Cwm, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 4, 2025), Cwm, LLC reported 5,097 stock positions worth $24.1 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 4.7% of the portfolio, followed by Ishr CR Unvrse Usd BD ETF-Ui (IUSB, 3.5%) and iShares MSCI USA Quality Fac (QUAL, 2.8%). Compared with Q3 2024, it opened 210 new positions, sold out of 177, added to 2,762 and reduced 1,615. The biggest buy was iShares MSCI USA Momentum Fa (MTUM, shares +90%) and the biggest sale Ishr CR Unvrse Usd BD ETF-Ui (IUSB, shares −11%).
- Most Recent 13F
- Q1 2026
- Location
- OMAHA, NE
- CIK
- 0001535847
- Portfolio Value
- $24.1B (Q4 2024)
- SEC Filing
- 0001580642-25-000735 ↗ filed Feb 4, 2025
Holdings Value
Holdings 5,097 stocks · $24.1B
| IVV iShares Core S&P 500 ETF | 4.71% | 1,928,796 | $1.1B | Reduce -4.0% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 3.54% | 18,881,700 | $853.5M | Reduce -11.5% |
| QUAL iShares MSCI USA Quality Fac | 2.78% | 3,759,692 | $669.5M | Reduce -4.9% |
| AAPL Apple Inc. | 2.27% | 2,184,176 | $547.0M | Add +5.4% |
| IVW iShares S&P 500 Growth ETF | 2.27% | 5,377,109 | $545.9M | Reduce -5.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 2.25% | 7,871,008 | $542.6M | Add +9.1% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.79% | 8,424,922 | $431.8M | Reduce -4.8% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.78% | 12,542,476 | $428.1M | Add +9.8% |
| SPAB SS SPDR P Agg Bond ETF | 1.69% | 16,328,149 | $408.0M | Add +8.4% |
| MSFT Microsoft Corp. | 1.51% | 865,480 | $364.8M | Add +4.3% |
| NVDA Nvidia Corp. | 1.46% | 2,614,987 | $351.2M | Add +3.0% |
| BOND PIMCO Active Bond Exchange-T | 1.40% | 3,739,586 | $338.1M | Add +3.5% |
| EFV iShares MSCI Eafe Value ETF | 1.31% | 6,037,621 | $316.8M | Reduce -2.3% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 1.30% | 5,707,488 | $312.1M | Reduce -0.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.27% | 597,627 | $305.5M | Add +0.7% |
| AMZN Amazon.com Inc. | 1.17% | 1,287,680 | $282.5M | Add +3.9% |
| IVE iShares S&P 500 Value ETF | 1.15% | 1,449,306 | $276.6M | Reduce -0.2% |
| EFG iShares MSCI Eafe Growth ETF | 1.13% | 2,812,301 | $272.3M | Add +10.8% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 1.00% | 3,361,341 | $240.1M | Reduce -1.1% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.98% | 4,628,432 | $236.7M | Add +6.4% |
| MBB iShares MBS ETF | 0.90% | 2,377,610 | $218.0M | Reduce -0.5% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.89% | 2,450,975 | $215.4M | Add +5.4% |
| SCHG Schwab US Large-Cap Growth | 0.81% | 6,979,366 | $194.5M | Add +0.8% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.80% | 4,308,473 | $193.5M | Add +9.1% |
| MTUM iShares MSCI USA Momentum Fa | 0.80% | 935,132 | $193.5M | Add +90.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.79% | 325,085 | $190.5M | Add +15.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.73% | 428,819 | $176.0M | Add +0.6% |
