% 5,059 $719K New
NUE Nucor Corp. 0.05% 4,240 $717K Reduce -1.0%
CI The Cigna Group 0.05% 2,677 $714K Reduce -12.4%
SKYX SKYX Platforms Corp. 0.05% 632,615 $709K Add +1.8%
IWD iShares Russell 1000 Value E 0.05% 3,311 $707K Add +151.6%
XSW SS SPDR S&P Soft & Serv ETF 0.05% 4,935 $702K New
TTEQ T Rowe Price Technology ETF 0.05% 23,105 $699K No change
DAR Darling Ingredients Inc. 0.05% 11,280 $698K Reduce -52.5%
ALK Alaska Air Group Inc. 0.05% 18,965 $698K Add +0.3%
MCD McDonald's Corp. 0.05% 2,242 $697K Add +10.4%
PSX Phillips 66 0.05% 3,802 $693K Reduce -0.3%
XLE SS Energy Select Sector 0.05% 11,206 $686K New
EWJ iShares MSCI Japan ETF 0.05% 8,101 $684K Add +52.4%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.05% 2,608 $671K Add +13.0%
DLR Digital Realty Trust Inc. 0.05% 3,721 $671K Reduce -2.6%
TM Toyota Motor Corp. -Spon ADR 0.05% 3,235 $667K Add +0.3%
NVS Novartis AG-Sponsored ADR 0.05% 4,362 $666K Reduce -1.5%
GLNG Golar LNG Ltd. 0.05% 12,300 $666K Add +2.1%
NEE Nextera Energy Inc. 0.05% 7,157 $665K Reduce -6.5%
SNOW Snowflake Inc. 0.05% 4,396 $663K Add +48.4%
IBB iShares Biotechnology ETF 0.05% 3,905 $659K No change
LBRDA Liberty Broadband-A 0.05% 13,116 $659K No change
IWM iShares Russell 2000 ETF 0.05% 2,646 $656K Reduce -7.2%
HBM Hudbay Minerals Inc. 0.05% 31,100 $650K Reduce -5.8%
EVGO Evgo Inc. 0.04% 374,570 $644K Add +713.4%
CROX Crocs Inc. 0.04% 7,706 $640K Add +9.6%
YEXT Yext Inc. 0.04% 164,910 $633K Add +345.1%
GD General Dynamics Corp. 0.04% 1,844 $633K Reduce -1.1%
FLIN Franklin Ftse India ETF 0.04% 18,587 $617K No change
FVR Frontview REIT Inc. 0.04% 39,330 $608K Add +139.1%
XYZ Block Inc. 0.04% 10,098 $608K Add +178.1%
VOO Vanguard S&P 500 ETF 0.04% 1,011 $604K Add +79.6%
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.04% 26,500 $601K New
IEMG iShares Core MSCI Emerging 0.04% 8,565 $597K Add +15.3%
VT Vanguard Tot World STK ETF 0.04% 4,270 $591K Add +0.1%
AMT American Tower Corp. 0.04% 3,418 $590K Add +0.3%
LPG Dorian LPG Ltd. 0.04% 17,240 $590K Reduce -4.7%
PERI Perion Network Ltd. 0.04% 58,370 $583K Add +23.5%
SMR Nuscale Power Corp. 0.04% 53,535 $580K New
NTB Bank of N.T. Butterfield&son 0.04% 10,914 $573K No change
XLF SS Financial Select Sector 0.04% 11,366 $561K Add +66.1%
GOVT iShares US Treasury Bond ETF 0.04% 24,152 $553K Reduce -2.9%
PM Philip Morris International 0.04% 3,343 $553K Add +15.6%
BSMQ Invesco Bulletshares 2026 MB 0.04% 23,355 $552K Add +4.0%
VZ Verizon Communications Inc. 0.04% 10,809 $543K Reduce -2.8%
TGT Target Corp. 0.04% 4,472 $542K No change
GDX Vaneck Gold Miners ETF 0.04% 5,900 $541K No change
HDV iShares Core High Dividend E 0.04% 3,964 $538K No change
