Conning Inc.

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 26, 2024), Conning Inc. reported 331 stock positions worth $2.9 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 2.9% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 1.9%) and Ishr Ibx Usd Invgd CB ETF-Ui (LQD, 1.5%). Compared with Q4 2023, it opened 15 new positions, sold out of 9, added to 85 and reduced 142. The biggest buy was Bank of New York Mellon (BNY, shares +16216%) and the biggest sale Bank of America (BAC, shares −89%).

Most Recent 13F
Q2 2026
Location
HARTFORD, CT
CIK
0000801051
Portfolio Value
$2.9B (Q1 2024)
SEC Filing
0001085146-24-002078 ↗ filed Apr 26, 2024

Holdings Value

0$1.0B$2.0B$3.0B$4.0B Q1 2024: $2.9B $2.9B Q1 2024 Q2 2024: $2.7B Q2 2024 Q3 2024: $2.9B Q3 2024 Q4 2024: $2.7B Q4 2024 Q1 2025: $2.7B Q1 2025 Q2 2025: $2.8B Q2 2025 Q3 2025: $2.9B Q3 2025 Q4 2025: $2.8B Q4 2025 Q1 2026: $2.9B Q1 2026 Q2 2026: $3.2B Q2 2026

Holdings 331 stocks · $2.9B
SPY SS SPDR S&P 500 ETF Trust-US 2.93% 164,317 $85.9M Reduce -0.6%
IVV iShares Core S&P 500 ETF 1.94% 107,942 $56.7M Reduce -3.6%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 1.55% 416,358 $45.3M No change
IJR iShares Core S&P Small-Cap E 1.52% 401,912 $44.4M Add +1.3%
JPM JPMorgan Chase & Co. 1.51% 221,718 $44.3M Reduce -4.6%
CAT Caterpillar Inc. 1.48% 118,580 $43.4M Reduce -11.4%
COP Conocophillips 1.47% 338,854 $43.0M Add +16.6%
RTX RTX Corp. 1.41% 425,674 $41.4M Add +3.8%
PEP Pepsico Inc. 1.41% 236,615 $41.3M Add +16.9%
XOM Exxon Mobil Corp. 1.40% 354,460 $41.1M Add +10.6%
CMI Cummins Inc. 1.40% 139,239 $40.9M Reduce -4.2%
AVGO Broadcom Inc. 1.39% 30,868 $40.8M Reduce -13.3%
CVS CVS Health Corp. 1.39% 512,649 $40.8M Add +7.9%
ABBV Abbvie Inc. 1.39% 223,458 $40.6M Reduce -8.0%
PG The Procter & Gamble Co. 1.38% 250,173 $40.5M Add +7.8%
HD Home Depot Inc. 1.38% 105,782 $40.5M Reduce -3.1%
TGT Target Corp. 1.37% 227,879 $40.3M Reduce -6.4%
QCOM Qualcomm Inc. 1.37% 237,428 $40.1M Reduce -9.0%
UNH Unitedhealth Group Inc. 1.36% 81,047 $40.0M Add +481.2%
TRV The Travelers Cos Inc. 1.36% 172,984 $39.7M Reduce -4.7%
BMY Bristol-Myers Squibb Co. 1.35% 732,630 $39.7M Add +8.4%
CSCO Cisco Systems Inc. 1.35% 794,030 $39.6M Add +10.7%
AFL Aflac Inc. 1.35% 461,588 $39.6M Add +15.3%
KO The Coca-Cola Co. 1.35% 647,138 $39.5M Add +11.6%
CMCSA Comcast Corp. Class A 1.35% 912,850 $39.5M Add +13.4%
PNC PNC Financial Services Group 1.35% 244,823 $39.5M Add +2.6%
ADP Automatic Data Processing 1.33% 156,826 $39.1M Add +7.9%
KMB Kimberly-Clark Corp. 1.33% 302,414 $39.0M Add +13.6%
ITW Illinois Tool Works 1.33% 145,740 $39.0M Add +7.9%
ADI Analog Devices Inc. 1.33% 197,618 $39.0M Add +8.8%
TXN Texas Instruments Inc. 1.33% 223,752 $38.9M Add +3.3%
EOG EOG Resources Inc. 1.32% 303,338 $38.7M Add +21.0%
BLK BlackRock Finance Inc. 1.30% 45,885 $38.2M Add +3.2%
PAYX Paychex Inc. 1.30% 309,821 $38.0M Add +16.4%
LMT Lockheed Martin Corp. 1.29% 83,564 $37.9M Add +17.9%
MS Morgan Stanley 1.29% 403,643 $37.9M Add +4.1%
GILD Gilead Sciences Inc. 1.29% 515,741 $37.7M Add +19.9%
BBY Best Buy Co. Inc. 1.28% 459,909 $37.6M Add +10.2%
MDLZ Mondelez International Inc. Class A 1.28% 538,716 $37.6M Add +12.3%
VCLT Vanguard Long-Term Corp. Bond 1.28% 478,554 $37.4M No change
AMP Ameriprise Financial Inc. 1.28% 85,547 $37.4M Reduce -1.4%
UNP Union Pacific Corp. 1.27% 151,396 $37.2M Add +4.0%
CL Colgate-Palmolive Co. 1.27% 412,790 $37.1M Add +2.9%
CME Cme Group Inc. 1.25% 171,235 $36.8M Add +13.4%
GD General Dynamics Corp. 1.25% 129,702 $36.6M Add +4.3%
HPQ HP Inc. 1.24% 1,202,743 $36.3M Add +15.0%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 1.24% 630,123 $36.2M Add +16216.0%
