Conning Inc.

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 29, 2024), Conning Inc. reported 327 stock positions worth $2.9 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 2.9% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.1%) and iShares Core S&P Small-Cap E (IJR, 1.6%). Compared with Q2 2024, it opened 9 new positions, sold out of 10, added to 64 and reduced 198. The biggest buy was Corning (GLW, shares +14557%) and the biggest sale an exit from iShares 0-5 YR HY Corp. Bond (SHYG).

Most Recent 13F
Q2 2026
Location
HARTFORD, CT
CIK
0000801051
Portfolio Value
$2.9B (Q3 2024)
SEC Filing
0001085146-24-005211 ↗ filed Oct 29, 2024

Holdings Value

0$1.0B$2.0B$3.0B$4.0B Q1 2024: $2.9B Q1 2024 Q2 2024: $2.7B Q2 2024 Q3 2024: $2.9B $2.9B Q3 2024 Q4 2024: $2.7B Q4 2024 Q1 2025: $2.7B Q1 2025 Q2 2025: $2.8B Q2 2025 Q3 2025: $2.9B Q3 2025 Q4 2025: $2.8B Q4 2025 Q1 2026: $2.9B Q1 2026 Q2 2026: $3.2B Q2 2026

Holdings 327 stocks · $2.9B
SPY SS SPDR S&P 500 ETF Trust-US 2.95% 148,732 $85.3M No change
IVV iShares Core S&P 500 ETF 2.10% 105,179 $60.7M Reduce -0.5%
IJR iShares Core S&P Small-Cap E 1.59% 393,644 $46.0M Add +0.3%
AVGO Broadcom Inc. 1.59% 266,319 $45.9M Reduce -8.2%
CAT Caterpillar Inc. 1.57% 116,445 $45.5M Add +4.8%
HD Home Depot Inc. 1.53% 109,180 $44.2M Reduce -4.3%
CSCO Cisco Systems Inc. 1.44% 780,655 $41.5M Reduce -0.9%
CMCSA Comcast Corp. Class A 1.43% 991,772 $41.4M Add +7.8%
XOM Exxon Mobil Corp. 1.41% 349,298 $40.9M Add +5.4%
BLK BlackRock Finance Inc. 1.41% 42,957 $40.8M Reduce -6.8%
CMI Cummins Inc. 1.40% 124,748 $40.4M Reduce -3.1%
ITW Illinois Tool Works 1.39% 154,019 $40.4M Add +3.8%
MCD McDonald's Corp. 1.39% 132,497 $40.3M Reduce -4.5%
JPM JPMorgan Chase & Co. 1.39% 191,091 $40.3M Reduce -2.8%
UNH Unitedhealth Group Inc. 1.39% 68,911 $40.3M Reduce -11.4%
GILD Gilead Sciences Inc. 1.39% 480,209 $40.3M Reduce -14.2%
ABBV Abbvie Inc. 1.38% 202,262 $39.9M Reduce -12.2%
GLW Corning Inc. 1.37% 881,019 $39.8M Add +14556.8%
QCOM Qualcomm Inc. 1.37% 233,713 $39.7M Add +31.9%
SBUX Starbucks Corp. 1.37% 406,256 $39.6M Reduce -5.6%
BMY Bristol-Myers Squibb Co. 1.36% 761,123 $39.4M Reduce -11.0%
PG The Procter & Gamble Co. 1.36% 227,260 $39.4M Reduce -1.0%
AMP Ameriprise Financial Inc. 1.36% 83,722 $39.3M Add +3.0%
ADI Analog Devices Inc. 1.36% 170,609 $39.3M Add +10.9%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 1.35% 545,560 $39.2M Reduce -7.7%
MS Morgan Stanley 1.35% 375,659 $39.2M Add +2.8%
TXN Texas Instruments Inc. 1.35% 188,906 $39.0M Add +1.0%
OMC Omnicom Group 1.35% 376,991 $39.0M Add +3.9%
DOW Dow Inc. 1.35% 713,411 $39.0M Add +14.8%
KO The Coca-Cola Co. 1.34% 538,606 $38.7M Reduce -7.3%
LMT Lockheed Martin Corp. 1.33% 66,105 $38.6M Reduce -13.3%
TGT Target Corp. 1.33% 247,675 $38.6M Add +5.4%
ADP Automatic Data Processing 1.33% 139,234 $38.5M Reduce -5.7%
RTX RTX Corp. 1.33% 317,459 $38.5M Reduce -5.9%
CME Cme Group Inc. 1.33% 173,966 $38.4M Reduce -1.4%
AFL Aflac Inc. 1.32% 342,679 $38.3M Reduce -14.3%
BBY Best Buy Co. Inc. 1.32% 369,234 $38.1M Reduce -7.6%
GD General Dynamics Corp. 1.32% 126,074 $38.1M Add +6.8%
TRV The Travelers Cos Inc. 1.31% 162,504 $38.0M Reduce -3.5%
PNC PNC Financial Services Group 1.31% 204,673 $37.8M Reduce -10.9%
PAYX Paychex Inc. 1.31% 281,837 $37.8M Reduce -4.0%
ABT Abbott Laboratories 1.31% 331,533 $37.8M Reduce -4.0%
HPQ HP Inc. 1.30% 1,049,462 $37.6M Add +6.4%
MDLZ Mondelez International Inc. Class A 1.29% 507,795 $37.4M Reduce -5.2%
MBB iShares MBS ETF 1.28% 387,672 $37.1M No change
EOG EOG Resources Inc. 1.28% 301,988 $37.1M Add +3.4%
UNP Union Pacific Corp. 1.27% 149,650 $36.9M Reduce -5.0%
PEP Pepsico Inc. 1.27% 216,739 $36.9M Add +1.1%
