Conning Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 30, 2026), Conning Inc. reported 288 stock positions worth $2.9 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 2.3% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.2%) and iShares Core S&P Small-Cap E (IJR, 1.7%). Compared with Q4 2025, it opened 7 new positions, sold out of 36, added to 56 and reduced 196. The biggest buy was US Bancorp (USB, shares +8304%) and the biggest sale Texas Instruments (TXN, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- HARTFORD, CT
- CIK
- 0000801051
- Portfolio Value
- $2.9B (Q1 2026)
- SEC Filing
- 0000801051-26-000002 ↗ filed Apr 30, 2026
Holdings Value
Holdings 288 stocks · $2.9B
| SPY SS SPDR S&P 500 ETF Trust-US | 2.30% | 102,120 | $66.4M | No change |
| IVV iShares Core S&P 500 ETF | 2.23% | 98,462 | $64.3M | Reduce -0.9% |
| IJR iShares Core S&P Small-Cap E | 1.69% | 391,664 | $48.7M | Add +3.2% |
| XOM Exxon Mobil Corp. | 1.52% | 258,374 | $43.8M | Reduce -14.8% |
| COP Conocophillips | 1.44% | 313,703 | $41.4M | Reduce -11.2% |
| CVX Chevron Corp. | 1.43% | 198,576 | $41.1M | Reduce -14.4% |
| VLO Valero Energy Corp. | 1.41% | 164,364 | $40.6M | Reduce -15.6% |
| JPM JPMorgan Chase & Co. | 1.40% | 136,713 | $40.2M | Add +13.3% |
| MRK Merck & Co. Inc. | 1.39% | 333,031 | $40.1M | Reduce -5.7% |
| EOG EOG Resources Inc. | 1.36% | 271,863 | $39.3M | Reduce -10.0% |
| GLW Corning Inc. | 1.32% | 279,849 | $38.1M | Reduce -23.3% |
| CSCO Cisco Systems Inc. | 1.31% | 487,603 | $37.8M | Add +9.2% |
| CAT Caterpillar Inc. | 1.30% | 53,028 | $37.6M | Reduce -7.9% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 1.30% | 315,319 | $37.4M | Add +9.2% |
| MS Morgan Stanley | 1.29% | 225,677 | $37.1M | Add +18.0% |
| VZ Verizon Communications Inc. | 1.28% | 736,463 | $37.0M | Reduce -13.6% |
| MBB iShares MBS ETF | 1.28% | 387,672 | $36.8M | No change |
| PNC PNC Financial Services Group | 1.28% | 176,746 | $36.8M | Add +9.7% |
| BLK BlackRock Inc. | 1.27% | 38,102 | $36.6M | Add +22.1% |
| BMY Bristol-Myers Squibb Co. | 1.27% | 603,414 | $36.6M | Reduce -8.9% |
| ADI Analog Devices Inc. | 1.27% | 114,792 | $36.5M | Reduce -5.8% |
| KO The Coca-Cola Co. | 1.27% | 479,695 | $36.5M | Reduce -4.7% |
| USB US Bancorp | 1.26% | 697,083 | $36.3M | Add +8303.6% |
| MDLZ Mondelez International Inc. Class A | 1.25% | 627,416 | $36.2M | Add +0.7% |
| AFL Aflac Inc. | 1.25% | 328,376 | $36.0M | Add +6.0% |
| PFG Principal Financial Group | 1.25% | 398,470 | $35.9M | Add +8.1% |
| PEP Pepsico Inc. | 1.24% | 229,287 | $35.6M | Reduce -1.4% |
| ABBV Abbvie Inc. | 1.23% | 163,437 | $35.5M | Add +4.2% |
| CI The Cigna Group | 1.23% | 132,907 | $35.5M | Add +13.0% |
| CMI Cummins Inc. | 1.23% | 65,802 | $35.4M | Reduce -0.3% |
| UNH Unitedhealth Group Inc. | 1.22% | 130,449 | $35.3M | Add +25.2% |
| MCHP Microchip Technology Inc. | 1.22% | 545,033 | $35.2M | New |
| KR Kroger Co. | 1.22% | 485,483 | $35.1M | Reduce -4.3% |
| PG The Procter & Gamble Co. | 1.22% | 242,481 | $35.0M | Reduce -2.3% |
| UNP Union Pacific Corp. | 1.21% | 144,092 | $35.0M | Add +0.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.21% | 144,138 | $34.9M | Add +34.9% |
| TRV The Travelers Cos Inc. | 1.21% | 119,763 | $34.9M | Add +0.4% |