| GOOGL Alphabet Inc. Class A | 0.72% | 918,030 | $173.8M | Add +2.5% |
| IYW iShares Ustechnology ETF | 0.71% | 1,079,917 | $172.3M | Reduce -2.2% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.70% | 1,838,807 | $168.1M | Reduce -1.4% |
| BILS SS Spdrb B 3-12M T-Bill ETF | 0.69% | 1,667,377 | $165.3M | Reduce -0.6% |
| MINT PIMCO Enhanced Short Maturit | 0.68% | 1,623,887 | $162.9M | Reduce -5.3% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.65% | 2,803,723 | $155.5M | Add +2.8% |
| META Meta Platforms Inc. Class A | 0.60% | 247,968 | $145.2M | Add +3.2% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.57% | 4,490,479 | $136.8M | Reduce -2.1% |
| AVGO Broadcom Inc. | 0.57% | 587,534 | $136.2M | Add +13.0% |
| SCHD Schwab US DVD Equity ETF | 0.55% | 4,893,735 | $133.7M | Add +20.1% |
| TSLA Tesla Inc. | 0.53% | 317,039 | $128.0M | Add +3.4% |
| VOO Vanguard S&P 500 ETF | 0.53% | 234,818 | $126.5M | Add +212.3% |
| CORP PIMCO Inv Grade Corp. BD ETF | 0.52% | 1,316,373 | $125.2M | Add +13.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.50% | 265,409 | $120.3M | Add +2.7% |
| JEPI JPMorgan Equity Premium Inco | 0.47% | 1,975,605 | $113.7M | Add +7.8% |
| MOAT Vaneck Morningstar Wide Moat | 0.47% | 1,217,717 | $112.9M | Add +5.6% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.43% | 2,012,253 | $104.7M | Reduce -1.8% |
| XLK SS Technology Select Sector | 0.43% | 445,991 | $103.7M | Reduce -2.1% |
| JPM JPMorgan Chase & Co. | 0.38% | 386,275 | $92.6M | Add +6.0% |
| LDUR PIMCO Enhanced Low Duration | 0.37% | 948,752 | $90.1M | Reduce -3.0% |
| SPTI SS SPDR P Int Term TSY ETF | 0.37% | 3,185,607 | $88.8M | Add +6.4% |
| IEMG iShares Core MSCI Emerging | 0.36% | 1,647,571 | $86.0M | Reduce -0.2% |
| WMT Walmart Inc. | 0.35% | 924,020 | $83.5M | Reduce -0.8% |
| PG The Procter & Gamble Co. | 0.35% | 495,993 | $83.2M | Add +4.1% |
| DHS Wisdomtree US High Dividend | 0.34% | 879,239 | $82.1M | Reduce -3.5% |
| HD Home Depot Inc. | 0.34% | 210,015 | $81.7M | Add +7.2% |
| JGRO JPMorgan Active Growth ETF | 0.34% | 999,555 | $81.0M | Add +4.0% |
| TOTL SS Doubleline TR Tact ETF | 0.33% | 2,012,588 | $79.3M | Add +11.1% |
| MUNI PIMCO Intermediate Municipal | 0.33% | 1,519,188 | $78.6M | Add +3.4% |
| TLT iShares 20+ Year Treasury BD | 0.31% | 856,365 | $74.8M | Reduce -2.5% |
| V Visa Inc. Class A | 0.31% | 234,897 | $74.2M | Add +5.3% |
| GTO Invesco Total Return Bond Et | 0.31% | 1,592,817 | $73.9M | Add +9.0% |
| XOM Exxon Mobil Corp. | 0.31% | 683,909 | $73.6M | Add +7.0% |
| RSSB RTRN Stack GLBL STK & BD ETF | 0.30% | 3,153,312 | $73.3M | Add +10.8% |
| LLY Eli Lilly & Co. | 0.30% | 94,718 | $73.1M | Add +26.1% |
| MUB iShares National Muni Bond E | 0.30% | 683,531 | $72.8M | Reduce -13.7% |
