Conning Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 26, 2024), Conning Inc. reported 331 stock positions worth $2.9 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 2.9% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 1.9%) and Ishr Ibx Usd Invgd CB ETF-Ui (LQD, 1.5%). Compared with Q4 2023, it opened 15 new positions, sold out of 9, added to 85 and reduced 142. The biggest buy was Bank of New York Mellon (BNY, shares +16216%) and the biggest sale Bank of America (BAC, shares −89%).
- Most Recent 13F
- Q2 2026
- Location
- HARTFORD, CT
- CIK
- 0000801051
- Portfolio Value
- $2.9B (Q1 2024)
- SEC Filing
- 0001085146-24-002078 ↗ filed Apr 26, 2024
Holdings Value
Holdings 331 stocks · $2.9B
| SPY SS SPDR S&P 500 ETF Trust-US | 2.93% | 164,317 | $85.9M | Reduce -0.6% |
| IVV iShares Core S&P 500 ETF | 1.94% | 107,942 | $56.7M | Reduce -3.6% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.55% | 416,358 | $45.3M | No change |
| IJR iShares Core S&P Small-Cap E | 1.52% | 401,912 | $44.4M | Add +1.3% |
| JPM JPMorgan Chase & Co. | 1.51% | 221,718 | $44.3M | Reduce -4.6% |
| CAT Caterpillar Inc. | 1.48% | 118,580 | $43.4M | Reduce -11.4% |
| COP Conocophillips | 1.47% | 338,854 | $43.0M | Add +16.6% |
| RTX RTX Corp. | 1.41% | 425,674 | $41.4M | Add +3.8% |
| PEP Pepsico Inc. | 1.41% | 236,615 | $41.3M | Add +16.9% |
| XOM Exxon Mobil Corp. | 1.40% | 354,460 | $41.1M | Add +10.6% |
| CMI Cummins Inc. | 1.40% | 139,239 | $40.9M | Reduce -4.2% |
| AVGO Broadcom Inc. | 1.39% | 30,868 | $40.8M | Reduce -13.3% |
| CVS CVS Health Corp. | 1.39% | 512,649 | $40.8M | Add +7.9% |
| ABBV Abbvie Inc. | 1.39% | 223,458 | $40.6M | Reduce -8.0% |
| PG The Procter & Gamble Co. | 1.38% | 250,173 | $40.5M | Add +7.8% |
| HD Home Depot Inc. | 1.38% | 105,782 | $40.5M | Reduce -3.1% |
| TGT Target Corp. | 1.37% | 227,879 | $40.3M | Reduce -6.4% |
| QCOM Qualcomm Inc. | 1.37% | 237,428 | $40.1M | Reduce -9.0% |
| UNH Unitedhealth Group Inc. | 1.36% | 81,047 | $40.0M | Add +481.2% |
| TRV The Travelers Cos Inc. | 1.36% | 172,984 | $39.7M | Reduce -4.7% |
| BMY Bristol-Myers Squibb Co. | 1.35% | 732,630 | $39.7M | Add +8.4% |
| CSCO Cisco Systems Inc. | 1.35% | 794,030 | $39.6M | Add +10.7% |
| AFL Aflac Inc. | 1.35% | 461,588 | $39.6M | Add +15.3% |
| KO The Coca-Cola Co. | 1.35% | 647,138 | $39.5M | Add +11.6% |
| CMCSA Comcast Corp. Class A | 1.35% | 912,850 | $39.5M | Add +13.4% |
| PNC PNC Financial Services Group | 1.35% | 244,823 | $39.5M | Add +2.6% |
| ADP Automatic Data Processing | 1.33% | 156,826 | $39.1M | Add +7.9% |
| KMB Kimberly-Clark Corp. | 1.33% | 302,414 | $39.0M | Add +13.6% |
| ITW Illinois Tool Works | 1.33% | 145,740 | $39.0M | Add +7.9% |
| ADI Analog Devices Inc. | 1.33% | 197,618 | $39.0M | Add +8.8% |
| TXN Texas Instruments Inc. | 1.33% | 223,752 | $38.9M | Add +3.3% |
| EOG EOG Resources Inc. | 1.32% | 303,338 | $38.7M | Add +21.0% |
| BLK BlackRock Finance Inc. | 1.30% | 45,885 | $38.2M | Add +3.2% |
| PAYX Paychex Inc. | 1.30% | 309,821 | $38.0M | Add +16.4% |
| LMT Lockheed Martin Corp. | 1.29% | 83,564 | $37.9M | Add +17.9% |
| MS Morgan Stanley | 1.29% | 403,643 | $37.9M | Add +4.1% |
| GILD Gilead Sciences Inc. | 1.29% | 515,741 | $37.7M | Add +19.9% |
