Conning Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 29, 2024), Conning Inc. reported 327 stock positions worth $2.9 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 2.9% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.1%) and iShares Core S&P Small-Cap E (IJR, 1.6%). Compared with Q2 2024, it opened 9 new positions, sold out of 10, added to 64 and reduced 198. The biggest buy was Corning (GLW, shares +14557%) and the biggest sale an exit from iShares 0-5 YR HY Corp. Bond (SHYG).
- Most Recent 13F
- Q2 2026
- Location
- HARTFORD, CT
- CIK
- 0000801051
- Portfolio Value
- $2.9B (Q3 2024)
- SEC Filing
- 0001085146-24-005211 ↗ filed Oct 29, 2024
Holdings Value
Holdings 327 stocks · $2.9B
| SPY SS SPDR S&P 500 ETF Trust-US | 2.95% | 148,732 | $85.3M | No change |
| IVV iShares Core S&P 500 ETF | 2.10% | 105,179 | $60.7M | Reduce -0.5% |
| IJR iShares Core S&P Small-Cap E | 1.59% | 393,644 | $46.0M | Add +0.3% |
| AVGO Broadcom Inc. | 1.59% | 266,319 | $45.9M | Reduce -8.2% |
| CAT Caterpillar Inc. | 1.57% | 116,445 | $45.5M | Add +4.8% |
| HD Home Depot Inc. | 1.53% | 109,180 | $44.2M | Reduce -4.3% |
| CSCO Cisco Systems Inc. | 1.44% | 780,655 | $41.5M | Reduce -0.9% |
| CMCSA Comcast Corp. Class A | 1.43% | 991,772 | $41.4M | Add +7.8% |
| XOM Exxon Mobil Corp. | 1.41% | 349,298 | $40.9M | Add +5.4% |
| BLK BlackRock Finance Inc. | 1.41% | 42,957 | $40.8M | Reduce -6.8% |
| CMI Cummins Inc. | 1.40% | 124,748 | $40.4M | Reduce -3.1% |
| ITW Illinois Tool Works | 1.39% | 154,019 | $40.4M | Add +3.8% |
| MCD McDonald's Corp. | 1.39% | 132,497 | $40.3M | Reduce -4.5% |
| JPM JPMorgan Chase & Co. | 1.39% | 191,091 | $40.3M | Reduce -2.8% |
| UNH Unitedhealth Group Inc. | 1.39% | 68,911 | $40.3M | Reduce -11.4% |
| GILD Gilead Sciences Inc. | 1.39% | 480,209 | $40.3M | Reduce -14.2% |
| ABBV Abbvie Inc. | 1.38% | 202,262 | $39.9M | Reduce -12.2% |
| GLW Corning Inc. | 1.37% | 881,019 | $39.8M | Add +14556.8% |
| QCOM Qualcomm Inc. | 1.37% | 233,713 | $39.7M | Add +31.9% |
| SBUX Starbucks Corp. | 1.37% | 406,256 | $39.6M | Reduce -5.6% |
| BMY Bristol-Myers Squibb Co. | 1.36% | 761,123 | $39.4M | Reduce -11.0% |
| PG The Procter & Gamble Co. | 1.36% | 227,260 | $39.4M | Reduce -1.0% |
| AMP Ameriprise Financial Inc. | 1.36% | 83,722 | $39.3M | Add +3.0% |
| ADI Analog Devices Inc. | 1.36% | 170,609 | $39.3M | Add +10.9% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 1.35% | 545,560 | $39.2M | Reduce -7.7% |
| MS Morgan Stanley | 1.35% | 375,659 | $39.2M | Add +2.8% |
| TXN Texas Instruments Inc. | 1.35% | 188,906 | $39.0M | Add +1.0% |
| OMC Omnicom Group | 1.35% | 376,991 | $39.0M | Add +3.9% |
| DOW Dow Inc. | 1.35% | 713,411 | $39.0M | Add +14.8% |
| KO The Coca-Cola Co. | 1.34% | 538,606 | $38.7M | Reduce -7.3% |
| LMT Lockheed Martin Corp. | 1.33% | 66,105 | $38.6M | Reduce -13.3% |
| TGT Target Corp. | 1.33% | 247,675 | $38.6M | Add +5.4% |
| ADP Automatic Data Processing | 1.33% | 139,234 | $38.5M | Reduce -5.7% |
| RTX RTX Corp. | 1.33% | 317,459 | $38.5M | Reduce -5.9% |
| CME Cme Group Inc. | 1.33% | 173,966 | $38.4M | Reduce -1.4% |
| AFL Aflac Inc. | 1.32% | 342,679 | $38.3M | Reduce -14.3% |
| BBY Best Buy Co. Inc. | 1.32% | 369,234 | $38.1M | Reduce -7.6% |
| GD General Dynamics Corp. | 1.32% | 126,074 | $38.1M | Add +6.8% |