| QHY Wisdomtree US High Yield Cor | 0.30% | 1,613,119 | $72.8M | Reduce -0.8% |
| GLD SPDR Gold Shares | 0.29% | 287,149 | $69.5M | Add +50.1% |
| SPEM State Street SP PTF Em ETF | 0.29% | 1,801,524 | $69.1M | Add +39.1% |
| JNJ Johnson & Johnson | 0.28% | 471,740 | $68.2M | Add +8.5% |
| ULST SS Ultra Short TM Bond ETF | 0.28% | 1,672,598 | $67.6M | Add +3.4% |
| CSCO Cisco Systems Inc. | 0.28% | 1,125,849 | $66.7M | Add +6.4% |
| AGG iShares Core U.S. Aggregate | 0.27% | 680,561 | $65.9M | Add +7.8% |
| FLQM Franklin U.S. Mid Cap Multif | 0.27% | 1,209,812 | $65.7M | Add +16.8% |
| ITOT iShares Core S&P Total U.S. | 0.27% | 510,211 | $65.6M | Add +0.8% |
| USMV iShares MSCI USA Min Vol Fac | 0.27% | 733,304 | $65.1M | Add +0.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.27% | 383,236 | $64.9M | Add +8.7% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 0.27% | 2,466,570 | $64.5M | Add +21.6% |
| GOOG Alphabet Inc. Class C | 0.27% | 338,666 | $64.5M | Add +7.9% |
| IUSV iShares Core S&P U.S. Value | 0.27% | 696,069 | $64.4M | Reduce -0.7% |
| FBND Fidelity Total Bond ETF | 0.26% | 1,416,936 | $63.6M | Add +11.3% |
| PVAL Putnam Focused LRG Cap Value | 0.26% | 1,680,725 | $62.4M | Add +4.5% |
| MRK Merck & Co. Inc. | 0.25% | 610,270 | $60.7M | Add +14.2% |
| IJH iShares Core S&P Midcap ETF | 0.25% | 956,089 | $59.6M | Add +8.2% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.24% | 2,237,839 | $58.6M | Add +10.8% |
| LGLV SPDR US LC Low Vol Idx | 0.23% | 339,865 | $56.1M | Add +6.8% |
| ORCL Oracle Corp. | 0.23% | 333,424 | $55.6M | Add +1.9% |
| JPST JPMorgan Ultra-Short Income | 0.23% | 1,100,630 | $55.4M | Add +5.4% |
| T AT&T Inc. | 0.23% | 2,419,419 | $55.1M | Reduce -1.5% |
| UNH Unitedhealth Group Inc. | 0.23% | 108,481 | $54.9M | Add +9.3% |
| NTSX Wisdomtree US Efficient Core | 0.23% | 1,163,551 | $54.3M | Add +2.5% |
| COST Costco Wholesale Corp. | 0.22% | 58,493 | $53.6M | Add +6.8% |
| TAXF American Century Diver Muni | 0.22% | 1,036,231 | $52.0M | Add +8.0% |
| DBND Doubleline Oppor Cor BND-Usd | 0.21% | 1,132,713 | $51.3M | Reduce -9.8% |
| ESGU iShares ESG Aware MSCI USA | 0.21% | 395,398 | $50.9M | Add +1.8% |
| AGGY Wisdomtree Yield Enhanced US | 0.21% | 1,179,343 | $50.6M | Add +4.0% |
| EMB iShares JP Morgan Usd Emergi | 0.21% | 568,273 | $50.6M | Reduce -2.6% |
| RDVY First Trust Rising Dividend | 0.21% | 846,436 | $50.1M | Add +76.1% |
| VZ Verizon Communications Inc. | 0.21% | 1,240,320 | $49.6M | Add +2.2% |
| ABBV Abbvie Inc. | 0.20% | 276,019 | $49.0M | Add +12.7% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.19% | 690,195 | $46.9M | Add +0.5% |
| VEU Vanguard Ftse All-World Ex-U | 0.18% | 766,774 | $44.0M | Add +55.6% |
| QYLD Global X Nasd 100 Cov Call | 0.18% | 2,415,493 | $44.0M | Reduce -1.8% |
Options reported separately and not counted above: SPY calls ($1.6M), SPY puts ($422K), CELH calls ($0).
