D. E. Shaw & Co.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), David E. Shaw's D. E. Shaw & Co. reported 2,657 stock positions worth $84.3 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 4.7% of the portfolio, followed by Microsoft (MSFT, 2.5%) and Apple (AAPL, 1.8%). Compared with Q3 2024, it opened 365 new positions, sold out of 468, added to 1,084 and reduced 1,163. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +1261%) and the biggest sale Nvidia (NVDA, shares −41%).
- Most Recent 13F
- Q2 2026
- Notable People
- David E. Shaw
- Location
- New York, NY
- CIK
- 0001009207
- Portfolio Value
- $84.3B (Q4 2024)
- SEC Filing
- 0001104659-25-014028 ↗ filed Feb 14, 2025
Holdings Value
Holdings 2,657 stocks · $84.3B
| SPY SS SPDR S&P 500 ETF Trust-US | 4.71% | 6,778,781 | $4.0B | Add +1260.7% |
| MSFT Microsoft Corp. | 2.52% | 5,046,808 | $2.1B | Add +26.9% |
| AAPL Apple Inc. | 1.79% | 6,028,352 | $1.5B | Reduce -29.9% |
| NVDA Nvidia Corp. | 1.63% | 10,214,663 | $1.4B | Reduce -40.6% |
| TSLA Tesla Inc. | 1.52% | 3,164,265 | $1.3B | Add +188.2% |
| BA The Boeing Co. | 1.20% | 5,694,670 | $1.0B | Add +1959.1% |
| AMZN Amazon.com Inc. | 1.16% | 4,442,983 | $974.7M | Reduce -1.7% |
| LLY Eli Lilly & Co. | 1.14% | 1,240,766 | $957.9M | Add +204.1% |
| IVV iShares Core S&P 500 ETF | 1.13% | 1,616,083 | $951.4M | Add +1141.9% |
| BKNG Booking Holdings Inc. | 1.03% | 174,744 | $868.2M | Add +112.0% |
| META Meta Platforms Inc. Class A | 0.97% | 1,403,353 | $821.7M | Reduce -17.7% |
| RDDT Reddit Inc. Class A | 0.82% | 4,217,688 | $689.3M | Add +196.0% |
| NFLX Netflix Inc. | 0.79% | 747,016 | $665.8M | Add +49.9% |
| MRK Merck & Co. Inc. | 0.75% | 6,374,804 | $634.2M | Reduce -5.7% |
| INTU Intuit Inc. | 0.71% | 952,237 | $598.5M | Add +4525.9% |
| CEG Constellation Energy | 0.71% | 2,660,629 | $595.2M | Add +73.0% |
| CVNA Carvana Co. | 0.65% | 2,685,471 | $546.1M | Add +17.3% |
| CAVA Cava Group Inc. | 0.63% | 4,691,288 | $529.2M | Reduce -8.8% |
| GOOGL Alphabet Inc. Class A | 0.62% | 2,746,280 | $519.9M | Reduce -26.3% |
| AMGN Amgen Inc. | 0.61% | 1,974,213 | $514.6M | Add +1086.1% |
| IBIT iShares Bitcoin Trust ETF | 0.61% | 9,667,431 | $512.9M | Add +344.8% |
| HES Hess Corp. | 0.60% | 3,817,452 | $507.8M | Reduce -5.3% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.59% | 1,758,166 | $499.1M | Add +1511.2% |
| V Visa Inc. Class A | 0.59% | 1,569,409 | $496.0M | Reduce -33.2% |
| DASH DoorDash Inc. Class A | 0.58% | 2,921,281 | $490.0M | Add +80.0% |
| AVGO Broadcom Inc. | 0.58% | 2,105,287 | $488.1M | Reduce -19.1% |
| DHR Danaher Corp. | 0.58% | 2,114,668 | $485.4M | Add +40977.5% |
| SOFI Sofi Technologies Inc. | 0.57% | 31,318,337 | $482.3M | Add +1890.5% |
| APP AppLovin Corp. Class A | 0.55% | 1,441,117 | $466.7M | Add +125.4% |
| SHEL Shell PLC-ADR | 0.54% | 7,254,467 | $454.5M | Add +44.9% |
| NEE Nextera Energy Inc. | 0.52% | 6,107,328 | $437.8M | Add +246.7% |
| UAL United Airlines Holdings Inc. | 0.50% | 4,312,274 | $418.7M | Add +190.4% |
| FTNT Fortinet Inc. | 0.49% | 4,378,869 | $413.7M | Reduce -28.8% |
| SHW The Sherwin-Williams Co. | 0.49% | 1,203,139 | $409.0M | Add +8.6% |
| APO Apollo Global Management Inc. | 0.48% | 2,454,021 | $405.3M | Reduce -43.2% |
| AMD Advanced Micro Devices | 0.47% | 3,299,131 | $398.5M | Add +28.8% |
| LNG Cheniere Energy Inc. | 0.46% | 1,805,845 | $388.0M | Reduce -13.2% |
| AMAT Applied Materials Inc. | 0.43% | 2,214,652 | $360.2M | Add +671.6% |
| VCIT Vanguard Int-Term Corporate | 0.43% | 4,475,588 | $359.3M | Reduce -43.9% |
| WFC Wells Fargo & Co. | 0.42% | 5,088,119 | $357.4M | Reduce -2.6% |
| FBTC Fidelity Wise Origin Bitcoin | 0.42% | 4,378,000 | $357.1M | Add +13.4% |
| REGN Regeneron Pharmaceuticals | 0.42% | 500,230 | $356.3M | Add +87.9% |
| MU Micron Technology Inc. | 0.42% | 4,194,107 | $353.0M | Add +7.7% |
| CDW CDW Corp. | 0.42% | 2,024,887 | $352.4M | Add +906.9% |
| MA Mastercard Inc. Class A | 0.40% | 644,581 | $339.4M | Add +4.9% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.40% | 4,323,400 | $337.3M | Add +10.6% |
| AER Aercap Holdings NV | 0.40% | 3,483,665 | $333.4M | Reduce -1.6% |
