Concourse Financial Group Securities, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 1, 2024), Concourse Financial Group Securities, Inc. reported 2,295 stock positions worth $1.5 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 3.0% of the portfolio, followed by Vngrd Mrngstr MG Cap ETF-Usd (MGC, 2.5%) and Vanguard Ftse Developed ETF (VEA, 1.9%). Compared with Q4 2023, it opened 12 new positions, sold out of 12, added to 974 and reduced 662. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +162%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −25%).
- Most Recent 13F
- Q2 2025
- Location
- BIRMINGHAM, AL
- CIK
- 0000752798
- Portfolio Value
- $1.5B (Q1 2024)
- SEC Filing
- 0000752798-24-000005 ↗ filed May 1, 2024
Holdings Value
Holdings 2,295 stocks · $1.5B
| IVV iShares Core S&P 500 ETF | 2.96% | 87,134 | $45.8M | Reduce -25.2% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 2.50% | 206,569 | $38.6M | Reduce -0.2% |
| VEA Vanguard Ftse Developed ETF | 1.88% | 581,016 | $29.1M | Reduce -1.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.81% | 612,629 | $27.9M | Add +27.9% |
| VOO Vanguard S&P 500 ETF | 1.66% | 57,004 | $25.7M | Add +161.9% |
| QUAL iShares MSCI USA Quality Fac | 1.66% | 156,344 | $25.7M | Add +19.5% |
| AGG iShares Core U.S. Aggregate | 1.53% | 241,709 | $23.7M | Add +0.3% |
| MSFT Microsoft Corp. | 1.50% | 55,026 | $23.2M | Add +5.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.47% | 90,938 | $22.7M | Reduce -8.3% |
| MBB iShares MBS ETF | 1.42% | 237,239 | $21.9M | Add +3.0% |
| AAPL Apple Inc. | 1.41% | 141,811 | $21.7M | Add +4.9% |
| SCHG Schwab US Large-Cap Growth | 1.14% | 190,979 | $17.7M | Reduce -4.2% |
| AMZN Amazon.com Inc. | 1.10% | 94,083 | $17.0M | Add +1.8% |
| IEFA iShares Core MSCI Eafe ETF | 1.07% | 223,736 | $16.6M | Add +10.1% |
| NVDA Nvidia Corp. | 0.93% | 25,028 | $14.4M | Add +6.5% |
| FTSM First Trust Enh Short Mat FD | 0.89% | 231,063 | $13.8M | Add +2.6% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.89% | 308,680 | $13.7M | Add +0.0% |
| VONG Vanguard Russell 1000 Growth | 0.84% | 149,487 | $13.0M | Add +606.2% |
| IJR iShares Core S&P Small-Cap E | 0.84% | 117,148 | $12.9M | Reduce -7.2% |
| RSP Invesco S&P 500 Equal Weight | 0.80% | 73,097 | $12.4M | Reduce -8.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.78% | 35,039 | $12.1M | Reduce -5.9% |
| GOOGL Alphabet Inc. Class A | 0.76% | 78,374 | $11.8M | Add +5.2% |
| IVW iShares S&P 500 Growth ETF | 0.73% | 133,734 | $11.3M | Add +170.3% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.70% | 206,241 | $10.8M | Add +194.9% |
| BNDX Vanguard Total Intl Bond ETF | 0.69% | 217,820 | $10.7M | Add +8.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.69% | 40,946 | $10.6M | Reduce -3.0% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.67% | 94,794 | $10.3M | Reduce -17.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.65% | 44,194 | $10.1M | Add +33.9% |
| VWO Vanguard Ftse Emerging Marke | 0.65% | 240,125 | $10.0M | Add +0.5% |
| XLV SS Health Care Select Sector | 0.64% | 67,485 | $10.0M | Add +24.3% |