GPC Genuine Parts Co. 1.23% 233,782 $36.1M Add +2.6%
MBB iShares MBS ETF 1.22% 387,672 $35.8M No change
SBUX Starbucks Corp. 1.22% 392,014 $35.8M Add +23.7%
DOW Dow Inc. 1.22% 617,756 $35.7M Add +4.8%
JNJ Johnson & Johnson 1.20% 222,170 $35.1M Add +9.6%
MCD McDonald's Corp. 1.20% 124,524 $35.0M Add +11.1%
ABT Abbott Laboratories 1.18% 304,583 $34.5M Add +1.0%
PM Philip Morris International 0.93% 297,504 $27.2M Add +17.4%
SRLN SS Blackstone Sr Loan ETF 0.92% 641,275 $27.0M No change
MDY State Street SPDR S&P Midcap 0.89% 46,753 $26.0M Reduce -2.3%
VOO Vanguard S&P 500 ETF 0.89% 54,027 $26.0M Reduce -1.0%
MSFT Microsoft Corp. 0.86% 59,623 $25.1M Reduce -1.9%
EFA iShares MSCI Eafe ETF 0.77% 283,607 $22.6M Reduce -7.9%
AAPL Apple Inc. 0.73% 124,432 $21.3M Add +2.0%
IJH iShares Core S&P Midcap ETF 0.69% 330,740 $20.1M No change
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.69% 258,395 $20.1M No change
NVDA Nvidia Corp. 0.67% 21,663 $19.6M Reduce -14.6%
TLT iShares 20+ Year Treasury BD 0.62% 193,000 $18.3M No change
BLV Vanguard Long-Term Bond ETF 0.52% 210,000 $15.2M No change
SCHG Schwab US Large-Cap Growth 0.48% 152,752 $14.2M Add +50.1%
IWM iShares Russell 2000 ETF 0.48% 67,259 $14.1M Add +8.7%
EMB iShares JP Morgan Usd Emergi 0.46% 149,000 $13.4M No change
IWR iShares Russell Mid-Cap ETF 0.45% 155,137 $13.0M Reduce -18.5%
VTI VG Morningstar TS MKT ETF-US 0.44% 49,266 $12.8M No change
PFF iShares Preferred & Income S 0.43% 390,500 $12.6M No change
BAB Invesco Taxable Municipal Bo 0.43% 470,000 $12.5M No change
PFFD Global X US Preferred ETF 0.40% 580,200 $11.7M No change
AMZN Amazon.com Inc. 0.35% 56,815 $10.2M Reduce -1.5%
JNK SS SPDR BB High Yield Bond 0.32% 100,000 $9.5M Reduce -50.0%
SHYG iShares 0-5 YR HY Corp. Bond 0.31% 210,194 $8.9M No change
LLY Eli Lilly & Co. 0.30% 11,452 $8.9M Reduce -7.2%
IEFA iShares Core MSCI Eafe ETF 0.30% 118,845 $8.8M No change
IWF iShares Russell 1000 Growth 0.28% 24,087 $8.1M No change
V Visa Inc. Class A 0.27% 28,031 $7.8M Reduce -0.9%
MA Mastercard Inc. Class A 0.26% 15,807 $7.6M Reduce -3.0%
EMLC Vaneck JPM Em Local Curr BND 0.26% 310,000 $7.6M No change
META Meta Platforms Inc. Class A 0.25% 14,986 $7.3M Reduce -2.4%
IEMG iShares Core MSCI Emerging 0.24% 137,998 $7.1M No change
HEDJ Wisdomtree Europe Hedged Equ 0.24% 144,030 $7.0M No change
IWP iShares Russell Mid-Cap Grow 0.24% 60,781 $6.9M Add +1.6%
IWS iShares Russell Mid-Cap Valu 0.23% 54,336 $6.8M Add +1.6%
GOOGL Alphabet Inc. Class A 0.23% 44,703 $6.7M Reduce -5.2%
TMO Thermo Fisher Scientific Inc. 0.21% 10,707 $6.2M Reduce -2.3%
WMT Walmart Inc. 0.21% 103,102 $6.2M Reduce -0.7%
IVW iShares S&P 500 Growth ETF 0.20% 71,106 $6.0M Add +0.4%
AMAT Applied Materials Inc. 0.20% 28,967 $6.0M Reduce -16.9%
INTU Intuit Inc. 0.20% 9,130 $5.9M Add +1.6%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.20% 56,946 $5.8M Add +5.8%
DHR Danaher Corp. 0.20% 22,930 $5.7M Add +1.3%
LRCX Lam Research Corp. 0.19% 5,782 $5.6M Reduce -12.1%
SCHW Schwab (charles) Corp. 0.19% 77,329 $5.6M Add +5.5%
KLAC KLA Corp. 0.18% 7,604 $5.3M Reduce -9.5%
ICE Intercontinental Exchange Inc. 0.18% 37,614 $5.2M Reduce -4.2%
NKE Nike Inc. Class B 0.18% 54,959 $5.2M Add +19.4%
BRK.B Berkshire Hathaway Inc. Class B 0.18% 12,238 $5.1M Reduce -2.5%
ECL Ecolab Inc. 0.17% 21,360 $4.9M Add +1038.6%
MRK Merck & Co. Inc. 0.16% 36,226 $4.8M Reduce -6.5%
GOOG Alphabet Inc. Class C 0.15% 29,355 $4.5M Reduce -3.4%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.15% 116,872 $4.4M Reduce -89.4%
PFE Pfizer Inc. 0.14% 144,637 $4.0M Reduce -88.0%
NWE Northwestern Energy Group Inc. 0.13% 77,076 $3.9M No change