COP Conocophillips 1.27% 349,093 $36.8M Add +10.6%
GPC Genuine Parts Co. 1.26% 261,303 $36.5M Add +8.2%
KMB Kimberly-Clark Corp. 1.25% 253,588 $36.1M Reduce -3.4%
CL Colgate-Palmolive Co. 1.24% 345,736 $35.9M Reduce -9.6%
JNJ Johnson & Johnson 1.20% 214,087 $34.7M Reduce -6.0%
AAPL Apple Inc. 0.97% 120,282 $28.0M Reduce -1.0%
PM Philip Morris International 0.96% 228,209 $27.7M Reduce -13.5%
SRLN SS Blackstone Sr Loan ETF 0.93% 641,275 $26.8M No change
MSFT Microsoft Corp. 0.90% 60,831 $26.2M Add +1.9%
NVDA Nvidia Corp. 0.90% 215,543 $26.2M Add +4.3%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.85% 217,697 $24.6M Reduce -13.0%
MDY State Street SPDR S&P Midcap 0.78% 39,768 $22.7M Reduce -12.4%
VOO Vanguard S&P 500 ETF 0.78% 42,527 $22.4M No change
EFA iShares MSCI Eafe ETF 0.73% 253,895 $21.2M Add +0.7%
IJH iShares Core S&P Midcap ETF 0.71% 330,740 $20.6M No change
SCHG Schwab US Large-Cap Growth 0.50% 138,659 $14.4M No change
IWM iShares Russell 2000 ETF 0.50% 64,939 $14.3M No change
VTI VG Morningstar TS MKT ETF-US 0.48% 49,266 $14.0M No change
META Meta Platforms Inc. Class A 0.46% 23,501 $13.5M Add +2.6%
PFF iShares Preferred & Income S 0.45% 390,500 $13.0M No change
BAB Invesco Taxable Municipal Bo 0.45% 470,000 $13.0M No change
IWR iShares Russell Mid-Cap ETF 0.44% 143,035 $12.6M No change
PFFD Global X US Preferred ETF 0.42% 580,200 $12.1M No change
GOOGL Alphabet Inc. Class A 0.41% 70,991 $11.8M Add +5.3%
AMZN Amazon.com Inc. 0.39% 59,981 $11.2M Add +1.4%
IEFA iShares Core MSCI Eafe ETF 0.32% 118,845 $9.3M No change
IWF iShares Russell 1000 Growth 0.31% 24,087 $9.0M No change
LLY Eli Lilly & Co. 0.31% 10,204 $9.0M Reduce -3.5%
IWP iShares Russell Mid-Cap Grow 0.29% 70,615 $8.3M Add +6.8%
IWS iShares Russell Mid-Cap Valu 0.28% 60,882 $8.1M Add +3.0%
IEMG iShares Core MSCI Emerging 0.27% 137,998 $7.9M No change
V Visa Inc. Class A 0.26% 27,178 $7.5M Add +0.8%
MA Mastercard Inc. Class A 0.26% 15,087 $7.4M Reduce -2.2%
COST Costco Wholesale Corp. 0.25% 8,111 $7.2M Add +6.1%
WMT Walmart Inc. 0.23% 83,038 $6.7M Reduce -8.9%
HEDJ Wisdomtree Europe Hedged Equ 0.22% 144,030 $6.5M No change
AMAT Applied Materials Inc. 0.22% 30,900 $6.2M Add +18.4%
TMO Thermo Fisher Scientific Inc. 0.21% 10,041 $6.2M Reduce -1.7%
CRM Salesforce Inc. 0.21% 21,730 $5.9M Reduce -0.1%
DHR Danaher Corp. 0.20% 21,259 $5.9M Add +1.8%
INTU Intuit Inc. 0.20% 9,359 $5.8M Reduce -0.7%
SCHV Schwab US Large-Cap Value 0.20% 71,915 $5.8M No change
BRK.B Berkshire Hathaway Inc. Class B 0.20% 12,410 $5.7M Reduce -1.2%
NKE Nike Inc. Class B 0.19% 63,033 $5.6M Add +21.6%
LRCX Lam Research Corp. 0.19% 6,793 $5.5M Add +26.4%
KLAC KLA Corp. 0.19% 7,064 $5.5M Add +6.7%
BKNG Booking Holdings Inc. 0.19% 1,296 $5.5M Add +1.6%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.19% 45,775 $5.4M Reduce -5.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.18% 55,617 $5.3M Add +13.3%
IVW iShares S&P 500 Growth ETF 0.18% 54,193 $5.2M Reduce -31.1%
PGR Progressive Corp. 0.18% 20,292 $5.1M Reduce -9.2%
SCHW Schwab (charles) Corp. 0.18% 78,628 $5.1M Add +16.3%
ECL Ecolab Inc. 0.17% 19,742 $5.0M Add +5.1%
ICE Intercontinental Exchange Inc. 0.17% 31,175 $5.0M Reduce -13.7%
GOOG Alphabet Inc. Class C 0.17% 29,765 $5.0M Reduce -1.4%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.16% 58,395 $4.7M No change
MRSH Marsh & McLennan Cos 0.16% 20,578 $4.6M Reduce -5.3%
VNQ Vanguard Real Estate ETF 0.16% 46,835 $4.6M Add +15.9%
NWE Northwestern Energy Group Inc. 0.15% 77,076 $4.4M No change
TSLA Tesla Inc. 0.15% 16,754 $4.4M Reduce -1.2%
WM Waste Management Inc. 0.15% 20,870 $4.3M Reduce -1.0%
MRK Merck & Co. Inc. 0.14% 36,473 $4.1M Reduce -0.6%
