Envestnet Asset Management Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 4, 2026), Envestnet Asset Management Inc. reported 4,685 stock positions worth $373.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.8% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 1.7%) and Ishrs US E F R A ETF-Usd (DYNF, 1.7%). Compared with Q4 2025, it opened 413 new positions, sold out of 150, added to 3,111 and reduced 1,143. The biggest buy was iShares MSCI Eafe Growth ETF (EFG, shares +743%) and the biggest sale iShares S&P 100 ETF (OEF, shares −97%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001407543
- Portfolio Value
- $373.6B (Q1 2026)
- SEC Filing
- 0001214659-26-005464 ↗ filed May 4, 2026
Holdings Value
Holdings 4,685 stocks · $373.6B
| IVV iShares Core S&P 500 ETF | 5.76% | 32,959,643 | $21.5B | Add +25.1% |
| VOO Vanguard S&P 500 ETF | 1.71% | 10,680,171 | $6.4B | Add +64.4% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.70% | 108,956,627 | $6.3B | Reduce -1.5% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.65% | 133,081,202 | $6.1B | Add +11.8% |
| IEMG iShares Core MSCI Emerging | 1.62% | 86,783,237 | $6.1B | Add +10.7% |
| IVE iShares S&P 500 Value ETF | 1.57% | 27,729,455 | $5.9B | Reduce -2.3% |
| IVW iShares S&P 500 Growth ETF | 1.49% | 49,323,629 | $5.6B | Add +13.0% |
| VEA Vanguard Ftse Developed ETF | 1.48% | 86,071,437 | $5.5B | Add +12.7% |
| IEFA iShares Core MSCI Eafe ETF | 1.23% | 50,861,594 | $4.6B | Add +45.8% |
| EFV iShares MSCI Eafe Value ETF | 1.19% | 59,658,594 | $4.4B | Add +12.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.19% | 22,591,492 | $4.4B | Add +11.4% |
| AGG iShares Core U.S. Aggregate | 1.18% | 44,575,170 | $4.4B | Add +23.9% |
| MSFT Microsoft Corp. | 1.15% | 11,645,986 | $4.3B | Add +11.7% |
| NVDA Nvidia Corp. | 1.08% | 23,044,839 | $4.0B | Add +11.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.02% | 8,696,213 | $3.8B | Add +13.6% |
| GOVT iShares US Treasury Bond ETF | 0.94% | 153,894,218 | $3.5B | Add +112.8% |
| QUAL iShares MSCI USA Quality Fac | 0.91% | 17,774,161 | $3.4B | Add +6.2% |
| AAPL Apple Inc. | 0.91% | 13,323,726 | $3.4B | Add +14.1% |
| BNDX Vanguard Total Intl Bond ETF | 0.76% | 59,228,633 | $2.8B | Add +25.5% |
| MBB iShares MBS ETF | 0.73% | 28,904,219 | $2.7B | Add +10.9% |
| AMZN Amazon.com Inc. | 0.73% | 13,100,276 | $2.7B | Add +8.3% |
| EFG iShares MSCI Eafe Growth ETF | 0.67% | 22,399,811 | $2.5B | Add +742.5% |
| BSV Vanguard Short-Term Bond ETF | 0.66% | 31,520,462 | $2.5B | Add +28.6% |
| IJH iShares Core S&P Midcap ETF | 0.65% | 36,038,875 | $2.4B | Add +5.4% |
| TLH iShares 10-20 Year Treasury | 0.62% | 22,940,870 | $2.3B | Reduce -2.7% |
| AVGO Broadcom Inc. | 0.61% | 7,398,279 | $2.3B | Add +15.1% |
| IWF iShares Russell 1000 Growth | 0.61% | 5,348,833 | $2.3B | Add +1.6% |
| IJR iShares Core S&P Small-Cap E | 0.60% | 17,886,533 | $2.2B | Add +9.5% |
| BAI Ishrs AI in and Tech Act ETF | 0.59% | 66,537,668 | $2.2B | Add +15.0% |
| VWO Vanguard Ftse Emerging Marke | 0.57% | 39,564,716 | $2.1B | Add +11.7% |
| JPM JPMorgan Chase & Co. | 0.57% | 7,190,378 | $2.1B | Add +6.1% |
| GOOGL Alphabet Inc. Class A | 0.56% | 7,317,233 | $2.1B | Add +9.3% |
| MTUM iShares MSCI USA Momentum Fa | 0.54% | 8,471,268 | $2.0B | Add +7.5% |
| THRO iShares U.S. Thematic Rotati | 0.53% | 55,045,916 | $2.0B | Add +10.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.52% | 6,031,021 | $1.9B | Add +4.9% |
