Cwm, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 5, 2024), Cwm, LLC reported 4,743 stock positions worth $20.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 6.7% of the portfolio, followed by Ishr CR Unvrse Usd BD ETF-Ui (IUSB, 4.4%) and iShares MSCI USA Quality Fac (QUAL, 3.3%). Compared with Q4 2023, it opened 524 new positions, sold out of 132, added to 2,381 and reduced 1,271. The biggest buy was a new position in Ishrs US E F R A ETF-Usd (DYNF) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −21%).
- Most Recent 13F
- Q1 2026
- Location
- OMAHA, NE
- CIK
- 0001535847
- Portfolio Value
- $20.6B (Q1 2024)
- SEC Filing
- 0001580642-24-002001 ↗ filed Apr 5, 2024
Holdings Value
Holdings 4,743 stocks · $20.6B
| IVV iShares Core S&P 500 ETF | 6.69% | 2,615,013 | $1.4B | Reduce -21.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 4.44% | 20,004,086 | $912.0M | Add +22.2% |
| QUAL iShares MSCI USA Quality Fac | 3.32% | 4,153,846 | $682.7M | Reduce -4.4% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.95% | 6,508,814 | $400.5M | Add +9.9% |
| IVW iShares S&P 500 Growth ETF | 1.82% | 4,419,212 | $373.2M | Add +57.0% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.73% | 9,915,606 | $355.4M | Add +9.8% |
| MSFT Microsoft Corp. | 1.67% | 818,261 | $344.3M | Add +6.2% |
| AAPL Apple Inc. | 1.63% | 1,954,296 | $335.1M | Add +3.3% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.62% | 7,510,306 | $333.5M | New |
| SPAB SS SPDR P Agg Bond ETF | 1.50% | 12,200,401 | $308.4M | Add +17.1% |
| IVE iShares S&P 500 Value ETF | 1.36% | 1,496,348 | $279.5M | Add +228.4% |
| EFV iShares MSCI Eafe Value ETF | 1.33% | 5,010,391 | $272.6M | Add +19.1% |
| BOND PIMCO Active Bond Exchange-T | 1.32% | 2,955,805 | $271.5M | Add +12.4% |
| QQQ Invesco QQQ Trust Series 1 | 1.27% | 590,049 | $262.0M | Add +1.9% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 1.25% | 4,805,380 | $256.3M | Add +10.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 1.20% | 4,920,831 | $246.5M | Add +13.3% |
| MBB iShares MBS ETF | 1.04% | 2,321,736 | $214.6M | Reduce -0.3% |
| AMZN Amazon.com Inc. | 1.03% | 1,174,789 | $211.9M | Reduce -2.2% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 1.02% | 3,279,224 | $210.4M | Add +11.7% |
| MINT PIMCO Enhanced Short Maturit | 0.94% | 1,925,635 | $193.6M | Reduce -7.1% |
| NVDA Nvidia Corp. | 0.93% | 211,720 | $191.3M | Add +9.2% |
| EFG iShares MSCI Eafe Growth ETF | 0.91% | 1,793,353 | $186.1M | Add +70.1% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.86% | 2,428,034 | $177.6M | Add +44.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.84% | 1,889,274 | $173.4M | Reduce -8.8% |
| BILS SS Spdrb B 3-12M T-Bill ETF | 0.81% | 1,684,629 | $167.5M | Reduce -3.0% |
| IYW iShares Ustechnology ETF | 0.77% | 1,173,803 | $158.5M | Add +8.8% |
| SCHG Schwab US Large-Cap Growth | 0.77% | 1,705,477 | $158.1M | Add +9.8% |