UTF Cohen & Steers Infrastructur 0.13% 138,980 $3.6M Add +1.9%
MET Metlife Inc. 0.12% 43,177 $3.6M Reduce -0.2%
VEA Vanguard Ftse Developed ETF 0.12% 65,275 $3.4M No change
ZIFF DAVIS INC (ZD 1.75 11/01/26) 0.11% 3,600,000 $3.3M No change
SPLB SS SPDR P Long Term C ETF 0.10% 124,080 $3.0M No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.10% 10,535 $2.8M No change
PFE Pfizer Inc. 0.08% 77,086 $2.2M Reduce -2.3%
VB Vanguard Most SM-Cap ETF-Usd 0.07% 9,084 $2.2M No change
NFLX Netflix Inc. 0.07% 3,020 $2.1M Reduce -1.2%
EVRG Evergy Inc. 0.07% 34,292 $2.1M Reduce -0.3%
ADBE Adobe Inc. 0.07% 3,987 $2.1M Add +19.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.07% 50,343 $2.0M Reduce -3.1%
D Dominion Energy Inc. 0.07% 34,430 $2.0M Reduce -0.2%
ORCL Oracle Corp. 0.07% 11,422 $1.9M Reduce -0.8%
VZ Verizon Communications Inc. 0.07% 41,968 $1.9M Reduce -0.8%
AMD Advanced Micro Devices 0.06% 10,849 $1.8M Reduce -1.2%
CVX Chevron Corp. 0.06% 11,935 $1.8M Reduce -0.9%
WFC Wells Fargo & Co. 0.06% 30,394 $1.7M Reduce -1.0%
ISRG Intuitive Surgical Inc. 0.06% 3,380 $1.7M Add +31.7%
AMGN Amgen Inc. 0.05% 4,834 $1.6M Add +19.9%
ACN Accenture PLC Class A 0.05% 4,391 $1.6M Reduce -1.0%
ANGL Vaneck Fallen Angel High YLD 0.05% 50,706 $1.5M No change
LIN Linde PLC 0.05% 3,076 $1.5M Reduce -2.3%
IVE iShares S&P 500 Value ETF 0.05% 7,115 $1.4M Reduce -43.0%
LOW Lowe's Cos Inc. 0.05% 4,847 $1.3M Reduce -0.9%
SPGI S&P Global Inc. 0.05% 2,538 $1.3M Add +34.9%
MDT Medtronic PLC 0.05% 14,552 $1.3M Reduce -1.6%
WEC WEC Energy Group Inc. 0.04% 12,914 $1.2M No change
NEE Nextera Energy Inc. 0.04% 14,418 $1.2M Reduce -0.9%
WMB Williams Cos Inc. 0.04% 26,666 $1.2M Add +23.8%
AXP American Express Co. 0.04% 4,460 $1.2M Reduce -1.0%
GS Goldman Sachs Group Inc. 0.04% 2,305 $1.1M Reduce -0.8%
CB Chubb Ltd. 0.04% 3,932 $1.1M Add +30.9%
GE General Electric filed as GE AEROSPACE 0.04% 5,905 $1.1M Reduce -1.6%
T AT&T Inc. 0.04% 49,746 $1.1M Reduce -1.2%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.04% 4,713 $1.0M Reduce -1.6%
XEXGX Eaton Vance Tax-Managed Glob 0.04% 119,167 $1.0M Add +2.4%
HON Honeywell International Inc. 0.04% 5,019 $1.0M Reduce -0.8%
ADM Archer-Daniels-Midland Co. 0.04% 17,296 $1.0M Reduce -0.1%
DE Deere & Co. 0.04% 2,453 $1.0M Add +19.4%
EEM iShares MSCI Emerging Market 0.04% 22,283 $1.0M Add +7.3%
OKE Oneok Inc. 0.03% 10,796 $984K Reduce -0.4%
NOW ServiceNow Inc. 0.03% 1,071 $958K Reduce -1.6%
ETN Eaton Corp. PLC 0.03% 2,886 $957K Reduce -33.3%
VCLT Vanguard Long-Term Corp. Bond 0.03% 11,380 $924K No change
SHW The Sherwin-Williams Co. 0.03% 2,411 $920K Add +50.1%
URI United Rentals Inc. 0.03% 1,129 $914K Add +120.5%
ELV Elevance Health Inc. 0.03% 1,748 $909K Reduce -1.4%
C Citigroup Inc. 0.03% 14,350 $898K Reduce -1.1%
BSX Boston Scientific Corp. 0.03% 10,648 $892K Reduce -1.0%
CSQ Calamos Strat TTL RTRN FND 0.03% 50,086 $869K Add +1.8%
SYK Stryker Corp. 0.03% 2,397 $866K Reduce -0.6%
IJT iShares S&P Small-Cap 600 GR 0.03% 6,094 $850K Reduce -43.0%
UBER Uber Technologies Inc. 0.03% 11,295 $849K Reduce -1.0%
MU Micron Technology Inc. 0.03% 7,866 $816K Reduce -0.8%
FISV Fiserv Inc. 0.03% 4,463 $802K Add +6.6%
IJS iShares S&P Small-Cap 600 Va 0.03% 7,365 $793K Reduce -43.0%
AMT American Tower Corp. 0.03% 3,259 $758K Reduce -0.7%
NTAP Netapp Inc. 0.03% 6,081 $751K Add +234.9%
EFV iShares MSCI Eafe Value ETF 0.03% 12,597 $725K Reduce -43.0%
EFG iShares MSCI Eafe Growth ETF 0.02% 6,685 $720K Reduce -43.0%
PLD Prologis Inc. 0.02% 5,697 $719K Reduce -45.9%
CI The Cigna Group 0.02% 2,055 $712K Reduce -1.8%
AZO AutoZone Inc. 0.02% 223 $702K Add +127.5%
VRTX Vertex Pharmaceuticals Inc. 0.02% 1,503 $699K Reduce -1.2%
TT Trane Technologies PLC 0.02% 1,798 $699K Reduce -0.3%
