Cwm, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 15, 2025), Cwm, LLC reported 5,462 stock positions worth $33.2 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 2.7% of the portfolio, followed by Ishr CR Unvrse Usd BD ETF-Ui (IUSB, 2.4%) and Ste STR SPDR PT S&P 500 ETF (SPYM, 2.3%). Compared with Q2 2025, it opened 415 new positions, sold out of 174, added to 3,048 and reduced 1,492. The biggest buy was iShares S&P 100 ETF (OEF, shares +127%) and the biggest sale iShares MSCI Eafe Growth ETF (EFG, shares −89%).
- Most Recent 13F
- Q1 2026
- Location
- OMAHA, NE
- CIK
- 0001535847
- Portfolio Value
- $33.2B (Q3 2025)
- SEC Filing
- 0001580642-25-006592 ↗ filed Oct 15, 2025
Holdings Value
Holdings 5,462 stocks · $33.2B
| IVV iShares Core S&P 500 ETF | 2.73% | 1,353,920 | $906.2M | Add +10.2% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 2.40% | 17,108,743 | $799.1M | Reduce -1.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 2.35% | 9,958,969 | $780.2M | Add +0.2% |
| AAPL Apple Inc. | 1.92% | 2,506,458 | $638.2M | Add +8.5% |
| QUAL iShares MSCI USA Quality Fac | 1.90% | 3,247,550 | $631.6M | Reduce -4.1% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.88% | 14,633,828 | $626.2M | Add +3.2% |
| NVDA Nvidia Corp. | 1.85% | 3,291,598 | $614.1M | Add +11.1% |
| IVW iShares S&P 500 Growth ETF | 1.74% | 4,798,004 | $579.2M | Reduce -8.5% |
| MSFT Microsoft Corp. | 1.57% | 1,010,930 | $523.6M | Add +7.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.41% | 7,907,088 | $468.1M | Add +0.6% |
| SPAB SS SPDR P Agg Bond ETF | 1.32% | 16,996,647 | $439.4M | Reduce -0.5% |
| EFV iShares MSCI Eafe Value ETF | 1.31% | 6,428,350 | $436.0M | Add +1.3% |
| IVE iShares S&P 500 Value ETF | 1.17% | 1,876,261 | $387.5M | Add +0.5% |
| OEF iShares S&P 100 ETF | 1.17% | 1,163,773 | $387.4M | Add +127.5% |
| BOND PIMCO Active Bond Exchange-T | 1.12% | 3,971,761 | $370.8M | Add +2.8% |
| AMZN Amazon.com Inc. | 0.97% | 1,471,124 | $323.0M | Add +6.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.96% | 532,105 | $319.5M | Add +1.4% |
| SPMO Invesco S&P 500 Momentum ETF | 0.95% | 2,622,555 | $317.5M | Add +6.7% |
| IEMG iShares Core MSCI Emerging | 0.88% | 4,416,474 | $291.1M | Add +6.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.87% | 2,774,152 | $289.9M | Add +4.3% |
| LGLV SPDR US LC Low Vol Idx | 0.82% | 1,524,059 | $271.5M | Add +10.4% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.81% | 4,728,484 | $270.4M | Add +0.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.78% | 2,843,810 | $260.9M | Add +20.5% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.76% | 3,127,476 | $252.2M | Reduce -2.5% |
| GOOGL Alphabet Inc. Class A | 0.75% | 1,025,597 | $249.3M | Add +6.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.75% | 518,983 | $248.9M | Reduce -2.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.71% | 353,546 | $235.5M | Add +17.0% |
