Envestnet Asset Management Inc.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 5, 2025), Envestnet Asset Management Inc. reported 4,483 stock positions worth $347.5 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.5% of the portfolio, followed by Ishrs US E F R A ETF-Usd (DYNF, 1.9%) and Ishr CR Unvrse Usd BD ETF-Ui (IUSB, 1.7%). Compared with Q2 2025, it opened 277 new positions, sold out of 201, added to 2,195 and reduced 1,998. The biggest buy was Ishrs US E F R A ETF-Usd (DYNF, shares +56%) and the biggest sale Vanguard Short-Term Bond ETF (BSV, shares −49%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001407543
- Portfolio Value
- $347.5B (Q3 2025)
- SEC Filing
- 0001214659-25-015924 ↗ filed Nov 5, 2025
Holdings Value
Holdings 4,483 stocks · $347.5B
| IVV iShares Core S&P 500 ETF | 5.50% | 28,570,831 | $19.1B | Add +0.7% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.89% | 111,018,724 | $6.6B | Add +55.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.66% | 123,224,571 | $5.8B | Reduce -8.8% |
| MSFT Microsoft Corp. | 1.64% | 11,030,769 | $5.7B | Add +0.1% |
| IVW iShares S&P 500 Growth ETF | 1.58% | 45,556,746 | $5.5B | Add +0.4% |
| VOO Vanguard S&P 500 ETF | 1.55% | 8,793,364 | $5.4B | Reduce -26.3% |
| QUAL iShares MSCI USA Quality Fac | 1.46% | 26,102,345 | $5.1B | Reduce -19.6% |
| VEA Vanguard Ftse Developed ETF | 1.43% | 82,836,571 | $5.0B | Reduce -16.9% |
| IEMG iShares Core MSCI Emerging | 1.33% | 70,130,248 | $4.6B | Add +14.7% |
| IVE iShares S&P 500 Value ETF | 1.31% | 22,121,389 | $4.6B | Add +5.4% |
| NVDA Nvidia Corp. | 1.19% | 22,223,464 | $4.1B | Add +1.2% |
| EFV iShares MSCI Eafe Value ETF | 1.18% | 60,469,172 | $4.1B | Reduce -13.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.18% | 21,895,965 | $4.1B | Add +5.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.15% | 8,318,538 | $4.0B | Add +2.4% |
| OEF iShares S&P 100 ETF | 1.03% | 10,736,206 | $3.6B | Add +82.3% |
| AGG iShares Core U.S. Aggregate | 1.01% | 35,061,214 | $3.5B | Reduce -35.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.98% | 39,090,069 | $3.4B | Reduce -2.9% |
| AAPL Apple Inc. | 0.91% | 12,378,348 | $3.2B | Reduce -2.8% |
| AMZN Amazon.com Inc. | 0.81% | 12,879,127 | $2.8B | Reduce -1.6% |
| MBB iShares MBS ETF | 0.75% | 27,494,519 | $2.6B | Add +2.7% |
| TLH iShares 10-20 Year Treasury | 0.74% | 24,840,459 | $2.6B | Add +29.3% |
| IWF iShares Russell 1000 Growth | 0.70% | 5,171,141 | $2.4B | Reduce -2.2% |
| IJH iShares Core S&P Midcap ETF | 0.65% | 34,554,428 | $2.3B | Reduce -0.1% |
| AVGO Broadcom Inc. | 0.64% | 6,769,686 | $2.2B | Reduce -4.6% |
| JPM JPMorgan Chase & Co. | 0.64% | 7,078,742 | $2.2B | Reduce -2.8% |
| BNDX Vanguard Total Intl Bond ETF | 0.64% | 44,832,761 | $2.2B | Reduce -27.7% |
| META Meta Platforms Inc. Class A | 0.64% | 3,015,736 | $2.2B | Add +4.7% |
| BSV Vanguard Short-Term Bond ETF | 0.64% | 27,978,604 | $2.2B | Reduce -48.9% |
| SCHG Schwab US Large-Cap Growth | 0.57% | 61,891,690 | $2.0B | Add +12.0% |
| VWO Vanguard Ftse Emerging Marke | 0.57% | 36,359,690 | $2.0B | Reduce -17.5% |
| BAI Ishrs AI in and Tech Act ETF | 0.55% | 56,450,098 | $1.9B | Add +156.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.55% | 5,799,986 | $1.9B | Reduce -2.1% |
| THRO iShares U.S. Thematic Rotati | 0.54% | 49,958,792 | $1.9B | Add +4.9% |
| QQQM Invesco Nasdaq 100 ETF | 0.53% | 7,486,858 | $1.9B | Reduce -1.5% |