| BBY Best Buy Co. Inc. | 1.28% | 459,909 | $37.6M | Add +10.2% |
| MDLZ Mondelez International Inc. Class A | 1.28% | 538,716 | $37.6M | Add +12.3% |
| VCLT Vanguard Long-Term Corp. Bond | 1.28% | 478,554 | $37.4M | No change |
| AMP Ameriprise Financial Inc. | 1.28% | 85,547 | $37.4M | Reduce -1.4% |
| UNP Union Pacific Corp. | 1.27% | 151,396 | $37.2M | Add +4.0% |
| CL Colgate-Palmolive Co. | 1.27% | 412,790 | $37.1M | Add +2.9% |
| CME Cme Group Inc. | 1.25% | 171,235 | $36.8M | Add +13.4% |
| GD General Dynamics Corp. | 1.25% | 129,702 | $36.6M | Add +4.3% |
| HPQ HP Inc. | 1.24% | 1,202,743 | $36.3M | Add +15.0% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 1.24% | 630,123 | $36.2M | Add +16216.0% |
| GPC Genuine Parts Co. | 1.23% | 233,782 | $36.1M | Add +2.6% |
| MBB iShares MBS ETF | 1.22% | 387,672 | $35.8M | No change |
| SBUX Starbucks Corp. | 1.22% | 392,014 | $35.8M | Add +23.7% |
| DOW Dow Inc. | 1.22% | 617,756 | $35.7M | Add +4.8% |
| JNJ Johnson & Johnson | 1.20% | 222,170 | $35.1M | Add +9.6% |
| MCD McDonald's Corp. | 1.20% | 124,524 | $35.0M | Add +11.1% |
| ABT Abbott Laboratories | 1.18% | 304,583 | $34.5M | Add +1.0% |
| PM Philip Morris International | 0.93% | 297,504 | $27.2M | Add +17.4% |
| SRLN SS Blackstone Sr Loan ETF | 0.92% | 641,275 | $27.0M | No change |
| MDY State Street SPDR S&P Midcap | 0.89% | 46,753 | $26.0M | Reduce -2.3% |
| VOO Vanguard S&P 500 ETF | 0.89% | 54,027 | $26.0M | Reduce -1.0% |
| MSFT Microsoft Corp. | 0.86% | 59,623 | $25.1M | Reduce -1.9% |
| EFA iShares MSCI Eafe ETF | 0.77% | 283,607 | $22.6M | Reduce -7.9% |
| AAPL Apple Inc. | 0.73% | 124,432 | $21.3M | Add +2.0% |
| IJH iShares Core S&P Midcap ETF | 0.69% | 330,740 | $20.1M | No change |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.69% | 258,395 | $20.1M | No change |
| NVDA Nvidia Corp. | 0.67% | 21,663 | $19.6M | Reduce -14.6% |
| TLT iShares 20+ Year Treasury BD | 0.62% | 193,000 | $18.3M | No change |
| BLV Vanguard Long-Term Bond ETF | 0.52% | 210,000 | $15.2M | No change |
| SCHG Schwab US Large-Cap Growth | 0.48% | 152,752 | $14.2M | Add +50.1% |
| IWM iShares Russell 2000 ETF | 0.48% | 67,259 | $14.1M | Add +8.7% |
| EMB iShares JP Morgan Usd Emergi | 0.46% | 149,000 | $13.4M | No change |
| IWR iShares Russell Mid-Cap ETF | 0.45% | 155,137 | $13.0M | Reduce -18.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.44% | 49,266 | $12.8M | No change |
| PFF iShares Preferred & Income S | 0.43% | 390,500 | $12.6M | No change |
| BAB Invesco Taxable Municipal Bo | 0.43% | 470,000 | $12.5M | No change |
| PFFD Global X US Preferred ETF | 0.40% | 580,200 | $11.7M | No change |
| AMZN Amazon.com Inc. | 0.35% | 56,815 | $10.2M | Reduce -1.5% |
| JNK SS SPDR BB High Yield Bond | 0.32% | 100,000 | $9.5M | Reduce -50.0% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.31% | 210,194 | $8.9M | No change |
| LLY Eli Lilly & Co. | 0.30% | 11,452 | $8.9M | Reduce -7.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.30% | 118,845 | $8.8M | No change |
| IWF iShares Russell 1000 Growth | 0.28% | 24,087 | $8.1M | No change |
| V Visa Inc. Class A | 0.27% | 28,031 | $7.8M | Reduce -0.9% |
| MA Mastercard Inc. Class A | 0.26% | 15,807 | $7.6M | Reduce -3.0% |