| MTUM iShares MSCI USA Momentum Fa | 0.70% | 911,115 | $233.7M | Add +1.3% |
| SCHG Schwab US Large-Cap Growth | 0.70% | 7,302,629 | $233.0M | Add +0.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.68% | 4,074,439 | $225.4M | Reduce -2.7% |
| BILS SS Spdrb B 3-12M T-Bill ETF | 0.64% | 2,151,374 | $214.1M | Add +14.7% |
| AVGO Broadcom Inc. | 0.62% | 625,944 | $206.5M | Add +8.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.56% | 373,380 | $187.7M | Add +16.8% |
| MBB iShares MBS ETF | 0.54% | 1,902,903 | $181.1M | Reduce -1.8% |
| TLH iShares 10-20 Year Treasury | 0.54% | 1,739,131 | $179.1M | Add +3.0% |
| META Meta Platforms Inc. Class A | 0.54% | 242,774 | $178.3M | Add +2.7% |
| TOTL SS Doubleline TR Tact ETF | 0.52% | 4,283,204 | $173.8M | Add +27.0% |
| XLK SS Technology Select Sector | 0.52% | 615,956 | $173.6M | Add +6.5% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.51% | 5,081,884 | $169.8M | Add +0.2% |
| MINT PIMCO Enhanced Short Maturit | 0.50% | 1,655,565 | $166.7M | Add +11.9% |
| TSLA Tesla Inc. | 0.50% | 374,543 | $166.6M | Add +6.5% |
| BAI Ishrs AI in and Tech Act ETF | 0.50% | 4,850,165 | $165.7M | Add +84.1% |
| SPTI SS SPDR P Int Term TSY ETF | 0.46% | 5,340,397 | $154.3M | Add +17.2% |
| JPM JPMorgan Chase & Co. | 0.46% | 480,453 | $151.5M | Add +12.8% |
| SCHD Schwab US DVD Equity ETF | 0.44% | 5,393,495 | $147.2M | Reduce -3.9% |
| ULST SS Ultra Short TM Bond ETF | 0.44% | 3,562,010 | $144.9M | Add +13.9% |
| VOO Vanguard S&P 500 ETF | 0.42% | 228,956 | $140.2M | Add +0.8% |
| JGRO JPMorgan Active Growth ETF | 0.42% | 1,484,745 | $139.2M | Add +3.5% |
| IAU iShares Gold Trust | 0.42% | 1,896,741 | $138.0M | Add +82.9% |
| GLD SPDR Gold Shares | 0.40% | 371,613 | $132.1M | Add +7.0% |
| PVAL Putnam Focused LRG Cap Value | 0.39% | 3,054,488 | $130.5M | Add +17.4% |
| THRO iShares U.S. Thematic Rotati | 0.37% | 3,209,860 | $121.5M | Add +1.4% |
| WMT Walmart Inc. | 0.36% | 1,175,703 | $121.2M | Add +24.2% |
| FBND Fidelity Total Bond ETF | 0.36% | 2,617,055 | $121.0M | Add +21.2% |
| JNJ Johnson & Johnson | 0.34% | 605,826 | $112.3M | Add +12.4% |
| JIRE JPMorgan Int Res Enh Eqty | 0.34% | 1,514,521 | $111.4M | Add +7.3% |
| JEPI JPMorgan Equity Premium Inco | 0.33% | 1,947,086 | $111.2M | Reduce -0.7% |
| SPEU State Street SPDR Portfolio | 0.33% | 2,215,382 | $110.3M | Add +8.2% |
| CORP PIMCO Inv Grade Corp. BD ETF | 0.33% | 1,106,492 | $109.1M | Reduce -18.3% |
| GOOG Alphabet Inc. Class C | 0.32% | 442,829 | $107.9M | Add +15.6% |
| IAGG iShares Intl Aggregate Bond | 0.32% | 2,090,068 | $107.1M | Add +4.1% |
| SPEM State Street SP PTF Em ETF | 0.32% | 2,263,731 | $106.0M | Add +3.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.31% | 556,104 | $103.7M | Reduce -3.3% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.31% | 1,936,512 | $103.1M | Add +0.2% |
| XOM Exxon Mobil Corp. | 0.31% | 909,029 | $102.5M | Add +17.8% |