| CRM Salesforce Inc. | 0.39% | 977,276 | $326.7M | Add +37.0% |
| ALAB Astera Labs Inc. | 0.38% | 2,446,861 | $324.1M | New |
| AZN Astrazeneca PLC-Spons ADR | 0.38% | 4,826,330 | $316.2M | Add +203.3% |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.36% | 2,591,270 | $304.6M | Reduce -11.8% |
| NOC Northrop Grumman Corp. | 0.36% | 648,268 | $304.2M | Reduce -4.6% |
| DLTR Dollar Tree Inc. | 0.36% | 4,008,201 | $300.4M | Add +152.2% |
| FANG Diamondback Energy Inc. | 0.35% | 1,787,877 | $292.9M | Add +46.3% |
| HOOD Robinhood Markets Inc. Class A | 0.35% | 7,847,074 | $292.4M | Add +4.2% |
| KLAC KLA Corp. | 0.34% | 459,361 | $289.5M | Add +485.5% |
| WSM Williams-Sonoma Inc. | 0.34% | 1,553,525 | $287.7M | Add +336.4% |
| TMO Thermo Fisher Scientific Inc. | 0.34% | 543,326 | $282.7M | Add +60.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.33% | 6,273,769 | $275.7M | Reduce -54.0% |
| DXCM Dexcom Inc. | 0.33% | 3,530,133 | $274.5M | Add +45.3% |
| QCOM Qualcomm Inc. | 0.32% | 1,756,349 | $269.8M | Add +211.6% |
| BROS Dutch Bros Inc. Class A | 0.32% | 5,118,265 | $268.1M | Add +14.0% |
| CRDO Credo Technology Group Holdi | 0.32% | 3,971,004 | $266.9M | Add +63.5% |
| DD Dupont DE Nemours Inc. | 0.31% | 3,425,607 | $261.2M | Add +9.1% |
| GE General Electric filed as GE AEROSPACE | 0.31% | 1,565,846 | $261.2M | Add +184.1% |
| ELV Elevance Health Inc. | 0.31% | 705,669 | $260.3M | Add +1181.5% |
| EMB iShares JP Morgan Usd Emergi | 0.30% | 2,873,000 | $255.8M | Reduce -10.7% |
| LRCX Lam Research Corp. | 0.30% | 3,525,438 | $254.6M | New |
| RCL Royal Caribbean Cruises Ltd. | 0.30% | 1,099,315 | $253.6M | Reduce -51.8% |
| BIIB Biogen Inc. | 0.29% | 1,609,899 | $246.2M | Add +270.1% |
| EAT Brinker International Inc. | 0.29% | 1,851,457 | $244.9M | Reduce -1.3% |
| ADBE Adobe Inc. | 0.29% | 540,500 | $240.3M | Add +44.4% |
| TECK Teck Resources Ltd.-CLS B | 0.28% | 5,882,044 | $238.4M | Add +17.7% |
| GM General Motors Co. | 0.28% | 4,447,613 | $236.9M | Add +11.1% |
| ICLR Icon PLC | 0.28% | 1,116,205 | $234.1M | Add +574.6% |
| FICO Fair Isaac Corp. | 0.27% | 115,471 | $229.9M | Add +176.2% |
| HLT Hilton Worldwide Holdings Inc. | 0.27% | 929,266 | $229.7M | Add +22.4% |
| KO The Coca-Cola Co. | 0.27% | 3,605,981 | $224.5M | Add +169.7% |
| SCHW Schwab (charles) Corp. | 0.26% | 3,001,808 | $222.2M | Add +25.8% |
| HD Home Depot Inc. | 0.26% | 568,988 | $221.3M | Add +123.9% |
| SYK Stryker Corp. | 0.26% | 607,195 | $218.6M | Reduce -8.9% |
| FCX Freeport-McMoran Inc. | 0.26% | 5,722,862 | $217.9M | Add +94.0% |
| ROST Ross Stores Inc. | 0.26% | 1,428,962 | $216.2M | Reduce -43.4% |
| GOOG Alphabet Inc. Class C | 0.26% | 1,133,382 | $215.8M | Reduce -45.7% |
| BDX Becton Dickinson and Co. | 0.26% | 950,395 | $215.6M | Add +58.8% |
| NOW ServiceNow Inc. | 0.25% | 202,213 | $214.4M | Reduce -38.6% |
| RKLB Rocket Lab USA Inc. | 0.25% | 8,389,495 | $213.7M | Add +69.1% |
| CVE Cenovus Energy Inc. | 0.25% | 14,103,188 | $213.7M | Add +304.4% |
| WMT Walmart Inc. | 0.25% | 2,360,507 | $213.3M | Add +4.5% |
| NXPI NXP Semiconductors NV | 0.25% | 1,026,048 | $213.3M | Add +310.1% |
| PM Philip Morris International | 0.25% | 1,740,863 | $209.5M | Add +22.2% |
| PFE Pfizer Inc. | 0.24% | 7,706,780 | $204.5M | Add +39.6% |
| BKR Baker Hughes Co. | 0.24% | 4,944,271 | $202.8M | Add +83.8% |
| UPST Upstart Holdings Inc. | 0.24% | 3,287,759 | $202.4M | Add +42.1% |
| MRVL Marvell Technology Inc. | 0.24% | 1,815,223 | $200.5M | Add +115.4% |
| MS Morgan Stanley | 0.24% | 1,588,119 | $199.7M | Add +132.8% |
| ISRG Intuitive Surgical Inc. | 0.23% | 373,057 | $194.7M | Add +159.6% |
| CMG Chipotle Mexican Grill Inc. | 0.23% | 3,197,212 | $192.8M | Add +166.9% |
| MCHP Microchip Technology Inc. | 0.23% | 3,342,109 | $191.7M | Add +49.6% |
| AFRM Affirm Holdings Inc. | 0.23% | 3,142,941 | $191.4M | Reduce -45.0% |
Options reported separately and not counted above: TSLA puts ($979.4M), NVDA puts ($945.7M), AAPL calls ($826.5M), NVDA calls ($793.9M), META puts ($679.5M), AMD puts ($614.1M), BKNG calls ($598.2M), C puts ($589.3M), TSLA calls ($580.3M), AMZN puts ($578.2M), CRWD puts ($539.1M), BKNG puts ($524.2M), and 1359 more.