TAC Transalta Corp. 0.04% 40,700 $533K Reduce -15.0%
KMI Kinder Morgan Inc. 0.04% 15,767 $529K Reduce -2.9%
SE Sea Ltd.-ADR 0.04% 6,381 $528K Add +60.8%
BKLN Invesco Senior Loan ETF 0.04% 25,460 $520K New
VEEV Veeva Systems Inc. Class A 0.04% 2,928 $514K Reduce -63.6%
LYB Lyondellbasell Indu Class A 0.04% 6,354 $512K New
SG Sweetgreen Inc. Class A 0.03% 90,535 $470K Reduce -9.0%
PCT Purecycle Technologies Inc. 0.03% 89,372 $464K Add +18.6%
CCOI Cogent Communications Holdin 0.03% 24,521 $462K Reduce -11.5%
TNGY Tortoise Energy ETF 0.03% 44,075 $460K Add +0.1%
WRB WR Berkley Corp. filed as BERKLEY W R CORP 0.03% 6,876 $456K Add +0.4%
ETN Eaton Corp. PLC 0.03% 1,258 $450K Add +3.8%
KWEB Kranesh Csi China Internet 0.03% 15,686 $446K No change
EQWL Invesco S&P 100 Equal Weight 0.03% 3,866 $446K New
ENB Enbridge Inc. 0.03% 8,055 $435K New
QDEL Quidelortho Corp. 0.03% 26,249 $431K Reduce -12.6%
DXJ Wisdomtree Japan Hedged Eq 0.03% 2,698 $428K Reduce -2.2%
MRX Marex UK Holdings Ltd. filed as MAREX GROUP PLC 0.03% 9,577 $427K No change
STT State Street Corp. 0.03% 3,357 $425K Reduce -1.7%
VUG Vanguard Mrngstar GR ETF-Sui 0.03% 962 $420K Add +7.8%
NOBL Proshares S&P 500 Dividend A 0.03% 3,955 $419K Add +0.0%
HSY The Hershey Co. 0.03% 2,012 $418K No change
APTV Aptiv PLC 0.03% 5,917 $411K New
YORW York Water Co. filed as YORK WTR CO 0.03% 13,325 $406K No change
ARKW ARK Next Generation Technolo 0.03% 3,345 $403K No change
MDLZ Mondelez International Inc. Class A 0.03% 6,990 $403K Reduce -7.8%
FITB Fifth Third Bancorp 0.03% 8,584 $399K No change
SPDW Ste STR SPDR PT DW Eu ETF 0.03% 8,674 $396K Reduce -0.2%
IBDU iShares Ibonds Dec 2029 Term 0.03% 17,000 $395K New
PCG P G & E Corp. 0.03% 22,483 $395K No change
RING iShares MSCI Global Gold Min 0.03% 5,000 $395K New
SHEL Shell PLC-ADR 0.03% 4,194 $390K Add +1.7%
CL Colgate-Palmolive Co. 0.03% 4,503 $384K No change
IREN Iren Ltd. filed as IREN LIMITED 0.03% 11,130 $382K No change
GPC Genuine Parts Co. 0.03% 3,504 $371K Reduce -9.1%
SPXL Direxion Daily S&P 500 Bull 0.03% 2,000 $370K No change
EMLC Vaneck JPM Em Local Curr BND 0.03% 14,350 $360K Reduce -4.7%
PSBD Palmer Square Capital BDC Inc. 0.02% 36,692 $358K Add +46.5%
PRU Prudential Financial Inc. 0.02% 3,531 $345K New
OXY Occidental Petroleum Corp. 0.02% 5,300 $345K Reduce -10.2%
MAR Marriott International Class A 0.02% 1,045 $342K Add +0.6%
SCHB Schwab US Broad Market ETF 0.02% 13,614 $342K New
BGSF BGSF Inc. 0.02% 52,029 $337K Reduce -12.8%
IR Ingersoll-Rand Inc. 0.02% 4,200 $337K No change
ELV Elevance Health Inc. 0.02% 1,144 $335K Reduce -64.0%
GUNR NT Mstar GLBL NR ETF 0.02% 6,035 $333K New
