Fiduciary Financial Group, LLC

Name: FIDUCIARY FINANCIAL GROUP, LLC 13F holdings, Q4 2024
Creator: FIDUCIARY FINANCIAL GROUP, LLC
Published: 2025-01-14

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q3 2024Q2 2024

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 14, 2025), Fiduciary Financial Group, LLC reported 274 stock positions worth $456.1 million. Its top holding was Apple (AAPL) at 9.1% of the portfolio, followed by Schwab Short-Term US Treas (SCHO, 7.9%) and iShares 0-3 Month Treasury B (SGOV, 4.6%). Compared with Q3 2024, it opened 43 new positions, sold out of 27, added to 120 and reduced 85. The biggest buy was iShares 0-3 Month Treasury B (SGOV, shares +140%) and the biggest sale iShares MSCI South Korea ETF (EWY, shares −61%).

Most Recent 13F: Q2 2026
Location: SAN RAFAEL, CA
CIK: 0001925420
Portfolio Value: $456.1M (Q4 2024)
SEC Filing: 0001754960-25-000008 ↗ filed Jan 14, 2025

Holdings Value

Holdings 274 stocks · $456.1M


AAPL Apple Inc.	9.09%	174,992	$41.4M	Add +0.0%
SCHO Schwab Short-Term US Treas	7.87%	1,489,093	$35.9M	Add +1.8%
SGOV iShares 0-3 Month Treasury B	4.60%	208,903	$21.0M	Add +140.1%
DFAC Dimensional US Core Equity 2	4.51%	599,856	$20.6M	Add +3.1%
MOAT Vaneck Morningstar Wide Moat	4.06%	203,183	$18.5M	Add +3.5%
DFAI Dimensional International Co.	3.86%	608,073	$17.6M	Add +3.9%
DFIV Dimensional International Va	3.45%	445,065	$15.7M	Reduce -0.0%
DFAE Dimensional Emerging Core Eq	3.21%	589,437	$14.6M	Add +2.9%
BIV Vanguard Intermediate-Term B	2.22%	136,687	$10.1M	Add +7.4%
DFAT Dimensional US Target Value	2.12%	176,927	$9.7M	Add +0.4%
NVDA Nvidia Corp.	2.04%	68,361	$9.3M	Add +2.9%
VTI VG Morningstar TS MKT ETF-US	1.82%	28,868	$8.3M	Add +9.8%
AAXJ iShares MSCI All Country Asi	1.59%	103,183	$7.2M	Add +3.1%
FLRN SS SPDR BB Ig Float RT ETF	1.56%	231,132	$7.1M	Add +2.4%
DUHP Dimensional US High Profi Et	1.49%	202,834	$6.8M	Add +2.5%
QQQ Invesco QQQ Trust Series 1	1.33%	11,941	$6.1M	Add +3.2%
LQD Ishr Ibx Usd Invgd CB ETF-Ui	1.30%	56,455	$6.0M	Reduce -0.6%
VIG Vanguard Dividend Apprec ETF	1.25%	29,557	$5.7M	Reduce -3.2%
DFLV Dim US Large Cap Value ETF	1.25%	190,519	$5.7M	Add +5.5%
DIHP Dimensional International Hi	1.13%	205,618	$5.2M	Add +5.9%
MUB iShares National Muni Bond E	1.12%	48,154	$5.1M	Reduce -2.0%
BIL SS SPDR BB 1-3M T-Bill ETF	1.11%	55,385	$5.1M	Add +5.1%
IAU iShares Gold Trust	1.02%	91,876	$4.7M	Reduce -4.3%
MSFT Microsoft Corp.	0.86%	9,309	$3.9M	Add +4.2%
IWD iShares Russell 1000 Value E	0.83%	20,592	$3.8M	Reduce -4.4%
