D. E. Shaw & Co.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), David E. Shaw's D. E. Shaw & Co. reported 2,759 stock positions worth $70.4 billion. Its top holding was Nvidia (NVDA) at 3.0% of the portfolio, followed by Apple (AAPL, 2.8%) and Microsoft (MSFT, 2.4%). Compared with Q2 2024, it opened 349 new positions, sold out of 382, added to 1,059 and reduced 1,304. The biggest buy was Vanguard Int-Term Corporate (VCIT, shares +1465%) and the biggest sale Microsoft (MSFT, shares −22%).
- Most Recent 13F
- Q2 2026
- Notable People
- David E. Shaw
- Location
- New York, NY
- CIK
- 0001009207
- Portfolio Value
- $70.4B (Q3 2024)
- SEC Filing
- 0001104659-24-119021 ↗ filed Nov 14, 2024
Holdings Value
Holdings 2,759 stocks · $70.4B
| NVDA Nvidia Corp. | 2.97% | 17,210,271 | $2.1B | Add +53.4% |
| AAPL Apple Inc. | 2.85% | 8,601,774 | $2.0B | Reduce -14.0% |
| MSFT Microsoft Corp. | 2.43% | 3,976,904 | $1.7B | Reduce -22.4% |
| META Meta Platforms Inc. Class A | 1.39% | 1,705,804 | $976.5M | Add +15.2% |
| AMZN Amazon.com Inc. | 1.20% | 4,519,665 | $842.1M | Reduce -32.2% |
| MRK Merck & Co. Inc. | 1.09% | 6,761,095 | $767.8M | Add +184.2% |
| VCIT Vanguard Int-Term Corporate | 0.95% | 7,977,288 | $668.1M | Add +1464.8% |
| V Visa Inc. Class A | 0.92% | 2,349,213 | $645.9M | Reduce -32.6% |
| CAVA Cava Group Inc. | 0.90% | 5,145,789 | $637.3M | Add +47.8% |
| GOOGL Alphabet Inc. Class A | 0.88% | 3,725,668 | $617.9M | Add +25.8% |
| HES Hess Corp. | 0.78% | 4,031,037 | $547.4M | Add +1.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.77% | 13,636,626 | $541.1M | Add +898.8% |
| WDAY Workday Inc. Class A | 0.77% | 2,210,115 | $540.2M | Add +51.6% |
| APO Apollo Global Management Inc. | 0.77% | 4,323,240 | $540.0M | Add +36.8% |
| CAT Caterpillar Inc. | 0.75% | 1,358,727 | $531.4M | Add +67.7% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.75% | 4,490,599 | $527.8M | Add +56.2% |
| SPOT Spotify Technology SA | 0.68% | 1,302,712 | $480.1M | Add +105.4% |
| FTNT Fortinet Inc. | 0.68% | 6,148,224 | $476.8M | Add +205.6% |
| AVGO Broadcom Inc. | 0.64% | 2,601,064 | $448.7M | Reduce -51.2% |
| SHW The Sherwin-Williams Co. | 0.60% | 1,108,026 | $422.9M | Reduce -27.3% |
| UNH Unitedhealth Group Inc. | 0.60% | 723,261 | $422.9M | Reduce -29.1% |
| AMD Advanced Micro Devices | 0.60% | 2,562,409 | $420.4M | Reduce -6.9% |
| RCL Royal Caribbean Cruises Ltd. | 0.57% | 2,278,249 | $404.1M | Reduce -22.2% |
| MU Micron Technology Inc. | 0.57% | 3,895,081 | $404.0M | Add +65.5% |
| PLTR Palantir Technologies Inc. Class A | 0.57% | 10,841,325 | $403.3M | Reduce -44.6% |
| CEG Constellation Energy | 0.57% | 1,537,760 | $399.8M | Add +157.7% |
| CVNA Carvana Co. | 0.57% | 2,290,245 | $398.8M | Reduce -37.3% |
| ROST Ross Stores Inc. | 0.54% | 2,525,719 | $380.1M | Reduce -12.7% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.54% | 3,356,200 | $379.2M | Add +309.4% |
| LNG Cheniere Energy Inc. | 0.53% | 2,080,206 | $374.1M | Reduce -29.3% |
| LLY Eli Lilly & Co. | 0.51% | 408,082 | $361.5M | Add +72.0% |
| NOC Northrop Grumman Corp. | 0.51% | 679,737 | $358.9M | Add +5.8% |
| NFLX Netflix Inc. | 0.50% | 498,435 | $353.5M | Reduce -36.7% |
| GOOG Alphabet Inc. Class C | 0.50% | 2,086,296 | $348.8M | Add +50.8% |
| BKNG Booking Holdings Inc. | 0.49% | 82,439 | $347.2M | Add +68.0% |
| EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC | 0.48% | 3,425,498 | $341.5M | Add +35.3% |
| AER Aercap Holdings NV | 0.48% | 3,538,838 | $335.2M | Add +1.8% |
| SHEL Shell PLC-ADR | 0.47% | 5,007,005 | $330.2M | Add +20.6% |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.46% | 2,938,343 | $322.2M | Reduce -5.0% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.44% | 3,910,800 | $310.6M | Add +1284.3% |
| MA Mastercard Inc. Class A | 0.43% | 614,400 | $303.4M | Reduce -9.4% |
| EMB iShares JP Morgan Usd Emergi | 0.43% | 3,215,300 | $300.9M | Add +10.2% |
| WFC Wells Fargo & Co. | 0.42% | 5,222,354 | $295.0M | Add +136.3% |
| NOW ServiceNow Inc. | 0.42% | 329,596 | $294.8M | Add +814.7% |
| TSLA Tesla Inc. | 0.41% | 1,097,811 | $287.2M | Reduce -70.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.41% | 498,167 | $285.8M | Add +256.7% |