| MTUM iShares MSCI USA Momentum Fa | 0.76% | 835,639 | $156.6M | Reduce -26.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.71% | 425,340 | $146.4M | Add +17.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.70% | 274,572 | $143.6M | Reduce -11.2% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.65% | 2,324,805 | $133.8M | Add +61.8% |
| GOOGL Alphabet Inc. Class A | 0.59% | 798,165 | $120.5M | Add +12.2% |
| TLT iShares 20+ Year Treasury BD | 0.54% | 1,169,938 | $110.7M | Reduce -6.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.52% | 254,182 | $106.9M | Add +4.7% |
| META Meta Platforms Inc. Class A | 0.51% | 216,870 | $105.3M | Reduce -2.0% |
| SCHD Schwab US DVD Equity ETF | 0.48% | 1,213,008 | $97.8M | Reduce -4.2% |
| CORP PIMCO Inv Grade Corp. BD ETF | 0.47% | 1,006,535 | $96.7M | Add +58.9% |
| XLK SS Technology Select Sector | 0.46% | 455,244 | $94.8M | Add +4.7% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.46% | 2,197,839 | $94.6M | Add +7.6% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.46% | 2,695,287 | $94.0M | New |
| LDUR PIMCO Enhanced Low Duration | 0.46% | 986,537 | $93.6M | Reduce -9.7% |
| USMV iShares MSCI USA Min Vol Fac | 0.44% | 1,091,387 | $91.2M | Reduce -30.8% |
| MOAT Vaneck Morningstar Wide Moat | 0.44% | 1,007,701 | $90.6M | Add +32.6% |
| DHS Wisdomtree US High Dividend | 0.43% | 1,022,428 | $88.6M | Reduce -0.6% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.43% | 1,667,755 | $87.5M | Add +33255.1% |
| QHY Wisdomtree US High Yield Cor | 0.38% | 1,735,785 | $78.6M | Add +0.4% |
| IXC iShares Global Energy ETF | 0.36% | 1,735,317 | $74.5M | Add +9.8% |
| XOM Exxon Mobil Corp. | 0.36% | 634,358 | $73.7M | Add +7.3% |
| EMB iShares JP Morgan Usd Emergi | 0.36% | 821,459 | $73.7M | Reduce -3.8% |
| PG The Procter & Gamble Co. | 0.36% | 450,295 | $73.1M | Add +2.6% |
| IUSV iShares Core S&P U.S. Value | 0.35% | 806,102 | $72.9M | Reduce -4.8% |
| HD Home Depot Inc. | 0.35% | 185,825 | $71.3M | Reduce -1.4% |
| DGRO iShares Core Dividend Growth | 0.34% | 1,213,379 | $70.4M | Reduce -4.6% |
| MUNI PIMCO Intermediate Municipal | 0.34% | 1,336,560 | $70.1M | Add +8.8% |
| JEPI JPMorgan Equity Premium Inco | 0.34% | 1,205,341 | $69.7M | Add +112.6% |
| ULST SS Ultra Short TM Bond ETF | 0.33% | 1,688,120 | $68.4M | Add +49.3% |
| MRK Merck & Co. Inc. | 0.33% | 516,232 | $68.1M | Add +0.1% |
| JPM JPMorgan Chase & Co. | 0.32% | 327,311 | $65.6M | Add +10.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.32% | 399,366 | $65.0M | Reduce -2.7% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.31% | 2,276,465 | $63.6M | Add +15.4% |
| SPTI SS SPDR P Int Term TSY ETF | 0.30% | 2,184,009 | $61.5M | Add +13.3% |
| ESGU iShares ESG Aware MSCI USA | 0.30% | 534,583 | $61.5M | Reduce -64.9% |
| JNJ Johnson & Johnson | 0.30% | 386,640 | $61.2M | Add +8.3% |