| SCHG Schwab US Large-Cap Growth | 0.50% | 64,461,584 | $1.9B | Add +0.2% |
| BIV Vanguard Intermediate-Term B | 0.49% | 23,554,417 | $1.8B | Add +39.9% |
| META Meta Platforms Inc. Class A | 0.49% | 3,172,380 | $1.8B | Add +12.0% |
| GOOG Alphabet Inc. Class C | 0.48% | 6,276,868 | $1.8B | Add +7.5% |
| MUB iShares National Muni Bond E | 0.47% | 16,704,651 | $1.8B | Add +17.8% |
| BND Vanguard Total Bond Market | 0.47% | 23,879,834 | $1.8B | Add +11.2% |
| QQQM Invesco Nasdaq 100 ETF | 0.47% | 7,387,215 | $1.8B | Add +0.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.46% | 3,008,527 | $1.7B | Add +2.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.45% | 5,894,423 | $1.7B | Add +125.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.45% | 2,584,704 | $1.7B | Add +4.5% |
| XLK SS Technology Select Sector | 0.42% | 11,768,594 | $1.6B | Add +0.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.42% | 20,261,471 | $1.6B | Add +13.3% |
| BLCR iShares LRG CP CR Act ETF-Ui | 0.41% | 37,727,890 | $1.5B | Add +53297.3% |
| IWB iShares Russell 1000 ETF | 0.41% | 4,343,242 | $1.5B | Reduce -4.9% |
| IWD iShares Russell 1000 Value E | 0.39% | 6,888,490 | $1.5B | Reduce -11.1% |
| IDEF Ishars Def Ind TC Ac ETF-Ui | 0.39% | 44,550,002 | $1.5B | New |
| IEF iShares 7-10 Year Treasury B | 0.38% | 14,752,602 | $1.4B | Add +16.0% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.38% | 27,040,319 | $1.4B | Reduce -1.7% |
| BDYN iShares DYN Act ETF | 0.35% | 54,515,368 | $1.3B | Add +7.9% |
| IAGG iShares Intl Aggregate Bond | 0.35% | 26,435,427 | $1.3B | Add +19.6% |
| AVEM Avantis Emerging Markets Eq | 0.35% | 16,125,536 | $1.3B | Add +3.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.35% | 3,819,048 | $1.3B | Add +7.9% |
| VMBS Vanguard Mortgage-Backed Sec | 0.34% | 27,333,692 | $1.3B | Add +22.0% |
| V Visa Inc. Class A | 0.34% | 4,153,850 | $1.3B | Add +10.2% |
| JNJ Johnson & Johnson | 0.32% | 4,942,508 | $1.2B | Add +8.4% |
| XLF SS Financial Select Sector | 0.32% | 24,064,773 | $1.2B | Reduce -5.3% |
| LLY Eli Lilly & Co. | 0.29% | 1,175,177 | $1.1B | Add +6.2% |
| CVX Chevron Corp. | 0.29% | 5,210,808 | $1.1B | Add +12.8% |
| ABBV Abbvie Inc. | 0.28% | 4,853,567 | $1.1B | Add +0.5% |
| IXUS iShares Core Intl Stock ETF | 0.27% | 11,763,889 | $1.0B | Add +0.2% |
| APUE Activepassive US Equity ETF | 0.27% | 25,376,362 | $1.0B | Add +12.4% |
| DFAI Dimensional International Co. | 0.27% | 25,959,915 | $1.0B | Add +158.8% |
| PM Philip Morris International | 0.26% | 5,930,698 | $980.6M | Add +4.3% |
| MA Mastercard Inc. Class A | 0.26% | 1,933,394 | $966.0M | Add +8.1% |
| BLV Vanguard Long-Term Bond ETF | 0.25% | 13,645,822 | $938.6M | Add +24.8% |
| VXUS Vanguard Total Intl Stock | 0.25% | 12,151,576 | $937.0M | Add +2.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.25% | 3,535,022 | $925.9M | Add +8.9% |
| VCIT Vanguard Int-Term Corporate | 0.25% | 11,166,107 | $924.0M | Add +2.6% |
| XOM Exxon Mobil Corp. | 0.24% | 5,342,655 | $906.4M | Add +4.0% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.24% | 20,802,616 | $884.9M | Add +10.5% |
| VXF Vanguard Extended Market ETF | 0.23% | 4,245,346 | $873.7M | Add +39.8% |
| HD Home Depot Inc. | 0.23% | 2,585,447 | $850.3M | Add +13.9% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.23% | 8,585,657 | $840.6M | Reduce -23.2% |