LYV Live Nation Entertainment Inc. 0.02% 2,171 $331K Reduce -24.1%
QRVO Qorvo Inc. 0.02% 4,272 $331K Reduce -6.7%
ES Eversource Energy 0.02% 4,755 $329K Add +0.7%
BSX Boston Scientific Corp. 0.02% 5,188 $326K Add +46.1%
PHYS Sprott Physical Gold Trust 0.02% 9,119 $323K Add +10.1%
GPGI Gpgi Inc. 0.02% 18,712 $320K No change
FDL First Trust Morn DVD Lead Inc. 0.02% 6,236 $317K Add +4.6%
MSTR Strategy Inc. 0.02% 2,521 $315K New
VB Vanguard Most SM-Cap ETF-Usd 0.02% 1,185 $310K No change
PNC PNC Financial Services Group 0.02% 1,482 $308K Add +0.8%
SPTM SS SPDR P S&P 1500 Comp ETF 0.02% 3,819 $302K No change
PCYO Pure Cycle Corp. 0.02% 29,536 $297K Reduce -3.3%
SOLS Solstice Adv Materials Inc. 0.02% 3,852 $293K Reduce -12.8%
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.02% 3,253 $293K Add +0.1%
GILD Gilead Sciences Inc. 0.02% 2,101 $293K Add +1.0%
PWR Quanta Services Inc. 0.02% 533 $293K Reduce -19.7%
ZG Zillow Group Inc. Class A 0.02% 7,032 $291K Add +18.7%
MO Altria Group Inc. 0.02% 4,390 $290K No change
FICO Fair Isaac Corp. 0.02% 270 $288K Reduce -85.8%
STE Steris PLC 0.02% 1,300 $287K Reduce -3.7%
VOOG Vanguard S&P 500 Growth ETF 0.02% 700 $285K No change
CEF Sprott Physical Gold and Sil 0.02% 5,979 $285K No change
COMP Compass Inc. Class A 0.02% 38,934 $285K Reduce -10.1%
CARR Carrier Global Corp. 0.02% 5,004 $282K Reduce -2.0%
VTV Vanguard Mrngstr Val ETF-Aui 0.02% 1,436 $282K Add +18.5%
CRC California Resources Corp. 0.02% 4,025 $279K Reduce -31.5%
WAT Waters Corp. 0.02% 934 $278K New
MRP Millrose Properties 0.02% 9,866 $276K Add +7.4%
CWEN Clearway Energy Inc. Class C 0.02% 6,987 $275K Add +15.2%
QUS SS SPDR MSCI U Stratfact ETF 0.02% 1,582 $272K Add +0.1%
AES AES Corp. 0.02% 18,845 $266K Reduce -26.3%
CASH Pathward Financial Inc. 0.02% 2,915 $260K Reduce -11.4%
TLT iShares 20+ Year Treasury BD 0.02% 2,994 $260K Add +10.2%
HEDJ Wisdomtree Europe Hedged Equ 0.02% 4,901 $256K Reduce -0.2%
NFLX Netflix Inc. 0.02% 2,650 $255K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.02% 2,140 $254K Add +1.1%
ALL Allstate Corp. 0.02% 1,219 $253K Reduce -45.2%
SGRY Surgery Partners Inc. 0.02% 20,851 $249K Reduce -47.1%
BG Bunge Global SA 0.02% 1,950 $248K New
IGM iShares Expanded Tech Sector 0.02% 2,064 $245K No change
CNTX Context Therapeutics Inc. 0.02% 92,804 $243K No change
BTI British American Tob-SP ADR 0.02% 3,980 $233K No change
PJT PJT Partners Inc. Class A 0.02% 1,647 $230K Reduce -1.5%
MSDL Morgan Stanley Direct Lendin 0.02% 16,440 $230K Add +18.2%
UL Unilever PLC-Sponsored ADR 0.02% 4,012 $229K Add +2.4%
ADM Archer-Daniels-Midland Co. 0.02% 3,137 $228K New