ETN Eaton Corp. PLC 0.12% 11,254 $3.5M Add +323.1%
ZIFF DAVIS INC (ZD 1.75 11/01/26) 0.12% 3,600,000 $3.4M No change
ANGL Vaneck Fallen Angel High YLD 0.11% 115,806 $3.4M No change
VEA Vanguard Ftse Developed ETF 0.11% 65,275 $3.3M No change
MET Metlife Inc. 0.11% 43,377 $3.2M Reduce -0.5%
UTF Cohen & Steers Infrastructur 0.11% 133,600 $3.1M Add +2.1%
CRH CRH PLC 0.11% 36,135 $3.1M Add +42.8%
VNQ Vanguard Real Estate ETF 0.11% 36,030 $3.1M Add +1.6%
SPLB SS SPDR P Long Term C ETF 0.10% 124,080 $2.9M No change
TSLA Tesla Inc. 0.10% 16,324 $2.9M Add +3.1%
UPS United Parcel Service Class B 0.09% 18,018 $2.7M Reduce -91.6%
PSA Public Storage 0.09% 9,105 $2.6M No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.09% 10,535 $2.6M Reduce -8.9%
MDT Medtronic PLC 0.09% 29,178 $2.5M Reduce -16.9%
PFG Principal Financial Group 0.09% 29,262 $2.5M Reduce -0.7%
VMRK Vivmark Residential filed as EQUITY RESIDENTIAL 0.09% 39,707 $2.5M No change
CNQ Canadian Natural Resources 0.08% 31,261 $2.4M No change
IVE iShares S&P 500 Value ETF 0.08% 12,487 $2.3M No change
COST Costco Wholesale Corp. 0.08% 3,111 $2.3M Reduce -2.7%
VB Vanguard Most SM-Cap ETF-Usd 0.07% 9,084 $2.1M Reduce -33.3%
SCHV Schwab US Large-Cap Value 0.07% 27,165 $2.1M Add +59.2%
AMD Advanced Micro Devices 0.07% 10,655 $1.9M Reduce -2.5%
CVX Chevron Corp. 0.06% 11,784 $1.9M Reduce -0.4%
EVRG Evergy Inc. 0.06% 34,345 $1.8M No change
NFLX Netflix Inc. 0.06% 2,966 $1.8M Reduce -17.4%
CRM Salesforce Inc. 0.06% 5,929 $1.8M Reduce -0.9%
WFC Wells Fargo & Co. 0.06% 30,471 $1.8M Reduce -2.4%
VZ Verizon Communications Inc. 0.06% 41,586 $1.7M Add +0.2%
D Dominion Energy Inc. 0.06% 34,252 $1.7M No change
ADBE Adobe Inc. 0.06% 3,292 $1.7M Reduce -14.0%
ACN Accenture PLC Class A 0.05% 4,321 $1.5M Reduce -16.1%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.05% 11,863 $1.5M Reduce -2.1%
LIN Linde PLC 0.05% 3,051 $1.4M Reduce -1.6%
ORCL Oracle Corp. 0.05% 11,199 $1.4M Reduce -2.1%
IJT iShares S&P Small-Cap 600 GR 0.05% 10,695 $1.4M No change
PLD Prologis Inc. 0.05% 10,425 $1.4M Add +0.1%
IJS iShares S&P Small-Cap 600 Va 0.05% 12,926 $1.3M No change
EFG iShares MSCI Eafe Growth ETF 0.04% 11,731 $1.2M No change
LOW Lowe's Cos Inc. 0.04% 4,772 $1.2M Reduce -19.6%
EFV iShares MSCI Eafe Value ETF 0.04% 22,107 $1.2M No change
INTC Intel Corp. 0.04% 25,584 $1.1M Reduce -2.5%
AMGN Amgen Inc. 0.04% 3,939 $1.1M Reduce -2.1%
ADM Archer-Daniels-Midland Co. 0.04% 17,360 $1.1M No change
WEC WEC Energy Group Inc. 0.04% 12,914 $1.1M No change
HON Honeywell International Inc. 0.03% 4,946 $1.0M Reduce -2.6%
AXP American Express Co. 0.03% 4,400 $1.0M Reduce -2.6%
GE General Electric 0.03% 5,702 $1.0M Add +0.4%
ISRG Intuitive Surgical Inc. 0.03% 2,495 $996K Reduce -2.4%
BKNG Booking Holdings Inc. 0.03% 272 $987K Reduce -2.5%
GS Goldman Sachs Group Inc. 0.03% 2,250 $940K Reduce -3.0%
XEXGX Eaton Vance Tax-Managed Glob 0.03% 113,794 $929K Add +2.1%
C Citigroup Inc. 0.03% 14,431 $913K Reduce -2.6%
MU Micron Technology Inc. 0.03% 7,650 $902K Reduce -2.4%
NEE Nextera Energy Inc. 0.03% 14,008 $895K Reduce -2.0%
ELV Elevance Health Inc. 0.03% 1,702 $883K Reduce -2.5%
PGR Progressive Corp. 0.03% 4,190 $867K Reduce -2.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.03% 4,513 $862K Add +24.1%
OKE Oneok Inc. 0.03% 10,654 $854K No change
T AT&T Inc. 0.03% 48,293 $850K Add +7.6%
DE Deere & Co. 0.03% 2,036 $836K Reduce -22.9%
WMB Williams Cos Inc. 0.03% 21,317 $831K No change
SYK Stryker Corp. 0.03% 2,321 $831K Reduce -2.3%
SPGI S&P Global Inc. 0.03% 1,865 $793K Reduce -3.9%
CSQ Calamos Strat TTL RTRN FND 0.03% 48,281 $790K Add +2.0%
