Conning Inc.

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed April 29, 2025), Conning Inc. reported 323 stock positions worth $2.7 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 3.2% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.1%) and Unitedhealth (UNH, 1.5%). Compared with Q4 2024, it opened 16 new positions, sold out of 10, added to 96 and reduced 137. The biggest buy was Verizon Communications (VZ, shares +2140%) and the biggest sale Ameriprise Financial (AMP, shares −98%).

Most Recent 13F
Q2 2026
Location
HARTFORD, CT
CIK
0000801051
Portfolio Value
$2.7B (Q1 2025)
SEC Filing
0001085146-25-002409 ↗ filed Apr 29, 2025

Holdings Value

0$1.0B$2.0B$3.0B$4.0B Q1 2024: $2.9B Q1 2024 Q2 2024: $2.7B Q2 2024 Q3 2024: $2.9B Q3 2024 Q4 2024: $2.7B Q4 2024 Q1 2025: $2.7B $2.7B Q1 2025 Q2 2025: $2.8B Q2 2025 Q3 2025: $2.9B Q3 2025 Q4 2025: $2.8B Q4 2025 Q1 2026: $2.9B Q1 2026 Q2 2026: $3.2B Q2 2026

Holdings 323 stocks · $2.7B
SPY SS SPDR S&P 500 ETF Trust-US 3.23% 156,633 $87.6M Add +5.3%
IVV iShares Core S&P 500 ETF 2.11% 101,828 $57.2M Reduce -1.6%
UNH Unitedhealth Group Inc. 1.53% 79,230 $41.5M Add +16.9%
IJR iShares Core S&P Small-Cap E 1.52% 395,038 $41.3M Add +0.3%
XOM Exxon Mobil Corp. 1.52% 346,776 $41.2M Add +1.0%
COP Conocophillips 1.51% 390,631 $41.0M Add +7.5%
CVX Chevron Corp. 1.46% 236,357 $39.5M Reduce -0.1%
JPM JPMorgan Chase & Co. 1.43% 158,343 $38.8M Reduce -8.0%
VZ Verizon Communications Inc. 1.39% 834,889 $37.9M Add +2140.1%
GD General Dynamics Corp. 1.38% 137,531 $37.5M Add +3.5%
ABBV Abbvie Inc. 1.38% 178,333 $37.4M Reduce -19.3%
CMCSA Comcast Corp. Class A 1.37% 1,006,310 $37.1M Add +11.1%
CME Cme Group Inc. 1.37% 139,955 $37.1M Reduce -9.4%
RTX RTX Corp. 1.36% 279,007 $37.0M Reduce -12.7%
KO The Coca-Cola Co. 1.36% 514,967 $36.9M Reduce -15.8%
MDLZ Mondelez International Inc. Class A 1.35% 540,978 $36.7M Reduce -8.9%
PG The Procter & Gamble Co. 1.34% 214,328 $36.5M Reduce -4.9%
MCD McDonald's Corp. 1.34% 116,723 $36.5M Reduce -9.2%
TRV The Travelers Cos Inc. 1.34% 137,857 $36.5M Reduce -4.0%
AFL Aflac Inc. 1.34% 327,443 $36.4M Reduce -6.7%
MBB iShares MBS ETF 1.34% 387,672 $36.4M No change
BMY Bristol-Myers Squibb Co. 1.34% 595,727 $36.3M Reduce -8.3%
EOG EOG Resources Inc. 1.34% 282,928 $36.3M Reduce -0.5%
CAT Caterpillar Inc. 1.33% 109,385 $36.1M Add +11.3%
PAYX Paychex Inc. 1.32% 231,852 $35.8M Reduce -10.9%
CSCO Cisco Systems Inc. 1.31% 578,045 $35.7M Reduce -11.4%
QCOM Qualcomm Inc. 1.31% 232,201 $35.7M Reduce -1.4%
CL Colgate-Palmolive Co. 1.31% 380,561 $35.7M Reduce -2.7%
OMC Omnicom Group 1.31% 429,422 $35.6M Add +19.5%
HD Home Depot Inc. 1.31% 96,801 $35.5M Add +3.3%
VLO Valero Energy Corp. 1.31% 268,564 $35.5M Add +5928.4%
BLK BlackRock Inc. 1.30% 37,436 $35.4M Add +1.9%
KMB Kimberly-Clark Corp. 1.30% 248,464 $35.3M Reduce -8.3%
GILD Gilead Sciences Inc. 1.29% 312,727 $35.0M Reduce -24.7%
PEP Pepsico Inc. 1.29% 233,656 $35.0M Reduce -2.0%
ADP Automatic Data Processing 1.29% 114,488 $35.0M Reduce -8.8%
UNP Union Pacific Corp. 1.28% 147,478 $34.8M Reduce -8.2%
LMT Lockheed Martin Corp. 1.28% 77,605 $34.7M Add +7.3%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 1.27% 411,964 $34.6M Reduce -12.1%
PNC PNC Financial Services Group 1.27% 196,217 $34.5M Add +7.7%
ABT Abbott Laboratories 1.27% 259,591 $34.4M Reduce -19.8%
GLW Corning Inc. 1.26% 750,394 $34.4M Add +2.0%
PFG Principal Financial Group 1.26% 404,953 $34.2M Add +5081.7%
ITW Illinois Tool Works 1.26% 137,686 $34.1M Add +1.0%
MS Morgan Stanley 1.25% 290,429 $33.9M Add +0.0%
BBY Best Buy Co. Inc. 1.23% 454,314 $33.4M Add +12.9%