PFG Principal Financial Group 0.02% 7,815 $671K Add +3.6%
SO The Southern Co. 0.02% 7,373 $665K Reduce -1.1%
DHI D.R. Horton Inc. 0.02% 3,480 $664K Add +51.4%
REGN Regeneron Pharmaceuticals 0.02% 624 $656K Reduce -1.7%
VLO Valero Energy Corp. 0.02% 4,734 $639K Add +59.9%
MPC Marathon Petroleum Corp. 0.02% 3,882 $632K Reduce -0.9%
PH Parker Hannifin Corp. 0.02% 990 $626K Reduce -0.2%
UPS United Parcel Service Class B 0.02% 4,569 $623K Reduce -7.0%
INTC Intel Corp. 0.02% 26,259 $616K Reduce -1.4%
TMUS T-Mobile US Inc. 0.02% 2,930 $605K Reduce -1.5%
APH Amphenol Corp. Class A 0.02% 9,246 $602K Reduce -0.2%
ZTS Zoetis Inc. 0.02% 3,065 $599K Reduce -0.9%
BA The Boeing Co. 0.02% 3,864 $587K Reduce -1.1%
CTAS Cintas Corp. 0.02% 2,848 $586K Reduce -1.8%
NOC Northrop Grumman Corp. 0.02% 1,102 $582K Reduce -1.4%
CMG Chipotle Mexican Grill Inc. 0.02% 10,051 $579K Reduce -1.5%
CSX CSX Corp. 0.02% 16,760 $579K Reduce -1.8%
DUK Duke Energy Corp. 0.02% 4,984 $575K Reduce -1.3%
PYPL PayPal Holdings Inc. 0.02% 7,360 $574K Reduce -1.2%
AON Aon PLC Class A 0.02% 1,636 $566K No change
MCK McKesson Corp. 0.02% 1,132 $560K Reduce -1.1%
HCA HCA Healthcare Inc. 0.02% 1,374 $558K Reduce -1.2%
ORLY O'reilly Automotive Inc. 0.02% 470 $541K Reduce -1.9%
MMM 3M Co. 0.02% 3,954 $541K Reduce -1.6%
CVS CVS Health Corp. 0.02% 8,367 $526K Reduce -50.0%
BX Blackstone Inc. 0.02% 3,386 $518K Reduce -2.5%
PSX Phillips 66 0.02% 3,893 $512K Reduce -0.8%
ET Energy Transfer LP 0.02% 31,667 $508K No change
NUE Nucor Corp. 0.02% 3,366 $506K Add +54.3%
PANW Palo Alto Networks Inc. 0.02% 1,462 $500K Reduce -3.1%
MO Altria Group Inc. 0.02% 9,712 $496K Reduce -0.8%
EQIX Equinix Inc. 0.02% 557 $494K Reduce -0.7%
EMR Emerson Electric Co. 0.02% 4,482 $490K Reduce -0.8%
CNQ Canadian Natural Resources 0.02% 14,587 $484K Reduce -21.7%
FDX FedEx Corp. 0.02% 1,753 $480K Reduce -1.1%
COF Capital One Financial Corp. 0.02% 3,187 $477K Reduce -1.1%
NSC Norfolk Southern Corp. 0.02% 1,918 $477K No change
JFR Nuveen Floating Rate Income 0.02% 54,000 $476K No change
FCX Freeport-McMoran Inc. 0.02% 9,479 $473K Reduce -1.1%
BDX Becton Dickinson and Co. 0.02% 1,957 $472K Reduce -0.3%
ANET Arista Networks Inc. 0.02% 1,227 $471K Reduce -1.4%
MAR Marriott International Class A 0.02% 1,887 $469K Reduce -1.1%
APD Air Products & Chemicals Inc. 0.02% 1,557 $464K No change
ADSK Autodesk Inc. 0.02% 1,647 $454K Reduce -0.3%
USB US Bancorp 0.02% 9,906 $453K Reduce -0.9%
CMS CMS Energy Corp. 0.02% 6,332 $447K No change
ROP Roper Technologies Inc. 0.02% 785 $437K Reduce -3.2%
ALL Allstate Corp. 0.01% 2,277 $432K Reduce -0.5%
PSA Public Storage 0.01% 1,170 $426K Reduce -58.5%
NXPI NXP Semiconductors NV 0.01% 1,750 $420K Reduce -1.5%
CARR Carrier Global Corp. 0.01% 5,196 $418K Reduce -0.7%
CEG Constellation Energy 0.01% 1,581 $411K Reduce -1.4%
AIG American International Group 0.01% 5,580 $409K Reduce -1.2%
CDNS Cadence Design SYS Inc. 0.01% 1,499 $406K Reduce -0.9%
AEP American Electric Power 0.01% 3,933 $404K Reduce -0.0%
WELL Welltower Inc. 0.01% 3,118 $399K Reduce -0.1%
SNPS Synopsys Inc. 0.01% 777 $393K Reduce -0.8%
ROST Ross Stores Inc. 0.01% 2,606 $392K Reduce -0.7%
SPG Simon Property Group Inc. 0.01% 2,315 $391K Reduce -15.2%
HSY The Hershey Co. 0.01% 2,029 $389K Add +78.9%
KMI Kinder Morgan Inc. 0.01% 17,517 $387K Reduce -0.7%
PCAR Paccar Inc. 0.01% 3,915 $386K Reduce -0.2%
TDG Transdigm Group Inc. 0.01% 270 $385K Reduce -1.5%
MSI Motorola Solutions Inc. 0.01% 852 $383K Reduce -2.0%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.01% 1,334 $375K Reduce -0.4%
TEL Te Connectivity PLC 0.01% 2,467 $372K Reduce -0.5%
MCO Moody's Corp. 0.01% 778 $369K No change
