Envestnet Asset Management Inc.
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 10, 2026), Envestnet Asset Management Inc. reported 4,421 stock positions worth $337.1 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.4% of the portfolio, followed by Ishrs US E F R A ETF-Usd (DYNF, 2.0%) and iShares S&P 500 Value ETF (IVE, 1.8%). Compared with Q3 2025, it opened 225 new positions, sold out of 290, added to 1,711 and reduced 2,475. The biggest buy was iShares S&P 500 Value ETF (IVE, shares +28%) and the biggest sale iShares MSCI USA Quality Fac (QUAL, shares −36%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001407543
- Portfolio Value
- $337.1B (Q4 2025)
- SEC Filing
- 0001214659-26-001375 ↗ filed Feb 10, 2026
Holdings Value
Holdings 4,421 stocks · $337.1B
| IVV iShares Core S&P 500 ETF | 5.35% | 26,342,326 | $18.0B | Reduce -7.8% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 2.00% | 110,605,611 | $6.7B | Reduce -0.4% |
| IVE iShares S&P 500 Value ETF | 1.79% | 28,393,408 | $6.0B | Add +28.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.64% | 119,092,213 | $5.5B | Reduce -3.4% |
| IVW iShares S&P 500 Growth ETF | 1.60% | 43,645,204 | $5.4B | Reduce -4.2% |
| IEMG iShares Core MSCI Emerging | 1.56% | 78,380,258 | $5.3B | Add +11.8% |
| MSFT Microsoft Corp. | 1.50% | 10,429,019 | $5.0B | Reduce -5.5% |
| VEA Vanguard Ftse Developed ETF | 1.42% | 76,401,735 | $4.8B | Reduce -7.8% |
| VOO Vanguard S&P 500 ETF | 1.21% | 6,497,051 | $4.1B | Reduce -26.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.15% | 20,283,049 | $3.9B | Reduce -7.4% |
| NVDA Nvidia Corp. | 1.15% | 20,740,532 | $3.9B | Reduce -6.7% |
| EFV iShares MSCI Eafe Value ETF | 1.12% | 52,878,367 | $3.8B | Reduce -12.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.11% | 7,655,628 | $3.7B | Reduce -8.0% |
| OEF iShares S&P 100 ETF | 1.08% | 10,595,755 | $3.6B | Reduce -1.3% |
| AGG iShares Core U.S. Aggregate | 1.07% | 35,977,259 | $3.6B | Add +2.6% |
| QUAL iShares MSCI USA Quality Fac | 0.99% | 16,736,082 | $3.3B | Reduce -35.9% |
| AAPL Apple Inc. | 0.94% | 11,675,095 | $3.2B | Reduce -5.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.93% | 34,884,494 | $3.1B | Reduce -10.8% |
| AMZN Amazon.com Inc. | 0.83% | 12,098,043 | $2.8B | Reduce -6.1% |
| IWF iShares Russell 1000 Growth | 0.74% | 5,266,916 | $2.5B | Add +1.9% |
| MBB iShares MBS ETF | 0.74% | 26,058,632 | $2.5B | Reduce -5.2% |
| TLH iShares 10-20 Year Treasury | 0.71% | 23,581,855 | $2.4B | Reduce -5.1% |
| BNDX Vanguard Total Intl Bond ETF | 0.68% | 47,193,352 | $2.3B | Add +5.3% |
| IJH iShares Core S&P Midcap ETF | 0.67% | 34,200,178 | $2.3B | Reduce -1.0% |
| AVGO Broadcom Inc. | 0.66% | 6,430,562 | $2.2B | Reduce -5.0% |
| JPM JPMorgan Chase & Co. | 0.65% | 6,778,558 | $2.2B | Reduce -4.2% |
| SCHG Schwab US Large-Cap Growth | 0.62% | 64,327,203 | $2.1B | Add +3.9% |
| GOOGL Alphabet Inc. Class A | 0.62% | 6,693,651 | $2.1B | Reduce -10.3% |
| MTUM iShares MSCI USA Momentum Fa | 0.59% | 7,883,307 | $2.0B | Add +27.3% |
| IJR iShares Core S&P Small-Cap E | 0.58% | 16,340,857 | $2.0B | Add +10.8% |
| BSV Vanguard Short-Term Bond ETF | 0.57% | 24,510,369 | $1.9B | Reduce -12.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.57% | 5,749,098 | $1.9B | Reduce -0.9% |
| BAI Ishrs AI in and Tech Act ETF | 0.57% | 57,880,516 | $1.9B | Add +2.5% |