JNJ Johnson & Johnson 1.23% 201,456 $33.4M Reduce -12.1%
PKG Packaging Corp. of America 1.23% 168,431 $33.4M Add +17.3%
TXN Texas Instruments Inc. 1.23% 185,568 $33.3M Reduce -4.4%
GPC Genuine Parts Co. 1.22% 278,749 $33.2M Reduce -3.3%
HPQ HP Inc. 1.20% 1,173,130 $32.5M Add +16.0%
CMI Cummins Inc. 1.17% 101,694 $31.9M Add +2.0%
ADI Analog Devices Inc. 1.16% 156,768 $31.6M Reduce -8.7%
SBUX Starbucks Corp. 1.14% 315,638 $31.0M Reduce -15.0%
PM Philip Morris International 1.06% 181,582 $28.8M Reduce -18.5%
SRLN SS Blackstone Sr Loan ETF 0.97% 641,275 $26.4M No change
EFA iShares MSCI Eafe ETF 0.97% 322,459 $26.4M Add +6.2%
AAPL Apple Inc. 0.90% 110,419 $24.5M Reduce -4.5%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.87% 217,697 $23.7M No change
NVDA Nvidia Corp. 0.81% 203,967 $22.1M Reduce -0.0%
MDY State Street SPDR S&P Midcap 0.79% 40,185 $21.4M No change
MSFT Microsoft Corp. 0.78% 56,701 $21.3M Reduce -2.6%
VOO Vanguard S&P 500 ETF 0.75% 39,435 $20.3M Reduce -0.9%
IJH iShares Core S&P Midcap ETF 0.71% 330,740 $19.3M No change
SCHG Schwab US Large-Cap Growth 0.64% 696,517 $17.4M Add +25.6%
VTI VG Morningstar TS MKT ETF-US 0.50% 49,266 $13.5M No change
BAB Invesco Taxable Municipal Bo 0.48% 490,000 $13.1M Add +4.3%
GVI iShares Intermediate Governm 0.46% 117,107 $12.4M New
PFF iShares Preferred & Income S 0.44% 390,500 $12.0M No change
META Meta Platforms Inc. Class A 0.41% 19,215 $11.1M Reduce -10.7%
PFFD Global X US Preferred ETF 0.41% 580,200 $11.0M No change
AMZN Amazon.com Inc. 0.41% 58,057 $11.0M Add +1.2%
IWM iShares Russell 2000 ETF 0.37% 50,939 $10.2M Reduce -21.6%
IEFA iShares Core MSCI Eafe ETF 0.33% 118,845 $9.0M No change
GOOGL Alphabet Inc. Class A 0.33% 57,922 $9.0M Reduce -9.4%
IWF iShares Russell 1000 Growth 0.32% 24,087 $8.7M No change
V Visa Inc. Class A 0.30% 23,019 $8.1M Reduce -13.2%
LLY Eli Lilly & Co. 0.29% 9,396 $7.8M Reduce -11.5%
IWS iShares Russell Mid-Cap Valu 0.28% 60,379 $7.6M Reduce -0.8%
IWP iShares Russell Mid-Cap Grow 0.28% 63,734 $7.5M Reduce -9.7%
IEMG iShares Core MSCI Emerging 0.27% 137,998 $7.4M No change
MA Mastercard Inc. Class A 0.26% 12,872 $7.1M Reduce -12.8%
HEDJ Wisdomtree Europe Hedged Equ 0.25% 144,030 $6.8M No change
SCHV Schwab US Large-Cap Value 0.25% 253,673 $6.7M Add +17.6%
IWR iShares Russell Mid-Cap ETF 0.25% 79,001 $6.7M Reduce -44.8%
BRK.B Berkshire Hathaway Inc. Class B 0.23% 11,783 $6.3M Reduce -0.4%
COST Costco Wholesale Corp. 0.22% 6,435 $6.1M Reduce -17.7%
WMT Walmart Inc. 0.22% 67,602 $5.9M Reduce -7.2%
INTU Intuit Inc. 0.20% 8,820 $5.4M Reduce -7.6%
IGIB iShares 5-10Y Inv Grade Corp. 0.19% 100,754 $5.3M New
AVGO Broadcom Inc. 0.19% 30,616 $5.1M Reduce -15.7%
TMO Thermo Fisher Scientific Inc. 0.19% 10,285 $5.1M Reduce -11.2%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.18% 41,265 $5.0M Reduce -9.3%
CRM Salesforce Inc. 0.18% 18,246 $4.9M Add +5.7%
AMAT Applied Materials Inc. 0.18% 33,054 $4.8M Add +0.8%
ICE Intercontinental Exchange Inc. 0.17% 27,559 $4.8M Reduce -18.3%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.17% 58,395 $4.6M No change
PGR Progressive Corp. 0.17% 16,247 $4.6M Reduce -20.9%
KLAC KLA Corp. 0.17% 6,616 $4.5M Reduce -17.5%
TSLA Tesla Inc. 0.16% 17,226 $4.5M Add +1.0%
NWE Northwestern Energy Group Inc. 0.16% 77,076 $4.5M No change
LRCX Lam Research Corp. 0.16% 60,613 $4.4M Reduce -10.9%
DHR Danaher Corp. 0.16% 21,400 $4.4M Reduce -11.8%
SCHW Schwab (charles) Corp. 0.16% 55,647 $4.4M Reduce -16.1%
MRSH Marsh & McLennan Cos 0.16% 17,833 $4.4M Reduce -14.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.16% 43,598 $4.3M Reduce -6.7%
BKNG Booking Holdings Inc. 0.16% 930 $4.3M Reduce -7.8%