JCI Johnson Controls Internation 0.01% 4,668 $362K Reduce -1.3%
BGT BlackRock Fltng RT Inc. TR 0.01% 27,279 $353K Add +2.9%
SRE Sempra 0.01% 4,176 $349K Reduce -0.2%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.01% 8,150 $342K Reduce -1.4%
GM General Motors Co. 0.01% 7,567 $339K Reduce -0.8%
XEVVX Eaton Vance Ltd. Durat Inc. 0.01% 32,079 $337K No change
PRU Prudential Financial Inc. 0.01% 2,783 $337K Reduce -0.9%
GEV GE Vernova Inc. 0.01% 1,319 $336K Reduce -2.0%
YUM Yum! Brands Inc. 0.01% 2,390 $334K No change
A Agilent Technologies Inc. 0.01% 2,243 $333K No change
PEG Public Service Enterprise GP 0.01% 3,719 $332K No change
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.01% 318 $330K Reduce -2.1%
DFS Discover Financial Services 0.01% 2,347 $329K Reduce -1.0%
TFC Truist Financial Corp. 0.01% 7,672 $328K Reduce -1.5%
LEN Lennar Corp. Class A 0.01% 1,748 $328K Reduce -1.0%
CCI Crown Castle Inc. 0.01% 2,754 $327K Reduce -0.8%
FTNT Fortinet Inc. 0.01% 4,197 $325K Reduce -1.1%
CTSH Cognizant Tech Solutions-A 0.01% 4,200 $324K No change
KR Kroger Co. 0.01% 5,622 $322K No change
BGR BlackRock Enrgy & Res TR 0.01% 24,778 $319K Add +1.5%
EW Edwards Lifesciences Corp. 0.01% 4,743 $313K Reduce -0.6%
PHM Pultegroup Inc. 0.01% 2,162 $310K Reduce -0.2%
EPD Enterprise Products Partners 0.01% 10,640 $310K No change
DKS Dick's Sporting Goods Inc. 0.01% 1,482 $309K New
HUM Humana Inc. 0.01% 967 $306K Reduce -0.4%
PWR Quanta Services Inc. 0.01% 1,025 $306K Reduce -0.6%
GIS General Mills Inc. 0.01% 4,123 $304K Reduce -0.6%
MNST Monster Beverage Corp. 0.01% 5,771 $301K No change
HLT Hilton Worldwide Holdings Inc. 0.01% 1,291 $298K Reduce -2.3%
EA Electronic Arts Inc. 0.01% 2,068 $297K No change
FIS Fidelity National Info Serv 0.01% 3,537 $296K Reduce -3.0%
LHX L3HARRIS Technologies Inc. 0.01% 1,241 $295K Reduce -0.8%
FAST Fastenal Co. 0.01% 4,132 $295K No change
RSG Republic Services Inc. 0.01% 1,447 $291K No change
BDJ BlackRock Enhanced Eqty DVD 0.01% 33,255 $288K Reduce -19.2%
MCHP Microchip Technology Inc. 0.01% 3,528 $283K Reduce -0.9%
SYY Sysco Corp. 0.01% 3,611 $282K Reduce -1.2%
CBRE CBRE Group Inc. Class A 0.01% 2,263 $282K Reduce -0.0%
NEM Newmont Corp. 0.01% 5,149 $275K Reduce -1.4%
MSCI MSCI Inc. 0.01% 472 $275K Reduce -1.5%
COR Cencora Inc. 0.01% 1,218 $274K No change
NVT Nvent Electric PLC 0.01% 3,870 $272K No change
HES Hess Corp. 0.01% 1,994 $271K Reduce -0.8%
EBAY eBay Inc. 0.01% 4,049 $264K Reduce -0.6%
HTD John Hancock Tax Adv DVD Inc. filed as HANCOCK JOHN TAX-ADVANTAGED 0.01% 11,250 $261K No change
IDXX Idexx Laboratories Inc. 0.01% 516 $261K Reduce -1.5%
STZ Constellation Brands Inc. Class A 0.01% 1,005 $259K Reduce -0.1%
PPG PPG Industries Inc. 0.01% 1,951 $258K No change
OXY Occidental Petroleum Corp. 0.01% 4,988 $257K Reduce -1.1%
AME Ametek Inc. 0.01% 1,497 $257K Reduce -0.2%
XEL Xcel Energy Inc. 0.01% 3,905 $255K No change
F Ford Motor Co. filed as FORD MTR CO 0.01% 24,145 $255K Reduce -1.7%
ABNB Airbnb Inc. Class A 0.01% 2,010 $255K Reduce -2.2%
CTVA Corteva Inc. 0.01% 4,314 $254K Reduce -2.0%
EFX Equifax Inc. 0.01% 848 $249K No change
ROK Rockwell Automation Inc. 0.01% 927 $249K Reduce -0.2%
AVB Avalonbay Communities Inc. 0.01% 1,092 $246K Reduce -29.2%
FITB Fifth Third Bancorp 0.01% 5,720 $245K No change
DLR Digital Realty Trust Inc. 0.01% 1,505 $244K Reduce -1.6%
OTIS Otis Worldwide Corp. 0.01% 2,304 $239K Reduce -0.0%
CHTR Charter Communications Inc. Class A 0.01% 725 $235K Reduce -1.6%
EIX Edison International 0.01% 2,696 $235K New
VMC Vulcan Materials Co. 0.01% 937 $235K Reduce -0.1%
MPWR Monolithic Power Systems Inc. 0.01% 252 $233K Reduce -1.9%
WAB Wabtec Corp. 0.01% 1,266 $230K Reduce -0.6%
CPRT Copart Inc. 0.01% 4,322 $226K Reduce -0.2%