| GILD Gilead Sciences Inc. | 1.21% | 250,532 | $34.9M | Reduce -10.3% |
| JNJ Johnson & Johnson | 1.20% | 141,649 | $34.6M | Reduce -8.5% |
| RTX RTX Corp. | 1.20% | 179,150 | $34.6M | Reduce -9.1% |
| DGX Quest Diagnostics Inc. | 1.20% | 175,906 | $34.5M | Add +1.5% |
| HD Home Depot Inc. | 1.19% | 104,372 | $34.3M | Add +7.6% |
| BBY Best Buy Co. Inc. | 1.19% | 534,415 | $34.3M | Add +22.4% |
| QCOM Qualcomm Inc. | 1.19% | 266,322 | $34.3M | Add +38.9% |
| MCD McDonald's Corp. | 1.19% | 110,242 | $34.3M | Add +0.5% |
| ITW Illinois Tool Works | 1.19% | 131,517 | $34.2M | Add +0.1% |
| HON Honeywell International Inc. | 1.19% | 151,252 | $34.2M | Reduce -9.3% |
| CME Cme Group Inc. | 1.18% | 115,274 | $34.0M | Reduce -7.3% |
| GD General Dynamics Corp. | 1.18% | 99,120 | $34.0M | Add +0.8% |
| AMGN Amgen Inc. | 1.17% | 96,214 | $33.9M | Reduce -5.4% |
| PKG Packaging Corp. of America | 1.17% | 159,196 | $33.8M | Add +1.6% |
| ADP Automatic Data Processing | 1.16% | 164,051 | $33.3M | Add +28.8% |
| LHX L3HARRIS Technologies Inc. | 1.16% | 96,540 | $33.3M | Reduce -12.4% |
| ABT Abbott Laboratories | 1.15% | 322,830 | $33.1M | Add +17.6% |
| LMT Lockheed Martin Corp. | 1.14% | 54,311 | $32.8M | Reduce -22.5% |
| CL Colgate-Palmolive Co. | 1.14% | 384,661 | $32.8M | Reduce -9.9% |
| OMC Omnicom Group | 1.13% | 432,749 | $32.6M | Add +6.0% |
| SBUX Starbucks Corp. | 1.12% | 359,429 | $32.2M | Reduce -8.5% |
| MO Altria Group Inc. | 0.94% | 409,157 | $27.0M | Reduce -0.7% |
| PM Philip Morris International | 0.93% | 162,657 | $26.9M | Reduce -4.6% |
| SRLN SS Blackstone Sr Loan ETF | 0.89% | 641,275 | $25.7M | No change |
| SPHY SS SPDR P High Yield ETF | 0.83% | 1,023,746 | $23.9M | Add +82.8% |
| NVDA Nvidia Corp. | 0.82% | 134,952 | $23.5M | Reduce -12.9% |
| MDY State Street SPDR S&P Midcap | 0.81% | 38,022 | $23.5M | Reduce -1.5% |
| IJH iShares Core S&P Midcap ETF | 0.77% | 330,740 | $22.3M | No change |
| AAPL Apple Inc. | 0.75% | 85,019 | $21.6M | Reduce -11.1% |
| VOO Vanguard S&P 500 ETF | 0.65% | 31,492 | $18.8M | Reduce -1.2% |
| MSFT Microsoft Corp. | 0.59% | 45,767 | $16.9M | Reduce -6.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.55% | 49,266 | $15.8M | No change |
| VOOG Vanguard S&P 500 Growth ETF | 0.50% | 35,650 | $14.5M | Add +11.2% |
| BAB Invesco Taxable Municipal Bo | 0.46% | 490,000 | $13.2M | No change |
| VOOV Vanguard S&P 500 Value ETF | 0.43% | 60,477 | $12.3M | Add +11.2% |
| PFF iShares Preferred & Income S | 0.41% | 390,500 | $11.8M | No change |
| GOOGL Alphabet Inc. Class A | 0.38% | 38,465 | $11.1M | Reduce -10.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.37% | 118,845 | $10.8M | No change |
| AVGO Broadcom Inc. | 0.37% | 34,631 | $10.7M | Reduce -7.1% |
| PFFD Global X US Preferred ETF | 0.37% | 580,200 | $10.7M | No change |
| EFA iShares MSCI Eafe ETF | 0.37% | 108,490 | $10.5M | Reduce -12.4% |
| VEA Vanguard Ftse Developed ETF | 0.36% | 162,787 | $10.4M | Add +2.1% |
| IWM iShares Russell 2000 ETF | 0.36% | 41,524 | $10.3M | No change |
| IWF iShares Russell 1000 Growth | 0.36% | 24,087 | $10.3M | No change |
| IEMG iShares Core MSCI Emerging | 0.33% | 137,998 | $9.6M | No change |
| AMZN Amazon.com Inc. | 0.32% | 44,072 | $9.2M | Reduce -13.8% |
| META Meta Platforms Inc. Class A | 0.32% | 15,904 | $9.1M | Reduce -9.8% |
