D. E. Shaw & Co.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), David E. Shaw's D. E. Shaw & Co. reported 2,705 stock positions worth $72.3 billion. Its top holding was Microsoft (MSFT) at 4.0% of the portfolio, followed by Apple (AAPL, 3.5%) and Nvidia (NVDA, 2.9%). Compared with Q4 2023, it opened 420 new positions, sold out of 368, added to 1,042 and reduced 1,180. The biggest buy was Visa Class A (V, shares +245%) and the biggest sale Advanced Micro Devices (AMD, shares −58%).
- Most Recent 13F
- Q2 2026
- Notable People
- David E. Shaw
- Location
- New York, NY
- CIK
- 0001009207
- Portfolio Value
- $72.3B (Q1 2024)
- SEC Filing
- 0001104659-24-061895 ↗ filed May 15, 2024
Holdings Value
Holdings 2,705 stocks · $72.3B
| MSFT Microsoft Corp. | 3.99% | 6,862,438 | $2.9B | Add +0.5% |
| AAPL Apple Inc. | 3.51% | 14,825,326 | $2.5B | Add +43.7% |
| NVDA Nvidia Corp. | 2.92% | 2,335,373 | $2.1B | Reduce -37.9% |
| AMZN Amazon.com Inc. | 1.77% | 7,095,993 | $1.3B | Reduce -21.0% |
| NFLX Netflix Inc. | 1.52% | 1,807,091 | $1.1B | Reduce -8.7% |
| META Meta Platforms Inc. Class A | 1.39% | 2,076,348 | $1.0B | Reduce -26.0% |
| V Visa Inc. Class A | 1.31% | 3,400,888 | $949.1M | Add +245.4% |
| UBER Uber Technologies Inc. | 1.18% | 11,130,241 | $856.9M | Reduce -22.7% |
| CMG Chipotle Mexican Grill Inc. | 1.04% | 257,811 | $749.4M | Add +34.3% |
| AMD Advanced Micro Devices | 0.96% | 3,852,417 | $695.3M | Reduce -58.5% |
| TSLA Tesla Inc. | 0.94% | 3,865,158 | $679.5M | Add +76.7% |
| PFE Pfizer Inc. | 0.93% | 24,292,919 | $674.1M | Add +67.3% |
| HES Hess Corp. | 0.92% | 4,380,961 | $668.7M | Add +424.8% |
| RCL Royal Caribbean Cruises Ltd. | 0.83% | 4,339,278 | $603.2M | Reduce -11.2% |
| LNG Cheniere Energy Inc. | 0.79% | 3,536,820 | $570.4M | Add +95.6% |
| PGR Progressive Corp. | 0.78% | 2,725,951 | $563.8M | Add +152.2% |
| PXD Pioneer Natural Resources Co. | 0.75% | 2,063,866 | $541.8M | Add +74.8% |
| ORCL Oracle Corp. | 0.75% | 4,308,576 | $541.2M | Add +344.5% |
| MA Mastercard Inc. Class A | 0.72% | 1,077,734 | $519.0M | Add +629.4% |
| NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD | 0.71% | 43,177,875 | $515.1M | Reduce -14.2% |
| GOOGL Alphabet Inc. Class A | 0.70% | 3,337,713 | $503.8M | Reduce -20.5% |
| MU Micron Technology Inc. | 0.67% | 4,101,067 | $483.5M | Reduce -30.5% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.65% | 1,469,721 | $471.2M | Add +34.5% |
| ROST Ross Stores Inc. | 0.63% | 3,122,208 | $458.2M | Add +48.6% |
| ADBE Adobe Inc. | 0.63% | 895,989 | $452.1M | Add +251.5% |
| SHW The Sherwin-Williams Co. | 0.62% | 1,286,336 | $446.8M | Reduce -5.3% |
| AMAT Applied Materials Inc. | 0.58% | 2,020,900 | $416.8M | Add +216.8% |
| WMT Walmart Inc. | 0.55% | 6,670,738 | $401.4M | Add +25.1% |
| VCIT Vanguard Int-Term Corporate | 0.55% | 4,984,200 | $401.3M | Add +230.5% |
| AXP American Express Co. | 0.55% | 1,736,133 | $395.3M | Add +44.7% |
| CVNA Carvana Co. | 0.54% | 4,483,749 | $394.2M | Add +21.6% |
| DVN Devon Energy Corp. | 0.54% | 7,831,886 | $393.0M | Add +54.2% |
| ON On Semiconductor | 0.54% | 5,263,661 | $387.1M | Add +76.9% |
| ASML ASML Holding NV-NY Reg SHS | 0.52% | 389,256 | $377.8M | Add +472.1% |
| APO Apollo Global Management Inc. | 0.52% | 3,341,165 | $375.7M | Add +53.7% |
| AER Aercap Holdings NV | 0.52% | 4,310,661 | $374.6M | Reduce -19.4% |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.52% | 4,267,374 | $373.1M | Add +40.8% |
| UNH Unitedhealth Group Inc. | 0.50% | 728,783 | $360.5M | Add +88.3% |
| SBUX Starbucks Corp. | 0.48% | 3,778,802 | $345.3M | Add +91.9% |
| EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC | 0.48% | 2,240,110 | $345.3M | Add +6.2% |
| AFRM Affirm Holdings Inc. | 0.47% | 9,071,991 | $338.0M | Reduce -3.3% |
| BKNG Booking Holdings Inc. | 0.46% | 92,670 | $336.2M | Reduce -51.4% |
| ADP Automatic Data Processing | 0.46% | 1,336,056 | $333.7M | Reduce -8.6% |
| PLTR Palantir Technologies Inc. Class A | 0.43% | 13,482,635 | $310.2M | Reduce -35.0% |
| GM General Motors Co. | 0.43% | 6,833,307 | $309.9M | Add +99.2% |
| WING Wingstop Inc. | 0.42% | 822,087 | $301.2M | Add +7.0% |
| ARM Arm Holdings PLC-ADR | 0.41% | 2,379,839 | $297.5M | New |