| EMLC Vaneck JPM Em Local Curr BND | 0.26% | 310,000 | $7.6M | No change |
| META Meta Platforms Inc. Class A | 0.25% | 14,986 | $7.3M | Reduce -2.4% |
| IEMG iShares Core MSCI Emerging | 0.24% | 137,998 | $7.1M | No change |
| HEDJ Wisdomtree Europe Hedged Equ | 0.24% | 144,030 | $7.0M | No change |
| IWP iShares Russell Mid-Cap Grow | 0.24% | 60,781 | $6.9M | Add +1.6% |
| IWS iShares Russell Mid-Cap Valu | 0.23% | 54,336 | $6.8M | Add +1.6% |
| GOOGL Alphabet Inc. Class A | 0.23% | 44,703 | $6.7M | Reduce -5.2% |
| TMO Thermo Fisher Scientific Inc. | 0.21% | 10,707 | $6.2M | Reduce -2.3% |
| WMT Walmart Inc. | 0.21% | 103,102 | $6.2M | Reduce -0.7% |
| IVW iShares S&P 500 Growth ETF | 0.20% | 71,106 | $6.0M | Add +0.4% |
| AMAT Applied Materials Inc. | 0.20% | 28,967 | $6.0M | Reduce -16.9% |
| INTU Intuit Inc. | 0.20% | 9,130 | $5.9M | Add +1.6% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.20% | 56,946 | $5.8M | Add +5.8% |
| DHR Danaher Corp. | 0.20% | 22,930 | $5.7M | Add +1.3% |
| LRCX Lam Research Corp. | 0.19% | 5,782 | $5.6M | Reduce -12.1% |
| SCHW Schwab (charles) Corp. | 0.19% | 77,329 | $5.6M | Add +5.5% |
| KLAC KLA Corp. | 0.18% | 7,604 | $5.3M | Reduce -9.5% |
| ICE Intercontinental Exchange Inc. | 0.18% | 37,614 | $5.2M | Reduce -4.2% |
Other holdings (23): bonds, preferreds, convertibles and warrants · $119.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 3,015,000 | $8.6M | No change |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 4,700,000 | $8.6M | Reduce -16.1% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 7,100,000 | $8.4M | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 6,235 | $7.4M | Add +7.8% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 6,065 | $7.3M | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 6,100,000 | $6.3M | Add +17.3% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 6,400,000 | $6.2M | No change |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 6,585,000 | $6.1M | Reduce -4.2% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 5,735,000 | $5.7M | New |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 5,650,000 | $5.6M | New |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 5,200,000 | $5.2M | No change |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 4,675,000 | $4.3M | Add +10.7% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 4,170,000 | $4.1M | New |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 4,050,000 | $4.0M | Add +50.0% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 3,600,000 | $3.8M | No change |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 1,950,000 | $3.8M | No change |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 3,600,000 | $3.7M | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 3,900,000 | $3.6M | No change |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 3,750,000 | $3.5M | No change |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 3,600,000 | $3.5M | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 3,300,000 | $3.5M | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 3,450,000 | $3.4M | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 3,000,000 | $2.6M | No change |
Total filed on the 13F, all lines: $3.1B.