| THRO iShares U.S. Thematic Rotati | 0.57% | 49,825,081 | $1.9B | Reduce -0.3% |
| VWO Vanguard Ftse Emerging Marke | 0.56% | 35,428,218 | $1.9B | Reduce -2.6% |
| META Meta Platforms Inc. Class A | 0.55% | 2,832,482 | $1.9B | Reduce -6.1% |
| QQQM Invesco Nasdaq 100 ETF | 0.55% | 7,380,169 | $1.9B | Reduce -1.4% |
| GOOG Alphabet Inc. Class C | 0.54% | 5,836,650 | $1.8B | Reduce -6.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.54% | 2,945,721 | $1.8B | Reduce -1.4% |
| IWB iShares Russell 1000 ETF | 0.51% | 4,567,946 | $1.7B | Add +9.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.50% | 2,472,999 | $1.7B | Reduce -5.5% |
| XLK SS Technology Select Sector | 0.50% | 11,665,034 | $1.7B | Add +10.4% |
| GOVT iShares US Treasury Bond ETF | 0.49% | 72,310,956 | $1.7B | Reduce -5.7% |
| IWD iShares Russell 1000 Value E | 0.48% | 7,746,341 | $1.6B | Add +15.7% |
| BND Vanguard Total Bond Market | 0.47% | 21,470,033 | $1.6B | Reduce -0.6% |
| IAU iShares Gold Trust | 0.46% | 19,303,975 | $1.6B | Reduce -5.9% |
| MUB iShares National Muni Bond E | 0.45% | 14,182,545 | $1.5B | Reduce -0.7% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.43% | 27,502,755 | $1.5B | Add +1.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.43% | 17,891,359 | $1.4B | Add +6.1% |
| XLF SS Financial Select Sector | 0.41% | 25,401,227 | $1.4B | Add +15.3% |
| V Visa Inc. Class A | 0.39% | 3,771,195 | $1.3B | Reduce -10.5% |
| BIV Vanguard Intermediate-Term B | 0.39% | 16,837,768 | $1.3B | Reduce -14.0% |
| BDYN iShares DYN Act ETF | 0.38% | 50,529,346 | $1.3B | Add +2.2% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.37% | 4,959,403 | $1.2B | Add +188.2% |
| IEF iShares 7-10 Year Treasury B | 0.36% | 12,713,897 | $1.2B | Reduce -0.8% |
| AVEM Avantis Emerging Markets Eq | 0.36% | 15,611,896 | $1.2B | Add +49.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.35% | 11,183,332 | $1.2B | Add +1.8% |
| LLY Eli Lilly & Co. | 0.35% | 1,106,658 | $1.2B | Reduce -5.1% |
| IAGG iShares Intl Aggregate Bond | 0.33% | 22,105,377 | $1.1B | Reduce -0.4% |
| ABBV Abbvie Inc. | 0.33% | 4,828,226 | $1.1B | Reduce -8.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.32% | 3,538,545 | $1.1B | Reduce -7.9% |
| VMBS Vanguard Mortgage-Backed Sec | 0.31% | 22,406,134 | $1.1B | Add +0.8% |
| MA Mastercard Inc. Class A | 0.30% | 1,788,070 | $1.0B | Reduce -12.0% |
| ITA iShares U.S. Aerospace & Def | 0.30% | 4,715,975 | $1.0B | Reduce -1.3% |
| IXUS iShares Core Intl Stock ETF | 0.29% | 11,735,983 | $993.3M | Reduce -2.7% |
| JNJ Johnson & Johnson | 0.28% | 4,559,197 | $943.5M | Reduce -11.2% |
| APUE Activepassive US Equity ETF | 0.28% | 22,566,633 | $940.4M | Add +9.7% |
| PM Philip Morris International | 0.27% | 5,687,615 | $912.3M | Reduce -5.4% |
| VCIT Vanguard Int-Term Corporate | 0.27% | 10,886,814 | $911.8M | Add +5.0% |
| VXUS Vanguard Total Intl Stock | 0.27% | 11,876,876 | $896.0M | Reduce -2.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.25% | 3,244,942 | $837.0M | Reduce -24.7% |
| AVLV Avantis US Large Cap Value | 0.24% | 10,876,784 | $824.1M | Reduce -0.2% |
| IWP iShares Russell Mid-Cap Grow | 0.24% | 6,007,797 | $822.7M | Add +11.3% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.24% | 18,829,604 | $821.7M | Add +8.3% |
| BDVL iShares DV Equity Active ETF | 0.24% | 32,461,098 | $805.2M | Add +9.2% |
| XLV SS Health Care Select Sector | 0.24% | 5,140,335 | $795.7M | Add +8.4% |