Other holdings (320): bonds, preferreds, convertibles and warrants · $6.6B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 170,096,000 | $211.2M | Add +13.2% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 151,873,000 | $189.2M | Add +31.7% |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 3,900,000 | $178.4M | New |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 2,812,100 | $171.2M | New |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 71,199,000 | $156.8M | Add +301.6% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 108,597,000 | $155.7M | Add +7.0% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 71,505,000 | $155.2M | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 143,343,000 | $152.8M | Add +34.5% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 68,821,000 | $149.8M | No change |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 66,971,000 | $135.0M | Add +5.0% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 132,500,000 | $120.3M | Add +186.2% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 90,529,000 | $114.9M | Add +360.2% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 105,537,000 | $114.7M | New |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 38,135,000 | $111.3M | Add +55.3% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 102,275,000 | $107.1M | Reduce -9.9% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 39,611,000 | $101.8M | Reduce -4.2% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 2,040,000 | $99.7M | Reduce -8.9% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 116,813,000 | $95.5M | Reduce -12.2% |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 48,000,000 | $94.2M | Add +74.5% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 94,241,000 | $88.0M | Add +15.3% |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 34,545,000 | $86.8M | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 87,804,000 | $85.0M | Add +25.8% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 1,600,000 | $79.8M | New |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 78,093,000 | $75.4M | Add +1.6% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 53,600,000 | $74.7M | New |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 75,632,000 | $73.8M | Add +0.9% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 62,686,000 | $71.6M | Reduce -31.3% |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 31,716,000 | $70.8M | New |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 50,587,000 | $68.1M | New |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 68,941,000 | $64.1M | Add +21.3% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 725,000 | $63.2M | Add +625.0% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 69,235,000 | $63.2M | Add +55.8% |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 69,500,000 | $62.0M | New |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 23,376,000 | $61.0M | New |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 960,000 | $60.5M | Add +149.3% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 65,837,000 | $57.5M | Add +20.4% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 58,676,000 | $55.5M | Add +18.6% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 61,559,000 | $55.1M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 46,487,000 | $54.4M | Add +142.6% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 56,437,000 | $54.2M | Reduce -9.7% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 56,994,000 | $52.8M | Reduce -52.5% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 42,216,000 | $51.2M | No change |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 47,542,000 | $49.3M | Add +58.6% |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 41,247,000 | $48.5M | Add +7.8% |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 44,813,000 | $47.7M | Add +28.9% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 39,363,000 | $47.4M | Reduce -54.7% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 78,050,000 | $46.8M | Reduce -7.6% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 34,056,000 | $46.5M | Add +14.4% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 17,595,000 | $46.5M | Add +75.1% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 46,394,000 | $45.6M | Add +39.0% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 28,614,000 | $44.5M | New |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 45,519,000 | $44.4M | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 51,750,000 | $44.1M | Reduce -1.0% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 42,500,000 | $43.5M | New |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 46,021,000 | $43.4M | Add +5.6% |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 45,400,000 | $43.2M | Add +20.1% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 1,048,400 | $43.0M | Reduce -4.5% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 45,686,000 | $42.8M | Reduce -56.8% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 29,795,000 | $41.2M | Add +27.9% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 55,968,000 | $41.1M | No change |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 35,984,000 | $40.1M | Reduce -12.2% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 41,689,000 | $39.6M | No change |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 31,321,000 | $38.8M | No change |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 34,685,000 | $37.0M | Add +317.9% |