| AVLV Avantis US Large Cap Value | 0.22% | 10,139,321 | $817.3M | Reduce -6.8% |
| VEU Vanguard Ftse All-World Ex-U | 0.22% | 10,815,549 | $812.2M | Add +6.0% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.21% | 3,397,153 | $802.9M | Reduce -31.5% |
| BDVL iShares DV Equity Active ETF | 0.21% | 32,545,266 | $802.2M | Add +0.3% |
| IAU iShares Gold Trust | 0.21% | 8,986,301 | $792.2M | Reduce -53.5% |
| CSCO Cisco Systems Inc. | 0.21% | 10,057,486 | $780.4M | Add +10.3% |
| XLV SS Health Care Select Sector | 0.20% | 5,176,030 | $758.9M | Add +0.7% |
| DGRO iShares Core Dividend Growth | 0.20% | 10,627,078 | $745.8M | Add +3.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.20% | 4,647,972 | $742.3M | Add +23.2% |
| IWP iShares Russell Mid-Cap Grow | 0.20% | 5,772,532 | $739.6M | Reduce -3.9% |
| IUSV iShares Core S&P U.S. Value | 0.20% | 7,165,021 | $732.6M | Add +20.7% |
| XLC SS Comm Select Sector SPDR | 0.19% | 6,557,442 | $727.0M | Add +1.7% |
| IEUR iShares Core MSCI Europe ETF | 0.19% | 10,123,774 | $711.4M | Add +35.5% |
| PH Parker Hannifin Corp. | 0.18% | 756,940 | $677.6M | Reduce -4.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.18% | 7,296,191 | $668.6M | Add +138.3% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.18% | 6,122,891 | $667.3M | Add +13.6% |
| WMT Walmart Inc. | 0.18% | 5,367,787 | $667.1M | Add +0.6% |
| APH Amphenol Corp. Class A | 0.18% | 5,231,684 | $661.0M | Reduce -3.9% |
| IQLT iShares MSCI International Q | 0.18% | 14,219,974 | $657.4M | Reduce -13.7% |
| RTX RTX Corp. | 0.17% | 3,381,606 | $652.3M | Add +21.5% |
| VZ Verizon Communications Inc. | 0.17% | 12,895,424 | $647.4M | Add +13.7% |
| EFA iShares MSCI Eafe ETF | 0.17% | 6,571,755 | $638.3M | Add +10.0% |
Other holdings (18): bonds, preferreds, convertibles and warrants · $15.9M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 3,013 | $3.5M | Add +3.5% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 50,298 | $3.3M | Add +13.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,706 | $2.0M | Reduce -54.5% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 23,748 | $1.3M | Add +82.6% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 32,135 | $1.3M | Add +365.9% |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 18,514 | $833K | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 11,107 | $798K | Add +0.9% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 11,865 | $765K | Reduce -4.5% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 15,577 | $668K | Add +8.7% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 12,895 | $554K | Add +1.4% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 23,869 | $540K | Add +0.1% |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 3,637 | $207K | Add +1.0% |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 19,100 | $42K | Add +11.7% |
| SHMDW Schmid Group NV -28 | *W EXP 04/30/202 | 22,033 | $35K | No change |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 232,558 | $17K | No change |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 512,800 | $4K | Add +46.0% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 13,579 | $3K | Reduce -0.3% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 26,378 | $525 | Add +60.8% |
Total filed on the 13F, all lines: $373.6B.