| HD Home Depot Inc. | 0.23% | 2,270,347 | $781.2M | Reduce -9.1% |
| BLV Vanguard Long-Term Bond ETF | 0.23% | 10,933,936 | $760.1M | Add +2.5% |
| XLC SS Comm Select Sector SPDR | 0.23% | 6,450,054 | $759.3M | Reduce -4.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.23% | 2,614,495 | $758.8M | Reduce -8.2% |
| VEU Vanguard Ftse All-World Ex-U | 0.22% | 10,198,089 | $750.2M | Add +2.8% |
| IQLT iShares MSCI International Q | 0.22% | 16,475,605 | $748.8M | Add +4.6% |
| APH Amphenol Corp. Class A | 0.22% | 5,445,331 | $735.9M | Reduce -9.8% |
| DGRO iShares Core Dividend Growth | 0.21% | 10,291,507 | $714.4M | Reduce -2.5% |
| CVX Chevron Corp. | 0.21% | 4,617,529 | $703.8M | Reduce -5.6% |
| CSCO Cisco Systems Inc. | 0.21% | 9,114,610 | $702.1M | Reduce -3.1% |
| PH Parker Hannifin Corp. | 0.21% | 788,888 | $693.4M | Reduce -3.5% |
| ABT Abbott Laboratories | 0.20% | 5,463,441 | $684.5M | Reduce -3.2% |
| VXF Vanguard Extended Market ETF | 0.19% | 3,035,998 | $634.9M | Add +5.1% |
| XOM Exxon Mobil Corp. | 0.18% | 5,137,458 | $618.2M | Reduce -5.0% |
| IUSV iShares Core S&P U.S. Value | 0.18% | 5,937,609 | $608.8M | Add +2.2% |
| WMT Walmart Inc. | 0.18% | 5,335,442 | $594.4M | Add +1.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.18% | 5,391,297 | $594.1M | Reduce -5.5% |
| CGGR Cap Group Growth Equity | 0.18% | 13,284,377 | $590.8M | Add +10.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.17% | 3,771,464 | $579.3M | Reduce -3.8% |
| EFA iShares MSCI Eafe ETF | 0.17% | 5,973,919 | $573.7M | Reduce -7.0% |
| JEPI JPMorgan Equity Premium Inco | 0.17% | 9,891,371 | $566.2M | Add +4.9% |
| LRCX Lam Research Corp. | 0.17% | 3,297,640 | $564.5M | Reduce -8.9% |
| BLK BlackRock Inc. | 0.17% | 527,202 | $564.3M | Reduce -2.4% |
| INTU Intuit Inc. | 0.16% | 834,198 | $552.6M | Reduce -10.9% |
Other holdings (18): bonds, preferreds, convertibles and warrants · $16.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,751 | $4.7M | Reduce -1.7% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,911 | $3.5M | Reduce -4.8% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 44,517 | $3.1M | Add +4.1% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 12,417 | $828K | Reduce -6.3% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 13,007 | $673K | Add +21.8% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 11,003 | $653K | Add +0.9% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 23,833 | $529K | Add +1.4% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 12,716 | $521K | Reduce -2.1% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 6,898 | $358K | Add +29.5% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 4,588 | $346K | Add +0.3% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 5,988 | $302K | Add +0.2% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 14,329 | $276K | Reduce -9.1% |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 3,602 | $210K | Add +4.8% |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 17,100 | $60K | New |
| SHMDW Schmid Group NV -28 | *W EXP 04/30/202 | 22,033 | $32K | No change |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 232,558 | $14K | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 13,626 | $1K | Add +21.2% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 16,401 | $492 | Reduce -36.8% |
Total filed on the 13F, all lines: $337.1B.