| PAYC Paycom Software Inc. | 0.41% | 1,486,397 | $295.8M | Add +121.5% |
| MUB iShares National Muni Bond E | 0.41% | 2,731,200 | $293.9M | Add +110.5% |
| SHEL Shell PLC-ADR | 0.39% | 4,235,707 | $284.0M | Add +935.0% |
| XLE SS Energy Select Sector | 0.38% | 2,945,648 | $278.1M | Reduce -2.4% |
| VRSN Verisign Inc. | 0.38% | 1,461,197 | $276.9M | Add +36.4% |
| WDAY Workday Inc. Class A | 0.38% | 997,887 | $272.2M | Add +483.6% |
| MRK Merck & Co. Inc. | 0.37% | 2,021,415 | $266.7M | Reduce -17.2% |
| ADM Archer-Daniels-Midland Co. | 0.36% | 4,132,861 | $259.6M | Add +331.6% |
| LPLA LPL Financial Holdings Inc. | 0.35% | 946,039 | $249.9M | Reduce -5.3% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.34% | 3,731,065 | $244.9M | Add +139.8% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.34% | 3,158,600 | $244.2M | Add +235.2% |
| NOW ServiceNow Inc. | 0.34% | 319,569 | $243.6M | Add +16.9% |
| DE Deere & Co. | 0.33% | 589,534 | $242.1M | Add +13.9% |
| GOOG Alphabet Inc. Class C | 0.33% | 1,588,618 | $241.9M | Add +5.3% |
| DKNG Draftkings Inc. Class A | 0.33% | 5,300,534 | $240.7M | Reduce -6.3% |
| ZTS Zoetis Inc. | 0.33% | 1,410,565 | $238.7M | Add +19374.9% |
| ADSK Autodesk Inc. | 0.32% | 887,441 | $231.1M | Reduce -3.1% |
| DD Dupont DE Nemours Inc. | 0.31% | 2,968,694 | $227.6M | Add +6998.7% |
| REGN Regeneron Pharmaceuticals | 0.31% | 230,471 | $221.8M | Reduce -36.7% |
| LYFT LYFT Inc. Class A | 0.30% | 11,229,697 | $217.3M | Add +17.9% |
| AVGO Broadcom Inc. | 0.30% | 162,083 | $214.8M | Reduce -19.4% |
| FCNCA First Citizens Bcshs Class A | 0.29% | 130,212 | $212.9M | Reduce -17.4% |
| OKTA Okta Inc. | 0.29% | 1,978,083 | $206.9M | Add +2213.2% |
| CI The Cigna Group | 0.27% | 546,816 | $198.6M | Add +93.0% |
| AAP Advance Auto Parts Inc. | 0.27% | 2,333,845 | $198.6M | Reduce -32.9% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.27% | 1,956,895 | $198.5M | Add +102.1% |
| VRSK Verisk Analytics Inc. | 0.27% | 839,075 | $197.8M | Add +14.4% |
| MRVL Marvell Technology Inc. | 0.27% | 2,749,879 | $194.9M | Add +1627.3% |
| NXT Nextpower Inc. filed as NEXTRACKER INC | 0.26% | 3,375,509 | $189.9M | Add +368.4% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.26% | 3,737,300 | $189.1M | Add +925.9% |
| DOCU Docusign Inc. | 0.26% | 3,146,171 | $187.4M | Add +84.8% |
| HLT Hilton Worldwide Holdings Inc. | 0.26% | 874,958 | $186.6M | Reduce -4.7% |
| DASH DoorDash Inc. Class A | 0.26% | 1,353,463 | $186.4M | Add +13.0% |
| LLY Eli Lilly & Co. | 0.24% | 227,064 | $176.6M | Reduce -22.2% |
| MPC Marathon Petroleum Corp. | 0.24% | 872,921 | $175.9M | Add +322.9% |
| WDC Western Digital Corp. | 0.24% | 2,532,263 | $172.8M | Reduce -7.4% |
| LMT Lockheed Martin Corp. | 0.23% | 371,347 | $168.9M | Reduce -17.3% |
| ELV Elevance Health Inc. | 0.23% | 316,913 | $164.3M | Add +19.8% |
| ISRG Intuitive Surgical Inc. | 0.22% | 407,083 | $162.5M | Add +1.5% |
| CAVA Cava Group Inc. | 0.22% | 2,260,557 | $158.4M | Add +2373.1% |
| HD Home Depot Inc. | 0.22% | 412,671 | $158.3M | Reduce -62.7% |
| XOM Exxon Mobil Corp. | 0.21% | 1,337,862 | $155.5M | Reduce -73.6% |
| GE General Electric | 0.21% | 863,732 | $151.6M | Add +27.7% |
| PG The Procter & Gamble Co. | 0.21% | 931,232 | $151.1M | Reduce -50.7% |
| MEDP Medpace Holdings Inc. | 0.21% | 372,079 | $150.4M | Add +60.7% |
| HUM Humana Inc. | 0.21% | 431,858 | $149.7M | Add +1251.8% |
| ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN | 0.21% | 2,287,223 | $149.5M | Add +21.2% |
| VRTX Vertex Pharmaceuticals Inc. | 0.21% | 355,458 | $148.6M | Add +66.9% |
| JNJ Johnson & Johnson | 0.21% | 938,826 | $148.5M | Reduce -34.3% |
| HOOD Robinhood Markets Inc. Class A | 0.20% | 7,270,560 | $146.4M | Add +17.5% |
| ECL Ecolab Inc. | 0.20% | 630,188 | $145.5M | Add +206.5% |
| SPGI S&P Global Inc. | 0.20% | 333,320 | $141.8M | Add +659.0% |
| MMM 3M Co. | 0.20% | 1,333,443 | $141.4M | Add +5103.7% |
Options reported separately and not counted above: QQQ puts ($1.3B), META puts ($780.6M), C puts ($595.0M), AMZN puts ($587.6M), NVDA puts ($533.5M), CMG puts ($502.6M), AAPL calls ($453.3M), BAC puts ($445.1M), BKNG puts ($402.7M), NFLX puts ($399.2M), TSLA puts ($385.6M), SMCI puts ($383.6M), and 1180 more.