ALLE Allegion PLC 0.02% 1,561 $227K No change
NKE Nike Inc. Class B 0.02% 4,266 $225K New
INDA iShares MSCI India ETF 0.02% 4,760 $223K New
RVTY Revvity Inc. 0.02% 2,500 $219K No change
AIOT Powerfleet Inc. 0.01% 69,900 $215K Add +149.0%
MELI MercadoLibre Inc. 0.01% 124 $214K Reduce -23.5%
SAP Sap SE-Sponsored ADR 0.01% 1,247 $213K No change
CSIQ Canadian Solar Inc. 0.01% 15,330 $212K Add +1.7%
AFL Aflac Inc. 0.01% 1,885 $207K Reduce -5.3%
GPK Graphic Packaging Holding Co. 0.01% 20,587 $205K No change
MRVL Marvell Technology Inc. 0.01% 2,058 $204K New
JD Jd.com Inc.-ADR 0.01% 6,889 $204K Reduce -74.8%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.01% 4,430 $203K New
ICE Intercontinental Exchange Inc. 0.01% 1,292 $203K Reduce -19.4%
FISV Fiserv Inc. 0.01% 3,629 $202K Reduce -0.7%
NOMD Nomad Foods Ltd. 0.01% 19,965 $192K Reduce -53.6%
BGC BGC Group Inc. Class A 0.01% 19,222 $188K No change
AIV Apartment Invt & Mgmt Co. Class A 0.01% 42,900 $175K No change
PSEC Prospect Capital Corp. 0.01% 65,500 $171K New
RKT Rocket Cos Inc. Class A 0.01% 11,630 $166K Add +9.4%
AUNA Auna SA Class A 0.01% 29,173 $161K Add +127.1%
SGU Star Group LP 0.01% 13,000 $160K No change
CLF Cleveland-Cliffs Inc. 0.01% 18,550 $157K Add +9.1%
PTON Peloton Interactive Inc. Class A 0.01% 36,415 $156K Add +202.6%
QURE Uniqure NV 0.01% 9,400 $154K Reduce -44.4%
RIOT Riot Platforms Inc. 0.01% 12,120 $150K New
SJT San Juan Basin Royalty TR 0.01% 28,825 $139K No change
RIG Transocean Ltd. 0.01% 20,200 $134K New
PGX Invesco Preferred ETF 0.01% 12,220 $133K Reduce -14.1%
ABUS Arbutus Biopharma Corp. 0.01% 27,000 $122K Reduce -63.9%
LIQT Liqtech International Inc. 0.01% 60,756 $116K Reduce -0.0%
TH Target Hospitality Corp. 0.01% 11,500 $107K Reduce -17.9%
SBET Sharplink Inc. 0.01% 16,500 $106K Reduce -25.0%
IAUX I-80 Gold Corp. 0.01% 69,407 $105K Add +18.3%
IBRX Immunitybio Inc. 0.01% 10,000 $77K No change
PVL Permianville Royalty Trust 0.01% 41,386 $77K Reduce -18.1%
AMTX Aemetis Inc. 0.00% 21,775 $69K Add +7.9%
PACB Pacific Biosciences of Calif 0.00% 44,130 $58K Reduce -24.8%
CABA Cabaletta Bio Inc. 0.00% 19,500 $52K No change
BFLY Butterfly Network Inc. 0.00% 11,455 $46K Reduce -8.0%
ALLO Allogene Therapeutics Inc. 0.00% 10,000 $24K No change
AKBA Akebia Therapeutics Inc. 0.00% 10,000 $14K No change
MREO Mereo Biopharma Group PL-ADR 0.00% 35,000 $12K No change

Options reported separately and not counted above: GOOG puts ($5.0M), EG puts ($654K), HIMX calls ($197K), QQQ puts ($173K), AAPL puts ($127K), QURE puts ($49K), MU puts ($34K), IBM puts ($24K), DOV puts ($21K), CVX calls ($21K), ORCL puts ($15K), FLEX calls ($7K).