Portfolio Sells Q4 2023 → Q1 2024
| BAC Bank of America Corp. | Reduce -89.4% | 0.15% | −1.19 |
| MTB M & T Bank Corp. | Sold out | 0.00% | −1.14 |
| UPS United Parcel Service Class B | Reduce -91.6% | 0.09% | −1.13 |
| PFE Pfizer Inc. | Reduce -88.0% | 0.14% | −1.12 |
| CTRA Coterra Energy Inc. | Sold out | 0.00% | −1.08 |
| JNK SS SPDR BB High Yield Bond | Reduce -50.0% | 0.32% | −0.36 |
| BND Vanguard Total Bond Market | Sold out | 0.00% | −0.32 |
| IWR iShares Russell Mid-Cap ETF | Reduce -18.5% | 0.45% | −0.09 |
| EFA iShares MSCI Eafe ETF | Reduce -7.9% | 0.77% | −0.07 |
| AVGO Broadcom Inc. | Reduce -13.3% | 1.39% | −0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -33.3% | 0.07% | −0.03 |
| ADBE Adobe Inc. | Reduce -14.0% | 0.06% | −0.03 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −0.02 |
| MDT Medtronic PLC | Reduce -16.9% | 0.09% | −0.02 |
| ACN Accenture PLC Class A | Reduce -16.1% | 0.05% | −0.01 |
| BA The Boeing Co. | Reduce -2.4% | 0.02% | −0.01 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.01 |
| DE Deere & Co. | Reduce -22.9% | 0.03% | −0.01 |
| INTC Intel Corp. | Reduce -2.5% | 0.04% | −0.01 |
| RIO Rio Tinto PLC-Spon ADR | Sold out | 0.00% | −0.01 |
| TSM Taiwan Semiconductor-SP ADR | Sold out | 0.00% | −0.01 |
| GOOGL Alphabet Inc. Class A | Reduce -5.2% | 0.23% | −0.01 |
| SNY Sanofi-ADR | Sold out | 0.00% | −0.01 |
| ABEV Ambev SA-ADR | Sold out | 0.00% | −0.01 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -8.9% | 0.09% | −0.01 |
| KR Kroger Co. | Reduce -48.8% | 0.01% | −0.01 |
| LOW Lowe's Cos Inc. | Reduce -19.6% | 0.04% | −0.01 |
| ICE Intercontinental Exchange Inc. | Reduce -4.2% | 0.18% | −0.01 |
| HUM Humana Inc. | Reduce -4.7% | 0.01% | −0.01 |
| ZTS Zoetis Inc. | Reduce -2.5% | 0.02% | −0.00 |
| AMT American Tower Corp. | Reduce -2.1% | 0.02% | −0.00 |
| HON Honeywell International Inc. | Reduce -2.6% | 0.03% | −0.00 |
| SPGI S&P Global Inc. | Reduce -3.9% | 0.03% | −0.00 |
| AMGN Amgen Inc. | Reduce -2.1% | 0.04% | −0.00 |
| CHTR Charter Communications Inc. Class A | Reduce -7.2% | 0.01% | −0.00 |
| APD Air Products & Chemicals Inc. | Reduce -3.8% | 0.01% | −0.00 |
| GOOG Alphabet Inc. Class C | Reduce -3.4% | 0.15% | −0.00 |
| BKNG Booking Holdings Inc. | Reduce -2.5% | 0.03% | −0.00 |
| CCI Crown Castle Inc. | Reduce -5.3% | 0.01% | −0.00 |
| MMM 3M Co. | Reduce -3.9% | 0.01% | −0.00 |
| NFLX Netflix Inc. | Reduce -17.4% | 0.06% | −0.00 |