MPC Marathon Petroleum Corp. 0.03% 3,922 $790K Reduce -2.5%
NOW ServiceNow Inc. 0.03% 1,035 $789K Add +26.8%
CB Chubb Ltd. 0.03% 2,979 $772K Reduce -2.6%
CI The Cigna Group 0.03% 2,079 $755K Reduce -2.6%
MRSH Marsh & McLennan Cos 0.03% 3,638 $749K Reduce -2.4%
BA The Boeing Co. 0.02% 3,736 $721K Reduce -2.4%
BSX Boston Scientific Corp. 0.02% 10,347 $709K Reduce -2.3%
UBER Uber Technologies Inc. 0.02% 8,886 $684K New
FISV Fiserv Inc. 0.02% 4,101 $655K Reduce -2.8%
PSX Phillips 66 0.02% 3,928 $642K Reduce -2.7%
AMT American Tower Corp. 0.02% 3,246 $641K Reduce -2.1%
VRTX Vertex Pharmaceuticals Inc. 0.02% 1,488 $622K Reduce -2.6%
MCK McKesson Corp. 0.02% 1,147 $616K Reduce -2.7%
CSX CSX Corp. 0.02% 16,439 $609K Reduce -2.6%
REGN Regeneron Pharmaceuticals 0.02% 619 $596K Add +8.2%
CMG Chipotle Mexican Grill Inc. 0.02% 193 $561K Reduce -3.5%
SHW The Sherwin-Williams Co. 0.02% 1,576 $547K Reduce -3.4%
AON Aon PLC Class A 0.02% 1,625 $542K Reduce -3.0%
APH Amphenol Corp. Class A 0.02% 4,554 $525K No change
ORLY O'reilly Automotive Inc. 0.02% 465 $525K Reduce -3.3%
TT Trane Technologies PLC 0.02% 1,723 $517K Reduce -3.4%
ZTS Zoetis Inc. 0.02% 3,052 $516K Reduce -2.5%
PH Parker Hannifin Corp. 0.02% 927 $515K Reduce -5.9%
NOC Northrop Grumman Corp. 0.02% 1,073 $514K Reduce -2.7%
SO The Southern Co. 0.02% 7,101 $509K Reduce -3.1%
VLO Valero Energy Corp. 0.02% 2,975 $508K Reduce -3.9%
ET Energy Transfer LP 0.02% 31,667 $498K No change
PYPL PayPal Holdings Inc. 0.02% 7,373 $494K Reduce -3.5%
WM Waste Management Inc. 0.02% 2,302 $491K Reduce -4.2%
CTAS Cintas Corp. 0.02% 712 $489K Add +5.5%
FDX FedEx Corp. 0.02% 1,680 $487K Reduce -4.0%
EMR Emerson Electric Co. 0.02% 4,286 $486K Reduce -3.6%
PCAR Paccar Inc. 0.02% 3,839 $476K No change
BDX Becton Dickinson and Co. 0.02% 1,912 $473K Reduce -2.5%
JFR Nuveen Floating Rate Income 0.02% 54,000 $471K No change
TMUS T-Mobile US Inc. 0.02% 2,846 $465K Add +0.0%
NSC Norfolk Southern Corp. 0.02% 1,820 $464K Reduce -3.2%
DUK Duke Energy Corp. 0.02% 4,768 $461K Reduce -3.4%
COF Capital One Financial Corp. 0.02% 3,095 $461K Reduce -3.7%
HCA HCA Healthcare Inc. 0.02% 1,370 $457K Reduce -3.9%
EQIX Equinix Inc. 0.02% 549 $453K Reduce -3.2%
MAR Marriott International Class A 0.02% 1,791 $452K Reduce -3.8%
ROP Roper Technologies Inc. 0.02% 795 $446K Add +12.0%
CDNS Cadence Design SYS Inc. 0.02% 1,428 $445K Reduce -3.7%
USB US Bancorp 0.01% 9,851 $440K Reduce -3.7%
SNPS Synopsys Inc. 0.01% 766 $438K Add +25.6%
EW Edwards Lifesciences Corp. 0.01% 4,491 $429K Reduce -3.9%
FCX Freeport-McMoran Inc. 0.01% 9,013 $424K Reduce -4.5%
ADSK Autodesk Inc. 0.01% 1,624 $423K No change
MMM 3M Co. 0.01% 3,968 $421K Reduce -3.9%
AIG American International Group 0.01% 5,354 $419K Reduce -3.8%
MO Altria Group Inc. 0.01% 9,575 $418K Add +9.8%
SPG Simon Property Group Inc. 0.01% 2,668 $418K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.01% 7,573 $415K Reduce -4.2%
NXPI NXP Semiconductors NV 0.01% 1,663 $412K Reduce -4.0%
NUE Nucor Corp. 0.01% 2,064 $408K Reduce -4.2%
ALL Allstate Corp. 0.01% 2,259 $391K Reduce -3.4%
CMS CMS Energy Corp. 0.01% 6,332 $382K No change
PXD Pioneer Natural Resources Co. 0.01% 1,443 $379K Reduce -4.6%
ROST Ross Stores Inc. 0.01% 2,581 $379K Reduce -3.7%
APD Air Products & Chemicals Inc. 0.01% 1,524 $369K Reduce -3.8%
URI United Rentals Inc. 0.01% 512 $369K No change
DHI D.R. Horton Inc. 0.01% 2,204 $363K Reduce -4.8%
TEL Te Connectivity Ltd. 0.01% 2,443 $355K No change
BX Blackstone Inc. 0.01% 2,645 $347K Reduce -4.7%
GM General Motors Co. 0.01% 7,648 $347K Reduce -4.4%
MNST Monster Beverage Corp. 0.01% 5,771 $342K No change