| BBY Best Buy Co. Inc. | 0.40% | 2,747,915 | $283.9M | Reduce -0.4% |
| REGN Regeneron Pharmaceuticals | 0.40% | 266,236 | $279.9M | Add +4.7% |
| DD Dupont DE Nemours Inc. | 0.40% | 3,139,003 | $279.7M | Reduce -27.2% |
| LMT Lockheed Martin Corp. | 0.39% | 471,808 | $275.8M | Add +102.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.37% | 571,620 | $263.1M | Add +113.8% |
| PGR Progressive Corp. | 0.37% | 1,028,816 | $261.1M | Reduce -57.7% |
| TECK Teck Resources Ltd.-CLS B | 0.37% | 4,997,486 | $261.0M | Add +0.1% |
| VRSN Verisign Inc. | 0.37% | 1,366,959 | $259.7M | Reduce -7.2% |
| ON On Semiconductor | 0.37% | 3,558,993 | $258.4M | Reduce -32.1% |
| XLF SS Financial Select Sector | 0.35% | 5,465,000 | $247.7M | Add +84.3% |
| EQIX Equinix Inc. | 0.35% | 274,227 | $243.4M | Reduce -12.9% |
| MAR Marriott International Class A | 0.34% | 975,923 | $242.6M | Reduce -5.9% |
| SYK Stryker Corp. | 0.34% | 666,758 | $240.9M | Add +105.2% |
| DVN Devon Energy Corp. | 0.34% | 6,114,840 | $239.2M | Add +15.7% |
| CVS CVS Health Corp. | 0.34% | 3,759,305 | $236.4M | Add +248.0% |
| AFRM Affirm Holdings Inc. | 0.33% | 5,711,163 | $233.1M | Reduce -24.3% |
| DASH DoorDash Inc. Class A | 0.33% | 1,622,525 | $231.6M | Add +87.8% |
| DOCU Docusign Inc. | 0.33% | 3,722,011 | $231.1M | Add +1.3% |
| ASML ASML Holding NV-NY Reg SHS | 0.32% | 274,320 | $228.6M | Reduce -8.5% |
| JPM JPMorgan Chase & Co. | 0.32% | 1,078,054 | $227.3M | Add +53.9% |
| CME Cme Group Inc. | 0.31% | 999,222 | $220.5M | Add +134.5% |
| FBTC Fidelity Wise Origin Bitcoin | 0.30% | 3,860,300 | $214.4M | Add +125.0% |
| WING Wingstop Inc. | 0.30% | 507,363 | $211.1M | Reduce -5.5% |
| FANG Diamondback Energy Inc. | 0.30% | 1,222,371 | $210.7M | Add +42.4% |
| RH RH | 0.30% | 628,600 | $210.2M | Add +506.1% |
| TMO Thermo Fisher Scientific Inc. | 0.30% | 337,849 | $209.0M | Add +67.9% |
| SBAC SBA Communications Corp. | 0.29% | 850,432 | $204.7M | Add +7.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.29% | 2,125,602 | $204.5M | Add +109.3% |
| MELI MercadoLibre Inc. | 0.29% | 98,030 | $201.2M | Add +275.3% |
| JD Jd.com Inc.-ADR | 0.28% | 4,895,160 | $195.8M | Add +1306.6% |
| CRM Salesforce Inc. | 0.28% | 713,543 | $195.3M | Add +90.0% |
| RTX RTX Corp. | 0.28% | 1,600,271 | $193.9M | Add +56.9% |
| ADBE Adobe Inc. | 0.28% | 374,253 | $193.8M | Reduce -75.9% |
| FCNCA First Citizens Bcshs Class A | 0.27% | 103,081 | $189.8M | Reduce -22.9% |
| DDOG Datadog Inc. Class A | 0.26% | 1,598,857 | $184.0M | Add +24.7% |
| KMB Kimberly-Clark Corp. | 0.26% | 1,281,628 | $182.4M | Add +39.8% |
| WMT Walmart Inc. | 0.26% | 2,257,990 | $182.3M | Reduce -12.6% |
| GM General Motors Co. | 0.25% | 4,004,796 | $179.6M | Reduce -26.5% |
| MCHP Microchip Technology Inc. | 0.25% | 2,234,590 | $179.4M | Add +151.4% |
| HOOD Robinhood Markets Inc. Class A | 0.25% | 7,532,699 | $176.4M | Add +20.3% |
| HLT Hilton Worldwide Holdings Inc. | 0.25% | 759,311 | $175.0M | Add +25.3% |
| JBL Jabil Inc. | 0.25% | 1,455,716 | $174.4M | Add +249.2% |
| PM Philip Morris International | 0.25% | 1,424,243 | $172.9M | Add +275.9% |
| APH Amphenol Corp. Class A | 0.24% | 2,640,084 | $172.0M | Add +438.0% |
| LEN Lennar Corp. Class A | 0.24% | 916,102 | $171.8M | Reduce -7.1% |
| IBTA Ibotta Inc. Class A | 0.24% | 2,758,133 | $169.9M | Add +5.1% |
| HUM Humana Inc. | 0.24% | 528,145 | $167.3M | Add +11.7% |
| NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD | 0.23% | 11,967,911 | $163.4M | Reduce -59.7% |
| DXCM Dexcom Inc. | 0.23% | 2,429,523 | $162.9M | Add +6697.8% |
| T AT&T Inc. | 0.23% | 7,369,961 | $162.1M | Add +112.4% |
| ORCL Oracle Corp. | 0.23% | 948,509 | $161.6M | Add +2.3% |
| PFE Pfizer Inc. | 0.23% | 5,520,685 | $159.8M | Reduce -34.5% |
| INTC Intel Corp. | 0.22% | 6,753,280 | $158.4M | Reduce -51.7% |
| SCHW Schwab (charles) Corp. | 0.22% | 2,387,153 | $154.7M | Add +2412.2% |
Options reported separately and not counted above: NVDA puts ($762.2M), META puts ($702.8M), AAPL calls ($668.0M), TSLA puts ($633.4M), NVDA calls ($623.3M), MSFT calls ($473.6M), C puts ($473.1M), CMG puts ($469.6M), AMZN puts ($467.8M), AMD puts ($446.5M), BKNG calls ($425.0M), BRK.B calls ($422.3M), and 1359 more.