| IWS iShares Russell Mid-Cap Valu | 0.30% | 59,718 | $8.7M | Add +24.3% |
| IWP iShares Russell Mid-Cap Grow | 0.29% | 65,605 | $8.4M | Add +33.8% |
| HEDJ Wisdomtree Europe Hedged Equ | 0.26% | 144,030 | $7.5M | No change |
| LLY Eli Lilly & Co. | 0.26% | 8,163 | $7.5M | Reduce -6.6% |
| WMT Walmart Inc. | 0.24% | 56,251 | $7.0M | Reduce -10.0% |
| IVW iShares S&P 500 Growth ETF | 0.24% | 61,779 | $7.0M | Reduce -22.9% |
| V Visa Inc. Class A | 0.23% | 22,241 | $6.7M | Add +0.5% |
| ANGL Vaneck Fallen Angel High YLD | 0.23% | 233,570 | $6.7M | Add +140.1% |
| GOOG Alphabet Inc. Class C | 0.22% | 22,032 | $6.3M | Reduce -13.3% |
| MA Mastercard Inc. Class A | 0.22% | 12,595 | $6.3M | Add +1.5% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.21% | 75,158 | $6.0M | No change |
| COST Costco Wholesale Corp. | 0.20% | 5,919 | $5.9M | Reduce -13.3% |
| LRCX Lam Research Corp. | 0.20% | 26,865 | $5.7M | Reduce -21.0% |
| AMAT Applied Materials Inc. | 0.20% | 16,761 | $5.7M | Reduce -21.7% |
| KLAC KLA Corp. | 0.19% | 3,739 | $5.5M | Reduce -14.8% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.19% | 100,754 | $5.4M | No change |
Other holdings (23): bonds, preferreds, convertibles and warrants · $126.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 7,490 | $8.7M | Add +23.5% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 7,235 | $8.6M | Add +16.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 7,320,000 | $8.4M | No change |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | 7,050,000 | $7.0M | Add +7.6% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 5,750,000 | $7.0M | Add +21.1% |
| NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) | NOTE 3.000% 3/0 · principal | 4,600,000 | $6.3M | No change |
| SOUTHERN CO (SO 4.5 06/15/27) | NOTE 4.500% 6/1 · principal | 5,610,000 | $6.2M | No change |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | 6,875,000 | $6.0M | No change |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 5,600,000 | $5.8M | No change |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | 5,940,000 | $5.7M | No change |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 1,200,000 | $5.7M | Reduce -40.0% |
| JAZZ INVESTMENTS I LTD (JAZZ 3.125 09/15/30) | NOTE 3.125% 9/1 · principal | 4,030,000 | $5.7M | No change |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 5,650,000 | $5.6M | No change |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 3,690,000 | $5.6M | No change |
| PINNACLE WEST CAPITAL (PNW 4.75 06/15/27) | NOTE 4.750% 6/1 · principal | 4,855,000 | $5.5M | No change |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 5,300,000 | $5.5M | Add +1.9% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 5,350,000 | $5.3M | Add +1.9% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 4,850,000 | $4.6M | Add +2.1% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 4,170,000 | $4.1M | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 3,600,000 | $3.7M | No change |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 2,700,000 | $2.6M | No change |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 2,730,000 | $2.5M | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | 270,000 | $265K | Reduce -93.3% |
Total filed on the 13F, all lines: $3.0B.