XLRE SS Real Estate Select Sector 0.01% 8,500 $336K No change
BGT BlackRock Fltng RT Inc. TR 0.01% 25,790 $335K Add +1.9%
BDJ BlackRock Enhanced Eqty DVD 0.01% 40,343 $333K Add +1.4%
AEP American Electric Power 0.01% 3,831 $330K No change
TDG Transdigm Group Inc. 0.01% 266 $328K Add +19.8%
PANW Palo Alto Networks Inc. 0.01% 1,151 $327K Reduce -3.8%
A Agilent Technologies Inc. 0.01% 2,243 $326K No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.01% 1,305 $326K Add +8.2%
PRU Prudential Financial Inc. 0.01% 2,757 $324K Reduce -4.8%
KMI Kinder Morgan Inc. 0.01% 17,590 $323K Add +2.6%
YUM Yum! Brands Inc. 0.01% 2,324 $322K No change
ANET Arista Networks Inc. 0.01% 1,111 $322K Add +7.5%
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.01% 315 $320K No change
BGR BlackRock Enrgy & Res TR 0.01% 24,053 $319K Add +1.1%
HUM Humana Inc. 0.01% 919 $319K Reduce -4.7%
OXY Occidental Petroleum Corp. 0.01% 4,826 $314K Reduce -5.5%
XEVVX Eaton Vance Ltd. Durat Inc. 0.01% 32,079 $313K No change
EPD Enterprise Products Partners 0.01% 10,640 $310K No change
MCHP Microchip Technology Inc. 0.01% 3,458 $310K No change
CTSH Cognizant Tech Solutions-A 0.01% 4,200 $308K No change
FAST Fastenal Co. 0.01% 3,990 $308K Reduce -5.5%
LEN Lennar Corp. Class A 0.01% 1,765 $304K No change
HES Hess Corp. 0.01% 1,985 $303K No change
F Ford Motor Co. filed as FORD MTR CO DEL 0.01% 22,595 $300K Reduce -5.2%
DFS Discover Financial Services 0.01% 2,278 $299K No change
KR Kroger Co. 0.01% 5,195 $297K Reduce -48.8%
MCO Moody's Corp. 0.01% 755 $297K No change
AZO AutoZone Inc. 0.01% 94 $296K Reduce -6.0%
CEG Constellation Energy 0.01% 1,601 $296K New
NVT Nvent Electric PLC 0.01% 3,870 $292K No change
TFC Truist Financial Corp. 0.01% 7,470 $291K Reduce -5.7%
GIS General Mills Inc. 0.01% 4,146 $290K Reduce -5.7%
SRE Sempra 0.01% 4,030 $289K No change
SYY Sysco Corp. 0.01% 3,563 $289K No change
COR Cencora Inc. 0.01% 1,179 $286K No change
MSI Motorola Solutions Inc. 0.01% 801 $284K Add +10.8%
JCI Johnson Controls Internation 0.01% 4,328 $283K Reduce -6.1%
PPG PPG Industries Inc. 0.01% 1,951 $283K No change
AVB Avalonbay Communities Inc. 0.01% 1,511 $280K No change
EA Electronic Arts Inc. 0.01% 2,095 $278K No change
WELL Welltower Inc. 0.01% 2,970 $278K Add +6.3%
CARR Carrier Global Corp. 0.01% 4,764 $277K Reduce -5.7%
IDXX Idexx Laboratories Inc. 0.01% 511 $276K No change
ROK Rockwell Automation Inc. 0.01% 929 $271K No change
RSG Republic Services Inc. 0.01% 1,400 $268K Reduce -6.0%
CCI Crown Castle Inc. 0.01% 2,528 $268K Reduce -5.3%
HAL Halliburton Co. 0.01% 6,752 $266K Add +9.5%
AME Ametek Inc. 0.01% 1,445 $264K Add +13.5%
STZ Constellation Brands Inc. Class A 0.01% 972 $264K No change
FIS Fidelity National Info Serv 0.01% 3,560 $264K No change
EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC 0.01% 1,708 $263K No change
WY Weyerhaeuser Co. 0.01% 7,302 $262K No change
PHM Pultegroup Inc. 0.01% 2,167 $261K No change
FTNT Fortinet Inc. 0.01% 3,818 $261K Reduce -5.7%
LHX L3HARRIS Technologies Inc. 0.01% 1,221 $260K No change
PWR Quanta Services Inc. 0.01% 999 $260K No change
DXCM Dexcom Inc. 0.01% 1,868 $259K Reduce -6.5%
VMC Vulcan Materials Co. 0.01% 949 $259K No change
MSCI MSCI Inc. 0.01% 460 $258K Reduce -5.5%
HLT Hilton Worldwide Holdings Inc. 0.01% 1,206 $257K Add +2.0%
ABNB Airbnb Inc. Class A 0.01% 1,524 $251K Reduce -6.7%
FANG Diamondback Energy Inc. 0.01% 1,268 $251K Reduce -7.3%
ODFL Old Dominion Freight Line 0.01% 1,100 $241K New
CPRT Copart Inc. 0.01% 4,161 $241K New
PEG Public Service Enterprise GP 0.01% 3,596 $240K No change
DG Dollar General Corp. 0.01% 1,536 $240K No change
