Concourse Financial Group Securities, Inc.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 23, 2024), Concourse Financial Group Securities, Inc. reported 2,292 stock positions worth $1.6 billion. Its top holding was Vngrd Mrngstr MG Cap ETF-Usd (MGC) at 2.6% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.6%) and iShares MSCI USA Quality Fac (QUAL, 2.0%). Compared with Q1 2024, it opened 2 new positions, sold out of 8, added to 903 and reduced 792. The biggest buy was iShares MSCI USA Quality Fac (QUAL, shares +23%) and the biggest sale Vanguard Most SM-Cap ETF-Usd (VB, shares −61%).
- Most Recent 13F
- Q2 2025
- Location
- BIRMINGHAM, AL
- CIK
- 0000752798
- Portfolio Value
- $1.6B (Q2 2024)
- SEC Filing
- 0000752798-24-000006 ↗ filed Jul 23, 2024
Holdings Value
Holdings 2,292 stocks · $1.6B
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 2.59% | 209,333 | $41.4M | Add +1.3% |
| IVV iShares Core S&P 500 ETF | 2.59% | 75,704 | $41.4M | Reduce -13.1% |
| QUAL iShares MSCI USA Quality Fac | 2.05% | 191,635 | $32.7M | Add +22.6% |
| VEA Vanguard Ftse Developed ETF | 1.83% | 591,885 | $29.3M | Add +1.9% |
| VOO Vanguard S&P 500 ETF | 1.73% | 54,946 | $27.6M | Reduce -3.6% |
| AAPL Apple Inc. | 1.71% | 144,357 | $27.2M | Add +1.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.66% | 586,632 | $26.5M | Reduce -4.2% |
| MSFT Microsoft Corp. | 1.58% | 56,529 | $25.3M | Add +2.7% |
| AGG iShares Core U.S. Aggregate | 1.45% | 238,774 | $23.2M | Reduce -1.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.36% | 89,539 | $21.8M | Reduce -1.5% |
| MBB iShares MBS ETF | 1.29% | 224,682 | $20.6M | Reduce -5.3% |
| NVDA Nvidia Corp. | 1.28% | 270,120 | $20.5M | Add +7.9% |
| AMZN Amazon.com Inc. | 1.15% | 95,046 | $18.4M | Add +1.0% |
| SCHG Schwab US Large-Cap Growth | 1.15% | 181,671 | $18.3M | Reduce -4.9% |
| IVW iShares S&P 500 Growth ETF | 1.12% | 192,547 | $17.8M | Add +44.0% |
| IEFA iShares Core MSCI Eafe ETF | 1.03% | 226,842 | $16.5M | Add +1.4% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.02% | 346,679 | $16.3M | Add +12.3% |
| VONG Vanguard Russell 1000 Growth | 0.93% | 158,919 | $14.9M | Add +6.3% |
| GOOGL Alphabet Inc. Class A | 0.88% | 77,502 | $14.1M | Reduce -1.1% |
| FTSM First Trust Enh Short Mat FD | 0.85% | 226,939 | $13.6M | Reduce -1.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.82% | 35,047 | $13.1M | Add +0.0% |
| IJR iShares Core S&P Small-Cap E | 0.75% | 112,694 | $12.0M | Reduce -3.8% |
| RSP Invesco S&P 500 Equal Weight | 0.71% | 69,100 | $11.4M | Reduce -5.5% |
| BNDX Vanguard Total Intl Bond ETF | 0.70% | 230,566 | $11.2M | Add +5.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.70% | 103,710 | $11.1M | Add +9.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.69% | 41,221 | $11.1M | Add +0.7% |
| VWO Vanguard Ftse Emerging Marke | 0.68% | 246,850 | $10.8M | Add +2.8% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.67% | 205,900 | $10.7M | Reduce -0.2% |
| XLV SS Health Care Select Sector | 0.67% | 73,481 | $10.7M | Add +8.9% |
| EFG iShares MSCI Eafe Growth ETF | 0.64% | 100,680 | $10.3M | Add +52.7% |