SCHW Schwab (charles) Corp.	0.82%	51,503	$3.7M	Reduce -6.1%
VEU Vanguard Ftse All-World Ex-U	0.71%	57,377	$3.3M	Add +15.3%
VBR Vngrd Mrngst SL-CP Val ETF-U	0.71%	16,546	$3.2M	Add +5.1%
GLD SPDR Gold Shares	0.69%	12,629	$3.1M	Reduce -2.2%
REET iShares Global REIT ETF	0.65%	128,038	$3.0M	Add +6.3%
COIN Coinbase Global Inc. Class A	0.65%	11,395	$2.9M	Add +0.1%
GNR State Street SPDR S&P Global	0.64%	57,520	$2.9M	Reduce -26.1%
GOOG Alphabet Inc. Class C	0.63%	14,942	$2.9M	Add +0.4%
IWF iShares Russell 1000 Growth	0.61%	6,936	$2.8M	Add +4.6%
IWB iShares Russell 1000 ETF	0.59%	8,362	$2.7M	No change
SPY SS SPDR S&P 500 ETF Trust-US	0.58%	4,534	$2.6M	Add +1.3%
BRK.B Berkshire Hathaway Inc. Class B	0.57%	5,895	$2.6M	Add +1.3%
EWG iShares MSCI Germany ETF	0.50%	70,859	$2.3M	Reduce -2.6%
SGOL Abrdn Physical Gold Shares	0.49%	86,417	$2.2M	Add +2.8%
USMV iShares MSCI USA Min Vol Fac	0.48%	24,970	$2.2M	No change
UAUG Innovator U.S. Equity Ultra	0.45%	58,579	$2.1M	No change
AMZN Amazon.com Inc.	0.44%	9,249	$2.0M	Add +19.5%
SPTS SS SPDR P St Term TSY ETF	0.38%	60,665	$1.8M	Add +0.7%
CRM Salesforce Inc.	0.36%	5,116	$1.6M	Add +10.6%
DFSU Dimensional US Sus CORE1 ETF	0.35%	42,835	$1.6M	Add +19.4%
V Visa Inc. Class A	0.35%	5,210	$1.6M	Add +2.0%
FLKR Franklin Ftse South Korea	0.32%	79,351	$1.5M	New
PAUG Innovator U.S. Equity Power	0.32%	37,780	$1.4M	No change
IJUN Innov Intl Dev PB ETF - June	0.30%	56,430	$1.4M	No change
GUNR NT Mstar GLBL NR ETF	0.29%	36,563	$1.3M	New
VUG Vanguard Mrngstar GR ETF-Sui	0.29%	3,240	$1.3M	Add +1.3%
IEUR iShares Core MSCI Europe ETF	0.29%	24,248	$1.3M	Reduce -1.9%
INDA iShares MSCI India ETF	0.28%	24,624	$1.3M	Reduce -2.1%
META Meta Platforms Inc. Class A	0.27%	2,023	$1.2M	Add +0.8%
VTV Vanguard Mrngstr Val ETF-Aui	0.27%	7,296	$1.2M	Add +20.1%
DFAU Dimensional US Core Equity M	0.26%	29,194	$1.2M	Add +1.3%
DFAW Dimensional World Eqty ETF	0.26%	18,954	$1.2M	Add +139.9%
EWJ iShares MSCI Japan ETF	0.26%	17,826	$1.2M	Reduce -2.6%
VGIT Vanguard Intermediate-Term T	0.25%	20,000	$1.2M	Add +0.7%
ANET Arista Networks Inc.	0.25%	9,835	$1.1M	Add +0.1%
TIP iShares Tips Bond ETF	0.24%	10,404	$1.1M	Add +0.5%
GOOGL Alphabet Inc. Class A	0.24%	5,741	$1.1M	Add +3.6%
TSLA Tesla Inc.	0.23%	2,705	$1.1M	Reduce -1.0%
DFAX Dimensional World Ex US Core	0.23%	42,624	$1.0M	Add +6.2%
VWO Vanguard Ftse Emerging Marke	0.23%	24,276	$1.0M	Add +5.4%
UJUL Innovator U.S. Equity Ultra	0.23%	30,156	$1.0M	No change
SCMB Schwab Municipal Bond ETF	0.22%	40,081	$1.0M	New