Other holdings (364): bonds, preferreds, convertibles and warrants · $6.0B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 92,682,000 | $318.6M | Add +6.5% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 159,451,000 | $220.3M | Add +12.0% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 150,230,000 | $183.9M | Add +103.0% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 115,317,000 | $169.8M | Add +211.7% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 71,505,000 | $164.3M | Add +63.4% |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 75,362,000 | $157.2M | Add +2.5% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 68,821,000 | $136.6M | No change |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 101,450,000 | $126.1M | Add +18.7% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 2,240,000 | $124.8M | Add +6.7% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 86,856,000 | $124.8M | New |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 119,982,000 | $112.2M | Add +17.1% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 113,500,000 | $111.4M | Add +11.8% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 41,351,000 | $110.5M | Reduce -10.8% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 91,186,000 | $109.0M | Add +91.4% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 63,749,000 | $107.4M | New |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 106,618,000 | $106.4M | Reduce -26.1% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 132,963,000 | $106.3M | Add +10.4% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 105,738,000 | $98.6M | Reduce -7.6% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 1,525,000 | $92.5M | New |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 34,545,000 | $82.1M | No change |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 81,741,000 | $75.1M | Add +3.1% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 76,857,000 | $73.3M | Reduce -11.5% |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 74,932,000 | $71.9M | Add +7.9% |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 74,972,000 | $71.8M | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 69,804,000 | $69.0M | Reduce -5.9% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 84,450,000 | $63.6M | Reduce -6.6% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 24,549,000 | $59.7M | Add +71.6% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 62,500,000 | $57.9M | Add +311.4% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 56,846,000 | $52.7M | Reduce -20.9% |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 42,880,000 | $52.2M | New |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 27,500,000 | $49.5M | New |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | 49,696,000 | $49.4M | No change |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 1,098,400 | $49.2M | Reduce -45.1% |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 43,571,000 | $48.1M | Add +16.0% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 54,700,000 | $47.4M | New |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 49,140,000 | $47.0M | Add +13.9% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 42,216,000 | $46.5M | No change |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 49,476,000 | $46.2M | Add +25.3% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 29,768,000 | $45.3M | Add +892.3% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 45,519,000 | $44.0M | Add +28.1% |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 45,000,000 | $44.0M | Add +21.6% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 52,250,000 | $43.8M | No change |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 38,247,000 | $43.6M | Add +18.6% |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 40,984,000 | $42.3M | Add +2.5% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 46,300,000 | $41.9M | Add +2.4% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 39,049,000 | $41.4M | Add +5.5% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 55,968,000 | $41.4M | Add +2.8% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 39,990,000 | $41.4M | Reduce -60.3% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 45,500,000 | $41.0M | Add +30.0% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 44,435,000 | $39.7M | No change |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 17,729,000 | $39.4M | Add +67.6% |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 51,083,000 | $38.8M | Add +36.8% |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 44,200,000 | $38.8M | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 35,500,000 | $37.5M | Reduce -29.0% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 280,000 | $37.3M | No change |