| PSI Invesco Semiconductors ETF | 0.59% | 149,315 | $9.4M | Add +124.0% |
| SCHD Schwab US DVD Equity ETF | 0.57% | 115,510 | $9.1M | Add +6.8% |
| IVE iShares S&P 500 Value ETF | 0.57% | 49,760 | $9.1M | Reduce -0.4% |
| BSV Vanguard Short-Term Bond ETF | 0.55% | 113,904 | $8.7M | Add +5.1% |
| MA Mastercard Inc. Class A | 0.54% | 19,668 | $8.7M | Reduce -3.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.54% | 53,219 | $8.6M | Add +4.0% |
| VGT Vanguard Info Tech ETF | 0.52% | 14,333 | $8.3M | Add +42.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.50% | 14,585 | $8.0M | Add +8.5% |
| XLK SS Technology Select Sector | 0.49% | 34,618 | $7.8M | Add +72.2% |
| MUB iShares National Muni Bond E | 0.48% | 93,208 | $7.6M | Add +2.7% |
| ITOT iShares Core S&P Total U.S. | 0.47% | 63,779 | $7.6M | Reduce -0.4% |
| V Visa Inc. Class A | 0.47% | 28,608 | $7.5M | Reduce -2.1% |
| COWZ Pacer US Cash Cows 100 ETF | 0.45% | 132,669 | $7.3M | Reduce -1.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.45% | 17,707 | $7.2M | Add +2.1% |
| WMT Walmart Inc. | 0.45% | 105,863 | $7.2M | Reduce -5.1% |
| XSD SS SPDR S&P Semiconductor | 0.44% | 28,107 | $7.0M | Reduce -2.5% |
| HD Home Depot Inc. | 0.43% | 19,897 | $6.8M | Add +0.1% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.42% | 47,082 | $6.7M | Reduce -0.4% |
| IYW iShares Ustechnology ETF | 0.40% | 42,285 | $6.4M | Reduce -2.9% |
| TLT iShares 20+ Year Treasury BD | 0.40% | 69,042 | $6.3M | Reduce -3.0% |
| SDVY First Trust Smid Cap Rising | 0.40% | 189,172 | $6.3M | Reduce -5.0% |
| UNH Unitedhealth Group Inc. | 0.39% | 12,114 | $6.2M | Reduce -1.0% |
| XAR SS SPDR S&P Aerospace Def | 0.39% | 44,043 | $6.2M | Add +2.5% |
| ADBE Adobe Inc. | 0.38% | 10,976 | $6.1M | Add +1.0% |
| PG The Procter & Gamble Co. | 0.38% | 36,349 | $6.0M | Reduce -1.0% |
| BIV Vanguard Intermediate-Term B | 0.37% | 79,161 | $5.9M | Add +4.9% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.37% | 139,940 | $5.9M | Add +52.7% |
| TMO Thermo Fisher Scientific Inc. | 0.37% | 10,647 | $5.9M | Reduce -0.4% |
| XLE SS Energy Select Sector | 0.37% | 64,181 | $5.9M | Add +46.6% |
| PTY PIMCO Corporate & Income Opp | 0.36% | 393,702 | $5.7M | Add +0.6% |
| VYM Vanguard High DVD Yield ETF | 0.35% | 47,558 | $5.6M | Add +2.1% |
| BND Vanguard Total Bond Market | 0.35% | 78,186 | $5.6M | Add +2.7% |
| JPM JPMorgan Chase & Co. | 0.35% | 27,714 | $5.6M | Reduce -2.9% |
| HACK Amplify Cybersecurity ETF | 0.35% | 85,887 | $5.6M | Add +4.6% |
| COST Costco Wholesale Corp. | 0.35% | 6,535 | $5.6M | Reduce -11.6% |
| XOM Exxon Mobil Corp. | 0.35% | 48,211 | $5.6M | Add +10.1% |
| VMBS Vanguard Mortgage-Backed Sec | 0.35% | 121,984 | $5.5M | Add +2.1% |
| SPGP Invesco S&P 500 Garp ETF | 0.35% | 53,838 | $5.5M | Reduce -8.3% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.35% | 93,211 | $5.5M | Add +1.9% |
| SDY SS SPDR S&P Dividend ETF | 0.33% | 41,974 | $5.3M | Add +0.1% |
| VXUS Vanguard Total Intl Stock | 0.33% | 87,240 | $5.3M | Add +2.0% |
| ABLD Aba FCF Ral Aset Lad ETF-Usd | 0.33% | 174,120 | $5.2M | Reduce -5.6% |