RWO State Street SPDR Dow Jones	0.22%	24,359	$1.0M	Add +2.8%
IJR iShares Core S&P Small-Cap E	0.22%	8,819	$997K	Add +3.1%
UMAR Innovator U.S. Equity Ultra	0.22%	27,930	$995K	No change
GBTC Grayscale Bitcoin Trust ETF	0.21%	12,501	$939K	Add +1.0%
DBC Invesco DB Commodity Index T	0.21%	42,218	$936K	Reduce -13.9%
NFLX Netflix Inc.	0.19%	1,039	$870K	Reduce -8.8%
EWY iShares MSCI South Korea ETF	0.19%	16,089	$861K	Reduce -60.8%
WFC Wells Fargo & Co.	0.19%	12,277	$859K	Reduce -0.9%
USEP Innovator U.S. Equity Ultra	0.19%	24,257	$850K	No change
VPL Vanguard Ftse Pacific ETF	0.18%	11,910	$832K	Reduce -0.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.18%	18,271	$824K	Reduce -6.1%
UFEB Innovator U.S. Equity Ultra	0.17%	23,800	$793K	No change
PJUL Innovator U.S. Equity Power	0.17%	19,338	$793K	No change
IAPR Innovator International Deve	0.17%	29,443	$786K	No change
VGK Vanguard Ftse Europe ETF	0.17%	12,360	$784K	Add +13.8%
VXUS Vanguard Total Intl Stock	0.17%	13,017	$758K	Reduce -12.9%
DFEM Dimensional Emrg MRKT Core	0.16%	29,301	$749K	Add +15.6%
IVV iShares Core S&P 500 ETF	0.16%	1,282	$748K	Reduce -2.4%
UAPR Innovator U.S. Equity Ultra	0.16%	24,238	$745K	No change
AVGO Broadcom Inc.	0.16%	3,300	$740K	Add +83.3%
VEA Vanguard Ftse Developed ETF	0.16%	15,433	$734K	Add +83.0%
CVX Chevron Corp.	0.16%	4,783	$733K	Add +2.7%
JPM JPMorgan Chase & Co.	0.16%	3,051	$732K	Reduce -0.2%
XOM Exxon Mobil Corp.	0.16%	6,800	$725K	Add +33.0%
DFIC Dimensional International Co.	0.15%	27,605	$706K	Add +93.6%
CSCO Cisco Systems Inc.	0.15%	11,676	$686K	Reduce -1.0%
MRK Merck & Co. Inc.	0.15%	6,871	$682K	Add +4.4%
VOO Vanguard S&P 500 ETF	0.15%	1,253	$669K	New
DCOR Dimensional US Core Eq 1 ETF	0.15%	10,447	$665K	New
HD Home Depot Inc.	0.14%	1,683	$656K	Reduce -0.2%
CAT Caterpillar Inc.	0.14%	1,829	$642K	Reduce -1.6%
LLY Eli Lilly & Co.	0.14%	787	$630K	Add +89.2%
JNJ Johnson & Johnson	0.14%	4,370	$621K	Add +5.8%
IWN iShares Russell 2000 Value E	0.13%	3,787	$606K	Reduce -0.3%
GS Goldman Sachs Group Inc.	0.13%	1,079	$604K	Add +0.3%
AGG iShares Core U.S. Aggregate	0.13%	6,269	$601K	Add +52.0%
VT Vanguard Tot World STK ETF	0.13%	5,106	$593K	Add +1.9%
PG The Procter & Gamble Co.	0.13%	3,694	$586K	Add +2.1%
SLV iShares Silver Trust	0.13%	20,928	$578K	Reduce -0.5%
UNH Unitedhealth Group Inc.	0.13%	1,102	$574K	Reduce -29.8%
INTU Intuit Inc.	0.13%	918	$572K	Add +1.8%
DFSI Dimensional Int Sus COR1 ETF	0.12%	16,940	$550K	Add +20.7%
HYBB iShares BB Rated Corp. Bond	0.12%	11,919	$547K	Add +18.1%