ECL Ecolab Inc. 0.16% 16,842 $4.3M Reduce -18.1%
GOOG Alphabet Inc. Class C 0.16% 27,230 $4.3M Add +1.4%
IVW iShares S&P 500 Growth ETF 0.15% 44,404 $4.1M No change
WM Waste Management Inc. 0.15% 17,405 $4.0M Reduce -14.9%
VNQ Vanguard Real Estate ETF 0.14% 40,944 $3.7M Reduce -12.6%
MET Metlife Inc. 0.13% 43,089 $3.5M Reduce -0.2%
NKE Nike Inc. Class B 0.12% 53,199 $3.4M Reduce -21.4%
ZIFF DAVIS INC (ZD 1.75 11/01/26) 0.12% 3,600,000 $3.4M No change
VEA Vanguard Ftse Developed ETF 0.12% 65,275 $3.3M No change
MRK Merck & Co. Inc. 0.12% 35,126 $3.2M Add +0.0%
UTF Cohen & Steers Infrastructur 0.11% 120,481 $3.1M Add +1.9%
EEM iShares MSCI Emerging Market 0.11% 68,083 $3.0M Add +205.5%
SPLB SS SPDR P Long Term C ETF 0.10% 124,080 $2.8M No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.10% 10,535 $2.7M No change
NFLX Netflix Inc. 0.09% 2,731 $2.5M Add +1.7%
EVRG Evergy Inc. 0.09% 34,049 $2.3M No change
IEI iShares 3-7 Year Treasury Bo 0.08% 19,236 $2.3M New
VB Vanguard Most SM-Cap ETF-Usd 0.07% 9,084 $2.0M No change
WFC Wells Fargo & Co. 0.07% 26,903 $1.9M Reduce -3.6%
D Dominion Energy Inc. 0.07% 33,365 $1.9M No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.07% 44,731 $1.9M Add +7.9%
PFE Pfizer Inc. 0.07% 70,466 $1.8M Reduce -0.5%
VMBS Vanguard Mortgage-Backed Sec 0.06% 36,000 $1.7M New
T AT&T Inc. 0.06% 57,688 $1.6M Add +38.5%
AXP American Express Co. 0.06% 5,759 $1.5M Add +36.5%
ORCL Oracle Corp. 0.06% 10,768 $1.5M Reduce -3.2%
ANGL Vaneck Fallen Angel High YLD 0.05% 50,706 $1.5M No change
LIN Linde PLC 0.05% 2,980 $1.4M Reduce -1.5%
WEC WEC Energy Group Inc. 0.05% 12,637 $1.4M Add +1.0%
ISRG Intuitive Surgical Inc. 0.05% 2,698 $1.3M Reduce -25.6%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.05% 5,343 $1.3M Add +6.0%
GE General Electric filed as GE AEROSPACE 0.05% 6,508 $1.3M Add +8.0%
AMGN Amgen Inc. 0.05% 4,111 $1.3M Reduce -16.8%
ADBE Adobe Inc. 0.05% 3,308 $1.3M Reduce -17.4%
ACN Accenture PLC Class A 0.05% 4,027 $1.3M Reduce -0.4%
GS Goldman Sachs Group Inc. 0.04% 2,206 $1.2M Reduce -0.5%
IVE iShares S&P 500 Value ETF 0.04% 6,272 $1.2M No change
OKE Oneok Inc. 0.04% 11,764 $1.2M Add +1.8%
MDT Medtronic PLC 0.04% 12,739 $1.1M Reduce -1.7%
FISV Fiserv Inc. 0.04% 4,768 $1.1M Reduce -12.5%
C Citigroup Inc. 0.04% 14,793 $1.1M Reduce -0.6%
AMD Advanced Micro Devices 0.04% 10,174 $1.0M Add +0.1%
HON Honeywell International Inc. 0.04% 4,842 $1.0M Add +0.3%
SPGI S&P Global Inc. 0.04% 1,992 $1.0M Reduce -25.7%
NEE Nextera Energy Inc. 0.04% 14,089 $999K Add +1.1%
NOW ServiceNow Inc. 0.04% 1,252 $997K Add +1.1%
LOW Lowe's Cos Inc. 0.04% 4,273 $997K Reduce -1.1%
SYK Stryker Corp. 0.04% 2,551 $950K Add +1.2%
BSX Boston Scientific Corp. 0.03% 9,384 $947K Add +0.1%
CB Chubb Ltd. 0.03% 3,125 $944K Reduce -24.2%
PLTR Palantir Technologies Inc. Class A 0.03% 10,873 $918K Add +22.2%
WMB Williams Cos Inc. 0.03% 14,938 $893K Reduce -46.6%
VCLT Vanguard Long-Term Corp. Bond 0.03% 11,380 $864K No change
UBER Uber Technologies Inc. 0.03% 11,536 $841K Add +9.7%
PSA Public Storage 0.03% 2,778 $831K Reduce -7.5%
ADM Archer-Daniels-Midland Co. 0.03% 16,821 $808K Reduce -0.4%
MMM 3M Co. 0.03% 5,412 $795K Add +52.7%
BA The Boeing Co. 0.03% 4,608 $786K Add +17.9%
DE Deere & Co. 0.03% 1,660 $779K Reduce -22.7%
VRTX Vertex Pharmaceuticals Inc. 0.03% 1,586 $769K Add +12.2%
VMRK Vivmark Residential filed as EQUITY RESIDENTIAL 0.03% 10,307 $738K Reduce -5.1%
AMT American Tower Corp. 0.03% 3,199 $696K No change
LNC Lincoln National Corp. 0.03% 19,329 $694K New
TMUS T-Mobile US Inc. 0.03% 2,546 $679K Add +9.8%
SO The Southern Co. 0.02% 7,233 $665K Add +2.0%