| GOOGL Alphabet Inc. Class A | 0.52% | 7,463,936 | $1.8B | Add +9.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.52% | 2,986,326 | $1.8B | Add +2.2% |
| GOVT iShares US Treasury Bond ETF | 0.51% | 76,659,922 | $1.8B | Add +2.8% |
| IJR iShares Core S&P Small-Cap E | 0.50% | 14,749,090 | $1.8B | Reduce -12.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.50% | 2,617,890 | $1.7B | Reduce -2.4% |
| BND Vanguard Total Bond Market | 0.46% | 21,594,592 | $1.6B | Add +3.3% |
| MTUM iShares MSCI USA Momentum Fa | 0.46% | 6,193,973 | $1.6B | Reduce -51.0% |
| BIV Vanguard Intermediate-Term B | 0.44% | 19,586,319 | $1.5B | Add +5.5% |
| IWB iShares Russell 1000 ETF | 0.44% | 4,183,653 | $1.5B | Reduce -6.1% |
| MUB iShares National Muni Bond E | 0.44% | 14,278,109 | $1.5B | Reduce -29.9% |
| GOOG Alphabet Inc. Class C | 0.44% | 6,225,962 | $1.5B | Add +0.2% |
| IAU iShares Gold Trust | 0.43% | 20,520,705 | $1.5B | Add +47.7% |
| XLK SS Technology Select Sector | 0.43% | 5,284,324 | $1.5B | Reduce -4.5% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.42% | 27,211,312 | $1.4B | Add +19.2% |
| V Visa Inc. Class A | 0.41% | 4,214,510 | $1.4B | Reduce -2.5% |
| IWD iShares Russell 1000 Value E | 0.39% | 6,693,245 | $1.4B | Add +1.4% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.38% | 16,868,988 | $1.3B | Add +6.2% |
| BDYN iShares DYN Act ETF | 0.36% | 49,456,217 | $1.3B | New |
| IEF iShares 7-10 Year Treasury B | 0.36% | 12,820,353 | $1.2B | Add +3.0% |
| ABBV Abbvie Inc. | 0.35% | 5,298,752 | $1.2B | Reduce -1.5% |
| XLF SS Financial Select Sector | 0.34% | 22,039,582 | $1.2B | Add +20.2% |
| MA Mastercard Inc. Class A | 0.33% | 2,031,235 | $1.2B | Reduce -0.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.33% | 10,982,338 | $1.1B | Add +7.4% |
| IAGG iShares Intl Aggregate Bond | 0.33% | 22,186,405 | $1.1B | Add +5.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.32% | 4,308,811 | $1.1B | Reduce -16.8% |
| TSM Taiwan Semiconductor-SP ADR | 0.31% | 3,842,516 | $1.1B | Reduce -0.5% |
| VMBS Vanguard Mortgage-Backed Sec | 0.30% | 22,220,955 | $1.0B | Add +5.4% |
| HD Home Depot Inc. | 0.29% | 2,497,018 | $1.0B | Reduce -4.2% |
| ITA iShares U.S. Aerospace & Def | 0.29% | 4,780,198 | $1.0B | Add +1674.2% |
| IXUS iShares Core Intl Stock ETF | 0.29% | 12,065,085 | $996.3M | Add +4.6% |
| ORCL Oracle Corp. | 0.28% | 3,473,540 | $976.9M | Reduce -5.3% |
| PM Philip Morris International | 0.28% | 6,009,976 | $974.8M | Reduce -0.3% |
| JNJ Johnson & Johnson | 0.27% | 5,135,378 | $952.2M | Add +4.4% |
| VXUS Vanguard Total Intl Stock | 0.26% | 12,216,981 | $897.5M | Reduce -2.7% |
| LLY Eli Lilly & Co. | 0.26% | 1,166,260 | $889.9M | Reduce -3.8% |
| VCIT Vanguard Int-Term Corporate | 0.25% | 10,372,500 | $872.4M | Add +2.8% |
| APUE Activepassive US Equity ETF | 0.24% | 20,578,086 | $839.2M | Add +7.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.24% | 2,848,093 | $836.6M | Reduce -11.3% |
| XLC SS Comm Select Sector SPDR | 0.23% | 6,719,634 | $795.4M | Reduce -20.9% |
| AVLV Avantis US Large Cap Value | 0.23% | 10,903,214 | $787.9M | Reduce -1.0% |
| AVEM Avantis Emerging Markets Eq | 0.23% | 10,453,511 | $785.2M | Reduce -40.3% |
| IWP iShares Russell Mid-Cap Grow | 0.22% | 5,397,376 | $768.6M | Add +171.1% |
| CVX Chevron Corp. | 0.22% | 4,891,609 | $759.6M | Add +8.7% |
| BLV Vanguard Long-Term Bond ETF | 0.22% | 10,672,022 | $756.1M | Add +6.2% |
| ABT Abbott Laboratories | 0.22% | 5,645,123 | $756.1M | Reduce -2.9% |