| DUK Duke Energy Corp. | Reduce -3.4% | 0.02% | −0.00 |
| PANW Palo Alto Networks Inc. | Reduce -3.8% | 0.01% | −0.00 |
| BX Blackstone Inc. | Reduce -4.7% | 0.01% | −0.00 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -2.6% | 0.02% | −0.00 |
| BDX Becton Dickinson and Co. | Reduce -2.5% | 0.02% | −0.00 |
| MSCI MSCI Inc. | Reduce -5.5% | 0.01% | −0.00 |
| NOC Northrop Grumman Corp. | Reduce -2.7% | 0.02% | −0.00 |
| SO The Southern Co. | Reduce -3.1% | 0.02% | −0.00 |
| CARR Carrier Global Corp. | Reduce -5.7% | 0.01% | −0.00 |
Portfolio Buys Q4 2023 → Q1 2024
| BNY Bank of New York Mellon Corp. | Add +16216.0% | 1.24% | +1.23 |
| UNH Unitedhealth Group Inc. | Add +481.2% | 1.36% | +1.10 |
| COP Conocophillips | Add +16.6% | 1.47% | +0.25 |
| XOM Exxon Mobil Corp. | Add +10.6% | 1.40% | +0.25 |
| EOG EOG Resources Inc. | Add +21.0% | 1.32% | +0.23 |
| SCHG Schwab US Large-Cap Growth | Add +50.1% | 0.48% | +0.18 |
| PEP Pepsico Inc. | Add +16.9% | 1.41% | +0.17 |
| RTX RTX Corp. | Add +3.8% | 1.41% | +0.17 |
| KMB Kimberly-Clark Corp. | Add +13.6% | 1.33% | +0.16 |
| AFL Aflac Inc. | Add +15.3% | 1.35% | +0.16 |
| ECL Ecolab Inc. | Add +1038.6% | 0.17% | +0.15 |
| PG The Procter & Gamble Co. | Add +7.8% | 1.38% | +0.15 |
| PAYX Paychex Inc. | Add +16.4% | 1.30% | +0.15 |
| LMT Lockheed Martin Corp. | Add +17.9% | 1.29% | +0.13 |
| SBUX Starbucks Corp. | Add +23.7% | 1.22% | +0.12 |
| KO The Coca-Cola Co. | Add +11.6% | 1.35% | +0.11 |
| ADP Automatic Data Processing | Add +7.9% | 1.33% | +0.11 |
| CL Colgate-Palmolive Co. | Add +2.9% | 1.27% | +0.11 |
| CME Cme Group Inc. | Add +13.4% | 1.25% | +0.11 |
| BBY Best Buy Co. Inc. | Add +10.2% | 1.28% | +0.11 |
| HPQ HP Inc. | Add +15.0% | 1.24% | +0.10 |
| BMY Bristol-Myers Squibb Co. | Add +8.4% | 1.35% | +0.10 |
| ETN Eaton Corp. PLC | Add +323.1% | 0.12% | +0.10 |
| GPC Genuine Parts Co. | Add +2.6% | 1.23% | +0.09 |
| GD General Dynamics Corp. | Add +4.3% | 1.25% | +0.08 |
| CMCSA Comcast Corp. Class A | Add +13.4% | 1.35% | +0.07 |
| PM Philip Morris International | Add +17.4% | 0.93% | +0.07 |
| ITW Illinois Tool Works | Add +7.9% | 1.33% | +0.05 |
| DOW Dow Inc. | Add +4.8% | 1.22% | +0.05 |
| JNJ Johnson & Johnson | Add +9.6% | 1.20% | +0.05 |
| CRH CRH PLC | Add +42.8% | 0.11% | +0.04 |
| CSCO Cisco Systems Inc. | Add +10.7% | 1.35% | +0.04 |
| CVS CVS Health Corp. | Add +7.9% | 1.39% | +0.04 |
| IWM iShares Russell 2000 ETF | Add +8.7% | 0.48% | +0.03 |