ODFL Old Dominion Freight Line 0.01% 1,135 $225K Reduce -2.5%
FANG Diamondback Energy Inc. 0.01% 1,289 $222K Reduce -1.3%
O Realty Income Corp. 0.01% 3,467 $220K New
IR Ingersoll-Rand Inc. 0.01% 2,232 $219K Reduce -0.3%
FICO Fair Isaac Corp. 0.01% 111 $216K New
EMXC iShares MSCI Emr MRK Ex Chna 0.01% 3,499 $214K New
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.01% 1,794 $213K New
RCL Royal Caribbean Cruises Ltd. 0.01% 1,181 $209K New
CNC Centene Corp. 0.01% 2,774 $209K New
BKR Baker Hughes Co. 0.01% 5,735 $207K Reduce -0.9%
BIIB Biogen Inc. 0.01% 1,066 $207K Reduce -0.7%
IQV Iqvia Holdings Inc. 0.01% 868 $206K New
HPE Hewlett Packard Enterprise 0.01% 9,938 $203K No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.01% 1,855 $202K No change
VTRS Viatris Inc. 0.01% 12,452 $145K Add +1.5%
NUV Nuveen Municipal Value 0.00% 15,800 $143K No change
WBD Warner Bros Discovery Inc. 0.00% 16,329 $135K Reduce -2.1%
PFN PIMCO Income Strategy FD II 0.00% 13,666 $104K No change
Other holdings (27): bonds, preferreds, convertibles and warrants · $133.3M (not counted above)
SecurityClassShares / PrincipalValueChange
AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) NOTE 0.125% 5/0 · principal 7,300,000$8.1MNo change
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 6,235$7.9MNo change
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 6,065$7.8MNo change
SOUTHERN CO (SO 3.875 12/15/25) NOTE 3.875%12/1 · principal 5,735,000$6.3MNo change
DUKE ENERGY CORP (DUK 4.125 04/15/26) NOTE 4.125% 4/1 · principal 5,815,000$6.1MNo change
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal 6,300,000$6.1MNo change
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal 6,435,000$6.1MNo change
EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) NOTE 0.750% 3/1 · principal 6,150,000$6.0MNo change
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) NOTE 3.625% 6/1 · principal 5,800,000$5.9MNew
ALLIANT ENERGY CORP (LNT 3.875 03/15/26) NOTE 3.875% 3/1 · principal 5,650,000$5.9MNo change
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal 5,200,000$5.3MNo change
SEAGATE HDD CAYMAN (STX 3.5 06/01/28) NOTE 3.500% 6/0 · principal 3,600,000$5.2MNew
TETRA TECH INC (TTEK 2.25 08/15/28) DBCV 2.250% 8/1 · principal 3,900,000$5.1MNew
ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) NOTE 1.750% 8/1 · principal 5,250,000$4.8MNew
VENTAS REALTY LP (VTR 3.75 06/01/26) NOTE 3.750% 6/0 · principal 3,690,000$4.5MNo change
JBT MAREL CORP (JBTM 0.25 05/15/26) NOTE 0.250% 5/1 · principal 4,675,000$4.4MNo change
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) NOTE 0.750% 5/0 · principal 1,950,000$4.4MNo change
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 4,170,000$4.2MNo change
JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) NOTE 2.000% 6/1 · principal 4,050,000$4.0MNo change
STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) NOTE 6.750% 7/1 · principal 3,600,000$3.9MNo change
ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) NOTE 7.500% 8/0 · principal 3,600,000$3.7MNo change
ENPHASE ENERGY INC (ENPH 0 03/01/26) NOTE 3/0 · principal 3,900,000$3.6MNo change
BLOCK INC (XYZ 0.125 03/01/25) NOTE 0.125% 3/0 · principal 3,600,000$3.5MNo change
VERINT SYSTEMS INC (VRNT 0.25 04/15/26) NOTE 0.250% 4/1 · principal 3,750,000$3.5MNo change
VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) NOTE 2.250% 6/1 · principal 3,450,000$3.4MNo change
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) NOTE 0.500%12/1 · principal 3,000,000$2.9MNo change
VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) NOTE 2.250% 9/1 · principal 750,000$686KNew

Total filed on the 13F, all lines: $3.0B.