Other holdings (2): bonds, preferreds, convertibles and warrants · $2.2M (not counted above)
SecurityClassShares / PrincipalValueChange
WHIRLPOOL CORP (WHR 8.5 02/15/29 A) 8.5 DEP SR A CNV 34,990$1.4MNew
ENERGY TRANSFER LP (ET 9.25 PERP I) 9.250% FXD PFD I 67,085$776KNew

Total filed on the 13F, all lines: $1.4B.

Portfolio Sells Q4 2025 → Q1 2026

ROP Roper Technologies Inc. Reduce -1.6% 4.64% −1.20
MSFT Microsoft Corp. Reduce -3.7% 1.85% −0.62
MSCI MSCI Inc. Sold out 0.00% −0.31
TPG TPG Inc. Reduce -7.3% 0.37% −0.25
WST West Pharmaceutical Services Sold out 0.00% −0.22
TRMB Trimble Inc. Reduce -0.5% 1.08% −0.20
FICO Fair Isaac Corp. Reduce -85.8% 0.02% −0.20
BSY Bentley Systems Inc. Class B Sold out 0.00% −0.19
JPM JPMorgan Chase & Co. Reduce -0.4% 2.14% −0.18
INTC Intel Corp. Reduce -55.8% 0.18% −0.16
LDOS Leidos Holdings Inc. Reduce -0.4% 0.91% −0.13
IAU iShares Gold Trust Reduce -18.7% 1.07% −0.12
IWF iShares Russell 1000 Growth Reduce -0.5% 1.21% −0.12
SLV iShares Silver Trust Sold out 0.00% −0.11
VTI VG Morningstar TS MKT ETF-US Reduce -2.1% 2.04% −0.10
TMO Thermo Fisher Scientific Inc. Reduce -3.7% 0.49% −0.10
ALC Alcon Inc. Reduce -36.1% 0.16% −0.10
BKNG Booking Holdings Inc. Reduce -1.1% 0.33% −0.09
VEEV Veeva Systems Inc. Class A Reduce -63.6% 0.04% −0.09
RWT Redwood Trust Inc. Sold out 0.00% −0.08
PKST Peakstone Realty Trust Sold out 0.00% −0.08
RC Ready Capital Corp. Sold out 0.00% −0.08
WPM Wheaton Precious Metals Corp. Sold out 0.00% −0.07
KHC The Kraft Heinz Co. Sold out 0.00% −0.07
EARN Ellington Credit Co. Reduce -50.2% 0.05% −0.07
SU Suncor Energy Inc. Sold out 0.00% −0.07
FMC FMC Corp. Sold out 0.00% −0.07
MOH Molina Healthcare Inc. Sold out 0.00% −0.07
CPRT Copart Inc. Reduce -1.4% 0.37% −0.07
PAAS Pan American Silver Corp. Sold out 0.00% −0.06
BLK BlackRock Inc. Reduce -1.7% 0.54% −0.06
IDXX Idexx Laboratories Inc. Reduce -1.6% 0.29% −0.06
AGNC AGNC Investment Corp. Sold out 0.00% −0.05
ELV Elevance Health Inc. Reduce -64.0% 0.02% −0.05
NU Nu Holdings Ltd./Cayman Isl-A Sold out 0.00% −0.05
FSLR First Solar Inc. Reduce -3.2% 0.12% −0.04
JD Jd.com Inc.-ADR Reduce -74.8% 0.01% −0.04
HWM Howmet Aerospace Inc. Sold out 0.00% −0.04
WSBC Wesbanco Inc. Sold out 0.00% −0.03
CDNS Cadence Design SYS Inc. Reduce -1.2% 0.29% −0.03
IWP iShares Russell Mid-Cap Grow Reduce -1.1% 0.52% −0.03