| BLV Vanguard Long-Term Bond ETF | 0.32% | 73,280 | $5.2M | Add +0.4% |
| MRK Merck & Co. Inc. | 0.32% | 41,088 | $5.1M | Reduce -2.4% |
| LLY Eli Lilly & Co. | 0.32% | 6,899 | $5.1M | Add +9.5% |
| META Meta Platforms Inc. Class A | 0.32% | 10,045 | $5.1M | Add +42.4% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.31% | 51,064 | $5.0M | Add +20.8% |
| IEMG iShares Core MSCI Emerging | 0.31% | 91,564 | $4.9M | Add +124.4% |
| PEP Pepsico Inc. | 0.30% | 28,958 | $4.8M | Reduce -0.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.30% | 12,128 | $4.8M | Add +3.2% |
| VHT Vanguard Health Care ETF | 0.29% | 17,636 | $4.7M | Add +19.4% |
| KO The Coca-Cola Co. | 0.29% | 72,345 | $4.6M | Reduce -2.6% |
| ABOT Abacus FCF Innovation Leader | 0.28% | 144,181 | $4.6M | Reduce -3.7% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.28% | 19,674 | $4.5M | Add +22.6% |
| EFV iShares MSCI Eafe Value ETF | 0.28% | 84,154 | $4.5M | Reduce -37.0% |
| VDC Vanguard Consumer Staple ETF | 0.27% | 21,058 | $4.3M | Reduce -9.0% |
| IJH iShares Core S&P Midcap ETF | 0.27% | 73,113 | $4.3M | Reduce -0.6% |
| FLTR Vaneck Ig Floating Rate ETF | 0.27% | 167,094 | $4.3M | Add +36.9% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.27% | 119,146 | $4.2M | Reduce -22.0% |
| VIG Vanguard Dividend Apprec ETF | 0.26% | 22,921 | $4.2M | Add +0.6% |
| GOOG Alphabet Inc. Class C | 0.26% | 22,720 | $4.2M | Reduce -0.0% |
| DON Wisdomtree US Midcap Dividen | 0.26% | 88,942 | $4.2M | Reduce -1.1% |
| NXPI NXP Semiconductors NV | 0.26% | 15,261 | $4.1M | Reduce -2.7% |
| TSLA Tesla Inc. | 0.26% | 20,791 | $4.1M | Reduce -22.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.25% | 122,134 | $4.0M | Add +47.5% |
| FV First Trust DW Focus 5 Fund | 0.25% | 69,223 | $4.0M | Add +5.2% |
| AVGO Broadcom Inc. | 0.24% | 2,421 | $3.9M | Add +15.0% |
| ABXB Abacus Flexible Bond Leaders | 0.24% | 183,991 | $3.8M | Reduce -2.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.24% | 41,513 | $3.8M | Add +640.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.23% | 17,154 | $3.8M | Reduce -61.2% |
Options reported separately and not counted above: SKYY puts ($189K).
Other holdings (2): bonds, preferreds, convertibles and warrants · $7K (not counted above)
Total filed on the 13F, all lines: $1.6B.
Portfolio Sells Q1 2024 → Q2 2024
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -61.2% | 0.23% | −0.42 |
| IVV iShares Core S&P 500 ETF | Reduce -13.1% | 2.59% | −0.37 |
| SLQD iShares 0-5 YR Inv GRD Corp. | Reduce -97.1% | 0.01% | −0.21 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -45.0% | 0.23% | −0.20 |
| EFV iShares MSCI Eafe Value ETF | Reduce -37.0% | 0.28% | −0.19 |
| GMAR FT Vest US Equity Moderate B | Reduce -58.6% | 0.11% | −0.15 |
| ABFL Abacus FCF Leaders ETF | Reduce -60.7% | 0.09% | −0.15 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -4.2% | 1.66% | −0.15 |
| MBB iShares MBS ETF | Reduce -5.3% | 1.29% | −0.13 |
| IWM iShares Russell 2000 ETF | Reduce -78.9% | 0.03% | −0.11 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -1.5% | 1.36% | −0.11 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -98.3% | 0.00% | −0.11 |