| MA Mastercard Inc. Class A | 0.63% | 20,272 | $9.8M | Add +0.7% |
| IVE iShares S&P 500 Value ETF | 0.60% | 49,963 | $9.3M | Add +217.4% |
| SCHD Schwab US DVD Equity ETF | 0.56% | 108,184 | $8.7M | Add +8.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.54% | 51,157 | $8.3M | Reduce -4.6% |
| BSV Vanguard Short-Term Bond ETF | 0.54% | 108,398 | $8.3M | Add +2.8% |
| V Visa Inc. Class A | 0.53% | 29,236 | $8.2M | Reduce -1.8% |
| COWZ Pacer US Cash Cows 100 ETF | 0.50% | 134,283 | $7.8M | Reduce -2.3% |
| HD Home Depot Inc. | 0.49% | 19,885 | $7.6M | Add +2.6% |
| MUB iShares National Muni Bond E | 0.48% | 90,751 | $7.4M | Add +5.0% |
| ITOT iShares Core S&P Total U.S. | 0.48% | 64,024 | $7.4M | Reduce -37.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.47% | 17,341 | $7.3M | Add +8.3% |
| EFV iShares MSCI Eafe Value ETF | 0.47% | 133,685 | $7.3M | Reduce -27.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.46% | 13,442 | $7.1M | Reduce -3.7% |
| SDVY First Trust Smid Cap Rising | 0.45% | 199,197 | $6.9M | Add +558.0% |
| EFG iShares MSCI Eafe Growth ETF | 0.44% | 65,926 | $6.8M | Add +8.5% |
| WMT Walmart Inc. | 0.44% | 111,593 | $6.7M | Add +4.0% |
| TLT iShares 20+ Year Treasury BD | 0.44% | 71,188 | $6.7M | Reduce -15.7% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.43% | 131,059 | $6.7M | Add +0.8% |
| XSD SS SPDR S&P Semiconductor | 0.43% | 28,826 | $6.7M | Add +1.2% |
| SPGP Invesco S&P 500 Garp ETF | 0.40% | 58,686 | $6.2M | Add +16.5% |
| TMO Thermo Fisher Scientific Inc. | 0.40% | 10,692 | $6.2M | Add +0.8% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.40% | 47,275 | $6.1M | Add +26.9% |
| UNH Unitedhealth Group Inc. | 0.39% | 12,237 | $6.1M | Add +9.2% |
| XAR SS SPDR S&P Aerospace Def | 0.39% | 42,991 | $6.0M | Add +3.3% |
| PG The Procter & Gamble Co. | 0.39% | 36,724 | $6.0M | Reduce -0.1% |
| IYW iShares Ustechnology ETF | 0.38% | 43,557 | $5.9M | Add +2.1% |
| PTY PIMCO Corporate & Income Opp | 0.38% | 391,396 | $5.9M | Add +4.4% |
| JPM JPMorgan Chase & Co. | 0.37% | 28,535 | $5.7M | Add +1.7% |
| BIV Vanguard Intermediate-Term B | 0.37% | 75,439 | $5.7M | Add +12.0% |
| ABLD Aba FCF Ral Aset Lad ETF-Usd | 0.37% | 184,425 | $5.7M | Add +17.3% |
| VYM Vanguard High DVD Yield ETF | 0.36% | 46,600 | $5.6M | Add +155.7% |
| MRK Merck & Co. Inc. | 0.36% | 42,077 | $5.6M | Add +0.8% |
| BND Vanguard Total Bond Market | 0.36% | 76,141 | $5.5M | Add +14.8% |
| SDY SS SPDR S&P Dividend ETF | 0.36% | 41,931 | $5.5M | Reduce -2.5% |
| ADBE Adobe Inc. | 0.35% | 10,866 | $5.5M | Add +0.9% |
| VMBS Vanguard Mortgage-Backed Sec | 0.35% | 119,473 | $5.4M | Add +5.9% |
| COST Costco Wholesale Corp. | 0.35% | 7,390 | $5.4M | Reduce -0.5% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.34% | 152,821 | $5.3M | Add +175.1% |
| BLV Vanguard Long-Term Bond ETF | 0.34% | 73,012 | $5.3M | Add +3.2% |
| VGT Vanguard Info Tech ETF | 0.34% | 10,068 | $5.3M | Reduce -0.9% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.34% | 91,443 | $5.3M | Add +160.3% |
| HACK Amplify Cybersecurity ETF | 0.34% | 82,100 | $5.3M | Add +47.8% |
| VXUS Vanguard Total Intl Stock | 0.33% | 85,501 | $5.2M | Add +5.0% |