| CANADIAN SOLAR INC (CSIQ 2.5 10/01/25) | NOTE 2.500%10/0 · principal | 38,346,000 | $37.2M | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 35,000,000 | $36.7M | Reduce -41.7% |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 37,800,000 | $36.3M | Add +77.5% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 41,689,000 | $36.1M | No change |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 33,375,000 | $34.8M | Reduce -4.3% |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | 37,365,000 | $34.4M | No change |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 31,321,000 | $34.1M | Reduce -38.4% |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 34,749,000 | $31.6M | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 17,000,000 | $31.4M | New |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 29,984,000 | $31.0M | Add +9.1% |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 34,763,000 | $29.9M | New |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 32,500,000 | $29.7M | New |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | 38,733,000 | $29.0M | No change |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 31,182,000 | $28.4M | No change |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 21,559,000 | $27.9M | Reduce -5.6% |
| GROUPON INC (GRPN 1.125 03/15/26) | NOTE 1.125% 3/1 · principal | 30,850,000 | $27.7M | Reduce -11.5% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 37,250,000 | $27.3M | No change |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 33,500,000 | $27.0M | Add +3.1% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 28,736,000 | $25.4M | Reduce -30.3% |
| BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 17,382,000 | $25.1M | Reduce -56.9% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 7,249,000 | $24.0M | New |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 19,671,000 | $23.6M | Reduce -72.9% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 20,000,000 | $23.1M | New |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 20,739,000 | $23.0M | New |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 20,694,000 | $22.6M | No change |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 10,049,000 | $22.5M | New |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | 15,250,000 | $22.1M | No change |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 23,050,000 | $21.8M | New |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 385,000 | $21.6M | New |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 23,295,000 | $21.4M | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 52,400,000 | $19.7M | No change |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 21,507,000 | $19.7M | Add +1.7% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 19,162,000 | $19.7M | Add +964.6% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 20,856,000 | $19.6M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 112,700,000 | $19.5M | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 11,371,000 | $19.4M | No change |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 205,401 | $18.9M | No change |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 18,000,000 | $18.4M | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 7,710,000 | $17.7M | Add +14.9% |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 18,403,000 | $17.7M | No change |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | 17,606,000 | $17.6M | Add +485.7% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 9,260,000 | $17.4M | Reduce -42.0% |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 18,500,000 | $16.7M | New |
| ENPHASE ENERGY INC (ENPH 0.25 03/01/25) | NOTE 0.250% 3/0 · principal | 11,314,000 | $16.6M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 15,897,000 | $16.2M | New |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 17,230,000 | $14.7M | Reduce -57.6% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 15,000,000 | $14.3M | Add +385.4% |
| EQUINOX GOLD CORP (EQXCN 4.75 10/15/28) | NOTE 4.750%10/1 · principal | 11,338,000 | $14.2M | New |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 15,750,000 | $14.0M | Add +293.8% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 9,500,000 | $13.5M | Reduce -57.8% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 13,500,000 | $13.4M | Reduce -42.5% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 16,000,000 | $13.1M | New |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 19,500,000 | $12.6M | No change |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 14,050,000 | $12.5M | New |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 11,500,000 | $12.5M | No change |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | 12,123,000 | $12.0M | No change |
| CAMTEK LTD/ISRAEL (CAMT 0 12/01/26) | NOTE 12/0 · principal | 8,055,000 | $12.0M | New |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 15,400,000 | $11.9M | Add +6.9% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/25) | NOTE 1.625% 2/1 · principal | 3,000,000 | $11.1M | No change |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 14,880,000 | $10.2M | No change |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 8,300,000 | $10.0M | Reduce -77.1% |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 11,330,000 | $10.0M | New |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 11,000,000 | $9.8M | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 9,975,000 | $9.6M | Reduce -66.2% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 7,000,000 | $8.5M | New |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 8,054,000 | $8.4M | New |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 16,714,000 | $7.6M | No change |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 6,750,000 | $7.5M | New |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 6,354,000 | $7.4M | New |