Other holdings (13): bonds, preferreds, convertibles and warrants · $238K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 66 | $79K | Reduce -17.5% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2,485 | $68K | Add +118.9% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 50,000 | $50K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 15 | $18K | No change |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 500 | $12K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 350 | $9K | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 323 | $1K | No change |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 36 | $1K | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 1 | $0 | New |
| CURIW Curiositystream -CW25 | *W EXP 10/14/202 | 500 | $0 | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 5,124 | $0 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 12 | $0 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 415 | $0 | No change |
Total filed on the 13F, all lines: $24.1B.
Portfolio Sells Q3 2024 → Q4 2024
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -11.5% | 3.54% | −0.78 |
| IVV iShares Core S&P 500 ETF | Reduce -4.0% | 4.71% | −0.28 |
| QUAL iShares MSCI USA Quality Fac | Reduce -4.9% | 2.78% | −0.27 |
| EFV iShares MSCI Eafe Value ETF | Reduce -2.3% | 1.31% | −0.21 |
| SPTS SS SPDR P St Term TSY ETF | Reduce -53.8% | 0.10% | −0.13 |
| SCHR Schwab Intermediate-Term US | Reduce -51.9% | 0.10% | −0.13 |
| XLI SS Industrial Select Sector | Reduce -79.8% | 0.02% | −0.09 |
| USIG iShares Broad Usd Investment | Reduce -82.0% | 0.02% | −0.09 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Reduce -4.8% | 1.79% | −0.09 |
| IVW iShares S&P 500 Growth ETF | Reduce -5.9% | 2.27% | −0.09 |
| IVE iShares S&P 500 Value ETF | Reduce -0.2% | 1.15% | −0.08 |
| MBB iShares MBS ETF | Reduce -0.5% | 0.90% | −0.08 |
| XLV SS Health Care Select Sector | Reduce -51.5% | 0.06% | −0.08 |
| XHLF Bondbloxx BBG 6 MTH US Treas | Reduce -80.0% | 0.02% | −0.08 |
| IWM iShares Russell 2000 ETF | Reduce -36.2% | 0.12% | −0.07 |
| MUB iShares National Muni Bond E | Reduce -13.7% | 0.30% | −0.07 |
| MINT PIMCO Enhanced Short Maturit | Reduce -5.3% | 0.68% | −0.07 |
| TLT iShares 20+ Year Treasury BD | Reduce -2.5% | 0.31% | −0.06 |
| KMLM Kraneshares MT LC MN FT Id S | Reduce -99.5% | 0.00% | −0.06 |
| AMD Advanced Micro Devices | Reduce -11.1% | 0.09% | −0.06 |
| XLY SS Consumer Disc Select Sect | Reduce -55.3% | 0.05% | −0.06 |
| TMO Thermo Fisher Scientific Inc. | Reduce -46.5% | 0.04% | −0.05 |
| NOW ServiceNow Inc. | Reduce -70.4% | 0.03% | −0.05 |
| EMGF iShares Emerging Markets Equ | Reduce -13.2% | 0.16% | −0.05 |
| IEMG iShares Core MSCI Emerging | Reduce -0.2% | 0.36% | −0.05 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Reduce -0.3% | 1.30% | −0.05 |
| IBDP iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.05 |
| IGEB iShares Investment Grade SYS | Reduce -16.2% | 0.15% | −0.05 |
| LONZ PIMCO Senior Loan Active ETF | Reduce -74.4% | 0.01% | −0.04 |
| INTF iShares International Equity | Reduce -10.9% | 0.16% | −0.04 |