| CANADIAN SOLAR INC (CSIQ 2.5 10/01/25) | NOTE 2.500%10/0 · principal | 38,346,000 | $36.0M | No change |
| SPIRIT AEROSYSTEMS INC (SPR 3.25 11/01/28) | NOTE 3.250%11/0 · principal | 26,547,000 | $35.9M | New |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 26,000,000 | $35.5M | New |
| APPLIED OPTOELECTRONICS INC | NOTE 2.750% 1/1 · principal | 31,589,000 | $35.4M | New |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | 38,733,000 | $33.0M | No change |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 13,260,000 | $32.6M | Add +43.2% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 525,000 | $32.5M | Reduce -65.6% |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 46,450,000 | $32.1M | Add +5.1% |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 34,749,000 | $32.0M | No change |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 32,250,000 | $32.0M | Add +396.1% |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 34,001,000 | $31.6M | Add +9.0% |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 27,880,000 | $31.5M | Reduce -35.0% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 29,250,000 | $29.6M | Reduce -35.7% |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 35,072,000 | $28.8M | Reduce -31.3% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 28,500,000 | $28.3M | Reduce -19.7% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 33,500,000 | $28.2M | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 29,500,000 | $27.6M | Add +1375.0% |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 36,000,000 | $26.8M | Add +10.8% |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 27,330,000 | $26.2M | Add +58.6% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 19,250,000 | $25.6M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 24,597,000 | $24.0M | Add +54.7% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 6,445,000 | $23.5M | Reduce -93.0% |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | 15,250,000 | $23.5M | No change |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 24,467,000 | $23.5M | Reduce -67.4% |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 330,401 | $22.8M | Add +60.9% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 20,000,000 | $22.4M | No change |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 20,694,000 | $22.4M | No change |
| WEIBO CORP (WB 1.375 12/01/30) | NOTE 1.375%12/0 · principal | 20,225,000 | $22.3M | New |
| GROUPON INC (GRPN 6.25 03/15/27 *) | NOTE 6.250% 3/1 · principal | 22,850,000 | $22.1M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 26,236,000 | $21.6M | Reduce -8.7% |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 20,739,000 | $21.3M | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 20,500,000 | $21.2M | Add +20.6% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 20,856,000 | $19.6M | No change |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 12,938,000 | $19.1M | New |
| ZIFF DAVIS INC (ZD 3.625 03/01/28) | DEBT 3.625% 3/0 · principal | 19,509,000 | $19.1M | Add +152.2% |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 18,403,000 | $18.4M | No change |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 18,175,000 | $18.1M | Add +125.7% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 18,000,000 | $18.1M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 112,700,000 | $17.3M | No change |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 17,334,000 | $17.1M | New |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 38,900,000 | $16.1M | Reduce -25.8% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 20,750,000 | $16.0M | Reduce -44.3% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 13,750,000 | $15.9M | New |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 12,612,000 | $15.9M | New |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 16,507,000 | $15.3M | Reduce -23.3% |
| ENPHASE ENERGY INC (ENPH 0.25 03/01/25) | NOTE 0.250% 3/0 · principal | 14,314,000 | $14.7M | Add +26.5% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 15,130,000 | $14.4M | New |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 11,972,000 | $14.3M | Add +77.4% |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 14,880,000 | $14.2M | No change |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 17,000,000 | $14.0M | Add +6.3% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 12,250,000 | $14.0M | Add +75.0% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 13,500,000 | $13.5M | Add +107.7% |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 14,050,000 | $13.1M | No change |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 11,500,000 | $12.6M | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 7,775,000 | $12.5M | Add +0.8% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 15,400,000 | $12.3M | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 12,500,000 | $12.1M | New |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | 12,123,000 | $12.0M | No change |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 12,550,000 | $11.9M | Reduce -45.5% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 11,200,000 | $11.9M | Add +250.0% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 200,000 | $11.1M | New |