| ZIFF DAVIS INC (ZD 3.625 03/01/28) | DEBT 3.625% 3/0 · principal | 7,735,000 | $7.4M | New |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 7,653,000 | $7.3M | Add +48.5% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 100,000 | $6.8M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 6,655,000 | $6.5M | Add +33.1% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 6,500,000 | $6.4M | No change |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 6,500,000 | $6.1M | New |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 5,641,000 | $5.8M | No change |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 5,916,000 | $5.7M | New |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 5,000,000 | $5.5M | No change |
| LUMINAR TECHNOLOGIES INC (LAZR 11.5 01/15/30) | DEBT 11.500% 1/1 · principal | 7,500,000 | $4.9M | New |
| ZYNEX INC (ZYXI 5 05/15/26) | NOTE 5.000% 5/1 · principal | 5,000,000 | $4.9M | No change |
| SPIRIT AIRLINES INC (SAVE 4.75 05/15/25) | NOTE 4.750% 5/1 · principal | 7,612,000 | $4.8M | No change |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 5,000,000 | $4.6M | New |
| CERENCE INC (CRNC 1.5 07/01/28) | NOTE 1.500% 7/0 · principal | 8,000,000 | $4.3M | New |
| LUMINAR TECHNOLOGIES INC (LAZR 9 01/15/30) | DEBT 9.000% 1/1 · principal | 5,000,000 | $4.2M | New |
| INSEEGO CORP (INSG 3.25 05/01/25) | NOTE 3.250% 5/0 · principal | 5,000,000 | $4.1M | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 4,000,000 | $4.0M | New |
| OATLY GROUP AB (OTLY 9.25 09/14/28) | NOTE 9.250% 9/1 · principal | 5,505,454 | $3.8M | No change |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 4,000,000 | $3.7M | Reduce -75.4% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 3,200,000 | $3.6M | Reduce -57.3% |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 4,500,000 | $3.5M | Reduce -55.0% |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | 839,530 | $3.2M | Add +4.3% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 3,210,000 | $3.2M | Reduce -38.4% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 3,300,000 | $3.1M | New |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 5,000,000 | $2.7M | No change |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 2,450,000 | $2.6M | New |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 50,000 | $2.5M | New |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 770,902 | $2.5M | No change |
| SABRE GLBL INC (SABHLD 7.32 08/01/26) | NOTE 7.320% 8/0 · principal | 1,824,000 | $2.1M | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 2,000,000 | $1.8M | New |
| GCMGW GCM Grosvenor Inc. A -CW25 | *W EXP 11/17/202 | 1,562,787 | $1.5M | Reduce -1.6% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 1,250,000 | $1.4M | Add +25.0% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 39,904 | $1.2M | No change |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 497,000 | $1.2M | No change |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 700,330 | $1.2M | Reduce -24.7% |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 506,816 | $874K | No change |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 860,000 | $869K | No change |
| IMTXW Immatics NV -CW | *W EXP 07/01/202 | 330,023 | $759K | No change |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 547,924 | $734K | No change |
| ARKOW Arko Corp. -CW25 | *W EXP 12/22/202 | 1,281,360 | $666K | No change |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 1,481,182 | $530K | No change |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 439,789 | $449K | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 591,955 | $200K | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 1,347,439 | $189K | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 695,312 | $146K | No change |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 166,366 | $132K | No change |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 106,572 | $117K | No change |
| PITWF Heramba Electric PLC-28 | *W EXP 07/26/202 | 1,237,500 | $100K | New |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 499,827 | $97K | No change |
| HPAIW Helport AI Ltd. -29 | *W EXP 03/31/202 | 847,500 | $89K | New |
| OCSAW Oculis Holding AG -30 | *W EXP 03/06/202 | 37,216 | $86K | No change |
| TALKW Hudson Executive Inv -CW25 | *W EXP 06/21/202 | 1,059,485 | $84K | No change |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 469,896 | $80K | No change |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 375,000 | $75K | No change |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 604,873 | $73K | No change |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | 175,000 | $70K | New |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 199,999 | $70K | No change |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 990,000 | $69K | No change |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 33,244 | $63K | No change |
| WINVR Winvest Acquisition Corp.-RTS | RIGHT 99/99/9999 | 375,000 | $60K | No change |
| QOMOR Qomolangma Acquisition-Right | RIGHT 09/29/2027 | 247,500 | $59K | No change |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 723,004 | $59K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 150,000 | $58K | No change |