Portfolio Sells Q4 2025 → Q1 2026
| TXN Texas Instruments Inc. | Reduce -97.8% | 0.03% | −1.13 |
| GPC Genuine Parts Co. | Sold out | 0.00% | −1.07 |
| HPQ HP Inc. | Sold out | 0.00% | −1.02 |
| MSFT Microsoft Corp. | Reduce -6.6% | 0.59% | −0.25 |
| NVDA Nvidia Corp. | Reduce -12.9% | 0.82% | −0.20 |
| IVV iShares Core S&P 500 ETF | Reduce -0.9% | 2.23% | −0.17 |
| AAPL Apple Inc. | Reduce -11.1% | 0.75% | −0.17 |
| IVW iShares S&P 500 Growth ETF | Reduce -22.9% | 0.24% | −0.11 |
| AMZN Amazon.com Inc. | Reduce -13.8% | 0.32% | −0.10 |
| META Meta Platforms Inc. Class A | Reduce -9.8% | 0.32% | −0.10 |
| GOOGL Alphabet Inc. Class A | Reduce -10.2% | 0.38% | −0.09 |
| AVGO Broadcom Inc. | Reduce -7.1% | 0.37% | −0.08 |
| RTX RTX Corp. | Reduce -9.1% | 1.20% | −0.08 |
| LLY Eli Lilly & Co. | Reduce -6.6% | 0.26% | −0.07 |
| TSLA Tesla Inc. | Reduce -13.9% | 0.17% | −0.07 |
| GOOG Alphabet Inc. Class C | Reduce -13.3% | 0.22% | −0.06 |
| LMT Lockheed Martin Corp. | Reduce -22.5% | 1.14% | −0.06 |
| EFA iShares MSCI Eafe ETF | Reduce -12.4% | 0.37% | −0.05 |
| CL Colgate-Palmolive Co. | Reduce -9.9% | 1.14% | −0.05 |
| VOO Vanguard S&P 500 ETF | Reduce -1.2% | 0.65% | −0.05 |
| SBUX Starbucks Corp. | Reduce -8.5% | 1.12% | −0.05 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Sold out | 0.00% | −0.05 |
| VIG Vanguard Dividend Apprec ETF | Sold out | 0.00% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -2.3% | 1.22% | −0.04 |
| CMCSA Comcast Corp. Class A | Reduce -68.8% | 0.02% | −0.04 |
| GE General Electric | Reduce -10.7% | 0.16% | −0.04 |
| KMB Kimberly-Clark Corp. | Sold out | 0.00% | −0.04 |
| PAYX Paychex Inc. | Sold out | 0.00% | −0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -15.0% | 0.14% | −0.04 |
| PM Philip Morris International | Reduce -4.6% | 0.93% | −0.03 |
| PLTR Palantir Technologies Inc. Class A | Reduce -13.5% | 0.05% | −0.02 |
| ORCL Oracle Corp. | Reduce -14.1% | 0.04% | −0.02 |
| APH Amphenol Corp. Class A | Reduce -3.2% | 0.17% | −0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -15.9% | 0.09% | −0.02 |
| WFC Wells Fargo & Co. | Reduce -11.4% | 0.06% | −0.02 |
| CME Cme Group Inc. | Reduce -7.3% | 1.18% | −0.02 |
| BAC Bank of America Corp. | Reduce -14.3% | 0.05% | −0.02 |
| SCHW Schwab (charles) Corp. | Reduce -0.8% | 0.18% | −0.02 |
| MET Metlife Inc. | Reduce -1.3% | 0.10% | −0.02 |
| ECL Ecolab Inc. | Reduce -8.0% | 0.16% | −0.01 |
| EEM iShares MSCI Emerging Market | Reduce -12.8% | 0.11% | −0.01 |
| NOW ServiceNow Inc. | Reduce -19.4% | 0.02% | −0.01 |
| AJG Arthur J Gallagher & Co. | Sold out | 0.00% | −0.01 |