| TIP iShares Tips Bond ETF | 0.29% | 550,355 | $59.1M | Reduce -0.1% |
| IEMG iShares Core MSCI Emerging | 0.28% | 1,116,590 | $57.6M | Reduce -57.6% |
| SPEM State Street SP PTF Em ETF | 0.28% | 1,590,333 | $57.6M | Add +8.0% |
| WMT Walmart Inc. | 0.27% | 929,738 | $55.9M | Add +0.3% |
| JPST JPMorgan Ultra-Short Income | 0.27% | 1,104,860 | $55.7M | Add +12.8% |
| JGRO JPMorgan Active Growth ETF | 0.27% | 785,549 | $55.2M | Add +10.0% |
| AGG iShares Core U.S. Aggregate | 0.27% | 558,320 | $54.7M | Add +104.7% |
| SPTS SS SPDR P St Term TSY ETF | 0.26% | 1,864,525 | $53.9M | Add +8.0% |
| LLY Eli Lilly & Co. | 0.26% | 68,862 | $53.6M | Add +7.9% |
| QYLD Global X Nasd 100 Cov Call | 0.26% | 2,974,217 | $53.3M | Reduce -0.6% |
| IJH iShares Core S&P Midcap ETF | 0.26% | 875,082 | $53.2M | Reduce -12.6% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 0.26% | 1,376,029 | $52.9M | Reduce -4.5% |
| V Visa Inc. Class A | 0.26% | 188,597 | $52.6M | Add +2.3% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.25% | 750,871 | $51.7M | Reduce -0.9% |
| CSCO Cisco Systems Inc. | 0.25% | 1,025,002 | $51.2M | Add +1.3% |
| AGGY Wisdomtree Yield Enhanced US | 0.25% | 1,162,808 | $50.5M | Add +2.3% |
| EMGF iShares Emerging Markets Equ | 0.24% | 1,121,936 | $50.0M | Reduce -6.5% |
| TSLA Tesla Inc. | 0.24% | 283,886 | $49.9M | Add +49.0% |
| VZ Verizon Communications Inc. | 0.24% | 1,175,904 | $49.3M | Add +3.7% |
| MUB iShares National Muni Bond E | 0.24% | 455,562 | $49.0M | Add +38.3% |
| JIRE JPMorgan Int Res Enh Eqty | 0.23% | 766,974 | $48.0M | Add +50.2% |
| SPIB SS SPDR P Int C Corp. ETF | 0.23% | 1,440,132 | $47.1M | Add +2.8% |
| AVGO Broadcom Inc. | 0.23% | 34,952 | $46.3M | Add +19.7% |
| GOOG Alphabet Inc. Class C | 0.22% | 299,736 | $45.6M | Add +7.2% |
| USHY iShares Broad Usd High Yield | 0.22% | 1,236,068 | $45.2M | Reduce -0.7% |
| IGEB iShares Investment Grade SYS | 0.22% | 989,938 | $44.4M | Reduce -8.7% |
| GTO Invesco Total Return Bond Et | 0.21% | 934,244 | $43.7M | Add +37.3% |
| UNH Unitedhealth Group Inc. | 0.21% | 87,825 | $43.4M | Add +9.1% |
| OEF iShares S&P 100 ETF | 0.21% | 173,270 | $42.9M | Reduce -73.3% |
| SMMU PIMCO SHRT TRM Muni BND ETF | 0.21% | 856,174 | $42.7M | Add +0.4% |
| NTSX Wisdomtree US Efficient Core | 0.21% | 1,010,326 | $42.7M | Add +7.5% |
| T AT&T Inc. | 0.21% | 2,408,506 | $42.4M | Add +0.4% |
| FBND Fidelity Total Bond ETF | 0.20% | 925,487 | $41.9M | Add +35.4% |
| XLV SS Health Care Select Sector | 0.20% | 280,946 | $41.5M | Add +19.9% |
| INTC Intel Corp. | 0.20% | 936,934 | $41.4M | Reduce -6.2% |
| JVAL JPMorgan US Value Factor ETF | 0.20% | 989,029 | $41.2M | Reduce -4.7% |
| CVX Chevron Corp. | 0.20% | 260,045 | $41.0M | Add +6.8% |
Options reported separately and not counted above: SPY calls ($12.0M), SPY puts ($188K), CHGG calls ($1K), DOCN calls ($1K), NVDA calls ($1K), BARCLAYS BANK PLC calls ($0), WBD calls ($0).