| BYNOW Bynordic Acquisition -CW27 | *W EXP 07/01/202 | 742,500 | $52K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 375,000 | $49K | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 384,473 | $42K | No change |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 350,000 | $42K | No change |
| HOLLEY INC | *W EXP 11/30/202 | 732,036 | $40K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 1,253,037 | $39K | No change |
| AFJKR Aimei Health Technology Co. L | RIGHT 11/17/2028 | 155,000 | $39K | No change |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | 12,097 | $37K | No change |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 117,840 | $35K | No change |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 349,000 | $35K | No change |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 467,197 | $34K | No change |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 91,666 | $34K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 675,425 | $34K | No change |
Largest 200 of 364 shown.
Total filed on the 13F, all lines: $76.5B.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -22.4% | 2.43% | −1.06 |
| ADBE Adobe Inc. | Reduce -75.9% | 0.28% | −1.04 |
| AMZN Amazon.com Inc. | Reduce -32.2% | 1.20% | −0.77 |
| CMG Chipotle Mexican Grill Inc. | Reduce -86.5% | 0.10% | −0.75 |
| TSLA Tesla Inc. | Reduce -70.8% | 0.41% | −0.73 |
| ACN Accenture PLC Class A | Reduce -90.0% | 0.08% | −0.67 |
| AVGO Broadcom Inc. | Reduce -51.2% | 0.64% | −0.67 |
| V Visa Inc. Class A | Reduce -32.6% | 0.92% | −0.48 |
| UBER Uber Technologies Inc. | Reduce -79.1% | 0.11% | −0.44 |
| INTC Intel Corp. | Reduce -51.7% | 0.22% | −0.44 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -68.9% | 0.12% | −0.43 |
| ARM Arm Holdings PLC-ADR | Reduce -77.9% | 0.09% | −0.43 |
| PGR Progressive Corp. | Reduce -57.7% | 0.37% | −0.40 |
| AAPL Apple Inc. | Reduce -14.0% | 2.85% | −0.36 |
| NU Nu Holdings Ltd./Cayman Isl-A | Reduce -59.7% | 0.23% | −0.35 |
| NFLX Netflix Inc. | Reduce -36.7% | 0.50% | −0.31 |
| SMCI Super Micro Computer Inc. | Reduce -89.4% | 0.02% | −0.31 |
| ANF Abercrombie & Fitch Co. Class A | Reduce -63.7% | 0.11% | −0.29 |
| GILD Gilead Sciences Inc. | Reduce -77.8% | 0.09% | −0.26 |
| LNG Cheniere Energy Inc. | Reduce -29.3% | 0.53% | −0.25 |
| IWM iShares Russell 2000 ETF | Reduce -73.3% | 0.08% | −0.23 |
| WRK Westrock Co. | Sold out | 0.00% | −0.23 |
| JNJ Johnson & Johnson | Reduce -82.4% | 0.05% | −0.21 |
| GS Goldman Sachs Group Inc. | Reduce -84.5% | 0.04% | −0.19 |
| UNH Unitedhealth Group Inc. | Reduce -29.1% | 0.60% | −0.19 |
| MRVL Marvell Technology Inc. | Reduce -67.4% | 0.09% | −0.19 |
| VRSK Verisk Analytics Inc. | Reduce -54.3% | 0.14% | −0.19 |
| WDC Western Digital Corp. | Reduce -70.2% | 0.06% | −0.18 |
| PLTR Palantir Technologies Inc. Class A | Reduce -44.6% | 0.57% | −0.18 |
| ALL Allstate Corp. | Reduce -99.2% | 0.00% | −0.18 |
| ON On Semiconductor | Reduce -32.1% | 0.37% | −0.18 |
| SNAP Snap Inc. Class A | Reduce -70.2% | 0.04% | −0.17 |
| DG Dollar General Corp. | Reduce -67.6% | 0.04% | −0.16 |
| K Kellanova | Reduce -97.0% | 0.01% | −0.16 |
| ELV Elevance Health Inc. | Reduce -77.1% | 0.04% | −0.16 |
| TD Toronto-Dominion Bank | Reduce -71.8% | 0.07% | −0.15 |
| CVNA Carvana Co. | Reduce -37.3% | 0.57% | −0.15 |
| LPLA LPL Financial Holdings Inc. | Reduce -60.7% | 0.06% | −0.15 |
| GEV GE Vernova Inc. | Reduce -84.9% | 0.04% | −0.15 |
| ABT Abbott Laboratories | Reduce -90.5% | 0.02% | −0.15 |
| SBUX Starbucks Corp. | Reduce -64.5% | 0.10% | −0.15 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -8.5% | 0.32% | −0.14 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -22.2% | 0.57% | −0.14 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −0.14 |
| TMUS T-Mobile US Inc. | Reduce -71.6% | 0.06% | −0.14 |
| PFE Pfizer Inc. | Reduce -34.5% | 0.23% | −0.13 |
| DD Dupont DE Nemours Inc. | Reduce -27.2% | 0.40% | −0.13 |
| APTV Aptiv Irish Holdings Ltd. | Reduce -79.4% | 0.03% | −0.13 |
| GM General Motors Co. | Reduce -26.5% | 0.25% | −0.13 |
| ADM Archer-Daniels-Midland Co. | Reduce -71.9% | 0.05% | −0.13 |
Portfolio Buys Q2 2024 → Q3 2024
| VCIT Vanguard Int-Term Corporate | Add +1464.8% | 0.95% | +0.89 |
| NVDA Nvidia Corp. | Add +53.4% | 2.97% | +0.86 |
| BAC Bank of America Corp. | Add +898.8% | 0.77% | +0.69 |
| MRK Merck & Co. Inc. | Add +184.2% | 1.09% | +0.64 |
| FTNT Fortinet Inc. | Add +205.6% | 0.68% | +0.49 |
| CAVA Cava Group Inc. | Add +47.8% | 0.90% | +0.41 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +1284.3% | 0.44% | +0.41 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +309.4% | 0.54% | +0.40 |
| CEG Constellation Energy | Add +157.7% | 0.57% | +0.39 |
| SPOT Spotify Technology SA | Add +105.4% | 0.68% | +0.38 |
| NOW ServiceNow Inc. | Add +814.7% | 0.42% | +0.38 |
| CAT Caterpillar Inc. | Add +67.7% | 0.75% | +0.34 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +256.7% | 0.41% | +0.29 |
| WDAY Workday Inc. Class A | Add +51.6% | 0.77% | +0.27 |
| TJX TJX Companies Inc. | Add +56.2% | 0.75% | +0.27 |
| JD Jd.com Inc.-ADR | Add +1306.6% | 0.28% | +0.26 |
| RH RH | Add +506.1% | 0.30% | +0.26 |