| TRV The Travelers Cos Inc. | 1.31% | 162,504 | $38.0M | Reduce -3.5% |
| PNC PNC Financial Services Group | 1.31% | 204,673 | $37.8M | Reduce -10.9% |
| PAYX Paychex Inc. | 1.31% | 281,837 | $37.8M | Reduce -4.0% |
| ABT Abbott Laboratories | 1.31% | 331,533 | $37.8M | Reduce -4.0% |
| HPQ HP Inc. | 1.30% | 1,049,462 | $37.6M | Add +6.4% |
| MDLZ Mondelez International Inc. Class A | 1.29% | 507,795 | $37.4M | Reduce -5.2% |
| MBB iShares MBS ETF | 1.28% | 387,672 | $37.1M | No change |
| EOG EOG Resources Inc. | 1.28% | 301,988 | $37.1M | Add +3.4% |
| UNP Union Pacific Corp. | 1.27% | 149,650 | $36.9M | Reduce -5.0% |
| PEP Pepsico Inc. | 1.27% | 216,739 | $36.9M | Add +1.1% |
| COP Conocophillips | 1.27% | 349,093 | $36.8M | Add +10.6% |
| GPC Genuine Parts Co. | 1.26% | 261,303 | $36.5M | Add +8.2% |
| KMB Kimberly-Clark Corp. | 1.25% | 253,588 | $36.1M | Reduce -3.4% |
| CL Colgate-Palmolive Co. | 1.24% | 345,736 | $35.9M | Reduce -9.6% |
| JNJ Johnson & Johnson | 1.20% | 214,087 | $34.7M | Reduce -6.0% |
| AAPL Apple Inc. | 0.97% | 120,282 | $28.0M | Reduce -1.0% |
| PM Philip Morris International | 0.96% | 228,209 | $27.7M | Reduce -13.5% |
| SRLN SS Blackstone Sr Loan ETF | 0.93% | 641,275 | $26.8M | No change |
| MSFT Microsoft Corp. | 0.90% | 60,831 | $26.2M | Add +1.9% |
| NVDA Nvidia Corp. | 0.90% | 215,543 | $26.2M | Add +4.3% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.85% | 217,697 | $24.6M | Reduce -13.0% |
| MDY State Street SPDR S&P Midcap | 0.78% | 39,768 | $22.7M | Reduce -12.4% |
| VOO Vanguard S&P 500 ETF | 0.78% | 42,527 | $22.4M | No change |
| EFA iShares MSCI Eafe ETF | 0.73% | 253,895 | $21.2M | Add +0.7% |
| IJH iShares Core S&P Midcap ETF | 0.71% | 330,740 | $20.6M | No change |
| SCHG Schwab US Large-Cap Growth | 0.50% | 138,659 | $14.4M | No change |
| IWM iShares Russell 2000 ETF | 0.50% | 64,939 | $14.3M | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.48% | 49,266 | $14.0M | No change |
| META Meta Platforms Inc. Class A | 0.46% | 23,501 | $13.5M | Add +2.6% |
| PFF iShares Preferred & Income S | 0.45% | 390,500 | $13.0M | No change |
| BAB Invesco Taxable Municipal Bo | 0.45% | 470,000 | $13.0M | No change |
| IWR iShares Russell Mid-Cap ETF | 0.44% | 143,035 | $12.6M | No change |
| PFFD Global X US Preferred ETF | 0.42% | 580,200 | $12.1M | No change |
| GOOGL Alphabet Inc. Class A | 0.41% | 70,991 | $11.8M | Add +5.3% |
| AMZN Amazon.com Inc. | 0.39% | 59,981 | $11.2M | Add +1.4% |
| IEFA iShares Core MSCI Eafe ETF | 0.32% | 118,845 | $9.3M | No change |
| IWF iShares Russell 1000 Growth | 0.31% | 24,087 | $9.0M | No change |
| LLY Eli Lilly & Co. | 0.31% | 10,204 | $9.0M | Reduce -3.5% |
| IWP iShares Russell Mid-Cap Grow | 0.29% | 70,615 | $8.3M | Add +6.8% |
| IWS iShares Russell Mid-Cap Valu | 0.28% | 60,882 | $8.1M | Add +3.0% |
| IEMG iShares Core MSCI Emerging | 0.27% | 137,998 | $7.9M | No change |
| V Visa Inc. Class A | 0.26% | 27,178 | $7.5M | Add +0.8% |
| MA Mastercard Inc. Class A | 0.26% | 15,087 | $7.4M | Reduce -2.2% |
| COST Costco Wholesale Corp. | 0.25% | 8,111 | $7.2M | Add +6.1% |
| WMT Walmart Inc. | 0.23% | 83,038 | $6.7M | Reduce -8.9% |
| HEDJ Wisdomtree Europe Hedged Equ | 0.22% | 144,030 | $6.5M | No change |