| PEP Pepsico Inc. | 0.33% | 29,041 | $5.1M | Add +5.7% |
| XOM Exxon Mobil Corp. | 0.33% | 43,791 | $5.1M | Add +10.7% |
| LLY Eli Lilly & Co. | 0.32% | 6,302 | $4.9M | Add +9.7% |
| TSLA Tesla Inc. | 0.31% | 26,937 | $4.7M | Add +12.4% |
| VDC Vanguard Consumer Staple ETF | 0.31% | 23,152 | $4.7M | Add +131.0% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.30% | 11,748 | $4.7M | Add +294.4% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.30% | 42,283 | $4.7M | Add +135.7% |
| KO The Coca-Cola Co. | 0.30% | 74,295 | $4.6M | Add +0.9% |
| ABOT Abacus FCF Innovation Leader | 0.29% | 149,707 | $4.6M | Reduce -6.1% |
| IJH iShares Core S&P Midcap ETF | 0.29% | 73,544 | $4.5M | Reduce -4.3% |
| DON Wisdomtree US Midcap Dividen | 0.28% | 89,938 | $4.4M | Reduce -0.7% |
| SHY iShares 1-3 Year Treasury Bo | 0.28% | 52,504 | $4.3M | Reduce -13.9% |
| XLK SS Technology Select Sector | 0.27% | 20,105 | $4.2M | Reduce -39.5% |
| VIG Vanguard Dividend Apprec ETF | 0.27% | 22,790 | $4.2M | Add +1.1% |
| XLE SS Energy Select Sector | 0.27% | 43,780 | $4.1M | Reduce -12.6% |
| VNQ Vanguard Real Estate ETF | 0.27% | 47,634 | $4.1M | Reduce -0.7% |
| GMAR FT Vest US Equity Moderate B | 0.26% | 116,284 | $4.0M | Add +2075.2% |
| VHT Vanguard Health Care ETF | 0.26% | 14,770 | $4.0M | Add +2.3% |
| ABXB Abacus Flexible Bond Leaders | 0.26% | 187,809 | $4.0M | Add +1.2% |
| JNJ Johnson & Johnson | 0.25% | 24,708 | $3.9M | Reduce -4.5% |
| NXPI NXP Semiconductors NV | 0.25% | 15,689 | $3.9M | Add +2.5% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.25% | 91,666 | $3.9M | Add +8.9% |
| SCHQ Schwab Long-Term US Treasury | 0.25% | 113,156 | $3.8M | Reduce -8.1% |
| XLI SS Industrial Select Sector | 0.24% | 30,074 | $3.8M | Add +39.1% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.24% | 16,045 | $3.8M | Add +4156.0% |
| FV First Trust DW Focus 5 Fund | 0.24% | 65,777 | $3.8M | Add +24.4% |
| PSI Invesco Semiconductors ETF | 0.24% | 66,670 | $3.8M | Add +1.6% |
Options reported separately and not counted above: SKYY puts ($3.3M).
Other holdings (4): bonds, preferreds, convertibles and warrants · $29K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 800 | $17K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 141 | $6K | Reduce -15.1% |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 977 | $4K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 358 | $2K | No change |
Lines left out (2) · $23 — a value with no share or principal amount
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.5B.
Portfolio Sells Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | Reduce -25.2% | 2.96% | −1.02 |
| TFLO iShares Treasury Floating Ra | Reduce -78.0% | 0.17% | −0.67 |
| ITOT iShares Core S&P Total U.S. | Reduce -37.1% | 0.48% | −0.29 |
| IEMG iShares Core MSCI Emerging | Reduce -63.5% | 0.14% | −0.27 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -17.9% | 0.67% | −0.25 |
| ICSH iShares Ultra Short Duration | Reduce -94.6% | 0.01% | −0.22 |
| OEF iShares S&P 100 ETF | Reduce -86.2% | 0.03% | −0.22 |
| EFV iShares MSCI Eafe Value ETF | Reduce -27.1% | 0.47% | −0.21 |