Other holdings (14): bonds, preferreds, convertibles and warrants · $260K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 92 | $112K | Add +41.5% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1,416 | $61K | Add +3.8% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 50,000 | $53K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 15 | $18K | Reduce -25.0% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 500 | $14K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 323 | $1K | No change |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 36 | $1K | No change |
| CURIW Curiositystream -CW25 | *W EXP 10/14/202 | 500 | $0 | No change |
| JETAI INC | *W EXP 08/10/203 | 246 | $0 | Reduce -6.1% |
| LGL.WS LGL Group Inc./the -CW25 | *W EXP 11/16/202 | 500 | $0 | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 5,124 | $0 | No change |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 29 | $0 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 12 | $0 | Reduce -20.0% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 419 | $0 | Add +1.0% |
Total filed on the 13F, all lines: $20.6B.
Portfolio Sells Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | Reduce -21.1% | 6.69% | −1.83 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -94.0% | 0.08% | −1.24 |
| TFLO iShares Treasury Floating Ra | Reduce -95.3% | 0.04% | −0.97 |
| OEF iShares S&P 100 ETF | Reduce -73.3% | 0.21% | −0.57 |
| ESGU iShares ESG Aware MSCI USA | Reduce -64.9% | 0.30% | −0.56 |
| IEMG iShares Core MSCI Emerging | Reduce -57.6% | 0.28% | −0.44 |
| USIG iShares Broad Usd Investment | Reduce -68.5% | 0.13% | −0.33 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -30.8% | 0.44% | −0.22 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -26.3% | 0.76% | −0.20 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -8.8% | 0.84% | −0.17 |
| MINT PIMCO Enhanced Short Maturit | Reduce -7.1% | 0.94% | −0.17 |
| MBB iShares MBS ETF | Reduce -0.3% | 1.04% | −0.13 |
| TLT iShares 20+ Year Treasury BD | Reduce -6.9% | 0.54% | −0.13 |
| QUAL iShares MSCI USA Quality Fac | Reduce -4.4% | 3.32% | −0.12 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Reduce -3.0% | 0.81% | −0.11 |
| GOVT iShares US Treasury Bond ETF | Reduce -27.1% | 0.20% | −0.11 |
| LDUR PIMCO Enhanced Low Duration | Reduce -9.7% | 0.46% | −0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -11.2% | 0.70% | −0.09 |
| INTC Intel Corp. | Reduce -6.2% | 0.20% | −0.07 |
| BUFD FT VST Lad Deep Buf ETF-Usdi | Reduce -64.0% | 0.03% | −0.06 |
| ZTS Zoetis Inc. | Reduce -69.7% | 0.02% | −0.06 |
| INTF iShares International Equity | Reduce -20.5% | 0.18% | −0.06 |
| SPYC Simplify US Eqty Plus Convex | Reduce -98.7% | 0.00% | −0.06 |
| XLE SS Energy Select Sector | Reduce -57.1% | 0.04% | −0.05 |
| SUSC iShares ESG Aware Usd Corpor | Reduce -23.6% | 0.11% | −0.05 |
| EMB iShares JP Morgan Usd Emergi | Reduce -3.8% | 0.36% | −0.05 |
| IGEB iShares Investment Grade SYS | Reduce -8.7% | 0.22% | −0.05 |
| ALNY Alnylam Pharmaceuticals Inc. | Reduce -96.0% | 0.00% | −0.04 |
| SCHD Schwab US DVD Equity ETF | Reduce -4.2% | 0.48% | −0.04 |