Portfolio Sells Q2 2024 → Q3 2024
SHYG iShares 0-5 YR HY Corp. Bond Sold out 0.00% −0.33
LQD Ishr Ibx Usd Invgd CB ETF-Ui Reduce -13.0% 0.85% −0.15
AVGO Broadcom Inc. Reduce -8.2% 1.59% −0.15
CL Colgate-Palmolive Co. Reduce -9.6% 1.24% −0.15
MDY State Street SPDR S&P Midcap Reduce -12.4% 0.78% −0.13
KMB Kimberly-Clark Corp. Reduce -3.4% 1.25% −0.11
ABBV Abbvie Inc. Reduce -12.2% 1.38% −0.10
JPM JPMorgan Chase & Co. Reduce -2.8% 1.39% −0.10
IVW iShares S&P 500 Growth ETF Reduce -31.1% 0.18% −0.09
UNH Unitedhealth Group Inc. Reduce -11.4% 1.39% −0.09
IVV iShares Core S&P 500 ETF Reduce -0.5% 2.10% −0.07
UNP Union Pacific Corp. Reduce -5.0% 1.27% −0.06
PG The Procter & Gamble Co. Reduce -1.0% 1.36% −0.06
LLY Eli Lilly & Co. Reduce -3.5% 0.31% −0.05
JNJ Johnson & Johnson Reduce -6.0% 1.20% −0.05
KO The Coca-Cola Co. Reduce -7.3% 1.34% −0.05
GILD Gilead Sciences Inc. Reduce -14.2% 1.39% −0.05
PM Philip Morris International Reduce -13.5% 0.96% −0.04
IVE iShares S&P 500 Value ETF Reduce -43.0% 0.05% −0.04
GOOG Alphabet Inc. Class C Reduce -1.4% 0.17% −0.04
ABT Abbott Laboratories Reduce -4.0% 1.31% −0.04
INTU Intuit Inc. Reduce -0.7% 0.20% −0.03
PNC PNC Financial Services Group Reduce -10.9% 1.31% −0.03
VMRK Vivmark Residential Sold out 0.00% −0.03
MRK Merck & Co. Inc. Reduce -0.6% 0.14% −0.03
IJT iShares S&P Small-Cap 600 GR Reduce -43.0% 0.03% −0.02
EFG iShares MSCI Eafe Growth ETF Reduce -43.0% 0.02% −0.02
IJS iShares S&P Small-Cap 600 Va Reduce -43.0% 0.03% −0.02
PLD Prologis Inc. Reduce -45.9% 0.02% −0.02
EFV iShares MSCI Eafe Value ETF Reduce -43.0% 0.03% −0.02
CVS CVS Health Corp. Reduce -50.0% 0.02% −0.02
WM Waste Management Inc. Reduce -1.0% 0.15% −0.02
MDLZ Mondelez International Inc. Class A Reduce -5.2% 1.29% −0.02
ETN Eaton Corp. PLC Reduce -33.3% 0.03% −0.02
CRH CRH PLC Sold out 0.00% −0.02
PSA Public Storage Reduce -58.5% 0.01% −0.02
TJX TJX Companies Inc. Reduce -5.9% 0.19% −0.01
MRSH Marsh & McLennan Cos Reduce -5.3% 0.16% −0.01
ICE Intercontinental Exchange Inc. Reduce -13.7% 0.17% −0.01
XLRE SS Real Estate Select Sector Sold out 0.00% −0.01
AFL Aflac Inc. Reduce -14.3% 1.32% −0.01
MU Micron Technology Inc. Reduce -0.8% 0.03% −0.01
CVX Chevron Corp. Reduce -0.9% 0.06% −0.01
INTC Intel Corp. Reduce -1.4% 0.02% −0.01
MRNA Moderna Inc. Sold out 0.00% −0.01
WFC Wells Fargo & Co. Reduce -1.0% 0.06% −0.01
DXCM Dexcom Inc. Sold out 0.00% −0.01
HAL Halliburton Co. Sold out 0.00% −0.01
BAC Bank of America Corp. Reduce -3.1% 0.07% −0.01
CNQ Canadian Natural Resources Reduce -21.7% 0.02% −0.01

Portfolio Buys Q2 2024 → Q3 2024
GLW Corning Inc. Add +14556.8% 1.37% +1.37
CAT Caterpillar Inc. Add +4.8% 1.57% +0.19
OMC Omnicom Group Add +3.9% 1.35% +0.13
DOW Dow Inc. Add +14.8% 1.35% +0.11
CMCSA Comcast Corp. Class A Add +7.8% 1.43% +0.08
ITW Illinois Tool Works Add +3.8% 1.39% +0.08
AMP Ameriprise Financial Inc. Add +3.0% 1.36% +0.06