| APH Amphenol Corp. Class A | 0.21% | 6,034,166 | $746.7M | Add +2.6% |
| BDVL iShares DV Equity Active ETF | 0.21% | 29,726,003 | $743.2M | New |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.21% | 17,388,906 | $730.9M | Add +4.0% |
| DGRO iShares Core Dividend Growth | 0.21% | 10,559,997 | $718.9M | Reduce -22.0% |
| VEU Vanguard Ftse All-World Ex-U | 0.20% | 9,922,978 | $708.2M | Reduce -1.9% |
| IQLT iShares MSCI International Q | 0.20% | 15,750,605 | $696.0M | Reduce -16.4% |
| NFLX Netflix Inc. | 0.19% | 564,672 | $677.0M | Reduce -3.0% |
| XLV SS Health Care Select Sector | 0.19% | 4,741,355 | $659.9M | Reduce -18.3% |
| CSCO Cisco Systems Inc. | 0.19% | 9,409,980 | $643.8M | Reduce -0.4% |
| INTU Intuit Inc. | 0.18% | 936,227 | $639.4M | Add +1.6% |
| XLY SS Consumer Disc Select Sect | 0.18% | 2,653,639 | $635.9M | Add +17.6% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.18% | 5,703,391 | $635.8M | Add +16.2% |
| BLK BlackRock Inc. | 0.18% | 540,397 | $630.0M | Reduce -3.9% |
| PH Parker Hannifin Corp. | 0.18% | 817,094 | $619.5M | Add +0.6% |
| XOM Exxon Mobil Corp. | 0.18% | 5,408,799 | $609.8M | Reduce -7.6% |
| ITOT iShares Core S&P Total U.S. | 0.17% | 4,156,774 | $605.4M | Reduce -5.3% |
| VXF Vanguard Extended Market ETF | 0.17% | 2,888,061 | $604.6M | Reduce -1.6% |
| EFA iShares MSCI Eafe ETF | 0.17% | 6,423,774 | $599.8M | Add +0.1% |
| TLT iShares 20+ Year Treasury BD | 0.17% | 6,657,532 | $595.0M | Add +8.6% |
| IUSV iShares Core S&P U.S. Value | 0.17% | 5,808,875 | $580.6M | Add +10.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.17% | 1,144,904 | $575.6M | Reduce -2.9% |
Other holdings (22): bonds, preferreds, convertibles and warrants · $16.9M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,815 | $4.9M | Reduce -0.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 3,057 | $3.8M | Add +1.8% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 42,760 | $3.0M | Add +3.3% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 13,256 | $900K | Add +9.6% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 23,498 | $598K | Add +9.7% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 10,677 | $532K | Add +6.8% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 12,991 | $512K | Add +15.2% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 4,601 | $422K | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 10,902 | $413K | Add +31.0% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 15,762 | $402K | Reduce -3.8% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 4,576 | $322K | Add +8.6% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 4,324 | $307K | New |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 5,977 | $297K | Add +5.7% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 5,327 | $279K | Reduce -39.8% |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 3,438 | $203K | New |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 232,558 | $47K | No change |
| SHMDW Schmid Group NV -28 | *W EXP 04/30/202 | 22,033 | $6K | No change |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 31,968 | $2K | Reduce -1.9% |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | 185,601 | $2K | Reduce -2.1% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 11,241 | $1K | Add +0.1% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 25,938 | $970 | Add +44.9% |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | 10,860 | $206 | Add +23.1% |
Total filed on the 13F, all lines: $347.5B.