Portfolio Sells Q4 2025 → Q1 2026
| OEF iShares S&P 100 ETF | Reduce -96.7% | 0.03% | −1.05 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Reduce -1.5% | 1.70% | −0.30 |
| ITA iShares U.S. Aerospace & Def | Reduce -85.2% | 0.04% | −0.26 |
| IAU iShares Gold Trust | Reduce -53.5% | 0.21% | −0.25 |
| IVE iShares S&P 500 Value ETF | Reduce -2.3% | 1.57% | −0.22 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Reduce -31.5% | 0.21% | −0.15 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -23.2% | 0.23% | −0.13 |
| EMB iShares JP Morgan Usd Emergi | Reduce -83.2% | 0.02% | −0.12 |
| XLF SS Financial Select Sector | Reduce -5.3% | 0.32% | −0.09 |
| TLH iShares 10-20 Year Treasury | Reduce -2.7% | 0.62% | −0.09 |
| IWB iShares Russell 1000 ETF | Reduce -4.9% | 0.41% | −0.09 |
| IWD iShares Russell 1000 Value E | Reduce -11.1% | 0.39% | −0.09 |
| INTU Intuit Inc. | Reduce -1.6% | 0.10% | −0.07 |
| ABT Abbott Laboratories | Reduce -5.1% | 0.14% | −0.06 |
| HIMU iShares High Yild Muni A ETF | Reduce -76.9% | 0.01% | −0.06 |
| IYW iShares Ustechnology ETF | Reduce -34.7% | 0.06% | −0.06 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -1.7% | 0.38% | −0.05 |
| NOW ServiceNow Inc. | Reduce -9.3% | 0.07% | −0.05 |
| ACN Accenture PLC Class A | Reduce -12.3% | 0.07% | −0.05 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -79.8% | 0.01% | −0.05 |
| IQLT iShares MSCI International Q | Reduce -13.7% | 0.18% | −0.05 |
| IWP iShares Russell Mid-Cap Grow | Reduce -3.9% | 0.20% | −0.05 |
| BSX Boston Scientific Corp. | Reduce -35.3% | 0.03% | −0.05 |
| CDNS Cadence Design SYS Inc. | Reduce -35.3% | 0.05% | −0.04 |
| KKR KKR & Co. Inc. | Reduce -42.7% | 0.03% | −0.04 |
| APH Amphenol Corp. Class A | Reduce -3.9% | 0.18% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -15.0% | 0.07% | −0.04 |
| ADP Automatic Data Processing | Reduce -12.3% | 0.07% | −0.04 |
| AJG Arthur J Gallagher & Co. | Reduce -20.0% | 0.06% | −0.04 |
| AMP Ameriprise Financial Inc. | Reduce -38.5% | 0.04% | −0.04 |
| CRM Salesforce Inc. | Reduce -1.8% | 0.06% | −0.04 |
| SPGI S&P Global Inc. | Reduce -2.4% | 0.09% | −0.04 |
| VPL Vanguard Ftse Pacific ETF | Reduce -64.1% | 0.02% | −0.03 |
| EEMA iShares MSCI Emerg MRKT Asia | Reduce -59.0% | 0.02% | −0.03 |
| IWM iShares Russell 2000 ETF | Reduce -12.1% | 0.12% | −0.03 |
| VEEV Veeva Systems Inc. Class A | Reduce -42.2% | 0.02% | −0.03 |
| AVLV Avantis US Large Cap Value | Reduce -6.8% | 0.22% | −0.03 |
| USIG iShares Broad Usd Investment | Reduce -11.4% | 0.10% | −0.03 |
| BKNG Booking Holdings Inc. | Reduce -1.2% | 0.06% | −0.02 |
| PH Parker Hannifin Corp. | Reduce -4.0% | 0.18% | −0.02 |
| SCHQ Schwab Long-Term US Treasury | Reduce -34.1% | 0.03% | −0.02 |
| LCTU iShares U.S. Carbon Transiti | Reduce -6.9% | 0.08% | −0.02 |
| SAP Sap SE-Sponsored ADR | Reduce -4.0% | 0.03% | −0.02 |