| WM Waste Management Inc. | Reduce -10.6% | 0.15% | −0.01 |
| AMD Advanced Micro Devices | Reduce -13.4% | 0.05% | −0.01 |
| UBER Uber Technologies Inc. | Reduce -29.5% | 0.02% | −0.01 |
| ISRG Intuitive Surgical Inc. | Reduce -14.2% | 0.03% | −0.01 |
| ACN Accenture PLC Class A | Reduce -14.6% | 0.02% | −0.01 |
| BSX Boston Scientific Corp. | Reduce -14.3% | 0.01% | −0.01 |
| APP AppLovin Corp. Class A | Reduce -10.5% | 0.01% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| USB US Bancorp | Add +8303.6% | 1.26% | +1.24 |
| MCHP Microchip Technology Inc. | New | 1.22% | +1.22 |
| SPHY SS SPDR P High Yield ETF | Add +82.8% | 0.83% | +0.36 |
| BBY Best Buy Co. Inc. | Add +22.4% | 1.19% | +0.16 |
| GWW WW Grainger Inc. | Add +1716.5% | 0.16% | +0.15 |
| DGX Quest Diagnostics Inc. | Add +1.5% | 1.20% | +0.13 |
| ANGL Vaneck Fallen Angel High YLD | Add +140.1% | 0.23% | +0.13 |
| BNY Bank of New York Mellon Corp. | Add +9.2% | 1.30% | +0.11 |
| CSCO Cisco Systems Inc. | Add +9.2% | 1.31% | +0.10 |
| PFG Principal Financial Group | Add +8.1% | 1.25% | +0.10 |
| IBM Intl Business Machines Corp. | Add +34.9% | 1.21% | +0.09 |
| BLK BlackRock Inc. | Add +22.1% | 1.27% | +0.09 |
| MS Morgan Stanley | Add +18.0% | 1.29% | +0.09 |
| PNC PNC Financial Services Group | Add +9.7% | 1.28% | +0.09 |
| CI The Cigna Group | Add +13.0% | 1.23% | +0.09 |
| IJR iShares Core S&P Small-Cap E | Add +3.2% | 1.69% | +0.08 |
| MDLZ Mondelez International Inc. Class A | Add +0.7% | 1.25% | +0.07 |
| IWS iShares Russell Mid-Cap Valu | Add +24.3% | 0.30% | +0.06 |
| IWP iShares Russell Mid-Cap Grow | Add +33.8% | 0.29% | +0.05 |
| ITW Illinois Tool Works | Add +0.1% | 1.19% | +0.04 |
| AFL Aflac Inc. | Add +6.0% | 1.25% | +0.04 |
| UNP Union Pacific Corp. | Add +0.0% | 1.21% | +0.04 |
| VOOV Vanguard S&P 500 Value ETF | Add +11.2% | 0.43% | +0.03 |
| QCOM Qualcomm Inc. | Add +38.9% | 1.19% | +0.03 |
| PKG Packaging Corp. of America | Add +1.6% | 1.17% | +0.03 |
| JPM JPMorgan Chase & Co. | Add +13.3% | 1.40% | +0.02 |
| NXPI NXP Semiconductors NV | Add +204.4% | 0.03% | +0.02 |
| HD Home Depot Inc. | Add +7.6% | 1.19% | +0.01 |
| GD General Dynamics Corp. | Add +0.8% | 1.18% | +0.01 |
| VEA Vanguard Ftse Developed ETF | Add +2.1% | 0.36% | +0.01 |
| UNH Unitedhealth Group Inc. | Add +25.2% | 1.22% | +0.01 |
| TGT Target Corp. | New | 0.01% | +0.01 |
| SNDK Sandisk Corp. | New | 0.01% | +0.01 |
| UTF Cohen & Steers Infrastructur | Add +1.8% | 0.12% | +0.01 |
| TRGP Targa Resources Corp. | New | 0.01% | +0.01 |
| OXY Occidental Petroleum Corp. | New | 0.01% | +0.01 |