| SJNK SS SPDR BB St Hi Yield ETF | Reduce -27.2% | 0.08% | −0.04 |
| IJH iShares Core S&P Midcap ETF | Reduce -12.6% | 0.26% | −0.04 |
| SCHR Schwab Intermediate-Term US | Reduce -9.5% | 0.17% | −0.04 |
| TLH iShares 10-20 Year Treasury | Reduce -8.8% | 0.15% | −0.04 |
| EXPE Expedia Group Inc. | Reduce -18.6% | 0.07% | −0.04 |
| UPS United Parcel Service Class B | Reduce -28.7% | 0.06% | −0.04 |
| EMGF iShares Emerging Markets Equ | Reduce -6.5% | 0.24% | −0.03 |
| GILD Gilead Sciences Inc. | Reduce -1.0% | 0.13% | −0.03 |
| IEUR iShares Core MSCI Europe ETF | Reduce -31.1% | 0.06% | −0.03 |
| SDG Ish MSCI Glob Sust Deve Goal | Reduce -6.4% | 0.15% | −0.03 |
| TIP iShares Tips Bond ETF | Reduce -0.1% | 0.29% | −0.03 |
| SNOW Snowflake Inc. | Reduce -1.4% | 0.08% | −0.03 |
| IUSV iShares Core S&P U.S. Value | Reduce -4.8% | 0.35% | −0.03 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -5.1% | 0.17% | −0.03 |
| PSA Public Storage | Reduce -4.1% | 0.13% | −0.03 |
| TMUS T-Mobile US Inc. | Reduce -39.5% | 0.04% | −0.03 |
| XLB SS Materials Select Sector | Reduce -34.1% | 0.05% | −0.03 |
| SUSB iShares ESG Aware 1-5 Year U | Reduce -55.9% | 0.02% | −0.03 |
| CBOE Cboe Global Markets Inc. | Reduce -8.4% | 0.15% | −0.03 |
| DGRO iShares Core Dividend Growth | Reduce -4.6% | 0.34% | −0.03 |
| FJUN FT Vest US Equity Buff ETF-J | Reduce -29.9% | 0.05% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| DYNF Ishrs US E F R A ETF-Usd Inc. | New | 1.62% | +1.62 |
| IVE iShares S&P 500 Value ETF | Add +228.4% | 1.36% | +0.93 |
| IVW iShares S&P 500 Growth ETF | Add +57.0% | 1.82% | +0.68 |
| HEFA Isha Curr Hedged MSCI Eafe | New | 0.46% | +0.46 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +33255.1% | 0.43% | +0.42 |
| NVDA Nvidia Corp. | Add +9.2% | 0.93% | +0.41 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +22.2% | 4.44% | +0.38 |
| EFG iShares MSCI Eafe Growth ETF | Add +70.1% | 0.91% | +0.36 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +44.5% | 0.86% | +0.28 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +61.8% | 0.65% | +0.22 |
| JEPI JPMorgan Equity Premium Inco | Add +112.6% | 0.34% | +0.17 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +9.9% | 1.95% | +0.17 |
| EFV iShares MSCI Eafe Value ETF | Add +19.1% | 1.33% | +0.15 |
| CORP PIMCO Inv Grade Corp. BD ETF | Add +58.9% | 0.47% | +0.14 |
| AGG iShares Core U.S. Aggregate | Add +104.7% | 0.27% | +0.12 |
| MSFT Microsoft Corp. | Add +6.2% | 1.67% | +0.12 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +13.3% | 1.20% | +0.11 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +10.7% | 1.25% | +0.11 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +17.7% | 0.71% | +0.11 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Add +11.7% | 1.02% | +0.10 |
| CGUS Cap Group Core Equity | Add +517.4% | 0.12% | +0.10 |
| MOAT Vaneck Morningstar Wide Moat | Add +32.6% | 0.44% | +0.09 |
| ULST SS Ultra Short TM Bond ETF | Add +49.3% | 0.33% | +0.09 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +9.8% | 1.73% | +0.08 |
| SCHG Schwab US Large-Cap Growth | Add +9.8% | 0.77% | +0.08 |