Portfolio Sells Q2 2025 → Q3 2025
| BSV Vanguard Short-Term Bond ETF | Reduce -48.9% | 0.64% | −0.62 |
| AGG iShares Core U.S. Aggregate | Reduce -35.3% | 1.01% | −0.56 |
| DFAC Dimensional US Core Equity 2 | Reduce -76.6% | 0.14% | −0.43 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -51.0% | 0.46% | −0.43 |
| VOO Vanguard S&P 500 ETF | Reduce -26.3% | 1.55% | −0.43 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -74.3% | 0.14% | −0.41 |
| DFUV Dimensional US Marketwide Va | Reduce -97.7% | 0.01% | −0.38 |
| DUHP Dimensional US High Profi Et | Reduce -91.8% | 0.03% | −0.35 |
| IYW iShares Ustechnology ETF | Reduce -75.1% | 0.13% | −0.34 |
| QUAL iShares MSCI USA Quality Fac | Reduce -19.6% | 1.46% | −0.27 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -27.7% | 0.64% | −0.26 |
| IMTM iShares MSCI Intl Momentum F | Reduce -97.0% | 0.01% | −0.24 |
| VEA Vanguard Ftse Developed ETF | Reduce -16.9% | 1.43% | −0.23 |
| DFIC Dimensional International Co. | Reduce -83.3% | 0.05% | −0.22 |
| DFIV Dimensional International Va | Reduce -78.5% | 0.06% | −0.20 |
| DIHP Dimensional International Hi | Reduce -86.4% | 0.03% | −0.19 |
| MUB iShares National Muni Bond E | Reduce -29.9% | 0.44% | −0.18 |
| AVSC Avantis US Small Cap Equity | Reduce -94.9% | 0.01% | −0.18 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -8.8% | 1.66% | −0.17 |
| SUB iShares Short-Term National | Reduce -87.8% | 0.02% | −0.15 |
| SPMO Invesco S&P 500 Momentum ETF | Reduce -49.8% | 0.14% | −0.13 |
| AVEM Avantis Emerging Markets Eq | Reduce -40.3% | 0.23% | −0.12 |
| EFV iShares MSCI Eafe Value ETF | Reduce -13.8% | 1.18% | −0.12 |
| IGV iShares Expanded Tech-Softwa | Reduce -89.5% | 0.01% | −0.09 |
| ACN Accenture PLC Class A | Reduce -24.3% | 0.13% | −0.08 |
| VWO Vanguard Ftse Emerging Marke | Reduce -17.5% | 0.57% | −0.07 |
| DFCA Dimensional Calfornia MB ETF | Sold out | 0.00% | −0.07 |
| SCHX Schwab US Large-Cap ETF | Reduce -69.2% | 0.03% | −0.06 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -48.0% | 0.07% | −0.06 |
| DFUS Dimensional US Eq MKT ETF | Reduce -65.9% | 0.03% | −0.05 |
| SCHF Schwab Intl Equity ETF | Reduce -58.9% | 0.03% | −0.05 |
| DGRO iShares Core Dividend Growth | Reduce -22.0% | 0.21% | −0.05 |
| CMG Chipotle Mexican Grill Inc. | Reduce -46.3% | 0.03% | −0.04 |
| VYM Vanguard High DVD Yield ETF | Reduce -26.8% | 0.14% | −0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -16.8% | 0.32% | −0.04 |
| VLUE iShares MSCI USA Value Facto | Reduce -90.4% | 0.00% | −0.04 |
| XLC SS Comm Select Sector SPDR | Reduce -20.9% | 0.23% | −0.04 |
| KVUE Kenvue Inc. | Reduce -49.9% | 0.02% | −0.04 |
| PM Philip Morris International | Reduce -0.3% | 0.28% | −0.04 |
| XLV SS Health Care Select Sector | Reduce -18.3% | 0.19% | −0.04 |
| IQLT iShares MSCI International Q | Reduce -16.4% | 0.20% | −0.04 |
| IVLU iShares MSCI International V | Reduce -86.2% | 0.01% | −0.04 |
| V Visa Inc. Class A | Reduce -2.5% | 0.41% | −0.03 |