| EQUINOX GOLD CORP (EQXCN 4.75 10/15/28) | NOTE 4.750%10/1 · principal | 9,278,000 | $10.2M | Reduce -18.2% |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 11,330,000 | $10.1M | No change |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 10,000,000 | $9.8M | New |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 5,641,000 | $8.0M | No change |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 16,714,000 | $7.9M | No change |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 7,653,000 | $7.4M | No change |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 19,500,000 | $7.3M | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 6,490,000 | $6.7M | Add +62.3% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 5,000,000 | $6.7M | New |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 5,000,000 | $5.8M | No change |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | 5,939,000 | $5.5M | Reduce -84.1% |
| CERENCE INC (CRNC 1.5 07/01/28) | NOTE 1.500% 7/0 · principal | 8,000,000 | $5.4M | No change |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 5,500,000 | $5.3M | Add +539.5% |
| ZYNEX INC (ZYXI 5 05/15/26) | NOTE 5.000% 5/1 · principal | 5,000,000 | $5.0M | No change |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 1,507,382 | $4.9M | Add +1.8% |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 5,650,000 | $4.8M | New |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 4,500,000 | $4.3M | No change |
| OATLY GROUP AB (OTLY 9.25 09/14/28) | NOTE 9.250% 9/1 · principal | 5,760,081 | $4.1M | Add +4.6% |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | 839,530 | $4.0M | No change |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 4,000,000 | $3.7M | No change |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 50,000 | $3.5M | No change |
| LUMINAR TECHNOLOGIES INC (LAZR 11.5 01/15/30) | DEBT 11.500% 1/1 · principal | 7,500,000 | $3.3M | No change |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 2,500,000 | $2.7M | New |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 2,500,000 | $2.4M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 2,258,000 | $2.2M | Reduce -66.1% |
| LUMINAR TECHNOLOGIES INC (LAZR 9 01/15/30) | DEBT 9.000% 1/1 · principal | 4,500,000 | $2.0M | Reduce -10.0% |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 1,562,787 | $2.0M | No change |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 6,700,000 | $1.6M | Add +34.0% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 39,904 | $1.1M | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 1,000,000 | $1.0M | New |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 1,049,673 | $913K | Add +51.0% |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 557,746 | $809K | Add +10.1% |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 547,924 | $794K | No change |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 700,330 | $756K | No change |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 1,276,060 | $574K | Reduce -0.4% |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 106,572 | $534K | No change |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 499,827 | $500K | No change |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 439,789 | $440K | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 370,000 | $377K | Reduce -96.3% |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 604,873 | $272K | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 484,473 | $237K | Add +26.0% |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 1,454,895 | $235K | Add +8.0% |
| HPAIW Helport AI Ltd. -29 | *W EXP 03/31/202 | 847,500 | $210K | No change |
| IMTXW Immatics NV -CW | *W EXP 07/01/202 | 792,353 | $199K | Add +140.1% |
| SESCW Ivanhoe Capital Class A -CW27 | *W EXP 12/10/202 | 988,099 | $198K | No change |
| OCSAW Oculis Holding AG -30 | *W EXP 03/06/202 | 35,616 | $192K | Reduce -4.3% |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 1,059,485 | $159K | No change |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 166,366 | $122K | No change |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 990,000 | $120K | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 591,955 | $96K | No change |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 267,000 | $95K | New |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 723,004 | $92K | No change |
| BACQR Inflection Point Acquisition | RIGHT 11/04/2026 | 500,000 | $85K | New |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 150,000 | $83K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 375,000 | $83K | No change |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | 12,097 | $82K | No change |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 467,197 | $75K | No change |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | 175,000 | $73K | No change |