| MDLZ Mondelez International Inc. Class A | Add +12.3% | 1.28% | +0.03 |
| ADI Analog Devices Inc. | Add +8.8% | 1.33% | +0.03 |
| GILD Gilead Sciences Inc. | Add +19.9% | 1.29% | +0.03 |
| SCHV Schwab US Large-Cap Value | Add +59.2% | 0.07% | +0.03 |
| UBER Uber Technologies Inc. | New | 0.02% | +0.02 |
| TJX TJX Companies Inc. | Add +5.8% | 0.20% | +0.01 |
| PNC PNC Financial Services Group | Add +2.6% | 1.35% | +0.01 |
| IVW iShares S&P 500 Growth ETF | Add +0.4% | 0.20% | +0.01 |
| IWP iShares Russell Mid-Cap Grow | Add +1.6% | 0.24% | +0.01 |
| CEG Constellation Energy | New | 0.01% | +0.01 |
| SCHW Schwab (charles) Corp. | Add +5.5% | 0.19% | +0.01 |
| CPRT Copart Inc. | New | 0.01% | +0.01 |
| ODFL Old Dominion Freight Line | New | 0.01% | +0.01 |
| GE General Electric | Add +0.4% | 0.03% | +0.01 |
| IBM Intl Business Machines Corp. | Add +24.1% | 0.03% | +0.01 |
| CNC Centene Corp. | New | 0.01% | +0.01 |
Notes & Other Activity Q4 2023 → Q1 2024
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | Reduce -16.1% | 4,700,000 | $8.6M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +7.8% | 6,235 | $7.4M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +17.3% | 6,100,000 | $6.3M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Reduce -4.2% | 6,585,000 | $6.1M |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 5,670,000 | $5.9Mbefore exit |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 5,735,000 | $5.7M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 5,650,000 | $5.6M |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Add +10.7% | 4,675,000 | $4.3M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 4,170,000 | $4.1M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +50.0% | 4,050,000 | $4.0M |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | NOTE 1.500% 2/0 · principal | Sold out | 3,850,000 | $3.8Mbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 305 | $3.2B | SPY, IVV, SPHY, IJR, GLW |
| Q1 2026 | 288 | $2.9B | SPY, IVV, IJR, XOM, COP |
| Q4 2025 | 317 | $2.8B | SPY, IVV, IJR, JPM, MRK |
| Q3 2025 | 323 | $2.9B | SPY, IVV, IJR, JPM, CAT |
| Q2 2025 | 314 | $2.8B | SPY, IVV, IJR, JPM, CAT |
| Q1 2025 | 323 | $2.7B | SPY, IVV, UNH, IJR, XOM |
| Q4 2024 | 317 | $2.7B | SPY, IVV, IJR, JPM, ABBV |
| Q3 2024 | 327 | $2.9B | SPY, IVV, IJR, AVGO, CAT |
| Q2 2024 | 328 | $2.7B | SPY, IVV, AVGO, IJR, JPM |
| Q1 2024 | 331 | $2.9B | SPY, IVV, LQD, IJR, JPM |