| TEL Te Connectivity PLC | Reduce -2.9% | 0.08% | −0.02 |
| ROP Roper Technologies Inc. | Reduce -53.9% | 0.01% | −0.02 |
| EWJ iShares MSCI Japan ETF | Reduce -6.6% | 0.13% | −0.02 |
| IWX iShares Russell Top 200 Valu | Reduce -13.3% | 0.07% | −0.02 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -39.9% | 0.02% | −0.02 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -7.6% | 0.09% | −0.02 |
| TSCO Tractor Supply Company | Reduce -8.3% | 0.05% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| EFG iShares MSCI Eafe Growth ETF | Add +742.5% | 0.67% | +0.58 |
| VOO Vanguard S&P 500 ETF | Add +64.4% | 1.71% | +0.50 |
| GOVT iShares US Treasury Bond ETF | Add +112.8% | 0.94% | +0.45 |
| BLCR iShares LRG CP CR Act ETF-Ui | Add +53297.3% | 0.41% | +0.41 |
| IVV iShares Core S&P 500 ETF | Add +25.1% | 5.76% | +0.41 |
| IDEF Ishars Def Ind TC Ac ETF-Ui | New | 0.39% | +0.39 |
| IEFA iShares Core MSCI Eafe ETF | Add +45.8% | 1.23% | +0.31 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +125.5% | 0.45% | +0.23 |
| LMUB iShares LT National Muni BD | New | 0.16% | +0.16 |
| DFAI Dimensional International Co. | Add +158.8% | 0.27% | +0.16 |
| AGG iShares Core U.S. Aggregate | Add +23.9% | 1.18% | +0.12 |
| BIV Vanguard Intermediate-Term B | Add +39.9% | 0.49% | +0.10 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +138.3% | 0.18% | +0.10 |
| BSV Vanguard Short-Term Bond ETF | Add +28.6% | 0.66% | +0.09 |
| BNDX Vanguard Total Intl Bond ETF | Add +25.5% | 0.76% | +0.09 |
| VT Vanguard Tot World STK ETF | Add +148.6% | 0.15% | +0.08 |
| VTWO Vanguard Russell 2000 ETF | Add +596.6% | 0.10% | +0.08 |
| CVX Chevron Corp. | Add +12.8% | 0.29% | +0.08 |
| EFV iShares MSCI Eafe Value ETF | Add +12.8% | 1.19% | +0.07 |
| RSP Invesco S&P 500 Equal Weight | Add +81.0% | 0.17% | +0.06 |
| VEA Vanguard Ftse Developed ETF | Add +12.7% | 1.48% | +0.06 |
| XOM Exxon Mobil Corp. | Add +4.0% | 0.24% | +0.06 |
| IEMG iShares Core MSCI Emerging | Add +10.7% | 1.62% | +0.06 |
| SCHH Schwab US REIT ETF | Add +848.6% | 0.06% | +0.06 |
| VXF Vanguard Extended Market ETF | Add +39.8% | 0.23% | +0.05 |
| CME Cme Group Inc. | Add +43.9% | 0.16% | +0.05 |
| VLUE iShares MSCI USA Value Facto | Add +883.9% | 0.05% | +0.04 |
| AMGN Amgen Inc. | Add +41.7% | 0.16% | +0.04 |
| JNJ Johnson & Johnson | Add +8.4% | 0.32% | +0.04 |
| PYLD PIMCO Multisector Bond Actv | Add +106.7% | 0.08% | +0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +11.4% | 1.19% | +0.04 |
| VZ Verizon Communications Inc. | Add +13.7% | 0.17% | +0.04 |
| TBLL Invesco Short Term Treasury | Add +732.0% | 0.04% | +0.04 |
| GBIL Goldman Sachs Access Treasur | Add +108.1% | 0.07% | +0.03 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +216.9% | 0.05% | +0.03 |
| ASML ASML Holding NV-NY Reg SHS | Add +16.3% | 0.15% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +79.3% | 0.06% | +0.03 |