| PITWF Heramba Electric PLC-28 | *W EXP 07/26/202 | 1,237,500 | $66K | No change |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 349,000 | $56K | No change |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 15,032 | $54K | No change |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 350,000 | $50K | No change |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 58,622 | $44K | Reduce -9.7% |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 675,425 | $43K | No change |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 119,035 | $42K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 172,500 | $41K | No change |
| CNCKW Coincheck Group NV | *W EXP 12/11/202 | 21,831 | $41K | New |
| HOLLEY INC | *W EXP 11/30/202 | 732,036 | $40K | No change |
| BDMDW Baird Medical Investment -28 | *W EXP 10/01/202 | 150,000 | $38K | New |
| VLNWF Valens Semiconductor -CW26 | *W EXP 09/30/202 | 447,342 | $37K | No change |
| WINVR Winvest Acquisition Corp.-RTS | RIGHT 99/99/9999 | 375,000 | $33K | No change |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | 325,000 | $33K | No change |
| QETAR Quetta Acquisition Corp.-RTS | RIGHT 99/99/9999 | 23,000 | $32K | No change |
| AAM.WS Aa Mission Acquisition -30 | *W EXP 08/01/203 | 450,000 | $32K | No change |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | 52,798 | $31K | No change |
Largest 200 of 320 shown.
Total filed on the 13F, all lines: $90.9B.
Portfolio Sells Q3 2024 → Q4 2024
| NVDA Nvidia Corp. | Reduce -40.6% | 1.63% | −1.34 |
| AAPL Apple Inc. | Reduce -29.9% | 1.79% | −1.05 |
| WDAY Workday Inc. Class A | Reduce -92.1% | 0.05% | −0.71 |
| TJX TJX Companies Inc. | Reduce -71.0% | 0.19% | −0.56 |
| CAT Caterpillar Inc. | Reduce -65.7% | 0.20% | −0.55 |
| UNH Unitedhealth Group Inc. | Reduce -86.9% | 0.06% | −0.54 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -99.6% | 0.00% | −0.54 |
| SPOT Spotify Technology SA | Reduce -77.3% | 0.16% | −0.52 |
| VCIT Vanguard Int-Term Corporate | Reduce -43.9% | 0.43% | −0.52 |
| BAC Bank of America Corp. | Reduce -54.0% | 0.33% | −0.44 |
| META Meta Platforms Inc. Class A | Reduce -17.7% | 0.97% | −0.41 |
| PLTR Palantir Technologies Inc. Class A | Reduce -81.5% | 0.18% | −0.39 |
| MRK Merck & Co. Inc. | Reduce -5.7% | 0.75% | −0.34 |
| LMT Lockheed Martin Corp. | Reduce -79.3% | 0.06% | −0.34 |
| V Visa Inc. Class A | Reduce -33.2% | 0.59% | −0.33 |
| ON On Semiconductor | Reduce -73.7% | 0.07% | −0.30 |
| DOCU Docusign Inc. | Reduce -90.8% | 0.04% | −0.29 |
| APO Apollo Global Management Inc. | Reduce -43.2% | 0.48% | −0.29 |
| ROST Ross Stores Inc. | Reduce -43.4% | 0.26% | −0.28 |
| CAVA Cava Group Inc. | Reduce -8.8% | 0.63% | −0.28 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -51.8% | 0.30% | −0.27 |
| CVS CVS Health Corp. | Reduce -68.5% | 0.06% | −0.27 |
| EL Estee Lauder Companies Class A | Reduce -28.9% | 0.22% | −0.27 |
| GOOGL Alphabet Inc. Class A | Reduce -26.3% | 0.62% | −0.26 |
| WING Wingstop Inc. | Reduce -76.5% | 0.04% | −0.26 |
| PGR Progressive Corp. | Reduce -60.9% | 0.11% | −0.26 |
| DVN Devon Energy Corp. | Reduce -63.4% | 0.09% | −0.25 |
| GOOG Alphabet Inc. Class C | Reduce -45.7% | 0.26% | −0.24 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -49.8% | 0.15% | −0.22 |
| CME Cme Group Inc. | Reduce -65.5% | 0.10% | −0.22 |
| INTC Intel Corp. | Reduce -94.4% | 0.01% | −0.22 |
| RH RH | Reduce -70.1% | 0.09% | −0.21 |
| XLF SS Financial Select Sector | Reduce -53.9% | 0.14% | −0.21 |
| BBY Best Buy Co. Inc. | Reduce -28.0% | 0.20% | −0.20 |
| MAR Marriott International Class A | Reduce -54.9% | 0.15% | −0.20 |
| NU Nu Holdings Ltd./Cayman Isl-A | Reduce -77.5% | 0.03% | −0.20 |
| DDOG Datadog Inc. Class A | Reduce -76.6% | 0.06% | −0.20 |
| MELI MercadoLibre Inc. | Reduce -53.9% | 0.09% | −0.19 |
| APH Amphenol Corp. Class A | Reduce -77.0% | 0.05% | −0.19 |
| SBAC SBA Communications Corp. | Reduce -51.5% | 0.10% | −0.19 |
| FTNT Fortinet Inc. | Reduce -28.8% | 0.49% | −0.19 |
| FCNCA First Citizens Bcshs Class A | Reduce -64.1% | 0.09% | −0.18 |
| HES Hess Corp. | Reduce -5.3% | 0.60% | −0.17 |
| ETN Eaton Corp. PLC | Reduce -88.5% | 0.02% | −0.17 |
| BABA Alibaba Group Holding-SP ADR | Reduce -72.6% | 0.04% | −0.17 |
| NOW ServiceNow Inc. | Reduce -38.6% | 0.25% | −0.16 |
| RTX RTX Corp. | Reduce -45.8% | 0.12% | −0.16 |
| FL Foot Locker Inc. | Reduce -92.5% | 0.01% | −0.15 |
| NOC Northrop Grumman Corp. | Reduce -4.6% | 0.36% | −0.15 |
| VRSN Verisign Inc. | Reduce -33.0% | 0.22% | −0.14 |
Portfolio Buys Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1260.7% | 4.71% | +4.31 |
| BA The Boeing Co. | Add +1959.1% | 1.20% | +1.14 |
| TSLA Tesla Inc. | Add +188.2% | 1.52% | +1.11 |
| IVV iShares Core S&P 500 ETF | Add +1141.9% | 1.13% | +1.02 |
| INTU Intuit Inc. | Add +4525.9% | 0.71% | +0.69 |
| RDDT Reddit Inc. Class A | Add +196.0% | 0.82% | +0.68 |
| LLY Eli Lilly & Co. | Add +204.1% | 1.14% | +0.62 |
| DHR Danaher Corp. | Add +40977.5% | 0.58% | +0.57 |
| SOFI Sofi Technologies Inc. | Add +1890.5% | 0.57% | +0.55 |
| AJG Arthur J Gallagher & Co. | Add +1511.2% | 0.59% | +0.55 |
| BKNG Booking Holdings Inc. | Add +112.0% | 1.03% | +0.54 |
| AMGN Amgen Inc. | Add +1086.1% | 0.61% | +0.53 |
| IBIT iShares Bitcoin Trust ETF | Add +344.8% | 0.61% | +0.50 |
| APP AppLovin Corp. Class A | Add +125.4% | 0.55% | +0.43 |
| ALAB Astera Labs Inc. | New | 0.38% | +0.38 |