| JIRE JPMorgan Int Res Enh Eqty | Add +50.2% | 0.23% | +0.07 |
| FLQM Franklin U.S. Mid Cap Multif | Add +64.3% | 0.18% | +0.07 |
| RSST Return Stacked US SM FTR ETF | New | 0.07% | +0.07 |
| GE General Electric | Add +218.1% | 0.09% | +0.07 |
| SPAB SS SPDR P Agg Bond ETF | Add +17.1% | 1.50% | +0.06 |
| LLY Eli Lilly & Co. | Add +7.9% | 0.26% | +0.06 |
| IYW iShares Ustechnology ETF | Add +8.8% | 0.77% | +0.06 |
| KMLM Kraneshares MT LC MN FT Id S | New | 0.06% | +0.06 |
| BSCU Invesco Bulletshares 2030 CB | New | 0.06% | +0.06 |
| ITOT iShares Core S&P Total U.S. | Add +50.7% | 0.17% | +0.06 |
| DIS The Walt Disney Co. | Add +16.9% | 0.19% | +0.06 |
| ICVT iShares Convertible Bond ETF | Add +244.8% | 0.08% | +0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +4.7% | 0.52% | +0.05 |
| GOOGL Alphabet Inc. Class A | Add +12.2% | 0.59% | +0.05 |
| AVGO Broadcom Inc. | Add +19.7% | 0.23% | +0.05 |
| IWM iShares Russell 2000 ETF | Add +41.2% | 0.20% | +0.05 |
| JPM JPMorgan Chase & Co. | Add +10.7% | 0.32% | +0.05 |
| MUB iShares National Muni Bond E | Add +38.3% | 0.24% | +0.05 |
| BSCT Invesco Bulletshares 2029 CB | New | 0.05% | +0.05 |
| SPOT Spotify Technology SA | Add +374.6% | 0.05% | +0.05 |
| COWZ Pacer US Cash Cows 100 ETF | Add +328.0% | 0.06% | +0.04 |
| XLF SS Financial Select Sector | Add +28.8% | 0.18% | +0.04 |
| XOM Exxon Mobil Corp. | Add +7.3% | 0.36% | +0.04 |
| GTO Invesco Total Return Bond Et | Add +37.3% | 0.21% | +0.04 |
| ICSH iShares Ultra Short Duration | Add +401.0% | 0.05% | +0.04 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -20.8% | 84,800 | $12.0M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -20.1% | 15,100 | $188K |
| AAPL Apple Inc. | put | Sold out | 7,200 | $26Kbefore exit |
| NVDA Nvidia Corp. | call | New | 400 | $1K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +41.5% | 92 | $112K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +3.8% | 1,416 | $61K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -25.0% | 15 | $18K |
| AES CORP/THE (AES 6.875 02/15/24) | UNIT 02/15/2024 | Sold out | 221 | $17Kbefore exit |
| GLOBAL X CLEANTECH ETF | CLEANTECH ETF | Reduce -100.0% | 0 | $0 |
| SMMV iShares MSCI USA Small-Cap M | MSCI USA SMCP MN | Reduce -100.0% | 0 | $0 |
| WFH Direxion Work From Home ETF | WORK FROM HOME | Sold out | 0 | $0before exit |
| JETAI INC | *W EXP 08/10/203 | Reduce -6.1% | 246 | $0 |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Reduce -20.0% | 12 | $0 |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Add +1.0% | 419 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 5,623 | $38.0B | IVV, SPYM, IUSB, SPDW, AAPL |
| Q4 2025 | 5,541 | $36.9B | IVV, SPYM, IUSB, AAPL, SPDW |
| Q3 2025 | 5,462 | $33.2B | IVV, IUSB, SPYM, AAPL, QUAL |
| Q2 2025 | 5,221 | $28.4B | IUSB, IVV, SPYM, QUAL, IVW |
| Q1 2025 | 5,186 | $25.1B | IVV, IUSB, QUAL, SPYM, AAPL |
| Q4 2024 | 5,097 | $24.1B | IVV, IUSB, QUAL, AAPL, IVW |
| Q3 2024 | 5,062 | $23.2B | IVV, IUSB, QUAL, IVW, SPYM |
| Q2 2024 | 4,944 | $21.2B | IVV, IUSB, QUAL, IVW, SPYM |
| Q1 2024 | 4,743 | $20.6B | IVV, IUSB, QUAL, SPYM, IVW |