Other holdings (392): bonds, preferreds, convertibles and warrants · $5.6B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 165,817,000 | $471.6M | Add +4.0% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 87,039,000 | $248.5M | Add +33.8% |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 73,492,000 | $207.2M | Add +7.3% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 106,299,000 | $186.1M | Add +0.4% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 48,851,000 | $149.4M | Reduce -0.1% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 126,000,000 | $138.3M | Add +11.5% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 2,000,000 | $117.9M | New |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 122,503,000 | $114.3M | Add +132.4% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 83,950,000 | $110.4M | Add +11.6% |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 34,545,000 | $102.6M | No change |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 108,984,000 | $98.9M | Add +2.4% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 68,821,000 | $95.6M | Add +3.8% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 102,482,000 | $95.0M | No change |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 88,500,000 | $88.9M | Add +105.8% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 104,974,000 | $80.0M | Add +17.3% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 74,185,000 | $78.6M | No change |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 80,357,000 | $77.2M | Add +0.0% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 56,205,000 | $76.7M | Reduce -12.1% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 52,750,000 | $69.6M | No change |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 77,241,000 | $69.5M | Add +7.5% |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | 20,154,000 | $66.8M | No change |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 68,846,000 | $63.4M | Reduce -9.1% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 37,177,000 | $61.6M | New |
| NCL CORPORATION LTD (NCLH 6 05/15/24) | NOTE 6.000% 5/1 · principal | 40,247,000 | $61.5M | Add +44.6% |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 64,883,000 | $61.2M | Add +44.6% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 55,080,000 | $59.2M | Add +117.5% |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 62,432,000 | $58.8M | No change |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 45,635,000 | $57.3M | No change |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | 54,977,000 | $54.9M | No change |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 29,500,000 | $52.8M | New |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 53,321,000 | $50.8M | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 54,468,000 | $50.6M | Add +3.8% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 47,925,000 | $50.0M | Add +96.2% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 53,065,000 | $49.6M | Add +259.8% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 50,000,000 | $48.9M | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 55,161,000 | $47.7M | Add +4.8% |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | 49,696,000 | $47.6M | No change |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 90,450,000 | $47.1M | Add +18.6% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 54,350,000 | $45.7M | Reduce -6.9% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 40,216,000 | $44.6M | Add +25.4% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 52,250,000 | $43.0M | No change |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 38,030,000 | $42.9M | Add +121.1% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 45,800,000 | $42.2M | Add +88.6% |
| IQIYI INC (IQ 4 12/15/26) | NOTE 4.000%12/1 · principal | 40,013,000 | $39.7M | Reduce -32.2% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 40,640,000 | $37.7M | Add +3.8% |
| JOYY INC (JOYY 1.375 06/15/26) | NOTE 1.375% 6/1 · principal | 37,716,000 | $37.2M | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 30,977,000 | $36.2M | Reduce -15.1% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 22,832,000 | $36.2M | Reduce -22.2% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 34,000,000 | $36.0M | New |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 15,953,000 | $35.8M | No change |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 41,255,000 | $35.0M | Reduce -1.2% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 280,000 | $34.4M | No change |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | 37,365,000 | $34.0M | Add +42.3% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 34,875,000 | $33.8M | Add +181.8% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 38,726,000 | $33.3M | Add +69.1% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 28,000,000 | $33.1M | Add +273.3% |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | 38,733,000 | $31.4M | No change |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 34,749,000 | $31.1M | No change |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 32,500,000 | $30.4M | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 52,400,000 | $29.8M | No change |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 32,000,000 | $29.2M | Reduce -4.5% |