| UAL United Airlines Holdings Inc. | Add +190.4% | 0.50% | +0.38 |
| CDW CDW Corp. | Add +906.9% | 0.42% | +0.35 |
| AMAT Applied Materials Inc. | Add +671.6% | 0.43% | +0.34 |
| NEE Nextera Energy Inc. | Add +246.7% | 0.52% | +0.31 |
| LRCX Lam Research Corp. | New | 0.30% | +0.30 |
| NFLX Netflix Inc. | Add +49.9% | 0.79% | +0.29 |
| ELV Elevance Health Inc. | Add +1181.5% | 0.31% | +0.27 |
| WSM Williams-Sonoma Inc. | Add +336.4% | 0.34% | +0.26 |
| KLAC KLA Corp. | Add +485.5% | 0.34% | +0.26 |
| DASH DoorDash Inc. Class A | Add +80.0% | 0.58% | +0.25 |
| CRDO Credo Technology Group Holdi | Add +63.5% | 0.32% | +0.21 |
| ICLR Icon PLC | Add +574.6% | 0.28% | +0.21 |
| AZN Astrazeneca PLC-Spons ADR | Add +203.3% | 0.38% | +0.20 |
| DLTR Dollar Tree Inc. | Add +152.2% | 0.36% | +0.20 |
| CRH CRH PLC | Add +931.3% | 0.22% | +0.19 |
| TEAM Atlassian Corp. Class A | Add +404.4% | 0.22% | +0.19 |
| RKLB Rocket Lab USA Inc. | Add +69.1% | 0.25% | +0.18 |
| QCOM Qualcomm Inc. | Add +211.6% | 0.32% | +0.18 |
| BIIB Biogen Inc. | Add +270.1% | 0.29% | +0.17 |
| CVE Cenovus Energy Inc. | Add +304.4% | 0.25% | +0.17 |
| MUB iShares National Muni Bond E | Add +16052.4% | 0.17% | +0.17 |
| NXPI NXP Semiconductors NV | Add +310.1% | 0.25% | +0.17 |
| GE General Electric | Add +184.1% | 0.31% | +0.16 |
| WST West Pharmaceutical Services | Add +5277.7% | 0.17% | +0.16 |
| FICO Fair Isaac Corp. | Add +176.2% | 0.27% | +0.16 |
| CNC Centene Corp. | Add +880.7% | 0.18% | +0.16 |
| FND Floor & Decor Holdings Inc. Class A | Add +14841.6% | 0.16% | +0.16 |
| MRVL Marvell Technology Inc. | Add +115.4% | 0.24% | +0.15 |
| MDT Medtronic PLC | Add +486.0% | 0.20% | +0.15 |
| PTON Peloton Interactive Inc. Class A | Add +189.0% | 0.19% | +0.15 |
| SMH Vaneck Semiconductor ETF | New | 0.14% | +0.14 |
| CE Celanese Corp. | New | 0.14% | +0.14 |
| THC Tenet Healthcare Corp. | Add +1971.8% | 0.15% | +0.14 |
| CEG Constellation Energy | Add +73.0% | 0.71% | +0.14 |
| CSCO Cisco Systems Inc. | Add +249.5% | 0.20% | +0.14 |
Options Activity Q3 2024 → Q4 2024
| TSLA Tesla Inc. | put | Add +0.2% | 2,425,200 | $979.4M |
| NVDA Nvidia Corp. | put | Add +12.2% | 7,042,500 | $945.7M |
| AAPL Apple Inc. | call | Add +15.1% | 3,300,400 | $826.5M |
| NVDA Nvidia Corp. | call | Add +15.2% | 5,912,200 | $793.9M |
| META Meta Platforms Inc. Class A | put | Reduce -5.5% | 1,160,500 | $679.5M |
| AMD Advanced Micro Devices | put | Add +86.9% | 5,084,400 | $614.1M |
| BKNG Booking Holdings Inc. | call | Add +19.3% | 120,400 | $598.2M |
| C Citigroup Inc. | put | Add +10.8% | 8,372,200 | $589.3M |
| TSLA Tesla Inc. | call | Add +18.2% | 1,436,900 | $580.3M |
| AMZN Amazon.com Inc. | put | Add +5.0% | 2,635,700 | $578.2M |
| CRWD CrowdStrike Holdings Inc. Class A | put | Add +16.0% | 1,575,700 | $539.1M |
| BKNG Booking Holdings Inc. | put | Add +30.4% | 105,500 | $524.2M |
| BA The Boeing Co. | put | Add +59.9% | 2,939,100 | $520.2M |
| MU Micron Technology Inc. | put | Add +134.3% | 5,947,900 | $500.6M |
| CMG Chipotle Mexican Grill Inc. | put | Reduce -1.0% | 8,069,900 | $486.6M |
| AVGO Broadcom Inc. | put | Add +21.1% | 2,056,900 | $476.9M |
| LLY Eli Lilly & Co. | put | Add +79.3% | 575,100 | $444.0M |
| SNOW Snowflake Inc. | put | Add +18.4% | 2,865,000 | $442.4M |
| LULU Lululemon Athletica Inc. | put | Add +3.4% | 1,085,800 | $415.2M |
| COST Costco Wholesale Corp. | call | Add +17.0% | 432,000 | $395.8M |
| BRK.B Berkshire Hathaway Inc. Class B | call | Reduce -6.2% | 860,400 | $390.0M |
| AAPL Apple Inc. | put | Add +146.2% | 1,521,600 | $381.0M |
| MSFT Microsoft Corp. | call | Reduce -19.4% | 887,100 | $373.9M |
| META Meta Platforms Inc. Class A | call | Add +5.3% | 625,200 | $366.1M |
| PLTR Palantir Technologies Inc. Class A | put | Reduce -31.6% | 4,664,200 | $352.8M |
| NFLX Netflix Inc. | put | Reduce -29.1% | 391,100 | $348.6M |
| PLTR Palantir Technologies Inc. Class A | call | Reduce -33.8% | 4,367,400 | $330.3M |
| CMG Chipotle Mexican Grill Inc. | call | Reduce -1.1% | 5,289,000 | $318.9M |
| GS Goldman Sachs Group Inc. | put | Add +7.3% | 542,200 | $310.5M |
| NKE Nike Inc. Class B | put | Add +26.7% | 3,906,500 | $295.6M |
| PFE Pfizer Inc. | put | Add +13.1% | 11,120,300 | $295.0M |
| NFLX Netflix Inc. | call | Reduce -38.1% | 329,800 | $294.0M |
| LLY Eli Lilly & Co. | call | Reduce -8.1% | 378,200 | $292.0M |
| XOM Exxon Mobil Corp. | call | Reduce -11.2% | 2,710,000 | $291.5M |
| BA The Boeing Co. | call | Add +45.0% | 1,616,900 | $286.2M |
| PYPL PayPal Holdings Inc. | put | Reduce -8.7% | 3,318,400 | $283.2M |
| AMZN Amazon.com Inc. | call | Reduce -18.6% | 1,276,500 | $280.1M |
| SPOT Spotify Technology SA | put | Reduce -0.9% | 595,100 | $266.2M |
| JPM JPMorgan Chase & Co. | call | Reduce -40.8% | 1,096,400 | $262.8M |
| PANW Palo Alto Networks Inc. | put | Reduce -13.6% | 1,411,400 | $256.8M |
| MSFT Microsoft Corp. | put | Add +135.9% | 577,500 | $243.4M |
| QCOM Qualcomm Inc. | put | Add +121.0% | 1,554,100 | $238.7M |
| BABA Alibaba Group Holding-SP ADR | put | Reduce -27.3% | 2,740,600 | $232.4M |
| AZO AutoZone Inc. | put | Reduce -0.8% | 71,600 | $229.3M |
| XYZ Block Inc. | put | Add +9.3% | 2,648,100 | $225.1M |
| ASML ASML Holding NV-NY Reg SHS | put | Add +232.3% | 320,700 | $222.3M |