QCOM Qualcomm Inc. Add +31.9% 1.37% +0.05
NKE Nike Inc. Class B Add +21.6% 0.19% +0.05
ADI Analog Devices Inc. Add +10.9% 1.36% +0.04
GD General Dynamics Corp. Add +6.8% 1.32% +0.04
TGT Target Corp. Add +5.4% 1.33% +0.03
META Meta Platforms Inc. Class A Add +2.6% 0.46% +0.03
VNQ Vanguard Real Estate ETF Add +15.9% 0.16% +0.03
MS Morgan Stanley Add +2.8% 1.35% +0.03
IJR iShares Core S&P Small-Cap E Add +0.3% 1.59% +0.02
URI United Rentals Inc. Add +120.5% 0.03% +0.02
NTAP Netapp Inc. Add +234.9% 0.03% +0.02
ISRG Intuitive Surgical Inc. Add +31.7% 0.06% +0.01
SPGI S&P Global Inc. Add +34.9% 0.05% +0.01
SHW The Sherwin-Williams Co. Add +50.1% 0.03% +0.01
AZO AutoZone Inc. Add +127.5% 0.02% +0.01
IWP iShares Russell Mid-Cap Grow Add +6.8% 0.29% +0.01
GPC Genuine Parts Co. Add +8.2% 1.26% +0.01
DHI D.R. Horton Inc. Add +51.4% 0.02% +0.01
IWS iShares Russell Mid-Cap Valu Add +3.0% 0.28% +0.01
DKS Dick's Sporting Goods Inc. New 0.01% +0.01
CB Chubb Ltd. Add +30.9% 0.04% +0.01
UTF Cohen & Steers Infrastructur Add +1.9% 0.13% +0.01
HPQ HP Inc. Add +6.4% 1.30% +0.01
DHR Danaher Corp. Add +1.8% 0.20% +0.01
EIX Edison International New 0.01% +0.01
WMB Williams Cos Inc. Add +23.8% 0.04% +0.01
O Realty Income Corp. New 0.01% +0.01
FICO Fair Isaac Corp. New 0.01% +0.01
IRM Iron Mountain Inc. New 0.01% +0.01
EMXC iShares MSCI Emr MRK Ex Chna New 0.01% +0.01
CNC Centene Corp. New 0.01% +0.01
RCL Royal Caribbean Cruises Ltd. New 0.01% +0.01
IQV Iqvia Holdings Inc. New 0.01% +0.01
ECL Ecolab Inc. Add +5.1% 0.17% +0.01
AMGN Amgen Inc. Add +19.9% 0.05% +0.01
DE Deere & Co. Add +19.4% 0.04% +0.01
HSY The Hershey Co. Add +78.9% 0.01% +0.01
COST Costco Wholesale Corp. Add +6.1% 0.25% +0.01
VLO Valero Energy Corp. Add +59.9% 0.02% +0.00
NUE Nucor Corp. Add +54.3% 0.02% +0.00
FISV Fiserv Inc. Add +6.6% 0.03% +0.00
DIS The Walt Disney Co. Add +13.3% 0.18% +0.00
EEM iShares MSCI Emerging Market Add +7.3% 0.04% +0.00

Notes & Other Activity Q2 2024 → Q3 2024
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) NOTE 3.625% 6/1 · principal New 5,800,000 $5.9M
SEAGATE HDD CAYMAN (STX 3.5 06/01/28) NOTE 3.500% 6/0 · principal New 3,600,000 $5.2M
TETRA TECH INC (TTEK 2.25 08/15/28) DBCV 2.250% 8/1 · principal New 3,900,000 $5.1M
ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) NOTE 1.750% 8/1 · principal New 5,250,000 $4.8M
VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) NOTE 2.250% 9/1 · principal New 750,000 $686K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 305$3.2BSPY, IVV, SPHY, IJR, GLW
Q1 2026 288$2.9BSPY, IVV, IJR, XOM, COP
Q4 2025 317$2.8BSPY, IVV, IJR, JPM, MRK
Q3 2025 323$2.9BSPY, IVV, IJR, JPM, CAT
Q2 2025 314$2.8BSPY, IVV, IJR, JPM, CAT
Q1 2025 323$2.7BSPY, IVV, UNH, IJR, XOM
Q4 2024 317$2.7BSPY, IVV, IJR, JPM, ABBV
Q3 2024 327$2.9BSPY, IVV, IJR, AVGO, CAT
Q2 2024 328$2.7BSPY, IVV, AVGO, IJR, JPM
Q1 2024 331$2.9BSPY, IVV, LQD, IJR, JPM