| META Meta Platforms Inc. Class A | Add +15.2% | 1.39% | +0.25 |
| CVS CVS Health Corp. | Add +248.0% | 0.34% | +0.24 |
| LMT Lockheed Martin Corp. | Add +102.7% | 0.39% | +0.23 |
| DXCM Dexcom Inc. | Add +6697.8% | 0.23% | +0.23 |
| MELI MercadoLibre Inc. | Add +275.3% | 0.29% | +0.22 |
| WFC Wells Fargo & Co. | Add +136.3% | 0.42% | +0.22 |
| SCHW Schwab (charles) Corp. | Add +2412.2% | 0.22% | +0.21 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +113.8% | 0.37% | +0.21 |
| APO Apollo Global Management Inc. | Add +36.8% | 0.77% | +0.20 |
| BKNG Booking Holdings Inc. | Add +68.0% | 0.49% | +0.20 |
| NEE Nextera Energy Inc. | Add +1058.2% | 0.21% | +0.20 |
| APH Amphenol Corp. Class A | Add +438.0% | 0.24% | +0.19 |
| PM Philip Morris International | Add +275.9% | 0.25% | +0.19 |
| LLY Eli Lilly & Co. | Add +72.0% | 0.51% | +0.19 |
| DASH DoorDash Inc. Class A | Add +87.8% | 0.33% | +0.19 |
| CME Cme Group Inc. | Add +134.5% | 0.31% | +0.19 |
| ETN Eaton Corp. PLC | Add +2622.7% | 0.19% | +0.19 |
| JBL Jabil Inc. | Add +249.2% | 0.25% | +0.18 |
| SYK Stryker Corp. | Add +105.2% | 0.34% | +0.17 |
| AZN Astrazeneca PLC-Spons ADR | Add +4672.0% | 0.18% | +0.17 |
| FBTC Fidelity Wise Origin Bitcoin | Add +125.0% | 0.30% | +0.17 |
| PDD PDD Holdings Inc. | Add +9120.5% | 0.17% | +0.17 |
| XLF SS Financial Select Sector | Add +84.3% | 0.35% | +0.17 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | New | 0.16% | +0.16 |
| ASTS Ast Spacemobile Inc. | Add +597.6% | 0.17% | +0.16 |
| BABA Alibaba Group Holding-SP ADR | Add +225.7% | 0.20% | +0.16 |
| FIVE Five Below | Add +2715.0% | 0.17% | +0.16 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +2048.9% | 0.16% | +0.15 |
| ANET Arista Networks Inc. | Add +2042.7% | 0.15% | +0.14 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +1839.2% | 0.15% | +0.14 |
| XBI SS SPDR S&P Biotech ETF | New | 0.14% | +0.14 |
| DIS The Walt Disney Co. | Add +109.3% | 0.29% | +0.14 |
| RDDT Reddit Inc. Class A | New | 0.13% | +0.13 |
Options Activity Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | put | Add +19.5% | 6,276,700 | $762.2M |
| META Meta Platforms Inc. Class A | put | Reduce -1.6% | 1,227,800 | $702.8M |
| AAPL Apple Inc. | call | Add +47.5% | 2,866,900 | $668.0M |
| TSLA Tesla Inc. | put | Add +1.5% | 2,421,000 | $633.4M |
| NVDA Nvidia Corp. | call | Add +27.9% | 5,132,700 | $623.3M |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 1,200,000 | $574.9Mbefore exit |
| MSFT Microsoft Corp. | call | Add +99.1% | 1,100,600 | $473.6M |
| C Citigroup Inc. | put | Reduce -8.9% | 7,557,300 | $473.1M |
| CMG Chipotle Mexican Grill Inc. | put | Add +2.5% | 8,150,000 | $469.6M |
| AMZN Amazon.com Inc. | put | Add +9.7% | 2,510,700 | $467.8M |
| AMD Advanced Micro Devices | put | Add +21.5% | 2,721,000 | $446.5M |
| BKNG Booking Holdings Inc. | call | Add +22.9% | 100,900 | $425.0M |
| BRK.B Berkshire Hathaway Inc. Class B | call | Add +14.6% | 917,600 | $422.3M |
| BABA Alibaba Group Holding-SP ADR | put | Add +33.5% | 3,769,800 | $400.1M |
| NFLX Netflix Inc. | put | Add +28.5% | 551,900 | $391.4M |
| JPM JPMorgan Chase & Co. | call | Add +29.9% | 1,851,800 | $390.5M |
| CRWD CrowdStrike Holdings Inc. Class A | put | Add +37.5% | 1,358,100 | $380.9M |
| NFLX Netflix Inc. | call | Add +46.3% | 532,600 | $377.8M |
| LLY Eli Lilly & Co. | call | Add +24.0% | 411,700 | $364.7M |
| XOM Exxon Mobil Corp. | call | Add +12.9% | 3,051,200 | $357.7M |
| META Meta Platforms Inc. Class A | call | Add +25.0% | 593,900 | $340.0M |
| TSM Taiwan Semiconductor-SP ADR | call | Add +90.7% | 1,936,600 | $336.3M |
| COST Costco Wholesale Corp. | call | Add +35.5% | 369,300 | $327.4M |
| TSLA Tesla Inc. | call | Add +11.1% | 1,215,400 | $318.0M |
| CMG Chipotle Mexican Grill Inc. | call | Reduce -2.6% | 5,346,000 | $308.0M |
| AVGO Broadcom Inc. | put | Add +1.7% | 1,699,200 | $293.1M |
| AMZN Amazon.com Inc. | call | Add +2.0% | 1,568,500 | $292.3M |
| LULU Lululemon Athletica Inc. | put | Add +54.6% | 1,050,200 | $285.0M |
| PFE Pfizer Inc. | put | Reduce -17.2% | 9,833,200 | $284.6M |
| LLY Eli Lilly & Co. | put | Add +11.9% | 320,800 | $284.2M |
| PYPL PayPal Holdings Inc. | put | Add +2.4% | 3,633,400 | $283.5M |
| BA The Boeing Co. | put | Add +15.4% | 1,837,700 | $279.4M |
| PANW Palo Alto Networks Inc. | put | Add +18.3% | 816,400 | $279.0M |
| SNOW Snowflake Inc. | put | Add +55.5% | 2,420,200 | $278.0M |
| AVGO Broadcom Inc. | call | Reduce -22.7% | 1,597,000 | $275.5M |
| NKE Nike Inc. Class B | put | Add +43.1% | 3,082,200 | $272.5M |
| MU Micron Technology Inc. | put | Add +210.6% | 2,538,600 | $263.3M |
| PLTR Palantir Technologies Inc. Class A | put | Reduce -23.1% | 6,816,600 | $253.6M |
| GOOGL Alphabet Inc. Class A | call | Add +102.0% | 1,516,400 | $251.5M |
| GS Goldman Sachs Group Inc. | put | Reduce -14.6% | 505,200 | $250.1M |
| FSLR First Solar Inc. | put | Reduce -5.1% | 998,500 | $249.1M |
| BABA Alibaba Group Holding-SP ADR | call | Reduce -19.4% | 2,333,000 | $247.6M |
| PLTR Palantir Technologies Inc. Class A | call | Add +83.9% | 6,596,100 | $245.4M |
| BAC Bank of America Corp. | call | Reduce -6.6% | 6,102,500 | $242.1M |
| AMD Advanced Micro Devices | call | Add +21.4% | 1,451,400 | $238.1M |
| C Citigroup Inc. | call | Reduce -21.1% | 3,702,900 | $231.8M |