| XLK SS Technology Select Sector | Reduce -39.5% | 0.27% | −0.19 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -8.3% | 1.47% | −0.18 |
| GNOV FT Vest US Equity Moderate B | Reduce -95.7% | 0.01% | −0.17 |
| TLT iShares 20+ Year Treasury BD | Reduce -15.7% | 0.44% | −0.16 |
| IYK iShares US Consumer Staples | Reduce -92.2% | 0.01% | −0.16 |
| ESGU iShares ESG Aware MSCI USA | Reduce -51.7% | 0.14% | −0.16 |
| IHI iShares U.S. Medical Devices | Reduce -89.8% | 0.02% | −0.15 |
| IJR iShares Core S&P Small-Cap E | Reduce -7.2% | 0.84% | −0.14 |
| VEA Vanguard Ftse Developed ETF | Reduce -1.4% | 1.88% | −0.14 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -95.4% | 0.01% | −0.14 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -78.1% | 0.03% | −0.13 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -34.8% | 0.17% | −0.12 |
| VIOG Vanguard S&P SM Cap 600 GRW | Reduce -80.2% | 0.03% | −0.11 |
| GILD Gilead Sciences Inc. | Reduce -80.9% | 0.02% | −0.11 |
| RSP Invesco S&P 500 Equal Weight | Reduce -8.4% | 0.80% | −0.10 |
| ACN Accenture PLC Class A | Reduce -19.6% | 0.24% | −0.09 |
| ABFL Abacus FCF Leaders ETF | Reduce -25.5% | 0.24% | −0.09 |
| IEUR iShares Core MSCI Europe ETF | Reduce -99.4% | 0.00% | −0.09 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -27.4% | 0.20% | −0.08 |
| ONEY SS SPDR R1000 Yield Foc ETF | Reduce -98.7% | 0.00% | −0.08 |
| QDEC FT Vest Nasdaq-100 Buffer Et | Reduce -96.6% | 0.00% | −0.08 |
| DNOV FT Vest US Equity Deep Buffe | Reduce -91.7% | 0.01% | −0.08 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -13.9% | 0.28% | −0.08 |
| DMAY FT Vest US Equity Deep Buffe | Reduce -90.6% | 0.01% | −0.07 |
| EQIX Equinix Inc. | Reduce -74.0% | 0.02% | −0.06 |
| SCHR Schwab Intermediate-Term US | Reduce -51.0% | 0.05% | −0.06 |
| SCHQ Schwab Long-Term US Treasury | Reduce -8.1% | 0.25% | −0.06 |
| DAUG FT Vest U.S. Equity Deep Buf | Reduce -82.3% | 0.01% | −0.06 |
| DFEB FT Vest U.S. Equity Deep Buf | Reduce -73.0% | 0.02% | −0.06 |
| DAPR FT Vest U.S. Equity Deep Buf | Reduce -62.2% | 0.03% | −0.06 |
| DMAR FT Vest US Equity Deep Buffe | Reduce -97.2% | 0.00% | −0.06 |
| QSPT FT Vest Nasdaq-100 Buffer Et | Reduce -70.5% | 0.02% | −0.05 |
| BDX Becton Dickinson and Co. | Reduce -82.7% | 0.01% | −0.05 |
| DSEP FT Vest U.S. Equity Deep Buf | Reduce -84.9% | 0.01% | −0.05 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -5.9% | 0.78% | −0.05 |
| SCHV Schwab US Large-Cap Value | Reduce -70.5% | 0.02% | −0.05 |
| HEI.A Heico Corp. Class A | Reduce -99.8% | 0.00% | −0.04 |
| CSCO Cisco Systems Inc. | Reduce -15.4% | 0.13% | −0.04 |
| FLTR Vaneck Ig Floating Rate ETF | Reduce -9.0% | 0.20% | −0.04 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -42.0% | 0.06% | −0.04 |
| SCHG Schwab US Large-Cap Growth | Reduce -4.2% | 1.14% | −0.04 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -17.3% | 0.11% | −0.04 |
Portfolio Buys Q4 2023 → Q1 2024
| VOO Vanguard S&P 500 ETF | Add +161.9% | 1.66% | +1.09 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +0.0% | 0.89% | +0.89 |
| VONG Vanguard Russell 1000 Growth | Add +606.2% | 0.84% | +0.72 |