BIIB Biogen Inc. 0.01% 1,073 $231K No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.01% 1,855 $226K New
CTVA Corteva Inc. 0.01% 3,907 $225K Reduce -6.9%
CNC Centene Corp. 0.01% 2,862 $225K New
CBRE CBRE Group Inc. Class A 0.01% 2,300 $224K No change
MRNA Moderna Inc. 0.01% 2,078 $221K No change
HTD John Hancock Tax Adv DVD Inc. filed as HANCOCK JOHN TAX-ADVANTAGED 0.01% 11,250 $221K No change
HSY The Hershey Co. 0.01% 1,134 $221K Reduce -6.6%
EBAY eBay Inc. 0.01% 4,138 $218K New
EFX Equifax Inc. 0.01% 810 $217K No change
IQV Iqvia Holdings Inc. 0.01% 843 $213K New
GPN Global Payments Inc. 0.01% 1,594 $213K Reduce -7.0%
FITB Fifth Third Bancorp 0.01% 5,720 $213K Reduce -7.4%
IR Ingersoll-Rand Inc. 0.01% 2,239 $213K New
XEL Xcel Energy Inc. 0.01% 3,905 $210K No change
DLR Digital Realty Trust Inc. 0.01% 1,446 $208K New
CHTR Charter Communications Inc. Class A 0.01% 712 $207K Reduce -7.2%
FTV Fortive Corp. 0.01% 2,374 $204K New
OTIS Otis Worldwide Corp. 0.01% 2,055 $204K New
DVN Devon Energy Corp. 0.01% 4,056 $204K New
MLM Martin Marietta Materials 0.01% 330 $203K New
CDW CDW Corp. 0.01% 784 $201K New
VTRS Viatris Inc. 0.01% 12,461 $149K No change
WBD Warner Bros Discovery Inc. 0.01% 16,960 $148K Add +39.4%
NUV Nuveen Municipal Value 0.00% 15,800 $138K No change
PFN PIMCO Income Strategy FD II 0.00% 13,666 $102K No change
Other holdings (23): bonds, preferreds, convertibles and warrants · $119.4M (not counted above)
SecurityClassShares / PrincipalValueChange
PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) NOTE 0.250% 5/1 · principal 3,015,000$8.6MNo change
PARSONS CORP (PSN 0.25 08/15/25) NOTE 0.250% 8/1 · principal 4,700,000$8.6MReduce -16.1%
AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) NOTE 0.125% 5/0 · principal 7,100,000$8.4MNo change
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 6,235$7.4MAdd +7.8%
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 6,065$7.3MNo change
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal 6,100,000$6.3MAdd +17.3%
EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) NOTE 0.750% 3/1 · principal 6,400,000$6.2MNo change
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal 6,585,000$6.1MReduce -4.2%
SOUTHERN CO (SO 3.875 12/15/25) NOTE 3.875%12/1 · principal 5,735,000$5.7MNew
ALLIANT ENERGY CORP (LNT 3.875 03/15/26) NOTE 3.875% 3/1 · principal 5,650,000$5.6MNew
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal 5,200,000$5.2MNo change
JBT MAREL CORP (JBTM 0.25 05/15/26) NOTE 0.250% 5/1 · principal 4,675,000$4.3MAdd +10.7%
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 4,170,000$4.1MNew
JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) NOTE 2.000% 6/1 · principal 4,050,000$4.0MAdd +50.0%
STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) NOTE 6.750% 7/1 · principal 3,600,000$3.8MNo change
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) NOTE 0.750% 5/0 · principal 1,950,000$3.8MNo change
BLOCK INC (XYZ 0.125 03/01/25) NOTE 0.125% 3/0 · principal 3,600,000$3.7MNo change
ENPHASE ENERGY INC (ENPH 0 03/01/26) NOTE 3/0 · principal 3,900,000$3.6MNo change
VERINT SYSTEMS INC (VRNT 0.25 04/15/26) NOTE 0.250% 4/1 · principal 3,750,000$3.5MNo change
ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) NOTE 7.500% 8/0 · principal 3,600,000$3.5MNo change
MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) NOTE 0.125%11/1 · principal 3,300,000$3.5MNo change
VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) NOTE 2.250% 6/1 · principal 3,450,000$3.4MNo change
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) NOTE 0.500%12/1 · principal 3,000,000$2.6MNo change

Total filed on the 13F, all lines: $3.1B.