| TGT Target Corp. | put | Add +57.0% | 1,479,100 | $230.5M |
| GS Goldman Sachs Group Inc. | call | Add +6.2% | 464,600 | $230.0M |
| AZO AutoZone Inc. | put | Reduce -5.6% | 72,200 | $227.4M |
| SPOT Spotify Technology SA | put | Reduce -1.4% | 600,500 | $221.3M |
Showing the first 50 of 1,322.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Sold out | 170,317,000 | $550.5Mbefore exit |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Add +6.5% | 92,682,000 | $318.6M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +12.0% | 159,451,000 | $220.3M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +103.0% | 150,230,000 | $183.9M |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | Add +211.7% | 115,317,000 | $169.8M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Add +63.4% | 71,505,000 | $164.3M |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | Add +2.5% | 75,362,000 | $157.2M |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Add +18.7% | 101,450,000 | $126.1M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +6.7% | 2,240,000 | $124.8M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 86,856,000 | $124.8M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Add +17.1% | 119,982,000 | $112.2M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Add +11.8% | 113,500,000 | $111.4M |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | Reduce -10.8% | 41,351,000 | $110.5M |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Add +91.4% | 91,186,000 | $109.0M |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | New | 63,749,000 | $107.4M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Reduce -26.1% | 106,618,000 | $106.4M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Add +10.4% | 132,963,000 | $106.3M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Reduce -7.6% | 105,738,000 | $98.6M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 1,525,000 | $92.5M |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | Add +3.1% | 81,741,000 | $75.1M |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | Reduce -11.5% | 76,857,000 | $73.3M |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Sold out | 20,154,000 | $72.2Mbefore exit |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | Add +7.9% | 74,932,000 | $71.9M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Reduce -5.9% | 69,804,000 | $69.0M |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | Reduce -6.6% | 84,450,000 | $63.6M |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | Add +71.6% | 24,549,000 | $59.7M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +311.4% | 62,500,000 | $57.9M |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Reduce -20.9% | 56,846,000 | $52.7M |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | New | 42,880,000 | $52.2M |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | New | 27,500,000 | $49.5M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -45.1% | 1,098,400 | $49.2M |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | Add +16.0% | 43,571,000 | $48.1M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | New | 54,700,000 | $47.4M |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | Add +13.9% | 49,140,000 | $47.0M |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | Add +25.3% | 49,476,000 | $46.2M |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | Add +892.3% | 29,768,000 | $45.3M |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | Add +28.1% | 45,519,000 | $44.0M |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | Add +21.6% | 45,000,000 | $44.0M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Add +18.6% | 38,247,000 | $43.6M |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | Add +2.5% | 40,984,000 | $42.3M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Add +2.4% | 46,300,000 | $41.9M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Add +5.5% | 39,049,000 | $41.4M |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Add +2.8% | 55,968,000 | $41.4M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Reduce -60.3% | 39,990,000 | $41.4M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Add +30.0% | 45,500,000 | $41.0M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Sold out | 37,438,000 | $41.0Mbefore exit |
| IQIYI INC (IQ 4 12/15/26) | NOTE 4.000%12/1 · principal | Sold out | 40,013,000 | $39.8Mbefore exit |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Add +67.6% | 17,729,000 | $39.4M |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | Add +36.8% | 51,083,000 | $38.8M |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | New | 44,200,000 | $38.8M |
Showing the first 50 of 179.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,138 | $151.6B | SPY, NVDA, GOOGL, AMZN, GOOG |
| Q1 2026 | 2,909 | $118.0B | NVDA, MSFT, AVGO, GOOGL, AAPL |
| Q4 2025 | 2,872 | $123.2B | NVDA, SPY, MSFT, PLTR, AMD |
| Q3 2025 | 2,815 | $115.7B | NVDA, MSFT, SPY, AVGO, PLTR |
| Q2 2025 | 2,769 | $94.1B | SPY, NVDA, AAPL, MSFT, NFLX |
| Q1 2025 | 2,723 | $78.3B | SPY, MSFT, NVDA, AAPL, INTU |
| Q4 2024 | 2,657 | $84.3B | SPY, MSFT, AAPL, NVDA, TSLA |
| Q3 2024 | 2,759 | $70.4B | NVDA, AAPL, MSFT, META, AMZN |
| Q2 2024 | 2,791 | $65.7B | MSFT, AAPL, NVDA, AMZN, V |
| Q1 2024Amended | 2,705 | $72.3B | MSFT, AAPL, NVDA, AMZN, NFLX |