| IEUR iShares Core MSCI Europe ETF | Add +35.5% | 0.19% | +0.03 |
| COP Conocophillips | Add +14.3% | 0.10% | +0.03 |
| XLE SS Energy Select Sector | Add +23.8% | 0.09% | +0.03 |
| AVES Avantis Emerging Markets Val | Add +805.8% | 0.03% | +0.03 |
| VMBS Vanguard Mortgage-Backed Sec | Add +22.0% | 0.34% | +0.03 |
| CASY Casey's General Stores Inc. | Add +24.1% | 0.09% | +0.03 |
| SGOV iShares 0-3 Month Treasury B | Add +109.7% | 0.06% | +0.03 |
| EQWL Invesco S&P 100 Equal Weight | Add +1142.3% | 0.03% | +0.03 |
| ETN Eaton Corp. PLC | Add +23.3% | 0.14% | +0.03 |
| ADI Analog Devices Inc. | Add +18.1% | 0.14% | +0.03 |
| TJX TJX Companies Inc. | Add +23.2% | 0.20% | +0.03 |
| TSM Taiwan Semiconductor-SP ADR | Add +7.9% | 0.35% | +0.03 |
| DBEF Xtrackers MSCI Eafe Hedged E | Add +102.8% | 0.06% | +0.03 |
Notes & Other Activity Q4 2025 → Q1 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +3.5% | 3,013 | $3.5M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +13.0% | 50,298 | $3.3M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -54.5% | 1,706 | $2.0M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +82.6% | 23,748 | $1.3M |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Add +365.9% | 32,135 | $1.3M |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 18,514 | $833K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +0.9% | 11,107 | $798K |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Reduce -4.5% | 11,865 | $765K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +8.7% | 15,577 | $668K |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | Add +1.4% | 12,895 | $554K |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +0.1% | 23,869 | $540K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Sold out | 4,588 | $346Kbefore exit |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Sold out | 5,988 | $302Kbefore exit |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Add +1.0% | 3,637 | $207K |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | Add +11.7% | 19,100 | $42K |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Add +46.0% | 512,800 | $4K |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -0.3% | 13,579 | $3K |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Add +60.8% | 26,378 | $525 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 4,804 | $424.2B | IVV, IUSB, DYNF, VOO, IVW |
| Q1 2026 | 4,685 | $373.6B | IVV, VOO, DYNF, IUSB, IEMG |
| Q4 2025 | 4,421 | $337.1B | IVV, DYNF, IVE, IUSB, IVW |
| Q3 2025 | 4,483 | $347.5B | IVV, DYNF, IUSB, MSFT, IVW |
| Q2 2025 | 4,408 | $342.7B | IVV, VOO, IUSB, QUAL, VEA |
| Q1 2025 | 4,330 | $310.2B | IVV, IUSB, VOO, QUAL, VEA |
| Q4 2024 | 4,282 | $311.5B | IVV, VOO, IUSB, QUAL, AGG |
| Q3 2024 | 4,206 | $309.8B | IVV, IUSB, VOO, QUAL, VEA |
| Q2 2024 | 4,149 | $287.0B | IVV, VOO, IUSB, QUAL, VEA |
| Q1 2024 | 4,161 | $267.8B | IVV, IUSB, VOO, VEA, QUAL |