| UNDER ARMOUR INC (UA 1.5 06/01/24) | NOTE 1.500% 6/0 · principal | 29,400,000 | $29.1M | No change |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 33,200,000 | $28.4M | Reduce -46.6% |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 38,122,000 | $28.1M | No change |
| GROUPON INC (GRPN 1.125 03/15/26) | NOTE 1.125% 3/1 · principal | 34,850,000 | $27.7M | No change |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 21,984,000 | $27.0M | New |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 112,700,000 | $26.9M | No change |
| PENGUIN SOLUTIONS CAYMEN (PENG 2.25 02/15/26) | NOTE 2.250% 2/1 · principal | 19,137,000 | $26.8M | No change |
| NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) | NOTE 2.250% 5/1 · principal | 14,351,000 | $26.0M | No change |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 40,689,000 | $25.9M | No change |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 20,694,000 | $24.1M | Add +87.7% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 21,325,000 | $23.0M | No change |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 12,304,000 | $23.0M | Add +19.4% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 23,500,000 | $22.9M | Reduce -11.3% |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | 14,500,000 | $22.5M | Add +190.0% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 23,825,000 | $22.5M | New |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 22,500,000 | $22.3M | No change |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 32,500,000 | $22.2M | Add +3.2% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 17,800,000 | $22.0M | New |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 21,500,000 | $21.9M | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 26,500,000 | $21.2M | New |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 19,874,000 | $20.9M | Add +3.0% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 14,000,000 | $20.6M | Add +16.7% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 37,250,000 | $20.4M | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 11,371,000 | $20.3M | No change |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 21,300,000 | $20.3M | New |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 20,519,000 | $19.4M | No change |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 205,101 | $18.6M | Add +0.1% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 19,700,000 | $18.5M | Add +32.8% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 15,534,000 | $18.4M | New |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 21,085,000 | $17.7M | Add +119.1% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 18,000,000 | $17.7M | No change |
| SABRE GLBL INC (SABHLD 7.32 08/01/26) | NOTE 7.320% 8/0 · principal | 19,964,000 | $17.3M | New |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 15,500,000 | $17.2M | Add +40.9% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 6,710,000 | $17.2M | No change |
| ENPHASE ENERGY INC (ENPH 0.25 03/01/25) | NOTE 0.250% 3/0 · principal | 10,692,000 | $16.9M | No change |
| ZYNGA INC (ZNGA 0.25 06/01/24) | NOTE 0.250% 6/0 · principal | 13,537,000 | $15.5M | Add +185.0% |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 14,000,000 | $15.2M | Add +300.0% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 16,989,000 | $14.7M | Reduce -72.9% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 7,385,000 | $14.3M | Add +176.9% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 16,238,000 | $14.2M | No change |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 17,500,000 | $14.0M | No change |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 13,750,000 | $12.6M | Add +587.5% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 19,500,000 | $12.2M | Add +875.0% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/25) | NOTE 1.625% 2/1 · principal | 3,000,000 | $12.2M | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 11,151,000 | $11.6M | Reduce -80.6% |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 12,380,000 | $11.5M | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 11,700,000 | $11.1M | New |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 14,880,000 | $10.8M | No change |
| RH (RH 0 09/15/24) | NOTE 9/1 · principal | 6,502,000 | $10.8M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 10,000,000 | $10.6M | New |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 10,860,000 | $10.5M | Reduce -86.2% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 14,400,000 | $10.4M | No change |
| MAXEON SOLAR TECH (MAXN 6.5 07/15/25) | NOTE 6.500% 7/1 · principal | 15,000,000 | $9.5M | No change |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 8,438,000 | $9.4M | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 9,360,000 | $9.3M | New |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 7,000,000 | $8.4M | New |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 10,000,000 | $8.4M | New |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 8,500,000 | $8.2M | Reduce -34.6% |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 5,000,000 | $8.2M | No change |