AON Aon PLC Class A 0.02% 1,648 $658K Add +2.0%
CI The Cigna Group 0.02% 1,951 $642K Reduce -4.2%
MU Micron Technology Inc. 0.02% 7,311 $635K Add +1.5%
ORLY O'reilly Automotive Inc. 0.02% 441 $632K Reduce -3.7%
MO Altria Group Inc. 0.02% 10,297 $618K Add +9.0%
ETN Eaton Corp. PLC 0.02% 2,239 $609K Reduce -55.7%
APH Amphenol Corp. Class A 0.02% 9,091 $596K Add +1.8%
PLD Prologis Inc. 0.02% 5,285 $591K Add +1.6%
ELV Elevance Health Inc. 0.02% 1,355 $589K Reduce -3.3%
ET Energy Transfer LP 0.02% 31,667 $589K No change
AMP Ameriprise Financial Inc. 0.02% 1,214 $588K Reduce -98.2%
TT Trane Technologies PLC 0.02% 1,741 $587K No change
EFV iShares MSCI Eafe Value ETF 0.02% 9,932 $585K No change
KMI Kinder Morgan Inc. 0.02% 19,922 $568K Add +27.4%
CNQ Canadian Natural Resources 0.02% 18,383 $566K Add +26.0%
CVS CVS Health Corp. 0.02% 8,254 $559K No change
PANW Palo Alto Networks Inc. 0.02% 3,175 $542K Add +12.1%
MCK McKesson Corp. 0.02% 799 $538K Reduce -4.0%
SHW The Sherwin-Williams Co. 0.02% 1,539 $537K Reduce -36.2%
GEV GE Vernova Inc. 0.02% 1,750 $534K Add +10.8%
NOC Northrop Grumman Corp. 0.02% 1,033 $529K Reduce -3.5%
ANET Arista Networks Inc. 0.02% 6,825 $529K Add +17.9%
INTC Intel Corp. 0.02% 23,218 $527K Add +2.5%
WELL Welltower Inc. 0.02% 3,428 $525K Add +4.6%
EFG iShares MSCI Eafe Growth ETF 0.02% 5,226 $523K No change
PRU Prudential Financial Inc. 0.02% 4,663 $521K Add +70.8%
MCO Moody's Corp. 0.02% 1,106 $515K No change
IJT iShares S&P Small-Cap 600 GR 0.02% 4,009 $499K No change
ZTS Zoetis Inc. 0.02% 3,029 $499K No change
BX Blackstone Inc. 0.02% 3,544 $495K Add +9.1%
IJS iShares S&P Small-Cap 600 Va 0.02% 5,041 $491K No change
DUK Duke Energy Corp. 0.02% 4,027 $491K No change
CTAS Cintas Corp. 0.02% 2,346 $482K Reduce -17.6%
PH Parker Hannifin Corp. 0.02% 785 $477K No change
CRH CRH PLC 0.02% 5,410 $476K Reduce -23.8%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.02% 1,376 $475K Add +5.1%
TDG Transdigm Group Inc. 0.02% 342 $473K No change
EMR Emerson Electric Co. 0.02% 4,278 $469K No change
PYPL PayPal Holdings Inc. 0.02% 7,173 $468K Reduce -1.3%
TGT Target Corp. 0.02% 4,483 $468K Reduce -56.8%
CMG Chipotle Mexican Grill Inc. 0.02% 9,312 $468K No change
PSX Phillips 66 0.02% 3,745 $462K Reduce -2.4%
CSX CSX Corp. 0.02% 15,601 $459K Reduce -3.5%
APD Air Products & Chemicals Inc. 0.02% 1,534 $452K No change
EQIX Equinix Inc. 0.02% 553 $451K Add +0.6%
CDNS Cadence Design SYS Inc. 0.02% 1,764 $449K Add +24.1%
CMS CMS Energy Corp. 0.02% 5,969 $448K No change
BDX Becton Dickinson and Co. 0.02% 1,929 $442K No change
DHI D.R. Horton Inc. 0.02% 3,452 $439K Reduce -23.9%
ROP Roper Technologies Inc. 0.02% 739 $436K Reduce -2.6%
COF Capital One Financial Corp. 0.02% 2,385 $428K Reduce -1.8%
HCA HCA Healthcare Inc. 0.02% 1,231 $425K Reduce -3.0%
NSC Norfolk Southern Corp. 0.02% 1,794 $425K Reduce -1.7%
CEG Constellation Energy 0.02% 2,098 $423K No change
UPS United Parcel Service Class B 0.02% 3,839 $422K Reduce -0.3%
AEP American Electric Power 0.02% 3,864 $422K No change
URI United Rentals Inc. 0.02% 657 $412K Reduce -48.1%
USB US Bancorp 0.02% 9,694 $409K Reduce -2.1%
TFC Truist Financial Corp. 0.01% 9,892 $407K Add +55.5%
CRWD CrowdStrike Holdings Inc. Class A 0.01% 1,136 $401K Add +16.8%
KKR KKR & Co. Inc. 0.01% 3,361 $389K Add +40.8%
MPC Marathon Petroleum Corp. 0.01% 2,662 $388K Reduce -14.6%
FTNT Fortinet Inc. 0.01% 3,916 $377K No change
MSI Motorola Solutions Inc. 0.01% 856 $375K Add +33.3%
PCAR Paccar Inc. 0.01% 3,842 $374K No change
ALL Allstate Corp. 0.01% 1,800 $373K Reduce -2.3%
JFR Nuveen Floating Rate Income 0.01% 43,050 $365K No change