| BSJO Invesco Bulletshares 2024 HY | Sold out | 0.00% | −0.04 |
| DBND Doubleline Oppor Cor BND-Usd | Reduce -9.8% | 0.21% | −0.04 |
| SCTXX Schwab Amt Tax FR MNY-Ultra | Sold out | 0.00% | −0.04 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -1.4% | 0.70% | −0.04 |
| EAGG iShares ESG Aware US Aggrega | Reduce -31.8% | 0.07% | −0.04 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -1.8% | 0.43% | −0.04 |
| SDG Ish MSCI Glob Sust Deve Goal | Reduce -19.4% | 0.07% | −0.04 |
| SGOV iShares 0-3 Month Treasury B | Reduce -40.9% | 0.04% | −0.03 |
| PSA Public Storage | Reduce -3.5% | 0.11% | −0.03 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Reduce -0.6% | 0.69% | −0.03 |
| ABT Abbott Laboratories | Reduce -17.8% | 0.12% | −0.03 |
| LDUR PIMCO Enhanced Low Duration | Reduce -3.0% | 0.37% | −0.03 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -1.1% | 1.00% | −0.03 |
| ACGL Arch Capital Group Ltd. | Reduce -1.8% | 0.10% | −0.03 |
| DHS Wisdomtree US High Dividend | Reduce -3.5% | 0.34% | −0.03 |
| CI The Cigna Group | Reduce -2.8% | 0.08% | −0.03 |
| LCTU iShares U.S. Carbon Transiti | Reduce -22.1% | 0.09% | −0.03 |
| OEF iShares S&P 100 ETF | Reduce -14.6% | 0.15% | −0.03 |
| EMB iShares JP Morgan Usd Emergi | Reduce -2.6% | 0.21% | −0.03 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -6.3% | 0.10% | −0.02 |
Portfolio Buys Q3 2024 → Q4 2024
| MTUM iShares MSCI USA Momentum Fa | Add +90.2% | 0.80% | +0.37 |
| VOO Vanguard S&P 500 ETF | Add +212.3% | 0.53% | +0.35 |
| AAPL Apple Inc. | Add +5.4% | 2.27% | +0.19 |
| TSLA Tesla Inc. | Add +3.4% | 0.53% | +0.19 |
| AVGO Broadcom Inc. | Add +13.0% | 0.57% | +0.18 |
| AMZN Amazon.com Inc. | Add +3.9% | 1.17% | +0.18 |
| SPMO Invesco S&P 500 Momentum ETF | Add +117451.1% | 0.17% | +0.17 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +9.1% | 2.25% | +0.16 |
| IAU iShares Gold Trust | Add +2182.7% | 0.16% | +0.15 |
| NVDA Nvidia Corp. | Add +3.0% | 1.46% | +0.13 |
| FDIS Fidelity MSCI Cons Discr Ind | New | 0.10% | +0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +15.1% | 0.79% | +0.09 |
| GLD SPDR Gold Shares | Add +50.1% | 0.29% | +0.09 |
| RDVY First Trust Rising Dividend | Add +76.1% | 0.21% | +0.09 |
| GOOGL Alphabet Inc. Class A | Add +2.5% | 0.72% | +0.08 |
| BA The Boeing Co. | Add +370.8% | 0.09% | +0.07 |
| XTRE Bondbloxx BBG 3Y US TSY ETF | New | 0.07% | +0.07 |
| XMMO Invesco S&P Midcap Momentum | Add +139.5% | 0.13% | +0.07 |
| RSST Return Stacked US SM FTR ETF | Add +70.8% | 0.17% | +0.07 |
| FTGS First Trust Grwth Strgth ETF | Add +104.1% | 0.13% | +0.07 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +5.4% | 0.89% | +0.06 |
| SCHD Schwab US DVD Equity ETF | Add +20.1% | 0.55% | +0.06 |
| SPEM State Street SP PTF Em ETF | Add +39.1% | 0.29% | +0.06 |
| JPM JPMorgan Chase & Co. | Add +6.0% | 0.38% | +0.05 |
| PPA Invesco Aerospace & Defense | Add +1231.1% | 0.06% | +0.05 |
| CIBR First Trust Nasdaq Cybersecu | Add +88.1% | 0.10% | +0.05 |
| VEU Vanguard Ftse All-World Ex-U | Add +55.6% | 0.18% | +0.05 |
| HYDB iShares High Yield Systemati | Add +265.1% | 0.06% | +0.05 |