| ACORDA THERAPEUTICS INC (ACOR 6 12/01/24) | NOTE 6.000%12/0 · principal | 14,000,000 | $8.2M | No change |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 19,500,000 | $8.1M | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 15,400,000 | $7.5M | New |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 10,000,000 | $6.4M | No change |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 15,714,000 | $6.2M | Add +10.6% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 6,500,000 | $6.2M | New |
| SPIRIT AIRLINES INC (SAVE 4.75 05/15/25) | NOTE 4.750% 5/1 · principal | 7,612,000 | $5.7M | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 6,075,000 | $5.4M | Reduce -59.7% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 4,993,000 | $4.8M | Reduce -95.4% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 4,000,000 | $3.9M | New |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | 2,870,000 | $2.8M | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 2,000,000 | $2.8M | New |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 2,500,000 | $2.5M | New |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 5,000,000 | $2.4M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 2,500,000 | $2.3M | New |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | 2,388,000 | $2.2M | Reduce -92.4% |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | 895,357 | $2.0M | No change |
| INSEEGO CORP (INSG 3.25 05/01/25) | NOTE 3.250% 5/0 · principal | 5,000,000 | $1.9M | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 39,904 | $1.7M | No change |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 1,000,000 | $1.5M | New |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 1,481,182 | $1.1M | Add +13.3% |
| IMTXW Immatics NV -CW | *W EXP 07/01/202 | 330,023 | $858K | Reduce -4.8% |
| PAYOW Payoneer Global Inc.-CW27 | *W EXP 99/99/999 | 3,405,597 | $848K | No change |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 1,588,942 | $763K | Add +18.7% |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 506,816 | $694K | Add +0.1% |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 839,807 | $672K | Reduce -22.9% |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 547,924 | $663K | No change |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 1,281,360 | $636K | Reduce -0.0% |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 929,890 | $604K | Add +27.4% |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | 805,043 | $555K | Add +0.0% |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | 15,000 | $448K | No change |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 439,789 | $411K | No change |
| SABLE OFFSHORE CORP | *W EXP 02/14/202 | 131,297 | $339K | New |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 330,794 | $308K | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 591,955 | $296K | No change |
| HOLLEY INC | *W EXP 11/30/202 | 732,036 | $256K | No change |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 106,572 | $240K | No change |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 1,059,485 | $238K | No change |
| AEON BIOPHARMA INC | *W EXP 07/21/202 | 154,432 | $224K | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 1,347,439 | $216K | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 384,473 | $206K | No change |
| PROJECT ENERGY REIMAGINED AC | *W EXP 99/99/999 | 1,237,500 | $186K | No change |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 469,896 | $179K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 1,253,037 | $163K | No change |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 604,873 | $127K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 1,264,445 | $120K | Reduce -6.3% |
| OCSAW Oculis Holding AG -30 | *W EXP 03/06/202 | 37,216 | $109K | No change |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 166,366 | $108K | Reduce -0.2% |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 990,000 | $104K | No change |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 33,244 | $98K | No change |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 499,827 | $87K | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 225,000 | $86K | New |
| SESCW Ivanhoe Capital Class A -CW27 | *W EXP 12/10/202 | 988,099 | $79K | No change |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | 742,500 | $77K | No change |
| AONCW American Oncology Netwo-C28 | *W EXP 09/20/202 | 220,646 | $75K | No change |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 222,985 | $71K | No change |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 117,840 | $70K | New |
| RWODR Redwoods Acquisition-Rights | RIGHT 03/15/2027 | 300,000 | $67K | No change |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 350,000 | $64K | No change |
| TRIS.WS Tristar Acq I Class A -CW28 | *W EXP 99/99/999 | 847,500 | $59K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 150,000 | $56K | New |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 695,312 | $56K | Add +28.1% |
| OCEAW Aesther Healthcare Acq -CW23 | *W EXP 02/14/202 | 182,154 | $53K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 300,000 | $51K | New |
| CNXXW Conx Corp. Class A -CW27 | *W EXP 10/30/202 | 250,000 | $50K | No change |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 199,999 | $50K | No change |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | 375,000 | $49K | No change |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 250,000 | $49K | No change |