| HP Helmerich & Payne | Reduce -98.3% | 0.00% | −0.10 |
| RSP Invesco S&P 500 Equal Weight | Reduce -5.5% | 0.71% | −0.09 |
| ABLG Abac FCF Intern Lead ETF-Usd | Reduce -96.5% | 0.00% | −0.09 |
| MA Mastercard Inc. Class A | Reduce -3.0% | 0.54% | −0.09 |
| IXC iShares Global Energy ETF | Reduce -68.6% | 0.04% | −0.09 |
| IJR iShares Core S&P Small-Cap E | Reduce -3.8% | 0.75% | −0.08 |
| SCHQ Schwab Long-Term US Treasury | Reduce -29.7% | 0.16% | −0.08 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -27.2% | 0.20% | −0.08 |
| AGG iShares Core U.S. Aggregate | Reduce -1.2% | 1.45% | −0.08 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -22.0% | 0.27% | −0.08 |
| VNQ Vanguard Real Estate ETF | Reduce -26.0% | 0.19% | −0.08 |
| INTC Intel Corp. | Reduce -49.2% | 0.04% | −0.07 |
| SBUX Starbucks Corp. | Reduce -39.5% | 0.07% | −0.07 |
| ESGU iShares ESG Aware MSCI USA | Reduce -46.9% | 0.08% | −0.07 |
| DIS The Walt Disney Co. | Reduce -10.1% | 0.15% | −0.06 |
| ITA iShares U.S. Aerospace & Def | Reduce -57.4% | 0.04% | −0.06 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -8.3% | 0.35% | −0.06 |
| V Visa Inc. Class A | Reduce -2.1% | 0.47% | −0.06 |
| VAW Vanguard Materials ETF | Reduce -57.1% | 0.04% | −0.06 |
| MLPA Global X MLP ETF | Reduce -78.6% | 0.01% | −0.05 |
| SDVY First Trust Smid Cap Rising | Reduce -5.0% | 0.40% | −0.05 |
| VCR Vanguard Consumer Discre ETF | Reduce -44.4% | 0.06% | −0.05 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -1.2% | 0.45% | −0.05 |
| TSLA Tesla Inc. | Reduce -22.8% | 0.26% | −0.05 |
| FTSM First Trust Enh Short Mat FD | Reduce -1.8% | 0.85% | −0.04 |
| ACN Accenture PLC Class A | Reduce -3.8% | 0.20% | −0.04 |
| EMB iShares JP Morgan Usd Emergi | Reduce -20.3% | 0.13% | −0.04 |
| MRK Merck & Co. Inc. | Reduce -2.4% | 0.32% | −0.04 |
| TLT iShares 20+ Year Treasury BD | Reduce -3.0% | 0.40% | −0.04 |
| ABLD Aba FCF Ral Aset Lad ETF-Usd | Reduce -5.6% | 0.33% | −0.04 |
| SNOW Snowflake Inc. | Reduce -58.6% | 0.02% | −0.04 |
| IVE iShares S&P 500 Value ETF | Reduce -0.4% | 0.57% | −0.04 |
| LRCX Lam Research Corp. | Reduce -58.4% | 0.03% | −0.04 |
| VDC Vanguard Consumer Staple ETF | Reduce -9.0% | 0.27% | −0.04 |
| TEAM Atlassian Corp. Class A | Reduce -45.9% | 0.03% | −0.03 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -14.4% | 0.17% | −0.03 |
| TMO Thermo Fisher Scientific Inc. | Reduce -0.4% | 0.37% | −0.03 |
| MDT Medtronic PLC | Reduce -18.1% | 0.08% | −0.03 |
Portfolio Buys Q1 2024 → Q2 2024
| QUAL iShares MSCI USA Quality Fac | Add +22.6% | 2.05% | +0.39 |
| IVW iShares S&P 500 Growth ETF | Add +44.0% | 1.12% | +0.39 |
| NVDA Nvidia Corp. | Add +7.9% | 1.28% | +0.35 |
| PSI Invesco Semiconductors ETF | Add +124.0% | 0.59% | +0.34 |
| AAPL Apple Inc. | Add +1.8% | 1.71% | +0.30 |
| CLOA iShares Aaa Clo Act ETF-Usdi | Add +0.0% | 0.23% | +0.23 |
| XLK SS Technology Select Sector | Add +72.2% | 0.49% | +0.22 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +640.3% | 0.24% | +0.21 |
| EFG iShares MSCI Eafe Growth ETF | Add +52.7% | 0.64% | +0.20 |