EPD Enterprise Products Partners 0.01% 10,640 $363K No change
SPG Simon Property Group Inc. 0.01% 2,171 $361K Reduce -0.8%
ADSK Autodesk Inc. 0.01% 1,366 $358K No change
AIG American International Group 0.01% 4,046 $352K Reduce -3.6%
YUM Yum! Brands Inc. 0.01% 2,230 $351K No change
JCI Johnson Controls Internation 0.01% 4,376 $351K Reduce -0.7%
SNPS Synopsys Inc. 0.01% 816 $350K No change
REGN Regeneron Pharmaceuticals 0.01% 548 $348K Reduce -0.5%
KR Kroger Co. 0.01% 5,110 $346K Reduce -2.5%
MNST Monster Beverage Corp. 0.01% 5,853 $343K Add +3.9%
RSG Republic Services Inc. 0.01% 1,412 $342K No change
FCX Freeport-McMoran Inc. 0.01% 8,995 $341K No change
EQT Eqt Corp. 0.01% 6,368 $340K Reduce -1.2%
COR Cencora Inc. 0.01% 1,189 $331K No change
AZO AutoZone Inc. 0.01% 86 $328K Reduce -60.9%
ROST Ross Stores Inc. 0.01% 2,559 $327K No change
MAR Marriott International Class A 0.01% 1,326 $316K Reduce -2.1%
HLT Hilton Worldwide Holdings Inc. 0.01% 1,387 $316K Add +36.1%
FAST Fastenal Co. 0.01% 4,033 $313K No change
FDX FedEx Corp. 0.01% 1,278 $312K Reduce -23.7%
XEL Xcel Energy Inc. 0.01% 4,400 $311K Add +4.1%
CARR Carrier Global Corp. 0.01% 4,901 $311K No change
HES Hess Corp. 0.01% 1,937 $309K Reduce -2.9%
RCL Royal Caribbean Cruises Ltd. 0.01% 1,467 $301K Add +5.5%
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.01% 305 $301K No change
PEG Public Service Enterprise GP 0.01% 3,639 $299K No change
CHTR Charter Communications Inc. Class A 0.01% 809 $298K Reduce -2.8%
GM General Motors Co. 0.01% 6,327 $298K Reduce -3.2%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.01% 7,034 $294K Add +9.6%
CBRE CBRE Group Inc. Class A 0.01% 2,238 $293K Add +1.5%
NUE Nucor Corp. 0.01% 2,345 $282K Reduce -34.6%
SRE Sempra 0.01% 3,924 $280K No change
TEL Te Connectivity PLC 0.01% 1,963 $277K Reduce -3.5%
CTSH Cognizant Tech Solutions-A 0.01% 3,547 $271K Add +4.4%
HSY The Hershey Co. 0.01% 1,569 $268K Reduce -36.3%
HTD John Hancock Tax Adv DVD Inc. filed as HANCOCK JOHN TAX-ADVANTAGED 0.01% 11,150 $267K No change
NEM Newmont Corp. 0.01% 5,493 $265K Add +0.6%
DFS Discover Financial Services 0.01% 1,540 $263K Add +18.0%
SYY Sysco Corp. 0.01% 3,472 $261K Reduce -3.9%
MSCI MSCI Inc. 0.01% 459 $260K No change
HWM Howmet Aerospace Inc. 0.01% 1,981 $257K New
EBAY eBay Inc. 0.01% 3,771 $255K Add +1.6%
PWR Quanta Services Inc. 0.01% 1,003 $255K No change
LHX L3HARRIS Technologies Inc. 0.01% 1,214 $254K No change
EA Electronic Arts Inc. 0.01% 1,749 $253K Add +4.7%
GIS General Mills Inc. 0.01% 4,212 $252K Add +4.6%
FIS Fidelity National Info Serv 0.01% 3,351 $250K No change
TSCO Tractor Supply Company 0.01% 4,540 $250K No change
ETR Entergy Corp. 0.01% 2,888 $247K No change
ROK Rockwell Automation Inc. 0.01% 941 $243K Add +4.4%
APO Apollo Global Management Inc. 0.01% 1,770 $242K New
ABNB Airbnb Inc. Class A 0.01% 2,023 $242K Add +6.4%
DOW Dow Inc. 0.01% 6,897 $241K Reduce -99.2%
EW Edwards Lifesciences Corp. 0.01% 3,292 $239K Reduce -25.9%
OXY Occidental Petroleum Corp. 0.01% 4,815 $238K Reduce -3.5%
AME Ametek Inc. 0.01% 1,380 $238K No change
A Agilent Technologies Inc. 0.01% 2,017 $236K Add +4.3%
NXPI NXP Semiconductors NV 0.01% 1,234 $235K Reduce -5.3%
NTAP Netapp Inc. 0.01% 2,569 $226K Reduce -62.4%
VST Vistra Corp. 0.01% 1,921 $226K Add +7.9%
ODFL Old Dominion Freight Line 0.01% 1,357 $225K No change
XEVVX Eaton Vance Ltd. Durat Inc. 0.01% 22,455 $224K No change
FICO Fair Isaac Corp. 0.01% 121 $223K Add +9.0%
CPRT Copart Inc. 0.01% 3,942 $223K No change
CCI Crown Castle Inc. 0.01% 2,139 $223K New
GEHC GE Healthcare Technology 0.01% 2,708 $219K New