WFC Wells Fargo & Co. Reduce -2.3% 0.17% −0.03
GRND Grindr Inc. Sold out 0.00% −0.03
WHR Whirlpool Corp. Reduce -14.1% 0.06% −0.03
QDEL Quidelortho Corp. Reduce -12.6% 0.03% −0.03
AVGO Broadcom Inc. Reduce -4.2% 0.19% −0.03
CNM Core & Main Inc. Class A Reduce -0.3% 0.72% −0.03
FWRD Forward Air Corp. Sold out 0.00% −0.03
FUN Six Flags Entertainment Corp. Sold out 0.00% −0.03
SGRY Surgery Partners Inc. Reduce -47.1% 0.02% −0.02

Portfolio Buys Q4 2025 → Q1 2026

GSEW Goldman Sachs Eql WGHT Large New 0.27% +0.27
SLRC SLR Investment Corp. New 0.22% +0.22
META Meta Platforms Inc. Class A Add +54.5% 0.77% +0.20
SHOP Shopify Inc. Class A New 0.19% +0.19
XOM Exxon Mobil Corp. Add +1.0% 0.58% +0.18
JNJ Johnson & Johnson Add +1.2% 1.02% +0.18
NOW ServiceNow Inc. New 0.14% +0.14
AXON Axon Enterprise Inc. New 0.14% +0.14
HD Home Depot Inc. Add +32.5% 0.61% +0.14
VWO Vanguard Ftse Emerging Marke Add +77.8% 0.30% +0.13
NJR New Jersey Resources Corp. Add +0.9% 0.69% +0.12
DEO Diageo PLC-Sponsored ADR New 0.10% +0.10
CRM Salesforce Inc. Add +134.6% 0.26% +0.10
ENPH Enphase Energy Inc. Add +12.6% 0.38% +0.10
BAX Baxter International Inc. New 0.09% +0.09
AGG iShares Core U.S. Aggregate New 0.09% +0.09
DOCU Docusign Inc. New 0.09% +0.09
RTX RTX Corp. Add +0.7% 1.20% +0.08
PFE Pfizer Inc. Add +22.7% 0.28% +0.08
CME Cme Group Inc. Add +1.9% 0.75% +0.08
CPB The Campbell's Company New 0.08% +0.08
PYPL PayPal Holdings Inc. Add +171.0% 0.15% +0.08
TRIP Tripadvisor Inc. New 0.08% +0.08
EXE Expand Energy Corp. Add +60.7% 0.19% +0.07
AJG Arthur J Gallagher & Co. New 0.07% +0.07
DIA SS SPDR Dow Jones Indus Avg New 0.07% +0.07
GS Goldman Sachs Group Inc. Add +54.4% 0.21% +0.07
VFC VF Corp. New 0.07% +0.07
HXL Hexcel Corp. Add +1.2% 0.61% +0.07
EIC Eagle Point Income Co.-USA Inc. New 0.07% +0.07
DOV Dover Corp. Add +3.3% 0.62% +0.07
KSPI JSC Kaspi.kz ADR New 0.07% +0.07
VEU Vanguard Ftse All-World Ex-U Add +0.6% 1.59% +0.07
MRK Merck & Co. Inc. Add +4.6% 0.37% +0.06
LHX L3HARRIS Technologies Inc. Add +0.7% 0.38% +0.06
HRL Hormel Foods Corp. New 0.06% +0.06
DIS The Walt Disney Co. Add +126.1% 0.12% +0.06
SLG SL Green Realty Corp. Add +182.7% 0.10% +0.06
CALM Cal-Maine Foods Inc. New 0.06% +0.06
APLS Apellis Pharmaceuticals Inc. New 0.06% +0.06
CPS Cooper-Standard Holding New 0.06% +0.06