| IVW iShares S&P 500 Growth ETF | Add +170.3% | 0.73% | +0.46 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +194.9% | 0.70% | +0.44 |
| IVE iShares S&P 500 Value ETF | Add +217.4% | 0.60% | +0.41 |
| SDVY First Trust Smid Cap Rising | Add +558.0% | 0.45% | +0.38 |
| QUAL iShares MSCI USA Quality Fac | Add +19.5% | 1.66% | +0.28 |
| NVDA Nvidia Corp. | Add +6.5% | 0.93% | +0.27 |
| GMAR FT Vest US Equity Moderate B | Add +2075.2% | 0.26% | +0.25 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +4156.0% | 0.24% | +0.24 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +27.9% | 1.81% | +0.23 |
| DIA SS SPDR Dow Jones Indus Avg | Add +294.4% | 0.30% | +0.22 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +175.1% | 0.34% | +0.22 |
| VYM Vanguard High DVD Yield ETF | Add +155.7% | 0.36% | +0.22 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +160.3% | 0.34% | +0.20 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +135.7% | 0.30% | +0.19 |
| VDC Vanguard Consumer Staple ETF | Add +131.0% | 0.31% | +0.17 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +33.9% | 0.65% | +0.15 |
| SLYG SS SPDR S&P 600 SC GR ETF | Add +172.7% | 0.24% | +0.15 |
| XLG Invesco S&P 500 Top 50 ETF | Add +0.0% | 0.14% | +0.14 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +26.9% | 0.40% | +0.12 |
| XLV SS Health Care Select Sector | Add +24.3% | 0.64% | +0.11 |
| HACK Amplify Cybersecurity ETF | Add +47.8% | 0.34% | +0.10 |
| AMZN Amazon.com Inc. | Add +1.8% | 1.10% | +0.09 |
| QMAR FT Vest Nasdaq-100 Buffer Et | Add +1011.4% | 0.10% | +0.09 |
| XLY SS Consumer Disc Select Sect | Add +132.9% | 0.17% | +0.09 |
| MSFT Microsoft Corp. | Add +5.2% | 1.50% | +0.09 |
| IEF iShares 7-10 Year Treasury B | Add +369.9% | 0.12% | +0.09 |
| LLY Eli Lilly & Co. | Add +9.7% | 0.32% | +0.08 |
| LMBS First Trust Low Duration Opp | Add +221.6% | 0.12% | +0.08 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | Add +1480.6% | 0.08% | +0.07 |
| USHY iShares Broad Usd High Yield | Add +714.9% | 0.08% | +0.07 |
| XLI SS Industrial Select Sector | Add +39.1% | 0.24% | +0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +8.3% | 0.47% | +0.06 |
| EWJ iShares MSCI Japan ETF | Add +63.5% | 0.15% | +0.06 |
| MLPA Global X MLP ETF | Add +368.0% | 0.07% | +0.05 |
| COF Capital One Financial Corp. | Add +382.4% | 0.06% | +0.05 |
| IEFA iShares Core MSCI Eafe ETF | Add +10.1% | 1.07% | +0.05 |
| SPGP Invesco S&P 500 Garp ETF | Add +16.5% | 0.40% | +0.05 |
| FV First Trust DW Focus 5 Fund | Add +24.4% | 0.24% | +0.05 |
| FMAR FT Vest US Equity Buffer ETF | Add +216.0% | 0.07% | +0.05 |
| MAGS Roundhill Magnificent Seven | Add +0.0% | 0.05% | +0.05 |
| XOM Exxon Mobil Corp. | Add +10.7% | 0.33% | +0.05 |
| HYHG Proshares High Yield Interes | Add +41.6% | 0.20% | +0.05 |
| AVGO Broadcom Inc. | Add +23.4% | 0.18% | +0.04 |
| META Meta Platforms Inc. Class A | Add +0.5% | 0.22% | +0.04 |
| GE General Electric | Add +20.8% | 0.13% | +0.04 |
| ABLD Aba FCF Ral Aset Lad ETF-Usd | Add +17.3% | 0.37% | +0.04 |
| DIS The Walt Disney Co. | Add +1.8% | 0.21% | +0.04 |