Portfolio Sells Q4 2023 → Q1 2024
BAC Bank of America Corp. Reduce -89.4% 0.15% −1.19
MTB M & T Bank Corp. Sold out 0.00% −1.14
UPS United Parcel Service Class B Reduce -91.6% 0.09% −1.13
PFE Pfizer Inc. Reduce -88.0% 0.14% −1.12
CTRA Coterra Energy Inc. Sold out 0.00% −1.08
JNK SS SPDR BB High Yield Bond Reduce -50.0% 0.32% −0.36
BND Vanguard Total Bond Market Sold out 0.00% −0.32
IWR iShares Russell Mid-Cap ETF Reduce -18.5% 0.45% −0.09
EFA iShares MSCI Eafe ETF Reduce -7.9% 0.77% −0.07
AVGO Broadcom Inc. Reduce -13.3% 1.39% −0.04
VB Vanguard Most SM-Cap ETF-Usd Reduce -33.3% 0.07% −0.03
ADBE Adobe Inc. Reduce -14.0% 0.06% −0.03
QQQ Invesco QQQ Trust Series 1 Sold out 0.00% −0.02
MDT Medtronic PLC Reduce -16.9% 0.09% −0.02
ACN Accenture PLC Class A Reduce -16.1% 0.05% −0.01
BA The Boeing Co. Reduce -2.4% 0.02% −0.01
NVO Novo-Nordisk A/S-Spons ADR Sold out 0.00% −0.01
DE Deere & Co. Reduce -22.9% 0.03% −0.01
INTC Intel Corp. Reduce -2.5% 0.04% −0.01
RIO Rio Tinto PLC-Spon ADR Sold out 0.00% −0.01
TSM Taiwan Semiconductor-SP ADR Sold out 0.00% −0.01
GOOGL Alphabet Inc. Class A Reduce -5.2% 0.23% −0.01
SNY Sanofi-ADR Sold out 0.00% −0.01
ABEV Ambev SA-ADR Sold out 0.00% −0.01
VO Vngrd Mrngstr MD-Cap ETF-Usd Reduce -8.9% 0.09% −0.01
KR Kroger Co. Reduce -48.8% 0.01% −0.01
LOW Lowe's Cos Inc. Reduce -19.6% 0.04% −0.01
ICE Intercontinental Exchange Inc. Reduce -4.2% 0.18% −0.01
HUM Humana Inc. Reduce -4.7% 0.01% −0.01
ZTS Zoetis Inc. Reduce -2.5% 0.02% −0.00
AMT American Tower Corp. Reduce -2.1% 0.02% −0.00
HON Honeywell International Inc. Reduce -2.6% 0.03% −0.00
SPGI S&P Global Inc. Reduce -3.9% 0.03% −0.00
AMGN Amgen Inc. Reduce -2.1% 0.04% −0.00
CHTR Charter Communications Inc. Class A Reduce -7.2% 0.01% −0.00
APD Air Products & Chemicals Inc. Reduce -3.8% 0.01% −0.00
GOOG Alphabet Inc. Class C Reduce -3.4% 0.15% −0.00
BKNG Booking Holdings Inc. Reduce -2.5% 0.03% −0.00
CCI Crown Castle Inc. Reduce -5.3% 0.01% −0.00
MMM 3M Co. Reduce -3.9% 0.01% −0.00
NFLX Netflix Inc. Reduce -17.4% 0.06% −0.00
DUK Duke Energy Corp. Reduce -3.4% 0.02% −0.00
PANW Palo Alto Networks Inc. Reduce -3.8% 0.01% −0.00
BX Blackstone Inc. Reduce -4.7% 0.01% −0.00
VRTX Vertex Pharmaceuticals Inc. Reduce -2.6% 0.02% −0.00
BDX Becton Dickinson and Co. Reduce -2.5% 0.02% −0.00
MSCI MSCI Inc. Reduce -5.5% 0.01% −0.00
NOC Northrop Grumman Corp. Reduce -2.7% 0.02% −0.00
SO The Southern Co. Reduce -3.1% 0.02% −0.00
CARR Carrier Global Corp. Reduce -5.7% 0.01% −0.00

Portfolio Buys Q4 2023 → Q1 2024
BNY Bank of New York Mellon Corp. Add +16216.0% 1.24% +1.23
UNH Unitedhealth Group Inc. Add +481.2% 1.36% +1.10
COP Conocophillips Add +16.6% 1.47% +0.25
XOM Exxon Mobil Corp. Add +10.6% 1.40% +0.25
EOG EOG Resources Inc. Add +21.0% 1.32% +0.23
SCHG Schwab US Large-Cap Growth Add +50.1% 0.48% +0.18
PEP Pepsico Inc. Add +16.9% 1.41% +0.17
RTX RTX Corp. Add +3.8% 1.41% +0.17
KMB Kimberly-Clark Corp. Add +13.6% 1.33% +0.16
AFL Aflac Inc. Add +15.3% 1.35% +0.16
ECL Ecolab Inc. Add +1038.6% 0.17% +0.15
PG The Procter & Gamble Co. Add +7.8% 1.38% +0.15
PAYX Paychex Inc. Add +16.4% 1.30% +0.15
LMT Lockheed Martin Corp. Add +17.9% 1.29% +0.13