TJX TJX Companies Inc. Add +275.0% 0.07% +0.05
VET Vermilion Energy Inc. Add +1.3% 0.13% +0.05
IJH iShares Core S&P Midcap ETF Add +79.5% 0.11% +0.05
CHRD Chord Energy Corp. New 0.05% +0.05
XSW SS SPDR S&P Soft & Serv ETF New 0.05% +0.05
EEM iShares MSCI Emerging Market Add +44.4% 0.14% +0.05
XLE SS Energy Select Sector New 0.05% +0.05
BMY Bristol-Myers Squibb Co. Add +40.1% 0.12% +0.05
TDY Teledyne Technologies Inc. Add +0.7% 0.26% +0.04

Options Activity Q4 2025 → Q1 2026

GOOG Alphabet Inc. Class C put Reduce -14.6% 17,500 $5.0M
AVGO Broadcom Inc. put Sold out 4,700 $1.6Mbefore exit
TEVA Teva Pharmaceutical-SP ADR put Sold out 50,000 $1.6Mbefore exit
SPY SS SPDR S&P 500 ETF Trust-US put Sold out 1,800 $1.2Mbefore exit
ARKK ARK Innovation ETF put Sold out 13,000 $1000Kbefore exit
TQQQ Proshares Ultrapro QQQ put Sold out 16,000 $844Kbefore exit
EG Everest Group Ltd. put Add +100.0% 2,000 $654K
HIMX Himax Technologies Inc.-ADR put Sold out 55,000 $450Kbefore exit
PLTR Palantir Technologies Inc. Class A put Sold out 2,500 $444Kbefore exit
JPM JPMorgan Chase & Co. put Sold out 1,000 $322Kbefore exit
HIMX Himax Technologies Inc.-ADR call New 25,000 $197K
QQQ Invesco QQQ Trust Series 1 put Reduce -62.5% 300 $173K
AAPL Apple Inc. put New 500 $127K
CLF Cleveland-Cliffs Inc. put Sold out 7,500 $100Kbefore exit
QURE Uniqure NV put Add +200.0% 3,000 $49K
MU Micron Technology Inc. put New 100 $34K
CDNS Cadence Design SYS Inc. put Sold out 100 $31Kbefore exit
IBM Intl Business Machines Corp. put New 100 $24K
DOV Dover Corp. put New 100 $21K
CVX Chevron Corp. call New 100 $21K
ORCL Oracle Corp. put New 100 $15K
FLEX Flex Ltd. call New 100 $7K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2025 → Q1 2026

WHIRLPOOL CORP (WHR 8.5 02/15/29 A) 8.5 DEP SR A CNV New 34,990 $1.4M
ENERGY TRANSFER LP (ET 9.25 PERP I) 9.250% FXD PFD I New 67,085 $776K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 442$1.6BFLEX, AAPL, ROP, SPY, PH
Q1 2026 436$1.4BAAPL, ROP, FLEX, PH, SPY
Q4 2025 431$1.5BAAPL, ROP, FLEX, SPY, PH
Q3 2025Amended 405$1.4BROP, AAPL, FLEX, SPY, PH
Q2 2025 401$1.3BROP, AAPL, FLEX, SPY, MSFT
Q1 2025 400$1.3BROP, AAPL, PH, SPY, BRK.B
Q4 2024 374$1.2BROP, AAPL, PH, SPY, FLEX
Q3 2024 356$1.2BROP, AAPL, PH, SPY, AWK
Q2 2024 350$1.1BROP, AAPL, SPY, PH, MSFT
Q1 2024 355$1.1BROP, AAPL, SPY, PH, MSFT