| SPOT Spotify Technology SA | Reduce -16.4% | 0.10% | −0.03 |
| FISV Fiserv Inc. | Reduce -12.2% | 0.06% | −0.03 |
| UNP Union Pacific Corp. | Reduce -23.3% | 0.12% | −0.03 |
| NFLX Netflix Inc. | Reduce -3.0% | 0.19% | −0.03 |
| IJR iShares Core S&P Small-Cap E | Reduce -12.3% | 0.50% | −0.03 |
| DMXF iShares ESG Advanc MSCI Eafe | Reduce -98.4% | 0.00% | −0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -19.5% | 0.12% | −0.03 |
Portfolio Buys Q2 2025 → Q3 2025
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +55.8% | 1.89% | +0.76 |
| OEF iShares S&P 100 ETF | Add +82.3% | 1.03% | +0.51 |
| BAI Ishrs AI in and Tech Act ETF | Add +156.9% | 0.55% | +0.37 |
| IVV iShares Core S&P 500 ETF | Add +0.7% | 5.50% | +0.36 |
| BDYN iShares DYN Act ETF | New | 0.36% | +0.36 |
| ITA iShares U.S. Aerospace & Def | Add +1674.2% | 0.29% | +0.27 |
| IEMG iShares Core MSCI Emerging | Add +14.7% | 1.33% | +0.26 |
| BDVL iShares DV Equity Active ETF | New | 0.21% | +0.21 |
| NVDA Nvidia Corp. | Add +1.2% | 1.19% | +0.18 |
| IAU iShares Gold Trust | Add +47.7% | 0.43% | +0.18 |
| GOOGL Alphabet Inc. Class A | Add +9.1% | 0.52% | +0.17 |
| TLH iShares 10-20 Year Treasury | Add +29.3% | 0.74% | +0.17 |
| IWP iShares Russell Mid-Cap Grow | Add +171.1% | 0.22% | +0.14 |
| IVW iShares S&P 500 Growth ETF | Add +0.4% | 1.58% | +0.12 |
| IVE iShares S&P 500 Value ETF | Add +5.4% | 1.31% | +0.12 |
| GOOG Alphabet Inc. Class C | Add +0.2% | 0.44% | +0.11 |
| IGM iShares Expanded Tech Sector | Add +843.3% | 0.12% | +0.11 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +2.4% | 1.15% | +0.11 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +5.3% | 1.18% | +0.10 |
| SCHG Schwab US Large-Cap Growth | Add +12.0% | 0.57% | +0.10 |
| IWLG Nylim Winslow Large Cap Grow | Add +10974.5% | 0.09% | +0.09 |
| GNR State Street SPDR S&P Global | Add +2450.3% | 0.08% | +0.08 |
| IWY iShares Russell Top 200 Grow | Add +231.3% | 0.10% | +0.08 |
| CGHM Cap Group Muni High-Income | Add +15962.1% | 0.07% | +0.07 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +19.2% | 0.42% | +0.06 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Add +99.2% | 0.12% | +0.06 |
| XLF SS Financial Select Sector | Add +20.2% | 0.34% | +0.06 |
| CGGE Cap Group Global Eq | Add +169.0% | 0.09% | +0.06 |
| AVDE Avantis International Equity | Add +140.6% | 0.09% | +0.06 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +157.6% | 0.09% | +0.06 |
| JNJ Johnson & Johnson | Add +4.4% | 0.27% | +0.05 |
| TSLA Tesla Inc. | Add +6.8% | 0.16% | +0.05 |
| THRO iShares U.S. Thematic Rotati | Add +4.9% | 0.54% | +0.05 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +7.4% | 0.33% | +0.05 |
| QQQ Invesco QQQ Trust Series 1 | Add +2.2% | 0.52% | +0.05 |
| APH Amphenol Corp. Class A | Add +2.6% | 0.21% | +0.05 |
| MSFT Microsoft Corp. | Add +0.1% | 1.64% | +0.04 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +6.2% | 0.38% | +0.04 |
| LRCX Lam Research Corp. | Add +3.6% | 0.14% | +0.04 |
| XLY SS Consumer Disc Select Sect | Add +17.6% | 0.18% | +0.04 |