| RSSB RTRN Stack GLBL STK & BD ETF | 0.30% | 3,552,982 | $100.1M | Add +2.4% |
| PG The Procter & Gamble Co. | 0.30% | 648,954 | $99.7M | Add +23.4% |
| CGGR Cap Group Growth Equity | 0.29% | 2,186,889 | $96.0M | Add +22.7% |
| SPIP SS SPDR P Tips ETF | 0.28% | 3,541,271 | $93.2M | Add +16.9% |
| ORCL Oracle Corp. | 0.28% | 328,009 | $92.2M | Add +5.5% |
| ITA iShares U.S. Aerospace & Def | 0.28% | 437,468 | $91.5M | Add +1470.8% |
| HD Home Depot Inc. | 0.27% | 224,521 | $91.0M | Add +7.0% |
| GTO Invesco Total Return Bond Et | 0.27% | 1,899,614 | $90.3M | Add +11.8% |
| LDUR PIMCO Enhanced Low Duration | 0.27% | 923,898 | $88.8M | Add +6.5% |
| ABBV Abbvie Inc. | 0.26% | 379,652 | $87.9M | Add +17.4% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.26% | 2,082,026 | $87.5M | Add +23.2% |
| DHS Wisdomtree US High Dividend | 0.26% | 859,127 | $86.6M | Add +1.8% |
| CSCO Cisco Systems Inc. | 0.26% | 1,244,565 | $85.2M | Add +4.8% |
| PLTR Palantir Technologies Inc. Class A | 0.25% | 458,063 | $83.6M | Add +32.1% |
| PYLD PIMCO Multisector Bond Actv | 0.25% | 3,088,283 | $82.9M | Add +131.1% |
| V Visa Inc. Class A | 0.24% | 236,039 | $80.6M | Add +8.3% |
| MRK Merck & Co. Inc. | 0.24% | 955,066 | $80.2M | Add +23.7% |
| AVDE Avantis International Equity | 0.24% | 992,713 | $78.3M | Add +14.9% |
| ITOT iShares Core S&P Total U.S. | 0.23% | 526,024 | $76.6M | Add +7.9% |
| QHY Wisdomtree US High Yield Cor | 0.23% | 1,642,706 | $76.5M | Add +2.8% |
| LLY Eli Lilly & Co. | 0.23% | 98,555 | $75.2M | Add +11.1% |
| USMV iShares MSCI USA Min Vol Fac | 0.22% | 784,525 | $74.6M | Add +3.1% |
| NTSX Wisdomtree US Efficient Core | 0.22% | 1,367,800 | $73.8M | Add +8.2% |
| CTA Simplify Managed Futures St | 0.22% | 2,611,640 | $73.0M | Add +9.9% |
| GE General Electric filed as GE AEROSPACE | 0.22% | 238,802 | $71.8M | Add +20.3% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.22% | 2,653,508 | $71.5M | Add +8.0% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.21% | 2,050,753 | $71.2M | Reduce -7.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.21% | 215,943 | $70.9M | Add +48.5% |
| PEP Pepsico Inc. | 0.21% | 497,740 | $69.9M | Add +42.5% |
| AGG iShares Core U.S. Aggregate | 0.21% | 681,686 | $68.3M | Add +3.5% |
| MUB iShares National Muni Bond E | 0.20% | 640,101 | $68.2M | Add +23.9% |
| MOAT Vaneck Morningstar Wide Moat | 0.20% | 682,275 | $67.6M | Reduce -22.7% |
| TAXF American Century Diver Muni | 0.20% | 1,338,537 | $67.2M | Add +19.2% |
| SCHF Schwab Intl Equity ETF | 0.20% | 2,833,034 | $66.0M | Reduce -13.9% |
| RDVY First Trust Rising Dividend | 0.20% | 979,064 | $65.9M | Reduce -3.7% |
Options reported separately and not counted above: SPY calls ($2.8M), SPY puts ($1.6M), NVDA puts ($47K), AMZN puts ($19K), IBIT calls ($13K), GEV puts ($8K), GE puts ($8K), AAPL puts ($7K), AZN puts ($5K), OSCR calls ($0).