Options Activity Q4 2023 → Q1 2024
| SKYY First Trust Cloud Computing | put | Add +3.6% | 34,849 | $3.3M |
| CLOU Global X Cloud Computing ETF | put | Reduce -100.0% | 0 | $0 |
| ADAMIS PHARMACEUTICALS CORP | call | Sold out | 0 | $0before exit |
| ADAMIS PHARMACEUTICALS CORP | put | Sold out | 0 | $0before exit |
| ADTHEORENT HOLDING COMPANY | call | New | 0 | $0 |
| ADTHEORENT HOLDING COMPANY | put | New | 0 | $0 |
| ADVERUM BIOTECHNOLOGIES INC | call | New | 0 | $0 |
| ADVERUM BIOTECHNOLOGIES INC | call | Sold out | 0 | $0before exit |
| ADVERUM BIOTECHNOLOGIES INC | put | New | 0 | $0 |
| ADVERUM BIOTECHNOLOGIES INC | put | Sold out | 0 | $0before exit |
| AEVA TECHNOLOGIES INC | call | New | 0 | $0 |
| AEVA TECHNOLOGIES INC | call | Sold out | 0 | $0before exit |
| AEVA TECHNOLOGIES INC | put | New | 0 | $0 |
| AEVA TECHNOLOGIES INC | put | Sold out | 0 | $0before exit |
| AGEAGLE AERIAL SYS INC NEW | call | New | 0 | $0 |
| AGEAGLE AERIAL SYS INC NEW | call | Sold out | 0 | $0before exit |
| AGEAGLE AERIAL SYS INC NEW | put | New | 0 | $0 |
| AGEAGLE AERIAL SYS INC NEW | put | Sold out | 0 | $0before exit |
| AKERNA CORP | call | Sold out | 0 | $0before exit |
| AKERNA CORP | put | Sold out | 0 | $0before exit |
| VERADIGM INC | call | Sold out | 0 | $0before exit |
| VERADIGM INC | put | Sold out | 0 | $0before exit |
| EA SERIES TRUST | call | New | 0 | $0 |
| EA SERIES TRUST | call | New | 0 | $0 |
| EA SERIES TRUST | call | New | 0 | $0 |
| EA SERIES TRUST | put | New | 0 | $0 |
| EA SERIES TRUST | put | New | 0 | $0 |
| EA SERIES TRUST | put | New | 0 | $0 |
| ALTERYX INC | call | Sold out | 0 | $0before exit |
| ALTERYX INC | put | Sold out | 0 | $0before exit |
| ATERIAN INC | call | New | 0 | $0 |
| ATERIAN INC | call | Sold out | 0 | $0before exit |
| ATERIAN INC | put | New | 0 | $0 |
| ATERIAN INC | put | Sold out | 0 | $0before exit |
| ALTITUDE ACQUISITION CORP | call | Sold out | 0 | $0before exit |
| ALTITUDE ACQUISITION CORP | put | Sold out | 0 | $0before exit |
| AMPLIFY ETF TR | call | New | 0 | $0 |
| AMPLIFY ETF TR | call | New | 0 | $0 |
| AMPLIFY ETF TR | call | New | 0 | $0 |
| AMPLIFY ETF TR | put | New | 0 | $0 |
| AMPLIFY ETF TR | put | New | 0 | $0 |
| AMPLIFY ETF TR | put | New | 0 | $0 |
| AMPLIFY COMMODITY TRUST | call | New | 0 | $0 |
| AMPLIFY COMMODITY TRUST | call | New | 0 | $0 |
| AMPLIFY COMMODITY TRUST | put | New | 0 | $0 |
| AMPLIFY COMMODITY TRUST | put | New | 0 | $0 |
| APOGEE THERAPEUTICS INC | call | New | 0 | $0 |
| APOGEE THERAPEUTICS INC | put | New | 0 | $0 |
| ARAVIVE INC | call | Sold out | 0 | $0before exit |
| ARAVIVE INC | put | Sold out | 0 | $0before exit |
Showing the first 50 of 540.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -15.1% | 141 | $6K |
| USFR Wisdomtree Floating Rate Tre | FLOATNG RAT TREA | Reduce -100.0% | 0 | $0 |
| BSCQ Invesco Bulletshares 2026 CB | BULSHS 2026 CB | Reduce -100.0% | 0 | $0 |
| MMU Western Asset Managed Munici | COM | Reduce -100.0% | 0 | $0 |
| DFCF Dimensional Core Fixed Inc. | CORE FIXE IN ETF | Reduce -100.0% | 0 | $0 |
| PPTY US Diversified Real Estate E | US DIVERSIFIED | Reduce -100.0% | 0 | $0 |