TRGP Targa Resources Corp. 0.01% 1,089 $218K Reduce -10.3%
OTIS Otis Worldwide Corp. 0.01% 2,088 $215K New
CTVA Corteva Inc. 0.01% 3,407 $214K Reduce -7.1%
VMC Vulcan Materials Co. 0.01% 913 $213K No change
CAH Cardinal Health Inc. 0.01% 1,537 $212K New
FITB Fifth Third Bancorp 0.01% 5,300 $208K Reduce -2.1%
PPG PPG Industries Inc. 0.01% 1,881 $206K Add +5.5%
HUM Humana Inc. 0.01% 776 $205K Reduce -15.2%
NDAQ Nasdaq Inc. 0.01% 2,679 $203K New
FANG Diamondback Energy Inc. 0.01% 1,260 $201K Reduce -2.3%
HIG Hartford Insurance Group Inc. 0.01% 1,621 $201K New
EFX Equifax Inc. 0.01% 823 $200K No change
F Ford Motor Co. filed as FORD MTR CO 0.01% 18,021 $181K Reduce -5.5%
PCG P G & E Corp. 0.01% 10,368 $178K New
WBD Warner Bros Discovery Inc. 0.01% 14,919 $160K Add +15.7%
VTRS Viatris Inc. 0.00% 10,229 $89K Reduce -2.3%
LUMN Lumen Technologies Inc. 0.00% 10,050 $39K New
SILO Silo Pharma Inc. 0.00% 20,000 $23K New
Other holdings (28): bonds, preferreds, convertibles and warrants · $141.7M (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 6,235$7.7MNo change
AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) NOTE 0.375% 9/0 · principal 7,520,000$7.3MNew
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 6,065$7.2MNo change
PARSONS CORP (PSN 2.625 03/01/29) NOTE 2.625% 3/0 · principal 6,550,000$6.5MNew
SOUTHERN CO (SO 3.875 12/15/25) NOTE 3.875%12/1 · principal 5,735,000$6.4MNo change
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal 6,435,000$6.3MNo change
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal 6,300,000$6.2MNo change
DUKE ENERGY CORP (DUK 4.125 04/15/26) NOTE 4.125% 4/1 · principal 5,715,000$6.2MReduce -1.7%
ALLIANT ENERGY CORP (LNT 3.875 03/15/26) NOTE 3.875% 3/1 · principal 5,650,000$6.1MNo change
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) NOTE 3.625% 6/1 · principal 5,800,000$5.9MNo change
TETRA TECH INC (TTEK 2.25 08/15/28) DBCV 2.250% 8/1 · principal 5,600,000$5.8MAdd +43.6%
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal 5,200,000$5.5MNo change
NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) NOTE 3.000% 3/0 · principal 4,600,000$5.3MNew
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal 5,200,000$5.2MNo change
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) NOTE 0.750% 5/0 · principal 1,950,000$4.8MNo change
VENTAS REALTY LP (VTR 3.75 06/01/26) NOTE 3.750% 6/0 · principal 3,690,000$4.8MNo change
ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) NOTE 1.750% 8/1 · principal 5,250,000$4.7MNo change
JBT MAREL CORP (JBTM 0.25 05/15/26) NOTE 0.250% 5/1 · principal 4,675,000$4.6MNo change
GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) NOTE 1.500% 3/0 · principal 4,875,000$4.6MNew
PG&E CORP (PCG 4.25 12/01/27) NOTE 4.250%12/0 · principal 4,200,000$4.5MNo change
SEAGATE HDD CAYMAN (STX 3.5 06/01/28) NOTE 3.500% 6/0 · principal 3,600,000$4.3MNo change
STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) NOTE 6.750% 7/1 · principal 3,600,000$3.8MNo change
ENPHASE ENERGY INC (ENPH 0 03/01/26) NOTE 3/0 · principal 3,900,000$3.7MNo change
ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) NOTE 7.500% 8/0 · principal 3,600,000$3.6MNo change
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 4,170,000$3.6MNo change
VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) NOTE 2.250% 6/1 · principal 3,450,000$3.4MNo change
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) NOTE 0.500%12/1 · principal 3,000,000$3.1MNo change
VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) NOTE 2.250% 9/1 · principal 750,000$663KNo change

Total filed on the 13F, all lines: $2.9B.