| ZALATORIS ACQUISITION CORP | *W EXP 99/99/999 | 742,500 | $48K | No change |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 199,999 | $47K | No change |
| IMAQR International Media Acq-RTS | RIGHT 99/99/9999 | 900,000 | $46K | No change |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 375,000 | $45K | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 495,000 | $45K | No change |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 15,032 | $44K | No change |
| ASCAR A Spac I Acquisition Co.-RTS | RIGHT 12/09/2026 | 225,000 | $43K | No change |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 224,999 | $43K | No change |
| BYNOW Bynordic Acquisition -CW27 | *W EXP 07/01/202 | 742,500 | $42K | No change |
| EUDAW 8I Acquisition 2 Corp. -CW22 | *W EXP 11/22/202 | 200,000 | $42K | No change |
| SOARW Volato Group Inc. - CW23 | *W EXP 12/04/202 | 275,000 | $41K | No change |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 91,666 | $41K | No change |
Largest 200 of 392 shown.
Total filed on the 13F, all lines: $78.0B.
Portfolio Sells Q4 2023 → Q1 2024
| AMD Advanced Micro Devices | Reduce -58.5% | 0.96% | −1.18 |
| C Citigroup Inc. | Reduce -88.3% | 0.09% | −0.60 |
| BKNG Booking Holdings Inc. | Reduce -51.4% | 0.46% | −0.59 |
| XOM Exxon Mobil Corp. | Reduce -73.6% | 0.21% | −0.58 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -76.1% | 0.15% | −0.57 |
| RIVN Rivian Automotive Inc. Class A | Reduce -60.4% | 0.10% | −0.52 |
| ROKU Roku Inc. | Reduce -88.1% | 0.04% | −0.48 |
| EMB iShares JP Morgan Usd Emergi | Sold out | 0.00% | −0.48 |
| LULU Lululemon Athletica Inc. | Reduce -95.0% | 0.02% | −0.46 |
| HD Home Depot Inc. | Reduce -62.7% | 0.22% | −0.38 |
| AMZN Amazon.com Inc. | Reduce -21.0% | 1.77% | −0.37 |
| FISV Fiserv Inc. | Reduce -75.8% | 0.12% | −0.33 |
| BMY Bristol-Myers Squibb Co. | Reduce -83.3% | 0.06% | −0.30 |
| FICO Fair Isaac Corp. | Reduce -66.7% | 0.14% | −0.30 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -95.2% | 0.01% | −0.28 |
| DLTR Dollar Tree Inc. | Reduce -61.9% | 0.13% | −0.27 |
| SHOP Shopify Inc. Class A | Reduce -77.9% | 0.06% | −0.27 |
| ZS Zscaler Inc. | Reduce -50.7% | 0.16% | −0.26 |
| AFRM Affirm Holdings Inc. | Reduce -3.3% | 0.47% | −0.26 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -65.9% | 0.12% | −0.24 |
| WFC Wells Fargo & Co. | Reduce -77.7% | 0.07% | −0.24 |
| SNOW Snowflake Inc. | Reduce -89.2% | 0.02% | −0.23 |
| PG The Procter & Gamble Co. | Reduce -50.7% | 0.21% | −0.22 |
| GOOGL Alphabet Inc. Class A | Reduce -20.5% | 0.70% | −0.22 |
| DUOL Duolingo | Reduce -56.1% | 0.13% | −0.21 |
| IMGN Immunogen Inc. | Sold out | 0.00% | −0.21 |
| SNAP Snap Inc. Class A | Reduce -60.6% | 0.06% | −0.21 |
| UBER Uber Technologies Inc. | Reduce -22.7% | 1.18% | −0.20 |
| PDD PDD Holdings Inc. | Reduce -67.4% | 0.06% | −0.20 |
| CCL Carnival Corp. | Reduce -79.2% | 0.04% | −0.20 |
| REGN Regeneron Pharmaceuticals | Reduce -36.7% | 0.31% | −0.19 |
| ULTA Ulta Beauty Inc. | Reduce -63.1% | 0.10% | −0.18 |
| FLEX Flex Ltd. | Reduce -84.3% | 0.03% | −0.17 |
| LI Li Auto Inc. - ADR | Reduce -43.5% | 0.11% | −0.17 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -98.9% | 0.00% | −0.16 |
| META Meta Platforms Inc. Class A | Reduce -26.0% | 1.39% | −0.16 |
| TXN Texas Instruments Inc. | Reduce -62.2% | 0.08% | −0.16 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -11.2% | 0.83% | −0.16 |
| MELI MercadoLibre Inc. | Reduce -56.4% | 0.09% | −0.15 |
| GS Goldman Sachs Group Inc. | Reduce -73.6% | 0.05% | −0.15 |
| W Wayfair Inc. Class A | Reduce -86.6% | 0.02% | −0.15 |
| JNJ Johnson & Johnson | Reduce -34.3% | 0.21% | −0.15 |
| FTNT Fortinet Inc. | Reduce -53.8% | 0.13% | −0.15 |
| UPST Upstart Holdings Inc. | Reduce -39.0% | 0.08% | −0.14 |
| JCI Johnson Controls Internation | Reduce -53.2% | 0.12% | −0.13 |
| RUN Sunrun Inc. | Reduce -93.2% | 0.01% | −0.13 |
| PLTR Palantir Technologies Inc. Class A | Reduce -35.0% | 0.43% | −0.13 |
| GTLB Gitlab Inc. Class A | Reduce -52.0% | 0.08% | −0.12 |
| MU Micron Technology Inc. | Reduce -30.5% | 0.67% | −0.12 |
| SWN Southwestern Energy Co. | Reduce -49.8% | 0.13% | −0.12 |
Portfolio Buys Q4 2023 → Q1 2024
| V Visa Inc. Class A | Add +245.4% | 1.31% | +0.91 |
| HES Hess Corp. | Add +424.8% | 0.92% | +0.74 |
| MA Mastercard Inc. Class A | Add +629.4% | 0.72% | +0.62 |
| ORCL Oracle Corp. | Add +344.5% | 0.75% | +0.59 |
| PGR Progressive Corp. | Add +152.2% | 0.78% | +0.51 |
| ASML ASML Holding NV-NY Reg SHS | Add +472.1% | 0.52% | +0.44 |
| AMAT Applied Materials Inc. | Add +216.8% | 0.58% | +0.41 |
| ARM Arm Holdings PLC-ADR | New | 0.41% | +0.41 |
| AAPL Apple Inc. | Add +43.7% | 3.51% | +0.40 |
| ADBE Adobe Inc. | Add +251.5% | 0.63% | +0.39 |
| VCIT Vanguard Int-Term Corporate | Add +230.5% | 0.55% | +0.36 |
| SHEL Shell PLC-ADR | Add +935.0% | 0.39% | +0.35 |
| CMG Chipotle Mexican Grill Inc. | Add +34.3% | 1.04% | +0.35 |
| PXD Pioneer Natural Resources Co. | Add +74.8% | 0.75% | +0.33 |
| ZTS Zoetis Inc. | Add +19374.9% | 0.33% | +0.33 |
| DD Dupont DE Nemours Inc. | Add +6998.7% | 0.31% | +0.31 |
| LNG Cheniere Energy Inc. | Add +95.6% | 0.79% | +0.30 |