| VGT Vanguard Info Tech ETF | Add +42.4% | 0.52% | +0.18 |
| IEMG iShares Core MSCI Emerging | Add +124.4% | 0.31% | +0.17 |
| GMAY FT Vest U.S. Equity Moderate | Add +2038.7% | 0.17% | +0.17 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +12.3% | 1.02% | +0.13 |
| SHYG iShares 0-5 YR HY Corp. Bond | Add +52.7% | 0.37% | +0.12 |
| HYBB iShares BB Rated Corp. Bond | Add +0.0% | 0.11% | +0.11 |
| CGUS Cap Group Core Equity | Add +116.3% | 0.19% | +0.10 |
| XLE SS Energy Select Sector | Add +46.6% | 0.37% | +0.10 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Add +1.3% | 2.59% | +0.10 |
| VONG Vanguard Russell 1000 Growth | Add +6.3% | 0.93% | +0.10 |
| META Meta Platforms Inc. Class A | Add +42.4% | 0.32% | +0.10 |
| VFH Vanguard Financials ETF | Add +91.0% | 0.21% | +0.09 |
| EFA iShares MSCI Eafe ETF | Add +853.9% | 0.10% | +0.09 |
| FANG Diamondback Energy Inc. | Add +2850.4% | 0.09% | +0.09 |
| MSFT Microsoft Corp. | Add +2.7% | 1.58% | +0.08 |
| IGEB iShares Investment Grade SYS | Add +7031.9% | 0.08% | +0.08 |
| CGDV Cap Group Dividend Value | Add +47.5% | 0.25% | +0.08 |
| AZO AutoZone Inc. | Add +904.3% | 0.09% | +0.08 |
| VRIG Invesco Variable Rate Invest | Add +53.3% | 0.23% | +0.08 |
| TSM Taiwan Semiconductor-SP ADR | Add +42.2% | 0.18% | +0.08 |
| FLTR Vaneck Ig Floating Rate ETF | Add +36.9% | 0.27% | +0.07 |
| AVGO Broadcom Inc. | Add +15.0% | 0.24% | +0.06 |
| APP AppLovin Corp. Class A | Add +323.9% | 0.08% | +0.06 |
| UNP Union Pacific Corp. | Add +5.9% | 0.15% | +0.06 |
| AMZN Amazon.com Inc. | Add +1.0% | 1.15% | +0.05 |
| TLH iShares 10-20 Year Treasury | Add +48.0% | 0.17% | +0.05 |
| IEF iShares 7-10 Year Treasury B | Add +46.6% | 0.17% | +0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +8.5% | 0.50% | +0.04 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +0.0% | 0.82% | +0.04 |
| APCB Activepassive Core Bond ETF | Add +718.0% | 0.05% | +0.04 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +22.6% | 0.28% | +0.04 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | Add +59.0% | 0.12% | +0.04 |
| VHT Vanguard Health Care ETF | Add +19.4% | 0.29% | +0.04 |
| CGCB Cap Group Core Bond | Add +799.7% | 0.04% | +0.04 |
| CGMU Cap Group Municipal Income | Add +225.5% | 0.05% | +0.04 |
| APUE Activepassive US Equity ETF | Add +206.6% | 0.05% | +0.03 |
| CGSM Cap Group Short Muni Income | Add +0.0% | 0.03% | +0.03 |
| CGGR Cap Group Growth Equity | Add +88.1% | 0.07% | +0.03 |
| CGDG Cap Group Dividend Growers | Add +4420.1% | 0.03% | +0.03 |
| IEUR iShares Core MSCI Europe ETF | Add +6809.4% | 0.03% | +0.03 |
| CGBL Cap Group Core Balanced | Add +6210.6% | 0.03% | +0.03 |
Options Activity Q1 2024 → Q2 2024
| SKYY First Trust Cloud Computing | put | Reduce -94.3% | 1,977 | $189K |
| ACUTUS MED INC | call | Sold out | 0 | $0before exit |
| ACUTUS MED INC | put | Sold out | 0 | $0before exit |
| ADTHEORENT HOLDING COMPANY | call | Sold out | 0 | $0before exit |
| ADTHEORENT HOLDING COMPANY | put | Sold out | 0 | $0before exit |
| ADVENT TECHNOLOGIES HOLDNG I | call | New | 0 | $0 |
| ADVENT TECHNOLOGIES HOLDNG I | call | Sold out | 0 | $0before exit |