| PDD PDD Holdings Inc. | put | Add +109.2% | 2,259,300 | $219.1M |
| FSLR First Solar Inc. | put | Add +22.1% | 1,219,400 | $214.9M |
| UAL United Airlines Holdings Inc. | put | Add +8.6% | 2,180,600 | $211.7M |
| INTC Intel Corp. | put | Add +23.1% | 10,318,700 | $206.9M |
Showing the first 50 of 1,394.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Sold out | 159,451,000 | $220.3Mbefore exit |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +13.2% | 170,096,000 | $211.2M |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | Add +31.7% | 151,873,000 | $189.2M |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | New | 3,900,000 | $178.4M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | New | 2,812,100 | $171.2M |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | Sold out | 75,362,000 | $157.2Mbefore exit |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Add +301.6% | 71,199,000 | $156.8M |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Add +7.0% | 108,597,000 | $155.7M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +34.5% | 143,343,000 | $152.8M |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Add +5.0% | 66,971,000 | $135.0M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Add +186.2% | 132,500,000 | $120.3M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +360.2% | 90,529,000 | $114.9M |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | New | 105,537,000 | $114.7M |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | Add +55.3% | 38,135,000 | $111.3M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Reduce -9.9% | 102,275,000 | $107.1M |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | Reduce -4.2% | 39,611,000 | $101.8M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -8.9% | 2,040,000 | $99.7M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -12.2% | 116,813,000 | $95.5M |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | Add +74.5% | 48,000,000 | $94.2M |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | Add +15.3% | 94,241,000 | $88.0M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Add +25.8% | 87,804,000 | $85.0M |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | New | 1,600,000 | $79.8M |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | Add +1.6% | 78,093,000 | $75.4M |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | New | 53,600,000 | $74.7M |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | Add +0.9% | 75,632,000 | $73.8M |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Reduce -31.3% | 62,686,000 | $71.6M |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | New | 31,716,000 | $70.8M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | New | 50,587,000 | $68.1M |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Add +21.3% | 68,941,000 | $64.1M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +625.0% | 725,000 | $63.2M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Add +55.8% | 69,235,000 | $63.2M |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | New | 69,500,000 | $62.0M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | New | 23,376,000 | $61.0M |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | Add +149.3% | 960,000 | $60.5M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Add +20.4% | 65,837,000 | $57.5M |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | Add +18.6% | 58,676,000 | $55.5M |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | New | 61,559,000 | $55.1M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +142.6% | 46,487,000 | $54.4M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Reduce -9.7% | 56,437,000 | $54.2M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Reduce -52.5% | 56,994,000 | $52.8M |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | Sold out | 49,696,000 | $49.4Mbefore exit |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | Add +58.6% | 47,542,000 | $49.3M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Add +7.8% | 41,247,000 | $48.5M |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | Add +28.9% | 44,813,000 | $47.7M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Reduce -54.7% | 39,363,000 | $47.4M |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | Sold out | 49,140,000 | $47.0Mbefore exit |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | Reduce -7.6% | 78,050,000 | $46.8M |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | Add +14.4% | 34,056,000 | $46.5M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Add +75.1% | 17,595,000 | $46.5M |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | Add +39.0% | 46,394,000 | $45.6M |
Showing the first 50 of 225.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,138 | $151.6B | SPY, NVDA, GOOGL, AMZN, GOOG |
| Q1 2026 | 2,909 | $118.0B | NVDA, MSFT, AVGO, GOOGL, AAPL |
| Q4 2025 | 2,872 | $123.2B | NVDA, SPY, MSFT, PLTR, AMD |
| Q3 2025 | 2,815 | $115.7B | NVDA, MSFT, SPY, AVGO, PLTR |
| Q2 2025 | 2,769 | $94.1B | SPY, NVDA, AAPL, MSFT, NFLX |
| Q1 2025 | 2,723 | $78.3B | SPY, MSFT, NVDA, AAPL, INTU |
| Q4 2024 | 2,657 | $84.3B | SPY, MSFT, AAPL, NVDA, TSLA |
| Q3 2024 | 2,759 | $70.4B | NVDA, AAPL, MSFT, META, AMZN |
| Q2 2024 | 2,791 | $65.7B | MSFT, AAPL, NVDA, AMZN, V |
| Q1 2024Amended | 2,705 | $72.3B | MSFT, AAPL, NVDA, AMZN, NFLX |