Portfolio Sells Q4 2024 → Q1 2025
AMP Ameriprise Financial Inc. Reduce -98.2% 0.02% −1.27
DOW Dow Inc. Reduce -99.2% 0.01% −1.24
IWR iShares Russell Mid-Cap ETF Reduce -44.8% 0.25% −0.22
NVDA Nvidia Corp. Reduce -0.0% 0.81% −0.19
ADI Analog Devices Inc. Reduce -8.7% 1.16% −0.18
AAPL Apple Inc. Reduce -4.5% 0.90% −0.16
IWM iShares Russell 2000 ETF Reduce -21.6% 0.37% −0.15
IVV iShares Core S&P 500 ETF Reduce -1.6% 2.11% −0.13
AVGO Broadcom Inc. Reduce -15.7% 0.19% −0.12
GILD Gilead Sciences Inc. Reduce -24.7% 1.29% −0.12
MSFT Microsoft Corp. Reduce -2.6% 0.78% −0.12
GOOGL Alphabet Inc. Class A Reduce -9.4% 0.33% −0.12
TXN Texas Instruments Inc. Reduce -4.4% 1.23% −0.11
CSCO Cisco Systems Inc. Reduce -11.4% 1.31% −0.11
SBUX Starbucks Corp. Reduce -15.0% 1.14% −0.11
JPM JPMorgan Chase & Co. Reduce -8.0% 1.43% −0.09
ABT Abbott Laboratories Reduce -19.8% 1.27% −0.08
ABBV Abbvie Inc. Reduce -19.3% 1.38% −0.07
NKE Nike Inc. Class B Reduce -21.4% 0.12% −0.06
UNP Union Pacific Corp. Reduce -8.2% 1.28% −0.06
ADP Automatic Data Processing Reduce -8.8% 1.29% −0.06
META Meta Platforms Inc. Class A Reduce -10.7% 0.41% −0.06
IWP iShares Russell Mid-Cap Grow Reduce -9.7% 0.28% −0.05
BNY Bank of New York Mellon Corp. Reduce -12.1% 1.27% −0.05
PG The Procter & Gamble Co. Reduce -4.9% 1.34% −0.04
DHR Danaher Corp. Reduce -11.8% 0.16% −0.04
PEP Pepsico Inc. Reduce -2.0% 1.29% −0.04
VOO Vanguard S&P 500 ETF Reduce -0.9% 0.75% −0.04
KO The Coca-Cola Co. Reduce -15.8% 1.36% −0.04
COST Costco Wholesale Corp. Reduce -17.7% 0.22% −0.04
ETN Eaton Corp. PLC Reduce -55.7% 0.02% −0.04
TGT Target Corp. Reduce -56.8% 0.02% −0.03
TMO Thermo Fisher Scientific Inc. Reduce -11.2% 0.19% −0.03
DIS The Walt Disney Co. Reduce -6.7% 0.16% −0.03
MCD McDonald's Corp. Reduce -9.2% 1.34% −0.03
BKNG Booking Holdings Inc. Reduce -7.8% 0.16% −0.03
MA Mastercard Inc. Class A Reduce -12.8% 0.26% −0.03
PAYX Paychex Inc. Reduce -10.9% 1.32% −0.02
WMT Walmart Inc. Reduce -7.2% 0.22% −0.02
WMB Williams Cos Inc. Reduce -46.6% 0.03% −0.02
INTU Intuit Inc. Reduce -7.6% 0.20% −0.02
NTAP Netapp Inc. Reduce -62.4% 0.01% −0.02
ISRG Intuitive Surgical Inc. Reduce -25.6% 0.05% −0.02
KLAC KLA Corp. Reduce -17.5% 0.17% −0.02
SCHW Schwab (charles) Corp. Reduce -16.1% 0.16% −0.02
ECL Ecolab Inc. Reduce -18.1% 0.16% −0.02
DKS Dick's Sporting Goods Inc. Sold out 0.00% −0.02
ADBE Adobe Inc. Reduce -17.4% 0.05% −0.02
LRCX Lam Research Corp. Reduce -10.9% 0.16% −0.02
URI United Rentals Inc. Reduce -48.1% 0.02% −0.02

Portfolio Buys Q4 2024 → Q1 2025
VZ Verizon Communications Inc. Add +2140.1% 1.39% +1.34
VLO Valero Energy Corp. Add +5928.4% 1.31% +1.29
PFG Principal Financial Group Add +5081.7% 1.26% +1.24
GVI iShares Intermediate Governm New 0.46% +0.46
UNH Unitedhealth Group Inc. Add +16.9% 1.53% +0.27
IGIB iShares 5-10Y Inv Grade Corp. New 0.19% +0.19
COP Conocophillips Add +7.5% 1.51% +0.19
OMC Omnicom Group Add +19.5% 1.31% +0.17
XOM Exxon Mobil Corp. Add +1.0% 1.52% +0.16
EFA iShares MSCI Eafe ETF Add +6.2% 0.97% +0.13
CMCSA Comcast Corp. Class A Add +11.1% 1.37% +0.12
GD General Dynamics Corp. Add +3.5% 1.38% +0.09
IEI iShares 3-7 Year Treasury Bo New 0.08% +0.08