| IWM iShares Russell 2000 ETF | Add +25.5% | 0.14% | +0.04 |
| XLI SS Industrial Select Sector | Add +36.1% | 0.13% | +0.04 |
| PVAL Putnam Focused LRG Cap Value | Add +266.3% | 0.05% | +0.04 |
| HSY The Hershey Co. | Add +121.2% | 0.06% | +0.04 |
| VRSN Verisign Inc. | Add +394.1% | 0.04% | +0.04 |
| ETN Eaton Corp. PLC | Add +32.3% | 0.13% | +0.03 |
| UBER Uber Technologies Inc. | Add +24.0% | 0.15% | +0.03 |
| APUE Activepassive US Equity ETF | Add +7.8% | 0.24% | +0.03 |
| CVX Chevron Corp. | Add +8.7% | 0.22% | +0.03 |
| TSME Thrivent SML-MDC Eq ETF-US I | Add +108.0% | 0.05% | +0.03 |
Notes & Other Activity Q2 2025 → Q3 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -0.3% | 3,815 | $4.9M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +1.8% | 3,057 | $3.8M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +3.3% | 42,760 | $3.0M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Add +9.6% | 13,256 | $900K |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +9.7% | 23,498 | $598K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +6.8% | 10,677 | $532K |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | Add +15.2% | 12,991 | $512K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 12,801 | $509Kbefore exit |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | New | 4,601 | $422K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +31.0% | 10,902 | $413K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -3.8% | 15,762 | $402K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +8.6% | 4,576 | $322K |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | New | 4,324 | $307K |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Add +5.7% | 5,977 | $297K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Reduce -39.8% | 5,327 | $279K |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | New | 3,438 | $203K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Reduce -1.9% | 31,968 | $2K |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 23,654 | $2Kbefore exit |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Reduce -2.1% | 185,601 | $2K |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Add +0.1% | 11,241 | $1K |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Add +44.9% | 25,938 | $970 |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Add +23.1% | 10,860 | $206 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 4,804 | $424.2B | IVV, IUSB, DYNF, VOO, IVW |
| Q1 2026 | 4,685 | $373.6B | IVV, VOO, DYNF, IUSB, IEMG |
| Q4 2025 | 4,421 | $337.1B | IVV, DYNF, IVE, IUSB, IVW |
| Q3 2025 | 4,483 | $347.5B | IVV, DYNF, IUSB, MSFT, IVW |
| Q2 2025 | 4,408 | $342.7B | IVV, VOO, IUSB, QUAL, VEA |
| Q1 2025 | 4,330 | $310.2B | IVV, IUSB, VOO, QUAL, VEA |
| Q4 2024 | 4,282 | $311.5B | IVV, VOO, IUSB, QUAL, AGG |
| Q3 2024 | 4,206 | $309.8B | IVV, IUSB, VOO, QUAL, VEA |
| Q2 2024 | 4,149 | $287.0B | IVV, VOO, IUSB, QUAL, VEA |
| Q1 2024 | 4,161 | $267.8B | IVV, IUSB, VOO, VEA, QUAL |