| ADVENT TECHNOLOGIES HOLDNG I | put | New | 0 | $0 |
| ADVENT TECHNOLOGIES HOLDNG I | put | Sold out | 0 | $0before exit |
| AEROVATE THERAPEUTICS INC | call | New | 0 | $0 |
| AEROVATE THERAPEUTICS INC | put | New | 0 | $0 |
| AGENUS INC | call | New | 0 | $0 |
| AGENUS INC | call | Sold out | 0 | $0before exit |
| AGENUS INC | put | New | 0 | $0 |
| AGENUS INC | put | Sold out | 0 | $0before exit |
| AGILITI INC | call | Sold out | 0 | $0before exit |
| AGILITI INC | put | Sold out | 0 | $0before exit |
| AIRSHIP AI HLDGS INC | call | New | 0 | $0 |
| AIRSHIP AI HLDGS INC | put | New | 0 | $0 |
| AIRSPAN NETWORKS HOLDINGS IN | call | Sold out | 0 | $0before exit |
| AIRSPAN NETWORKS HOLDINGS IN | put | Sold out | 0 | $0before exit |
| ALMADEN MINERALS LTD | call | Sold out | 0 | $0before exit |
| ALMADEN MINERALS LTD | put | Sold out | 0 | $0before exit |
| EA SERIES TRUST | call | New | 0 | $0 |
| EA SERIES TRUST | put | New | 0 | $0 |
| ALPINE IMMUNE SCIENCES INC | call | Sold out | 0 | $0before exit |
| ALPINE IMMUNE SCIENCES INC | put | Sold out | 0 | $0before exit |
| AMERICAN EQTY INVT LIFE HLD | call | Sold out | 0 | $0before exit |
| AMERICAN EQTY INVT LIFE HLD | put | Sold out | 0 | $0before exit |
| AMERICAN NATL BANKSHARES INC | call | Sold out | 0 | $0before exit |
| AMERICAN NATL BANKSHARES INC | put | Sold out | 0 | $0before exit |
| APARTMENT INCOME REIT CORP | call | Sold out | 0 | $0before exit |
| APARTMENT INCOME REIT CORP | put | Sold out | 0 | $0before exit |
| APPLIED DNA SCIENCES INC | call | Sold out | 0 | $0before exit |
| APPLIED DNA SCIENCES INC | call | New | 0 | $0 |
| APPLIED DNA SCIENCES INC | put | Sold out | 0 | $0before exit |
| APPLIED DNA SCIENCES INC | put | New | 0 | $0 |
| ATARA BIOTHERAPEUTICS INC | call | New | 0 | $0 |
| ATARA BIOTHERAPEUTICS INC | call | Sold out | 0 | $0before exit |
| ATARA BIOTHERAPEUTICS INC | put | New | 0 | $0 |
| ATARA BIOTHERAPEUTICS INC | put | Sold out | 0 | $0before exit |
| AVADEL PHARMACEUTICALS PLC | call | Sold out | 0 | $0before exit |
| AVADEL PHARMACEUTICALS PLC | put | Sold out | 0 | $0before exit |
| AVROBIO INC | call | Sold out | 0 | $0before exit |
| AVROBIO INC | put | Sold out | 0 | $0before exit |
| BAKKT INC | call | New | 0 | $0 |
| BAKKT HOLDINGS INC | call | Sold out | 0 | $0before exit |
| BAKKT INC | put | New | 0 | $0 |
| BAKKT HOLDINGS INC | put | Sold out | 0 | $0before exit |
| BARNES & NOBLE ED INC | call | New | 0 | $0 |
Showing the first 50 of 453.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | Sold out | 800 | $17Kbefore exit |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Sold out | 977 | $4Kbefore exit |
| REX Rex American Resources Corp. | COM | Reduce -100.0% | 0 | $0 |
| AVAV Aerovironment Inc. | COM | Reduce -100.0% | 0 | $0 |
| HTHT H World Group Ltd.-ADR | SPONSORED ADS | Reduce -100.0% | 0 | $0 |
| NVGS Navigator Holdings Ltd. | SHS | Reduce -100.0% | 0 | $0 |
| PHI PLDT Inc.-Spon ADR | SPONSORED ADR | Reduce -100.0% | 0 | $0 |
| SNV Synovus Financial Corp. | COM NEW | Reduce -100.0% | 0 | $0 |