Other holdings (16): bonds, preferreds, convertibles and warrants · $1.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 546 | $674K | Reduce -0.4% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 499 | $638K | Reduce -0.4% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 883 | $81K | Add +87.9% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2,641 | $67K | Add +2.6% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 1,812 | $46K | No change |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 500 | $4K | No change |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 556 | $4K | Reduce -6.7% |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 34,984 | $3K | Add +3.3% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 323 | $1K | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 1 | $0 | Reduce -50.0% |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | 21 | $0 | Reduce -78.8% |
| CURIW Curiositystream -CW25 | *W EXP 10/14/202 | 500 | $0 | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 5,124 | $0 | No change |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | 624 | $0 | Reduce -36.4% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 12 | $0 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 415 | $0 | No change |
Total filed on the 13F, all lines: $33.2B.
Portfolio Sells Q2 2025 → Q3 2025
| EFG iShares MSCI Eafe Growth ETF | Reduce -88.8% | 0.06% | −0.54 |
| IYW iShares Ustechnology ETF | Reduce -85.3% | 0.08% | −0.48 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -1.5% | 2.40% | −0.43 |
| IVW iShares S&P 500 Growth ETF | Reduce -8.5% | 1.74% | −0.29 |
| QUAL iShares MSCI USA Quality Fac | Reduce -4.1% | 1.90% | −0.28 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -0.5% | 1.32% | −0.22 |
| CORP PIMCO Inv Grade Corp. BD ETF | Reduce -18.3% | 0.33% | −0.14 |
| MBB iShares MBS ETF | Reduce -1.8% | 0.54% | −0.10 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -2.7% | 0.68% | −0.10 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -22.7% | 0.20% | −0.09 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -2.5% | 0.76% | −0.09 |
| SCHD Schwab US DVD Equity ETF | Reduce -3.9% | 0.44% | −0.08 |
| D Dominion Energy Inc. | Reduce -87.9% | 0.01% | −0.08 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -2.5% | 0.75% | −0.07 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -32.4% | 0.09% | −0.07 |
| JEPI JPMorgan Equity Premium Inco | Reduce -0.7% | 0.33% | −0.06 |
| SCHF Schwab Intl Equity ETF | Reduce -13.9% | 0.20% | −0.06 |
| PSA Public Storage | Reduce -42.8% | 0.05% | −0.05 |
| USFR Wisdomtree Floating Rate Tre | Reduce -24.1% | 0.09% | −0.05 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -3.3% | 0.31% | −0.05 |
| CGBL Cap Group Core Balanced | Reduce -7.1% | 0.21% | −0.05 |
| FLQM Franklin U.S. Mid Cap Multif | Reduce -10.0% | 0.16% | −0.04 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -86.8% | 0.01% | −0.04 |
| IUSV iShares Core S&P U.S. Value | Reduce -7.9% | 0.19% | −0.04 |
| FTNT Fortinet Inc. | Reduce -49.6% | 0.02% | −0.03 |
| GOVT iShares US Treasury Bond ETF | Reduce -16.9% | 0.08% | −0.03 |
| JMST JPM Ultra-Short Muni Income | Reduce -25.8% | 0.06% | −0.03 |
| ADSK Autodesk Inc. | Reduce -35.4% | 0.04% | −0.03 |