EEM iShares MSCI Emerging Market Add +205.5% 0.11% +0.08
SCHG Schwab US Large-Cap Growth Add +25.6% 0.64% +0.07
VMBS Vanguard Mortgage-Backed Sec New 0.06% +0.06
SCHV Schwab US Large-Cap Value Add +17.6% 0.25% +0.04
PKG Packaging Corp. of America Add +17.3% 1.23% +0.04
BAB Invesco Taxable Municipal Bo Add +4.3% 0.48% +0.03
LNC Lincoln National Corp. New 0.03% +0.03
T AT&T Inc. Add +38.5% 0.06% +0.03
SPY SS SPDR S&P 500 ETF Trust-US Add +5.3% 3.23% +0.02
CAT Caterpillar Inc. Add +11.3% 1.33% +0.02
MMM 3M Co. Add +52.7% 0.03% +0.01
AXP American Express Co. Add +36.5% 0.06% +0.01
GE General Electric Add +8.0% 0.05% +0.01
HWM Howmet Aerospace Inc. New 0.01% +0.01
PLTR Palantir Technologies Inc. Class A Add +22.2% 0.03% +0.01
APO Apollo Global Management Inc. New 0.01% +0.01
UTF Cohen & Steers Infrastructur Add +1.9% 0.11% +0.01
CCI Crown Castle Inc. New 0.01% +0.01
IBM Intl Business Machines Corp. Add +6.0% 0.05% +0.01
GEHC GE Healthcare Technology New 0.01% +0.01
OTIS Otis Worldwide Corp. New 0.01% +0.01
CAH Cardinal Health Inc. New 0.01% +0.01
UBER Uber Technologies Inc. Add +9.7% 0.03% +0.01
NDAQ Nasdaq Inc. New 0.01% +0.01
HIG Hartford Insurance Group Inc. New 0.01% +0.01
VRTX Vertex Pharmaceuticals Inc. Add +12.2% 0.03% +0.01
WEC WEC Energy Group Inc. Add +1.0% 0.05% +0.01
PRU Prudential Financial Inc. Add +70.8% 0.02% +0.01
PCG P G & E Corp. New 0.01% +0.01
TMUS T-Mobile US Inc. Add +9.8% 0.03% +0.01
NFLX Netflix Inc. Add +1.7% 0.09% +0.01
KMI Kinder Morgan Inc. Add +27.4% 0.02% +0.01
TFC Truist Financial Corp. Add +55.5% 0.01% +0.00
MO Altria Group Inc. Add +9.0% 0.02% +0.00
CNQ Canadian Natural Resources Add +26.0% 0.02% +0.00
WELL Welltower Inc. Add +4.6% 0.02% +0.00
BSX Boston Scientific Corp. Add +0.1% 0.03% +0.00

Notes & Other Activity Q4 2024 → Q1 2025
AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) NOTE 0.125% 5/0 · principal Sold out 7,300,000 $7.7Mbefore exit
AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) NOTE 0.375% 9/0 · principal New 7,520,000 $7.3M
PARSONS CORP (PSN 2.625 03/01/29) NOTE 2.625% 3/0 · principal New 6,550,000 $6.5M
DUKE ENERGY CORP (DUK 4.125 04/15/26) NOTE 4.125% 4/1 · principal Reduce -1.7% 5,715,000 $6.2M
TETRA TECH INC (TTEK 2.25 08/15/28) DBCV 2.250% 8/1 · principal Add +43.6% 5,600,000 $5.8M
EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) NOTE 0.750% 3/1 · principal Sold out 5,700,000 $5.6Mbefore exit
NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) NOTE 3.000% 3/0 · principal New 4,600,000 $5.3M
GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) NOTE 1.500% 3/0 · principal New 4,875,000 $4.6M
BLOCK INC (XYZ 0.125 03/01/25) NOTE 0.125% 3/0 · principal Sold out 3,600,000 $3.5Mbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 305$3.2BSPY, IVV, SPHY, IJR, GLW
Q1 2026 288$2.9BSPY, IVV, IJR, XOM, COP
Q4 2025 317$2.8BSPY, IVV, IJR, JPM, MRK
Q3 2025 323$2.9BSPY, IVV, IJR, JPM, CAT
Q2 2025 314$2.8BSPY, IVV, IJR, JPM, CAT
Q1 2025 323$2.7BSPY, IVV, UNH, IJR, XOM
Q4 2024 317$2.7BSPY, IVV, IJR, JPM, ABBV
Q3 2024 327$2.9BSPY, IVV, IJR, AVGO, CAT
Q2 2024 328$2.7BSPY, IVV, AVGO, IJR, JPM
Q1 2024 331$2.9BSPY, IVV, LQD, IJR, JPM