Portfolio Sells Q3 2025 → Q4 2025
| QUAL iShares MSCI USA Quality Fac | Reduce -35.9% | 0.99% | −0.47 |
| VOO Vanguard S&P 500 ETF | Reduce -26.1% | 1.21% | −0.34 |
| IVV iShares Core S&P 500 ETF | Reduce -7.8% | 5.35% | −0.15 |
| MSFT Microsoft Corp. | Reduce -5.5% | 1.50% | −0.15 |
| ORCL Oracle Corp. | Reduce -19.5% | 0.16% | −0.12 |
| SPMO Invesco S&P 500 Momentum ETF | Reduce -67.7% | 0.05% | −0.10 |
| META Meta Platforms Inc. Class A | Reduce -6.1% | 0.55% | −0.08 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -74.2% | 0.03% | −0.07 |
| IWY iShares Russell Top 200 Grow | Reduce -69.6% | 0.03% | −0.07 |
| TLT iShares 20+ Year Treasury BD | Reduce -41.1% | 0.10% | −0.07 |
| NFLX Netflix Inc. | Reduce -20.2% | 0.13% | −0.07 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -24.7% | 0.25% | −0.07 |
| XLY SS Consumer Disc Select Sect | Reduce -36.5% | 0.12% | −0.06 |
| BSV Vanguard Short-Term Bond ETF | Reduce -12.4% | 0.57% | −0.06 |
| EFV iShares MSCI Eafe Value ETF | Reduce -12.6% | 1.12% | −0.06 |
| HD Home Depot Inc. | Reduce -9.1% | 0.23% | −0.06 |
| IGM iShares Expanded Tech Sector | Reduce -50.1% | 0.06% | −0.06 |
| FISV Fiserv Inc. | Reduce -89.0% | 0.00% | −0.06 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -10.8% | 0.93% | −0.06 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -38.8% | 0.09% | −0.05 |
| BIV Vanguard Intermediate-Term B | Reduce -14.0% | 0.39% | −0.05 |
| SPOT Spotify Technology SA | Reduce -39.8% | 0.05% | −0.05 |
| NVDA Nvidia Corp. | Reduce -6.7% | 1.15% | −0.05 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -72.3% | 0.02% | −0.04 |
| UBER Uber Technologies Inc. | Reduce -16.4% | 0.11% | −0.04 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -8.0% | 1.11% | −0.04 |
| VICI Vici Properties Inc. | Reduce -36.5% | 0.05% | −0.04 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -32.8% | 0.08% | −0.04 |
| NOW ServiceNow Inc. | Reduce -8.0% | 0.12% | −0.03 |
| AJG Arthur J Gallagher & Co. | Reduce -13.6% | 0.09% | −0.03 |
| ZTS Zoetis Inc. | Reduce -32.7% | 0.05% | −0.03 |
| MA Mastercard Inc. Class A | Reduce -12.0% | 0.30% | −0.03 |
| POOL Pool Corp. | Reduce -68.2% | 0.01% | −0.03 |
| JNK SS SPDR BB High Yield Bond | Reduce -37.8% | 0.05% | −0.03 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -52.1% | 0.03% | −0.03 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -19.6% | 0.14% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -12.7% | 0.14% | −0.03 |
| ABBV Abbvie Inc. | Reduce -8.9% | 0.33% | −0.03 |
| FAST Fastenal Co. | Reduce -3.8% | 0.11% | −0.03 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -7.4% | 1.15% | −0.03 |
| UNH Unitedhealth Group Inc. | Reduce -14.9% | 0.13% | −0.03 |
| TLH iShares 10-20 Year Treasury | Reduce -5.1% | 0.71% | −0.02 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -64.6% | 0.01% | −0.02 |
| ACIO Aptus Collared Invest Opp | Reduce -99.5% | 0.00% | −0.02 |