| RDVY First Trust Rising Dividend | Reduce -3.7% | 0.20% | −0.03 |
| INTF iShares International Equity | Reduce -16.9% | 0.08% | −0.03 |
| VYMI Vanguard Int High DVD YLD Inc. | Reduce -4.0% | 0.16% | −0.03 |
| IWB iShares Russell 1000 ETF | Reduce -39.5% | 0.03% | −0.03 |
| CI The Cigna Group | Reduce -1.6% | 0.07% | −0.02 |
| IJH iShares Core S&P Midcap ETF | Reduce -5.5% | 0.13% | −0.02 |
| ESGU iShares ESG Aware MSCI USA | Reduce -8.0% | 0.13% | −0.02 |
| QYLD Global X Nasd 100 Cov Call | Reduce -1.1% | 0.13% | −0.02 |
| JVAL JPMorgan US Value Factor ETF | Reduce -7.8% | 0.11% | −0.02 |
| SPOT Spotify Technology SA | Reduce -11.8% | 0.04% | −0.02 |
| DXCM Dexcom Inc. | Reduce -2.6% | 0.03% | −0.02 |
| EAGG iShares ESG Aware US Aggrega | Reduce -6.6% | 0.07% | −0.02 |
| FNOV FT Vest US Equity Buffer ETF | Reduce -49.3% | 0.01% | −0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -8.9% | 0.07% | −0.02 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -11.5% | 0.05% | −0.02 |
| SSUS Day Hagan Smart Sector ETF | Reduce -4.3% | 0.11% | −0.01 |
| CME Cme Group Inc. | Reduce -11.4% | 0.04% | −0.01 |
| IDV iShares International Select | Reduce -20.1% | 0.04% | −0.01 |
| FOCT FT Vest U.S. Equity Buffer E | Reduce -46.9% | 0.01% | −0.01 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | Reduce -6.7% | 0.08% | −0.01 |
| VGSH Vanguard Short-Term Treasury | Reduce -83.6% | 0.00% | −0.01 |
| AHR American Healthcare REIT Inc. | Reduce -57.5% | 0.01% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| OEF iShares S&P 100 ETF | Add +127.5% | 1.17% | +0.62 |
| ITA iShares U.S. Aerospace & Def | Add +1470.8% | 0.28% | +0.26 |
| AAPL Apple Inc. | Add +8.5% | 1.92% | +0.25 |
| BAI Ishrs AI in and Tech Act ETF | Add +84.1% | 0.50% | +0.23 |
| NVDA Nvidia Corp. | Add +11.1% | 1.85% | +0.20 |
| IAU iShares Gold Trust | Add +82.9% | 0.42% | +0.19 |
| GOOGL Alphabet Inc. Class A | Add +6.4% | 0.75% | +0.15 |
| GLDM SPDR Gold Minishares Trust | Add +508.4% | 0.18% | +0.15 |
| PYLD PIMCO Multisector Bond Actv | Add +131.1% | 0.25% | +0.12 |
| QQQM Invesco Nasdaq 100 ETF | Add +180.3% | 0.18% | +0.11 |
| TSLA Tesla Inc. | Add +6.5% | 0.50% | +0.11 |
| IUS Invesco Rafi Strategic US Et | Add +44648.5% | 0.10% | +0.10 |
| GOOG Alphabet Inc. Class C | Add +15.6% | 0.32% | +0.08 |
| PLTR Palantir Technologies Inc. Class A | Add +32.1% | 0.25% | +0.08 |
| SGOV iShares 0-3 Month Treasury B | Add +278.8% | 0.12% | +0.08 |
| AEP American Electric Power | Add +807.5% | 0.09% | +0.08 |
| WPC WP Carey Inc. | Add +1973.5% | 0.08% | +0.07 |
| PMBS PIMCO MBS Active ETF | Add +544.6% | 0.08% | +0.06 |
| INTC Intel Corp. | Add +97.0% | 0.10% | +0.06 |
| AVGO Broadcom Inc. | Add +8.1% | 0.62% | +0.06 |
| VTI VG Morningstar TS MKT ETF-US | Add +48.5% | 0.21% | +0.06 |
| IEFA iShares Core MSCI Eafe ETF | Add +62.6% | 0.18% | +0.06 |
| GRNY Fundstr Gran SH US LRG Cap | Add +3422.7% | 0.06% | +0.06 |
| SPTS SS SPDR P St Term TSY ETF | Add +88.9% | 0.14% | +0.05 |
| ABBV Abbvie Inc. | Add +17.4% | 0.26% | +0.05 |
| QLD Proshares Ultra QQQ | New | 0.05% | +0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +17.0% | 0.71% | +0.05 |
| VCLT Vanguard Long-Term Corp. Bond | Add +21960.7% | 0.05% | +0.05 |
| PEP Pepsico Inc. | Add +42.5% | 0.21% | +0.05 |