| LAKE Lakeland Industries Inc. | COM | Reduce -100.0% | 0 | $0 |
| DPZ Domino's Pizza Inc. | COM | Reduce -100.0% | 0 | $0 |
| XNTK SS SPDR Nyse Tech ETF | ST STR NYSE TECH | Reduce -100.0% | 0 | $0 |
| GABC German American Bancorp | COM | Reduce -100.0% | 0 | $0 |
| FELV Fidelity Enh LRG Cap Val ETF | ENHANCED LARGE | Reduce -100.0% | 0 | $0 |
| FELG Fidelity Enh LRG Cap GWTH | ENHANCED LARGE | Reduce -100.0% | 0 | $0 |
| PICK iShares MSCI Global Metals & | MSCI GBL ETF NEW | Reduce -100.0% | 0 | $0 |
| LVHD Franklin U.S. Low Volatility | FRANKLIN US LOW | Reduce -100.0% | 0 | $0 |
| FVAL Fidelity Value Factor ETF | VLU FACTOR ETF | Reduce -100.0% | 0 | $0 |
| PRFT Perficient Inc. | COM | Reduce -100.0% | 0 | $0 |
| MGA Magna International Inc. | COM | Reduce -100.0% | 0 | $0 |
| XAWPX Abrdn Global Premier Propert | COM SH BEN INT | Reduce -100.0% | 0 | $0 |
| FDLO Fidelity Low Volat Fact ETF | LOW VOLITY ETF | Reduce -100.0% | 0 | $0 |
| FGD First Trust DJ GL Sel DVD | DJ GLBL DIVID | Reduce -100.0% | 0 | $0 |
| UTI Universal Technical Institut | COM | Reduce -100.0% | 0 | $0 |
| PGC Peapack Gladstone Finl Corp. | COM | Reduce -100.0% | 0 | $0 |
| FXY Invesco Currencyshares Japan | JAPANESE YEN | Reduce -100.0% | 0 | $0 |
| OILK Pros K-1 Free CR Oil ETF-Usd | K-1 FREE CRD OIL | Reduce -100.0% | 0 | $0 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | IMGP DBI MAN ETF | Reduce -100.0% | 0 | $0 |
| BILS SS Spdrb B 3-12M T-Bill ETF | ST STR BL 12 ETF | Reduce -100.0% | 0 | $0 |
| FLG New York Community Bancorp | COM | Reduce -100.0% | 0 | $0 |
| MUA BlackRock Muniassets Fund | COM | Reduce -100.0% | 0 | $0 |
| SHLS Shoals Technologies Group -A | CL A | Reduce -100.0% | 0 | $0 |
| XHTAX Invesco Hi Inc. 2024 TRGT TRM | COM | Reduce -100.0% | 0 | $0 |
| EWU iShares MSCI United Kingdom | MSCI UK ETF NEW | Reduce -100.0% | 0 | $0 |
| GHM Graham Corp. | COM | Reduce -100.0% | 0 | $0 |
| ITB iShares U.S. Home Constructi | US HOME CONS ETF | Reduce -100.0% | 0 | $0 |
| SAN Banco Santander SA-Spon ADR | ADR | Reduce -100.0% | 0 | $0 |
| COOP Mr Cooper Group Inc. | COM | Reduce -100.0% | 0 | $0 |
| LYV Live Nation Entertainment Inc. | COM | Reduce -100.0% | 0 | $0 |
| EUFN iShares MSCI Europe Financia | MSCI EURO FL ETF | Reduce -100.0% | 0 | $0 |
| ESI Element Solutions Inc. | COM | Reduce -100.0% | 0 | $0 |
| CELH Celsius Holdings Inc. | COM NEW | Reduce -100.0% | 0 | $0 |
| FYT First Trust Small Cap Val | SML CAP VAL ALPH | Reduce -100.0% | 0 | $0 |
| NAPR Innovator Growth 100 Power B | GRWT100 PWR BF | Reduce -100.0% | 0 | $0 |
| NMZ Nuveen Muni Hi Inc. Opport | COM | Reduce -100.0% | 0 | $0 |
| XHE SS SPDR S&P HC Equip ETF | ST STR SP HCEQ | Reduce -100.0% | 0 | $0 |
| CSIQ Canadian Solar Inc. | COM | Reduce -100.0% | 0 | $0 |
| SPMB SS SPDR P Mort Back Bond ETF | ST STR BACKE ETF | Reduce -100.0% | 0 | $0 |
| ITM Vaneck Intermediate Muni ETF | INTRMDT MUNI ETF | Reduce -100.0% | 0 | $0 |
| LZ Legalzoomcom Inc. | COM | Reduce -100.0% | 0 | $0 |
| WOLF Wolfspeed Inc. | COM | Reduce -100.0% | 0 | $0 |
Showing the first 50 of 809.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.