| ADP Automatic Data Processing | Reduce -9.3% | 0.10% | −0.02 |
| PG The Procter & Gamble Co. | Reduce -12.5% | 0.12% | −0.02 |
| SE Sea Ltd.-ADR | Reduce -10.5% | 0.04% | −0.02 |
| AZO AutoZone Inc. | Reduce -8.9% | 0.06% | −0.02 |
| V Visa Inc. Class A | Reduce -10.5% | 0.39% | −0.02 |
| BLDR Builders Firstsource Inc. | Reduce -62.3% | 0.01% | −0.02 |
Portfolio Buys Q3 2025 → Q4 2025
| IVE iShares S&P 500 Value ETF | Add +28.4% | 1.79% | +0.47 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Add +188.2% | 0.37% | +0.25 |
| IEMG iShares Core MSCI Emerging | Add +11.8% | 1.56% | +0.23 |
| AVEM Avantis Emerging Markets Eq | Add +49.4% | 0.36% | +0.13 |
| MTUM iShares MSCI USA Momentum Fa | Add +27.3% | 0.59% | +0.13 |
| IWD iShares Russell 1000 Value E | Add +15.7% | 0.48% | +0.09 |
| IWX iShares Russell Top 200 Valu | Add +3723.2% | 0.08% | +0.08 |
| IJR iShares Core S&P Small-Cap E | Add +10.8% | 0.58% | +0.08 |
| IPAC iShares Core MSCI Pacific Et | Add +566.6% | 0.09% | +0.07 |
| XLF SS Financial Select Sector | Add +15.3% | 0.41% | +0.07 |
| XLK SS Technology Select Sector | Add +10.4% | 0.50% | +0.07 |
| IWB iShares Russell 1000 ETF | Add +9.2% | 0.51% | +0.07 |
| SYSB iShares Systematic Bond ETF | New | 0.06% | +0.06 |
| IBB iShares Biotechnology ETF | Add +2327.5% | 0.06% | +0.06 |
| AGG iShares Core U.S. Aggregate | Add +2.6% | 1.07% | +0.05 |
| SCHG Schwab US Large-Cap Growth | Add +3.9% | 0.62% | +0.05 |
| TSME Thrivent SML-MDC Eq ETF-US I | Add +88.2% | 0.10% | +0.05 |
| CME Cme Group Inc. | Add +66.8% | 0.11% | +0.05 |
| XLV SS Health Care Select Sector | Add +8.4% | 0.24% | +0.05 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +6.1% | 0.43% | +0.05 |
| IWF iShares Russell 1000 Growth | Add +1.9% | 0.74% | +0.04 |
| IWLG Nylim Winslow Large Cap Grow | Add +40.4% | 0.13% | +0.04 |
| FENI Fidelity Enhanced Intl ETF | Add +1301.5% | 0.04% | +0.04 |
| BNDX Vanguard Total Intl Bond ETF | Add +5.3% | 0.68% | +0.04 |
| APUE Activepassive US Equity ETF | Add +9.7% | 0.28% | +0.04 |
| XTWY Bondbloxx BBG 20Y US TSY ETF | New | 0.04% | +0.04 |
| CGDV Cap Group Dividend Value | Add +8.3% | 0.24% | +0.03 |
| EWJ iShares MSCI Japan ETF | Add +21.4% | 0.15% | +0.03 |
| SMH Vaneck Semiconductor ETF | Add +89.4% | 0.06% | +0.03 |
| IEUR iShares Core MSCI Europe ETF | Add +14.7% | 0.16% | +0.03 |
| SCHQ Schwab Long-Term US Treasury | Add +100.7% | 0.06% | +0.03 |
| XTEN Bondbloxx BBG 10Y US TSY ETF | Add +254.9% | 0.04% | +0.03 |
| GEV GE Vernova Inc. | Add +21.0% | 0.11% | +0.03 |
| AZN Astrazeneca PLC-Spons ADR | Add +5.3% | 0.11% | +0.03 |
| BDVL iShares DV Equity Active ETF | Add +9.2% | 0.24% | +0.03 |
| XSVN Bondbloxx BBG 7 YR US Treas | New | 0.02% | +0.02 |
| JBND JPMorgan Active Bond ETF | Add +130.2% | 0.04% | +0.02 |
| MNST Monster Beverage Corp. | Add +20.8% | 0.08% | +0.02 |
| BDYN iShares DYN Act ETF | Add +2.2% | 0.38% | +0.02 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +1.8% | 0.35% | +0.02 |