| JNJ Johnson & Johnson | Add +12.4% | 0.34% | +0.05 |
| TOTL SS Doubleline TR Tact ETF | Add +27.0% | 0.52% | +0.05 |
| PCG P G & E Corp. | Add +560.2% | 0.05% | +0.05 |
| MU Micron Technology Inc. | Add +65.3% | 0.09% | +0.04 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Add +446.7% | 0.05% | +0.04 |
| HEGD Swan Hedged Equity US LG Cap | Add +42.1% | 0.19% | +0.04 |
| RBLX Roblox Corp. Class A | Add +34.9% | 0.12% | +0.04 |
| FDX FedEx Corp. | Add +244.4% | 0.06% | +0.04 |
| DUNK Dana Unconstrained Eq ETF | New | 0.04% | +0.04 |
| WMT Walmart Inc. | Add +24.2% | 0.36% | +0.04 |
| ORCL Oracle Corp. | Add +5.5% | 0.28% | +0.04 |
| MEDP Medpace Holdings Inc. | Add +311.4% | 0.04% | +0.04 |
| AVDV Avantis Intl S/C Value ETF | Add +335.5% | 0.05% | +0.04 |
| GE General Electric | Add +20.3% | 0.22% | +0.04 |
| EXPE Expedia Group Inc. | Add +101.8% | 0.06% | +0.03 |
| IVV iShares Core S&P 500 ETF | Add +10.2% | 2.73% | +0.03 |
| CHWY Chewy Inc. Class A | Add +8785.0% | 0.03% | +0.03 |
| ALNY Alnylam Pharmaceuticals Inc. | Add +431.3% | 0.04% | +0.03 |
| CGGR Cap Group Growth Equity | Add +22.7% | 0.29% | +0.03 |
| GD General Dynamics Corp. | Add +44.5% | 0.11% | +0.03 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +836.7% | 0.04% | +0.03 |
Options Activity Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -2.1% | 23,400 | $2.8M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +250.3% | 71,100 | $1.6M |
| IBIT iShares Bitcoin Trust ETF | call | New | 10,000 | $13K |
| GEV GE Vernova Inc. | put | Reduce -40.0% | 300 | $8K |
| GE General Electric | put | Reduce -18.8% | 1,300 | $8K |
| AZN Astrazeneca PLC-Spons ADR | put | New | 6,300 | $5K |
| ALT Altimmune Inc. | call | Sold out | 100 | $0before exit |
| OSCR Oscar Health Inc. Class A | call | New | 200 | $0 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.4% | 546 | $674K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -0.4% | 499 | $638K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Add +87.9% | 883 | $81K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +2.6% | 2,641 | $67K |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | Reduce -6.7% | 556 | $4K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Add +3.3% | 34,984 | $3K |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Sold out | 21 | $1Kbefore exit |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 36 | $1Kbefore exit |
| IFLN Invesco Bloomberg Enhanced F | BLOO EN ANGE ETF | Reduce -100.0% | 0 | $0 |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Reduce -50.0% | 1 | $0 |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Reduce -78.8% | 21 | $0 |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Reduce -36.4% | 624 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 5,623 | $38.0B | IVV, SPYM, IUSB, SPDW, AAPL |
| Q4 2025 | 5,541 | $36.9B | IVV, SPYM, IUSB, AAPL, SPDW |
| Q3 2025 | 5,462 | $33.2B | IVV, IUSB, SPYM, AAPL, QUAL |
| Q2 2025 | 5,221 | $28.4B | IUSB, IVV, SPYM, QUAL, IVW |
| Q1 2025 | 5,186 | $25.1B | IVV, IUSB, QUAL, SPYM, AAPL |
| Q4 2024 | 5,097 | $24.1B | IVV, IUSB, QUAL, AAPL, IVW |
| Q3 2024 | 5,062 | $23.2B | IVV, IUSB, QUAL, IVW, SPYM |
| Q2 2024 | 4,944 | $21.2B | IVV, IUSB, QUAL, IVW, SPYM |
| Q1 2024 | 4,743 | $20.6B | IVV, IUSB, QUAL, SPYM, IVW |