| WDAY Workday Inc. Class A | Add +483.6% | 0.38% | +0.30 |
| PFE Pfizer Inc. | Add +67.3% | 0.93% | +0.28 |
| OKTA Okta Inc. | Add +2213.2% | 0.29% | +0.27 |
| MRVL Marvell Technology Inc. | Add +1627.3% | 0.27% | +0.25 |
| ADM Archer-Daniels-Midland Co. | Add +331.6% | 0.36% | +0.25 |
| CVNA Carvana Co. | Add +21.6% | 0.54% | +0.24 |
| GM General Motors Co. | Add +99.2% | 0.43% | +0.24 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +925.9% | 0.26% | +0.23 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +235.2% | 0.34% | +0.22 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +34.5% | 0.65% | +0.21 |
| CAVA Cava Group Inc. | Add +2373.1% | 0.22% | +0.21 |
| NXT Nextpower Inc. | Add +368.4% | 0.26% | +0.21 |
| APO Apollo Global Management Inc. | Add +53.7% | 0.52% | +0.20 |
| MPC Marathon Petroleum Corp. | Add +322.9% | 0.24% | +0.20 |
| AXP American Express Co. | Add +44.7% | 0.55% | +0.19 |
| PAYC Paycom Software Inc. | Add +121.5% | 0.41% | +0.19 |
| MMM 3M Co. | Add +5103.7% | 0.20% | +0.19 |
| MUB iShares National Muni Bond E | Add +110.5% | 0.41% | +0.19 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +139.8% | 0.34% | +0.18 |
| HUM Humana Inc. | Add +1251.8% | 0.21% | +0.18 |
| DVN Devon Energy Corp. | Add +54.2% | 0.54% | +0.18 |
| SBUX Starbucks Corp. | Add +91.9% | 0.48% | +0.18 |
| UNH Unitedhealth Group Inc. | Add +88.3% | 0.50% | +0.18 |
| ROST Ross Stores Inc. | Add +48.6% | 0.63% | +0.18 |
| FANG Diamondback Energy Inc. | Add +2661.3% | 0.18% | +0.18 |
| TTD Trade Desk Inc./the Class A | Add +40.8% | 0.52% | +0.17 |
| CELH Celsius Holdings Inc. | Add +1363.3% | 0.18% | +0.17 |
| TEL Te Connectivity Ltd. | Add +11752.1% | 0.17% | +0.17 |
| SPGI S&P Global Inc. | Add +659.0% | 0.20% | +0.17 |
| XLF SS Financial Select Sector | Add +1357.3% | 0.17% | +0.16 |
| SO The Southern Co. | Add +591.2% | 0.18% | +0.15 |
| NEE Nextera Energy Inc. | Add +402.9% | 0.19% | +0.15 |
| ON On Semiconductor | Add +76.9% | 0.54% | +0.15 |
Options Activity Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | put | New | 12,500,000 | $1.3B |
| META Meta Platforms Inc. Class A | put | Reduce -49.3% | 1,607,600 | $780.6M |
| C Citigroup Inc. | put | Reduce -21.0% | 9,408,100 | $595.0M |
| AMZN Amazon.com Inc. | put | Reduce -55.4% | 3,257,300 | $587.6M |
| NVDA Nvidia Corp. | put | Reduce -60.8% | 590,400 | $533.5M |
| CMG Chipotle Mexican Grill Inc. | put | Reduce -34.2% | 172,900 | $502.6M |
| AAPL Apple Inc. | call | Reduce -29.8% | 2,643,600 | $453.3M |
| BAC Bank of America Corp. | put | Reduce -0.3% | 11,738,700 | $445.1M |
| BKNG Booking Holdings Inc. | put | Reduce -43.2% | 111,000 | $402.7M |
| NFLX Netflix Inc. | put | Reduce -40.1% | 657,300 | $399.2M |
| TSLA Tesla Inc. | put | Add +13.0% | 2,193,300 | $385.6M |
| SMCI Super Micro Computer Inc. | put | Add +4.9% | 379,800 | $383.6M |
| MSFT Microsoft Corp. | call | Reduce -7.5% | 908,300 | $382.1M |
| GS Goldman Sachs Group Inc. | put | Add +1.0% | 898,400 | $375.3M |
| BKNG Booking Holdings Inc. | call | Reduce -22.5% | 102,400 | $371.5M |
| GM General Motors Co. | put | Reduce -6.1% | 7,600,500 | $344.7M |
| XOM Exxon Mobil Corp. | call | Reduce -29.9% | 2,949,100 | $342.8M |
| PFE Pfizer Inc. | put | Add +38.3% | 12,307,600 | $341.5M |
| NVDA Nvidia Corp. | call | Reduce -39.8% | 373,700 | $337.7M |
| TMUS T-Mobile US Inc. | call | Reduce -13.9% | 2,062,900 | $336.7M |
| JPM JPMorgan Chase & Co. | call | Add +0.5% | 1,591,800 | $318.8M |
| AMZN Amazon.com Inc. | call | Reduce -9.9% | 1,762,500 | $317.9M |
| C Citigroup Inc. | call | Add +18.3% | 4,839,200 | $306.0M |
| BRK.B Berkshire Hathaway Inc. Class B | call | Reduce -8.6% | 726,700 | $305.6M |
| AMD Advanced Micro Devices | put | Reduce -26.8% | 1,685,600 | $304.2M |
| AVGO Broadcom Inc. | put | Reduce -8.0% | 226,600 | $300.3M |
| CRWD CrowdStrike Holdings Inc. Class A | put | Reduce -35.0% | 935,500 | $299.9M |
| LLY Eli Lilly & Co. | call | Add +10.3% | 385,200 | $299.7M |
| CMG Chipotle Mexican Grill Inc. | call | Reduce -49.5% | 101,600 | $295.3M |
| PYPL PayPal Holdings Inc. | put | Reduce -17.2% | 4,372,600 | $292.9M |
| UBER Uber Technologies Inc. | put | Reduce -29.5% | 3,788,900 | $291.7M |
| BABA Alibaba Group Holding-SP ADR | put | Add +18.6% | 3,987,400 | $288.5M |
| V Visa Inc. Class A | call | Reduce -31.4% | 953,500 | $266.1M |
| XOM Exxon Mobil Corp. | put | Reduce -37.0% | 2,239,800 | $260.4M |
| AVGO Broadcom Inc. | call | Add +32.1% | 196,100 | $259.9M |
| NFLX Netflix Inc. | call | Reduce -29.0% | 425,400 | $258.4M |
| BA The Boeing Co. | put | Add +35.9% | 1,333,800 | $257.4M |
| CVX Chevron Corp. | call | Add +47.9% | 1,623,200 | $256.0M |
| BAC Bank of America Corp. | call | Add +5.3% | 6,717,300 | $254.7M |
| LLY Eli Lilly & Co. | put | Add +20.2% | 326,200 | $253.8M |
| AZO AutoZone Inc. | put | Reduce -47.8% | 80,500 | $253.7M |
| XYZ Block Inc. | put | Add +5.5% | 2,912,400 | $246.3M |
| DIS The Walt Disney Co. | put | Reduce -32.8% | 2,005,800 | $245.4M |
| META Meta Platforms Inc. Class A | call | Reduce -51.7% | 488,100 | $237.0M |
| PLTR Palantir Technologies Inc. Class A | put | Add +32.4% | 9,781,300 | $225.1M |
| TSLA Tesla Inc. | call | Reduce -13.9% | 1,263,300 | $222.1M |
| GS Goldman Sachs Group Inc. | call | Add +3.7% | 521,200 | $217.7M |