| XT Ishar Fture Exp Tech ETF-Usd | Add +736.3% | 0.05% | +0.04 |
| FTLS First Trust Long/Short Eqty | Add +827.5% | 0.05% | +0.04 |
| EZBC Franklin Bitcoin ETF | Add +2781.5% | 0.05% | +0.04 |
| V Visa Inc. Class A | Add +5.3% | 0.31% | +0.04 |
| LMBS First Trust Low Duration Opp | Add +204.4% | 0.07% | +0.04 |
| GOOG Alphabet Inc. Class C | Add +7.9% | 0.27% | +0.04 |
| ALB Albemarle Corp. | Add +2920.7% | 0.04% | +0.04 |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | Add +16904.9% | 0.04% | +0.04 |
| CSCO Cisco Systems Inc. | Add +6.4% | 0.28% | +0.03 |
| OXY Occidental Petroleum Corp. | Add +663.4% | 0.04% | +0.03 |
| USFR Wisdomtree Floating Rate Tre | Add +44.4% | 0.11% | +0.03 |
| SCHG Schwab US Large-Cap Growth | Add +0.8% | 0.81% | +0.03 |
| FLOT iShares Floating Rate Bond E | Add +76.6% | 0.07% | +0.03 |
| PLTR Palantir Technologies Inc. Class A | Add +35.6% | 0.05% | +0.03 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +9.1% | 0.80% | +0.03 |
| SPSB SS SPDR P St C Corp. ETF | Add +80.1% | 0.07% | +0.03 |
| BOXX Alpha Architect 1-3 MNTH Box | Add +30.7% | 0.13% | +0.03 |
| PULS Pgim Ultra Short Bond ETF | Add +398.8% | 0.03% | +0.03 |
| SNOW Snowflake Inc. | Add +1.7% | 0.11% | +0.03 |
| BITB Bitwise Bitcoin ETF | Add +528.8% | 0.03% | +0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +0.6% | 0.73% | +0.03 |
| GSY Invesco Ultra Short Duration | Add +38.8% | 0.10% | +0.03 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -68.5% | 19,900 | $1.6M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -18.5% | 12,800 | $422K |
| DOCN Digitalocean Holdings Inc. | call | Sold out | 100 | $1Kbefore exit |
| CELH Celsius Holdings Inc. | call | New | 2,000 | $0 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -17.5% | 66 | $79K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +118.9% | 2,485 | $68K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | New | 350 | $9K |
| FDNI First Trust Dow Jones Intl | DJ INTL INTRNT | Reduce -100.0% | 0 | $0 |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Sold out | 423 | $0before exit |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | New | 1 | $0 |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 485 | $0before exit |
| TBLL Invesco Short Term Treasury | SHORT TERM ETF | Sold out | 0 | $0before exit |
| LGL.WS LGL Group Inc./the -CW25 | *W EXP 11/16/202 | Sold out | 500 | $0before exit |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | Sold out | 24 | $0before exit |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | Sold out | 29 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 5,623 | $38.0B | IVV, SPYM, IUSB, SPDW, AAPL |
| Q4 2025 | 5,541 | $36.9B | IVV, SPYM, IUSB, AAPL, SPDW |
| Q3 2025 | 5,462 | $33.2B | IVV, IUSB, SPYM, AAPL, QUAL |
| Q2 2025 | 5,221 | $28.4B | IUSB, IVV, SPYM, QUAL, IVW |
| Q1 2025 | 5,186 | $25.1B | IVV, IUSB, QUAL, SPYM, AAPL |
| Q4 2024 | 5,097 | $24.1B | IVV, IUSB, QUAL, AAPL, IVW |
| Q3 2024 | 5,062 | $23.2B | IVV, IUSB, QUAL, IVW, SPYM |
| Q2 2024 | 4,944 | $21.2B | IVV, IUSB, QUAL, IVW, SPYM |
| Q1 2024 | 4,743 | $20.6B | IVV, IUSB, QUAL, SPYM, IVW |