SBUX Starbucks Corp. Add +23.7% 1.22% +0.12
KO The Coca-Cola Co. Add +11.6% 1.35% +0.11
ADP Automatic Data Processing Add +7.9% 1.33% +0.11
CL Colgate-Palmolive Co. Add +2.9% 1.27% +0.11
CME Cme Group Inc. Add +13.4% 1.25% +0.11
BBY Best Buy Co. Inc. Add +10.2% 1.28% +0.11
HPQ HP Inc. Add +15.0% 1.24% +0.10
BMY Bristol-Myers Squibb Co. Add +8.4% 1.35% +0.10
ETN Eaton Corp. PLC Add +323.1% 0.12% +0.10
GPC Genuine Parts Co. Add +2.6% 1.23% +0.09
GD General Dynamics Corp. Add +4.3% 1.25% +0.08
CMCSA Comcast Corp. Class A Add +13.4% 1.35% +0.07
PM Philip Morris International Add +17.4% 0.93% +0.07
ITW Illinois Tool Works Add +7.9% 1.33% +0.05
DOW Dow Inc. Add +4.8% 1.22% +0.05
JNJ Johnson & Johnson Add +9.6% 1.20% +0.05
CRH CRH PLC Add +42.8% 0.11% +0.04
CSCO Cisco Systems Inc. Add +10.7% 1.35% +0.04
CVS CVS Health Corp. Add +7.9% 1.39% +0.04
IWM iShares Russell 2000 ETF Add +8.7% 0.48% +0.03
MDLZ Mondelez International Inc. Class A Add +12.3% 1.28% +0.03
ADI Analog Devices Inc. Add +8.8% 1.33% +0.03
GILD Gilead Sciences Inc. Add +19.9% 1.29% +0.03
SCHV Schwab US Large-Cap Value Add +59.2% 0.07% +0.03
UBER Uber Technologies Inc. New 0.02% +0.02
TJX TJX Companies Inc. Add +5.8% 0.20% +0.01
PNC PNC Financial Services Group Add +2.6% 1.35% +0.01
IVW iShares S&P 500 Growth ETF Add +0.4% 0.20% +0.01
IWP iShares Russell Mid-Cap Grow Add +1.6% 0.24% +0.01
CEG Constellation Energy New 0.01% +0.01
SCHW Schwab (charles) Corp. Add +5.5% 0.19% +0.01
CPRT Copart Inc. New 0.01% +0.01
ODFL Old Dominion Freight Line New 0.01% +0.01
GE General Electric Add +0.4% 0.03% +0.01
IBM Intl Business Machines Corp. Add +24.1% 0.03% +0.01
CNC Centene Corp. New 0.01% +0.01

Notes & Other Activity Q4 2023 → Q1 2024
PARSONS CORP (PSN 0.25 08/15/25) NOTE 0.250% 8/1 · principal Reduce -16.1% 4,700,000 $8.6M
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Add +7.8% 6,235 $7.4M
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal Add +17.3% 6,100,000 $6.3M
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal Reduce -4.2% 6,585,000 $6.1M
ARES CAPITAL CORP (ARCC 4.625 03/01/24) NOTE 4.625% 3/0 · principal Sold out 5,670,000 $5.9Mbefore exit
SOUTHERN CO (SO 3.875 12/15/25) NOTE 3.875%12/1 · principal New 5,735,000 $5.7M
ALLIANT ENERGY CORP (LNT 3.875 03/15/26) NOTE 3.875% 3/1 · principal New 5,650,000 $5.6M
JBT MAREL CORP (JBTM 0.25 05/15/26) NOTE 0.250% 5/1 · principal Add +10.7% 4,675,000 $4.3M
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal New 4,170,000 $4.1M
JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) NOTE 2.000% 6/1 · principal Add +50.0% 4,050,000 $4.0M
WESTERN DIGITAL CORP (WDC 1.5 02/01/24) NOTE 1.500% 2/0 · principal Sold out 3,850,000 $3.8Mbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 305$3.2BSPY, IVV, SPHY, IJR, GLW
Q1 2026 288$2.9BSPY, IVV, IJR, XOM, COP
Q4 2025 317$2.8BSPY, IVV, IJR, JPM, MRK
Q3 2025 323$2.9BSPY, IVV, IJR, JPM, CAT
Q2 2025 314$2.8BSPY, IVV, IJR, JPM, CAT
Q1 2025 323$2.7BSPY, IVV, UNH, IJR, XOM
Q4 2024 317$2.7BSPY, IVV, IJR, JPM, ABBV
Q3 2024 327$2.9BSPY, IVV, IJR, AVGO, CAT
Q2 2024 328$2.7BSPY, IVV, AVGO, IJR, JPM
Q1 2024 331$2.9BSPY, IVV, LQD, IJR, JPM