| AMAT Applied Materials Inc. | 0.22% | 30,900 | $6.2M | Add +18.4% |
| TMO Thermo Fisher Scientific Inc. | 0.21% | 10,041 | $6.2M | Reduce -1.7% |
| CRM Salesforce Inc. | 0.21% | 21,730 | $5.9M | Reduce -0.1% |
| DHR Danaher Corp. | 0.20% | 21,259 | $5.9M | Add +1.8% |
| INTU Intuit Inc. | 0.20% | 9,359 | $5.8M | Reduce -0.7% |
| SCHV Schwab US Large-Cap Value | 0.20% | 71,915 | $5.8M | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.20% | 12,410 | $5.7M | Reduce -1.2% |
| NKE Nike Inc. Class B | 0.19% | 63,033 | $5.6M | Add +21.6% |
| LRCX Lam Research Corp. | 0.19% | 6,793 | $5.5M | Add +26.4% |
| KLAC KLA Corp. | 0.19% | 7,064 | $5.5M | Add +6.7% |
| BKNG Booking Holdings Inc. | 0.19% | 1,296 | $5.5M | Add +1.6% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.19% | 45,775 | $5.4M | Reduce -5.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.18% | 55,617 | $5.3M | Add +13.3% |
| IVW iShares S&P 500 Growth ETF | 0.18% | 54,193 | $5.2M | Reduce -31.1% |
| PGR Progressive Corp. | 0.18% | 20,292 | $5.1M | Reduce -9.2% |
| SCHW Schwab (charles) Corp. | 0.18% | 78,628 | $5.1M | Add +16.3% |
Other holdings (27): bonds, preferreds, convertibles and warrants · $133.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 7,300,000 | $8.1M | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 6,235 | $7.9M | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 6,065 | $7.8M | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 5,735,000 | $6.3M | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 5,815,000 | $6.1M | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 6,300,000 | $6.1M | No change |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 6,435,000 | $6.1M | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 6,150,000 | $6.0M | No change |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 5,800,000 | $5.9M | New |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 5,650,000 | $5.9M | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 5,200,000 | $5.3M | No change |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 3,600,000 | $5.2M | New |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 3,900,000 | $5.1M | New |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 5,250,000 | $4.8M | New |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 3,690,000 | $4.5M | No change |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 4,675,000 | $4.4M | No change |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 1,950,000 | $4.4M | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 4,170,000 | $4.2M | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 4,050,000 | $4.0M | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 3,600,000 | $3.9M | No change |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 3,600,000 | $3.7M | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 3,900,000 | $3.6M | No change |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 3,600,000 | $3.5M | No change |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 3,750,000 | $3.5M | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 3,450,000 | $3.4M | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 3,000,000 | $2.9M | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 750,000 | $686K | New |
Total filed on the 13F, all lines: $3.0B.