| TER Teradyne Inc. | New | 0.01% | +0.01 |
| PCG P G & E Corp. | New | 0.01% | +0.01 |
| MCD McDonald's Corp. | Add +0.5% | 1.19% | +0.00 |
| VNQ Vanguard Real Estate ETF | Add +4.7% | 0.15% | +0.00 |
| IVOG Vanguard S&P Mid-Cap 400 Gro | Add +11.3% | 0.03% | +0.00 |
| CMS CMS Energy Corp. | Add +1.7% | 0.02% | +0.00 |
| VOOG Vanguard S&P 500 Growth ETF | Add +11.2% | 0.50% | +0.00 |
| VMRK Vivmark Residential | Add +4.9% | 0.02% | −0.00 |
| UL Unilever PLC-Sponsored ADR | Add +10.0% | 0.02% | −0.00 |
| ADP Automatic Data Processing | Add +28.8% | 1.16% | −0.00 |
| MDT Medtronic PLC | Add +2.0% | 0.04% | −0.00 |
| NKE Nike Inc. Class B | Add +18.0% | 0.14% | −0.01 |
| MRSH Marsh & McLennan Cos | Add +2.2% | 0.15% | −0.01 |
| AXP American Express Co. | Add +18.3% | 0.18% | −0.01 |
Notes & Other Activity Q4 2025 → Q1 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +23.5% | 7,490 | $8.7M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +16.0% | 7,235 | $8.6M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Sold out | 7,400,000 | $7.7Mbefore exit |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Sold out | 6,235,000 | $7.0Mbefore exit |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | Add +7.6% | 7,050,000 | $7.0M |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | Add +21.1% | 5,750,000 | $7.0M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Sold out | 5,715,000 | $5.9Mbefore exit |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | Sold out | 5,650,000 | $5.8Mbefore exit |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Reduce -40.0% | 1,200,000 | $5.7M |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | Add +1.9% | 5,300,000 | $5.5M |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | Add +1.9% | 5,350,000 | $5.3M |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Sold out | 4,675,000 | $4.7Mbefore exit |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | Add +2.1% | 4,850,000 | $4.6M |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | Reduce -93.3% | 270,000 | $265K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 305 | $3.2B | SPY, IVV, SPHY, IJR, GLW |
| Q1 2026 | 288 | $2.9B | SPY, IVV, IJR, XOM, COP |
| Q4 2025 | 317 | $2.8B | SPY, IVV, IJR, JPM, MRK |
| Q3 2025 | 323 | $2.9B | SPY, IVV, IJR, JPM, CAT |
| Q2 2025 | 314 | $2.8B | SPY, IVV, IJR, JPM, CAT |
| Q1 2025 | 323 | $2.7B | SPY, IVV, UNH, IJR, XOM |
| Q4 2024 | 317 | $2.7B | SPY, IVV, IJR, JPM, ABBV |
| Q3 2024 | 327 | $2.9B | SPY, IVV, IJR, AVGO, CAT |
| Q2 2024 | 328 | $2.7B | SPY, IVV, AVGO, IJR, JPM |
| Q1 2024 | 331 | $2.9B | SPY, IVV, LQD, IJR, JPM |