| CEMB iShares JP Morgan Em Corpora | JP MRG EM CRP BD | Reduce -100.0% | 0 | $0 |
| U Unity Software Inc. | COM | Reduce -100.0% | 0 | $0 |
| GAUG FT Vest US Equity Moderate B | FT VEST US EQT | Reduce -100.0% | 0 | $0 |
| EPRF Innovat S&P Invest GRD Pref | S&P INVT GRD PFD | Reduce -100.0% | 0 | $0 |
| CORN Teucrium Corn Fund | CORN FD SHS | Reduce -100.0% | 0 | $0 |
| UNL United States 12 Month Natur | UNIT BEN INT | Reduce -100.0% | 0 | $0 |
| XPEL Xpel Inc. | COM | Reduce -100.0% | 0 | $0 |
| PTEN Patterson-Uti Energy Inc. | COM | Reduce -100.0% | 0 | $0 |
| COLM Columbia Sportswear Co. | COM | Reduce -100.0% | 0 | $0 |
| CGO Calamos Global Total Return | COM SH BEN INT | Reduce -100.0% | 0 | $0 |
| BRSL Brightstar Lottery PLC | SHS USD | Reduce -100.0% | 0 | $0 |
| VABK Virginia National Bankshares | COM | Reduce -100.0% | 0 | $0 |
| KBE SS SPDR S&P Bank ETF | ST STR SP BANK | Reduce -100.0% | 0 | $0 |
| XHR Xenia Hotels & Resorts Inc. | COM | Reduce -100.0% | 0 | $0 |
| FDIS Fidelity MSCI Cons Discr Ind | MSCI CONSM DIS | Reduce -100.0% | 0 | $0 |
| SCCO Southern Copper Corp. | COM | Reduce -100.0% | 0 | $0 |
| SPBO SS SPDR P Corp. Bond ETF | ST STR CORPO ETF | Reduce -100.0% | 0 | $0 |
| CRPT FT Skybr Crypt & Dig Econ | SKYB CRY IND ETF | Reduce -100.0% | 0 | $0 |
| FXZ First Trust Materials Alphad | MATERIALS ALPH | Reduce -100.0% | 0 | $0 |
| EWG iShares MSCI Germany ETF | MSCI GERMANY ETF | Reduce -100.0% | 0 | $0 |
| DURA Vaneck Durable High Dividend | DURABLE HGH DIV | Reduce -100.0% | 0 | $0 |
| PBJ Invesco Food & Beverage ETF | FOOD & BEVERAGE | Reduce -100.0% | 0 | $0 |
| QURE Uniqure NV | SHS | Reduce -100.0% | 0 | $0 |
| ONDS Ondas Inc. | COM NEW | Reduce -100.0% | 0 | $0 |
| XLB SS Materials Select Sector | ST STR MATER ETF | Reduce -100.0% | 0 | $0 |
| DEA Easterly Govt Pptys Inc. | COM | Reduce -100.0% | 0 | $0 |
| VSXY Victoria's Secret & Co. | COMMON STOCK | Reduce -100.0% | 0 | $0 |
| ETRN Equitrans Midstream Corp. | COM | Reduce -100.0% | 0 | $0 |
| CRESCENT PT ENERGY CORP | COM | Reduce -100.0% | 0 | $0 |
| MATX Matson Inc. | COM | Reduce -100.0% | 0 | $0 |
| CPA Copa Holdings SA Class A | CL A | Reduce -100.0% | 0 | $0 |
| NOMD Nomad Foods Ltd. | USD ORD SHS | Reduce -100.0% | 0 | $0 |
| NZAC State Street SPDR MSCI Acwi | SST SPDR MSCI | Reduce -100.0% | 0 | $0 |
| SBGI Sinclair Inc. | CL A | Reduce -100.0% | 0 | $0 |
| ISTR Investar Holding Corp. | COM | Reduce -100.0% | 0 | $0 |
| STKL Sunopta Inc. | COM | Reduce -100.0% | 0 | $0 |
| OPFI Oppfi Inc. | COM CL A | Reduce -100.0% | 0 | $0 |
| BBH Vaneck Biotech ETF | BIOTECH ETF | Reduce -100.0% | 0 | $0 |
| SKX Skechers USA Inc. Class A | CL A | Reduce -100.0% | 0 | $0 |
| AM Antero Midstream Corp. | COM | Reduce -100.0% | 0 | $0 |
| EPM Evolution Petroleum Corp. | COM | Reduce -100.0% | 0 | $0 |
| SMFG Sumitomo Mitsui-Spons ADR | SPONSORED ADR | Reduce -100.0% | 0 | $0 |
| MEI Methode Electronics Inc. | COM | Reduce -100.0% | 0 | $0 |
| NATL NCR Atleos Corp. | COM SHS | Reduce -100.0% | 0 | $0 |
Showing the first 50 of 877.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.