| CGGR Cap Group Growth Equity | Add +10.2% | 0.18% | +0.02 |
| IWP iShares Russell Mid-Cap Grow | Add +11.3% | 0.24% | +0.02 |
| WFC Wells Fargo & Co. | Add +1.8% | 0.16% | +0.02 |
| MU Micron Technology Inc. | Add +1.5% | 0.05% | +0.02 |
| IQLT iShares MSCI International Q | Add +4.6% | 0.22% | +0.02 |
| KKR KKR & Co. Inc. | Add +46.1% | 0.07% | +0.02 |
| TCPB Thrivent Core Plus Bond ETF | Add +27.1% | 0.09% | +0.02 |
| EMB iShares JP Morgan Usd Emergi | Add +12.1% | 0.15% | +0.02 |
| CGGE Cap Group Global Eq | Add +15.7% | 0.11% | +0.02 |
| PLD Prologis Inc. | Add +1.6% | 0.14% | +0.02 |
Notes & Other Activity Q3 2025 → Q4 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -1.7% | 3,751 | $4.7M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -4.8% | 2,911 | $3.5M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +4.1% | 44,517 | $3.1M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Reduce -6.3% | 12,417 | $828K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +21.8% | 13,007 | $673K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +0.9% | 11,003 | $653K |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +1.4% | 23,833 | $529K |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | Reduce -2.1% | 12,716 | $521K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Sold out | 4,601 | $422Kbefore exit |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Add +29.5% | 6,898 | $358K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +0.3% | 4,588 | $346K |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Sold out | 4,324 | $307Kbefore exit |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Add +0.2% | 5,988 | $302K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -9.1% | 14,329 | $276K |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Add +4.8% | 3,602 | $210K |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | New | 17,100 | $60K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 31,968 | $2Kbefore exit |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Sold out | 185,601 | $2Kbefore exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Add +21.2% | 13,626 | $1K |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Reduce -36.8% | 16,401 | $492 |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Sold out | 10,860 | $206before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 4,804 | $424.2B | IVV, IUSB, DYNF, VOO, IVW |
| Q1 2026 | 4,685 | $373.6B | IVV, VOO, DYNF, IUSB, IEMG |
| Q4 2025 | 4,421 | $337.1B | IVV, DYNF, IVE, IUSB, IVW |
| Q3 2025 | 4,483 | $347.5B | IVV, DYNF, IUSB, MSFT, IVW |
| Q2 2025 | 4,408 | $342.7B | IVV, VOO, IUSB, QUAL, VEA |
| Q1 2025 | 4,330 | $310.2B | IVV, IUSB, VOO, QUAL, VEA |
| Q4 2024 | 4,282 | $311.5B | IVV, VOO, IUSB, QUAL, AGG |
| Q3 2024 | 4,206 | $309.8B | IVV, IUSB, VOO, QUAL, VEA |
| Q2 2024 | 4,149 | $287.0B | IVV, VOO, IUSB, QUAL, VEA |
| Q1 2024 | 4,161 | $267.8B | IVV, IUSB, VOO, VEA, QUAL |