| GM General Motors Co. | call | Add +26.3% | 4,581,900 | $207.8M |
| WFC Wells Fargo & Co. | put | Reduce -18.5% | 3,556,900 | $206.2M |
| PANW Palo Alto Networks Inc. | put | Reduce -43.8% | 723,800 | $205.7M |
Showing the first 50 of 1,308.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Add +4.0% | 165,817,000 | $471.6M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Add +33.8% | 87,039,000 | $248.5M |
| EQT CORP (EQT 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Sold out | 82,929,000 | $220.8Mbefore exit |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | Add +7.3% | 73,492,000 | $207.2M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +0.4% | 106,299,000 | $186.1M |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | Reduce -0.1% | 48,851,000 | $149.4M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Add +11.5% | 126,000,000 | $138.3M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 2,000,000 | $117.9M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +132.4% | 122,503,000 | $114.3M |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Add +11.6% | 83,950,000 | $110.4M |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | Add +2.4% | 108,984,000 | $98.9M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Add +3.8% | 68,821,000 | $95.6M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +105.8% | 88,500,000 | $88.9M |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Sold out | 74,172,000 | $83.3Mbefore exit |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Add +17.3% | 104,974,000 | $80.0M |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | Add +0.0% | 80,357,000 | $77.2M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -12.1% | 56,205,000 | $76.7M |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | Add +7.5% | 77,241,000 | $69.5M |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Reduce -9.1% | 68,846,000 | $63.4M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | New | 37,177,000 | $61.6M |
| NCL CORPORATION LTD (NCLH 6 05/15/24) | NOTE 6.000% 5/1 · principal | Add +44.6% | 40,247,000 | $61.5M |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | Add +44.6% | 64,883,000 | $61.2M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Add +117.5% | 55,080,000 | $59.2M |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | New | 29,500,000 | $52.8M |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Add +3.8% | 54,468,000 | $50.6M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Add +96.2% | 47,925,000 | $50.0M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Add +259.8% | 53,065,000 | $49.6M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Add +4.8% | 55,161,000 | $47.7M |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | Add +18.6% | 90,450,000 | $47.1M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Reduce -6.9% | 54,350,000 | $45.7M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Add +25.4% | 40,216,000 | $44.6M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Add +121.1% | 38,030,000 | $42.9M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +88.6% | 45,800,000 | $42.2M |
| IQIYI INC (IQ 4 12/15/26) | NOTE 4.000%12/1 · principal | Reduce -32.2% | 40,013,000 | $39.7M |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | Add +3.8% | 40,640,000 | $37.7M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -15.1% | 30,977,000 | $36.2M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Reduce -22.2% | 22,832,000 | $36.2M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | New | 34,000,000 | $36.0M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Reduce -1.2% | 41,255,000 | $35.0M |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | Add +42.3% | 37,365,000 | $34.0M |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | Add +181.8% | 34,875,000 | $33.8M |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | Add +69.1% | 38,726,000 | $33.3M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Add +273.3% | 28,000,000 | $33.1M |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | Reduce -4.5% | 32,000,000 | $29.2M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Reduce -46.6% | 33,200,000 | $28.4M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | New | 21,984,000 | $27.0M |
| VNET GROUP INC (VNET 0 02/01/26) | NOTE 2/0 · principal | Sold out | 27,000,000 | $26.6Mbefore exit |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | Add +87.7% | 20,694,000 | $24.1M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Sold out | 22,750,000 | $23.4Mbefore exit |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | Add +19.4% | 12,304,000 | $23.0M |
Showing the first 50 of 183.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,138 | $151.6B | SPY, NVDA, GOOGL, AMZN, GOOG |
| Q1 2026 | 2,909 | $118.0B | NVDA, MSFT, AVGO, GOOGL, AAPL |
| Q4 2025 | 2,872 | $123.2B | NVDA, SPY, MSFT, PLTR, AMD |
| Q3 2025 | 2,815 | $115.7B | NVDA, MSFT, SPY, AVGO, PLTR |
| Q2 2025 | 2,769 | $94.1B | SPY, NVDA, AAPL, MSFT, NFLX |
| Q1 2025 | 2,723 | $78.3B | SPY, MSFT, NVDA, AAPL, INTU |
| Q4 2024 | 2,657 | $84.3B | SPY, MSFT, AAPL, NVDA, TSLA |
| Q3 2024 | 2,759 | $70.4B | NVDA, AAPL, MSFT, META, AMZN |
| Q2 2024 | 2,791 | $65.7B | MSFT, AAPL, NVDA, AMZN, V |
| Q1 2024Amended | 2,705 | $72.3B | MSFT, AAPL, NVDA, AMZN, NFLX |