Portfolio Sells Q2 2024 → Q3 2024
| SHYG iShares 0-5 YR HY Corp. Bond | Sold out | 0.00% | −0.33 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -13.0% | 0.85% | −0.15 |
| AVGO Broadcom Inc. | Reduce -8.2% | 1.59% | −0.15 |
| CL Colgate-Palmolive Co. | Reduce -9.6% | 1.24% | −0.15 |
| MDY State Street SPDR S&P Midcap | Reduce -12.4% | 0.78% | −0.13 |
| KMB Kimberly-Clark Corp. | Reduce -3.4% | 1.25% | −0.11 |
| ABBV Abbvie Inc. | Reduce -12.2% | 1.38% | −0.10 |
| JPM JPMorgan Chase & Co. | Reduce -2.8% | 1.39% | −0.10 |
| IVW iShares S&P 500 Growth ETF | Reduce -31.1% | 0.18% | −0.09 |
| UNH Unitedhealth Group Inc. | Reduce -11.4% | 1.39% | −0.09 |
| IVV iShares Core S&P 500 ETF | Reduce -0.5% | 2.10% | −0.07 |
| UNP Union Pacific Corp. | Reduce -5.0% | 1.27% | −0.06 |
| PG The Procter & Gamble Co. | Reduce -1.0% | 1.36% | −0.06 |
| LLY Eli Lilly & Co. | Reduce -3.5% | 0.31% | −0.05 |
| JNJ Johnson & Johnson | Reduce -6.0% | 1.20% | −0.05 |
| KO The Coca-Cola Co. | Reduce -7.3% | 1.34% | −0.05 |
| GILD Gilead Sciences Inc. | Reduce -14.2% | 1.39% | −0.05 |
| PM Philip Morris International | Reduce -13.5% | 0.96% | −0.04 |
| IVE iShares S&P 500 Value ETF | Reduce -43.0% | 0.05% | −0.04 |
| GOOG Alphabet Inc. Class C | Reduce -1.4% | 0.17% | −0.04 |
| ABT Abbott Laboratories | Reduce -4.0% | 1.31% | −0.04 |
| INTU Intuit Inc. | Reduce -0.7% | 0.20% | −0.03 |
| PNC PNC Financial Services Group | Reduce -10.9% | 1.31% | −0.03 |
| VMRK Vivmark Residential | Sold out | 0.00% | −0.03 |
| MRK Merck & Co. Inc. | Reduce -0.6% | 0.14% | −0.03 |
| IJT iShares S&P Small-Cap 600 GR | Reduce -43.0% | 0.03% | −0.02 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -43.0% | 0.02% | −0.02 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -43.0% | 0.03% | −0.02 |
| PLD Prologis Inc. | Reduce -45.9% | 0.02% | −0.02 |
| EFV iShares MSCI Eafe Value ETF | Reduce -43.0% | 0.03% | −0.02 |
| CVS CVS Health Corp. | Reduce -50.0% | 0.02% | −0.02 |
| WM Waste Management Inc. | Reduce -1.0% | 0.15% | −0.02 |
| MDLZ Mondelez International Inc. Class A | Reduce -5.2% | 1.29% | −0.02 |
| ETN Eaton Corp. PLC | Reduce -33.3% | 0.03% | −0.02 |
| CRH CRH PLC | Sold out | 0.00% | −0.02 |
| PSA Public Storage | Reduce -58.5% | 0.01% | −0.02 |
| TJX TJX Companies Inc. | Reduce -5.9% | 0.19% | −0.01 |
| MRSH Marsh & McLennan Cos | Reduce -5.3% | 0.16% | −0.01 |
| ICE Intercontinental Exchange Inc. | Reduce -13.7% | 0.17% | −0.01 |
| XLRE SS Real Estate Select Sector | Sold out | 0.00% | −0.01 |
| AFL Aflac Inc. | Reduce -14.3% | 1.32% | −0.01 |
| MU Micron Technology Inc. | Reduce -0.8% | 0.03% | −0.01 |
| CVX Chevron Corp. | Reduce -0.9% | 0.06% | −0.01 |
| INTC Intel Corp. | Reduce -1.4% | 0.02% | −0.01 |
| MRNA Moderna Inc. | Sold out | 0.00% | −0.01 |
| WFC Wells Fargo & Co. | Reduce -1.0% | 0.06% | −0.01 |
| DXCM Dexcom Inc. | Sold out | 0.00% | −0.01 |
| HAL Halliburton Co. | Sold out | 0.00% | −0.01 |
| BAC Bank of America Corp. | Reduce -3.1% | 0.07% | −0.01 |
| CNQ Canadian Natural Resources | Reduce -21.7% | 0.02% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| GLW Corning Inc. | Add +14556.8% | 1.37% | +1.37 |
| CAT Caterpillar Inc. | Add +4.8% | 1.57% | +0.19 |
| OMC Omnicom Group | Add +3.9% | 1.35% | +0.13 |
| DOW Dow Inc. | Add +14.8% | 1.35% | +0.11 |
| CMCSA Comcast Corp. Class A | Add +7.8% | 1.43% | +0.08 |
| ITW Illinois Tool Works | Add +3.8% | 1.39% | +0.08 |
| AMP Ameriprise Financial Inc. | Add +3.0% | 1.36% | +0.06 |
| QCOM Qualcomm Inc. | Add +31.9% | 1.37% | +0.05 |
| NKE Nike Inc. Class B | Add +21.6% | 0.19% | +0.05 |
| ADI Analog Devices Inc. | Add +10.9% | 1.36% | +0.04 |
| GD General Dynamics Corp. | Add +6.8% | 1.32% | +0.04 |
| TGT Target Corp. | Add +5.4% | 1.33% | +0.03 |
| META Meta Platforms Inc. Class A | Add +2.6% | 0.46% | +0.03 |
| VNQ Vanguard Real Estate ETF | Add +15.9% | 0.16% | +0.03 |
| MS Morgan Stanley | Add +2.8% | 1.35% | +0.03 |
| IJR iShares Core S&P Small-Cap E | Add +0.3% | 1.59% | +0.02 |
| URI United Rentals Inc. | Add +120.5% | 0.03% | +0.02 |
| NTAP Netapp Inc. | Add +234.9% | 0.03% | +0.02 |
| ISRG Intuitive Surgical Inc. | Add +31.7% | 0.06% | +0.01 |
| SPGI S&P Global Inc. | Add +34.9% | 0.05% | +0.01 |
| SHW The Sherwin-Williams Co. | Add +50.1% | 0.03% | +0.01 |
| AZO AutoZone Inc. | Add +127.5% | 0.02% | +0.01 |
| IWP iShares Russell Mid-Cap Grow | Add +6.8% | 0.29% | +0.01 |
| GPC Genuine Parts Co. | Add +8.2% | 1.26% | +0.01 |
| DHI D.R. Horton Inc. | Add +51.4% | 0.02% | +0.01 |
| IWS iShares Russell Mid-Cap Valu | Add +3.0% | 0.28% | +0.01 |
| DKS Dick's Sporting Goods Inc. | New | 0.01% | +0.01 |
| CB Chubb Ltd. | Add +30.9% | 0.04% | +0.01 |
| UTF Cohen & Steers Infrastructur | Add +1.9% | 0.13% | +0.01 |
| HPQ HP Inc. | Add +6.4% | 1.30% | +0.01 |
| DHR Danaher Corp. | Add +1.8% | 0.20% | +0.01 |
| EIX Edison International | New | 0.01% | +0.01 |
| WMB Williams Cos Inc. | Add +23.8% | 0.04% | +0.01 |
| O Realty Income Corp. | New | 0.01% | +0.01 |
| FICO Fair Isaac Corp. | New | 0.01% | +0.01 |
| IRM Iron Mountain Inc. | New | 0.01% | +0.01 |
| EMXC iShares MSCI Emr MRK Ex Chna | New | 0.01% | +0.01 |
| CNC Centene Corp. | New | 0.01% | +0.01 |
| RCL Royal Caribbean Cruises Ltd. | New | 0.01% | +0.01 |
| IQV Iqvia Holdings Inc. | New | 0.01% | +0.01 |
| ECL Ecolab Inc. | Add +5.1% | 0.17% | +0.01 |
| AMGN Amgen Inc. | Add +19.9% | 0.05% | +0.01 |
| DE Deere & Co. | Add +19.4% | 0.04% | +0.01 |
| HSY The Hershey Co. | Add +78.9% | 0.01% | +0.01 |
| COST Costco Wholesale Corp. | Add +6.1% | 0.25% | +0.01 |
| VLO Valero Energy Corp. | Add +59.9% | 0.02% | +0.00 |
| NUE Nucor Corp. | Add +54.3% | 0.02% | +0.00 |
| FISV Fiserv Inc. | Add +6.6% | 0.03% | +0.00 |
| DIS The Walt Disney Co. | Add +13.3% | 0.18% | +0.00 |
| EEM iShares MSCI Emerging Market | Add +7.3% | 0.04% | +0.00 |
Notes & Other Activity Q2 2024 → Q3 2024
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | New | 5,800,000 | $5.9M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 3,600,000 | $5.2M |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | New | 3,900,000 | $5.1M |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | New | 5,250,000 | $4.8M |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | New | 750,000 | $686K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 305 | $3.2B | SPY, IVV, SPHY, IJR, GLW |
| Q1 2026 | 288 | $2.9B | SPY, IVV, IJR, XOM, COP |
| Q4 2025 | 317 | $2.8B | SPY, IVV, IJR, JPM, MRK |
| Q3 2025 | 323 | $2.9B | SPY, IVV, IJR, JPM, CAT |
| Q2 2025 | 314 | $2.8B | SPY, IVV, IJR, JPM, CAT |
| Q1 2025 | 323 | $2.7B | SPY, IVV, UNH, IJR, XOM |
| Q4 2024 | 317 | $2.7B | SPY, IVV, IJR, JPM, ABBV |
| Q3 2024 | 327 | $2.9B | SPY, IVV, IJR, AVGO, CAT |
| Q2 2024 | 328 | $2.7B | SPY, IVV, AVGO, IJR, JPM |
| Q1 2024 | 331 | $2.9B | SPY, IVV, LQD, IJR, JPM |