GVA Granite Construction Inc.	0.12%	6,245	$545K	New
VB Vanguard Most SM-Cap ETF-Usd	0.12%	2,275	$542K	Add +85.1%
EFAV iShares MSCI Eafe Min Vol Fa	0.12%	7,744	$541K	No change
PMAR Innovator U.S. Equity Power	0.12%	13,290	$532K	Reduce -0.7%
QQQM Invesco Nasdaq 100 ETF	0.11%	2,477	$517K	Reduce -0.0%
MCD McDonald's Corp.	0.11%	1,801	$508K	Add +1.7%
ISRG Intuitive Surgical Inc.	0.11%	902	$494K	Add +0.2%
SHV iShares 0-1 Year Treasury Bo	0.11%	4,378	$483K	Add +0.5%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP	0.11%	6,388	$482K	Reduce -5.4%
SPYM Ste STR SPDR PT S&P 500 ETF	0.10%	7,012	$479K	Add +0.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.10%	2,161	$475K	Reduce -1.5%
VOE Vngrd Mrngstr MD-Cap Val ETF	0.10%	2,953	$470K	Reduce -8.8%
ET Energy Transfer LP	0.10%	24,049	$467K	Reduce -1.3%
BX Blackstone Inc.	0.10%	2,815	$464K	Reduce -6.8%
KMI Kinder Morgan Inc.	0.10%	16,088	$453K	Reduce -3.7%
UNP Union Pacific Corp.	0.10%	2,003	$451K	Add +1.1%
USB US Bancorp	0.10%	9,337	$442K	Add +1.0%
VST Vistra Corp.	0.10%	2,651	$442K	Add +4.1%
AOR iShares Core 60/40 Balanced	0.10%	7,798	$442K	Add +3.3%
EQH Equitable Holdings Inc.	0.10%	9,142	$440K	Reduce -5.1%
MELI MercadoLibre Inc.	0.10%	247	$434K	Add +17.6%
PKG Packaging Corp. of America	0.10%	1,903	$434K	Reduce -5.4%
IJJ iShares S&P Mid-Cap 400 Valu	0.09%	3,430	$423K	Add +2.9%
PAYX Paychex Inc.	0.09%	3,000	$417K	Add +3.4%
KO The Coca-Cola Co.	0.09%	6,726	$411K	Add +1.4%
ALL Allstate Corp.	0.09%	2,260	$409K	Reduce -24.8%
PNOV Innovator U.S. Equity Power	0.09%	10,799	$407K	Add +10.2%
GEN Gen Digital Inc.	0.09%	14,955	$402K	Reduce -5.8%
SCHK Schwab 1000 Index ETF	0.09%	14,200	$399K	New
BMRC Bank of Marin Bancorp filed as BANK MARIN BANCORP	0.09%	17,709	$395K	No change
NVS Novartis AG-Sponsored ADR	0.09%	3,979	$394K	Add +2.1%
AZO AutoZone Inc.	0.09%	120	$390K	Reduce -0.8%
MKL Markel Group Inc.	0.08%	230	$382K	Reduce -0.9%
IJK iShares S&P Mid-Cap 400 Grow	0.08%	4,155	$377K	No change
ARTY iShares Future AI & Tech ETF	0.08%	9,973	$377K	Reduce -22.7%
ETN Eaton Corp. PLC	0.08%	1,095	$374K	Add +2.5%
LAMR Lamar Advertising Co. Class A	0.08%	3,147	$373K	Reduce -1.7%
WSO Watsco Inc.	0.08%	800	$371K	Reduce -3.3%
IWO iShares Russell 2000 Growth	0.08%	1,300	$370K	No change
PMAY Innovator U.S. Equity Power	0.08%	10,262	$368K	No change
EWT iShares MSCI Taiwan ETF	0.08%	7,106	$363K	Add +0.8%
DFCA Dimensional Calfornia MB ETF	0.08%	7,205	$359K	Add +35.0%
FXE Invesco Currencyshares Euro	0.08%	3,759	$355K	Reduce -7.7%
PJAN Innovator U.S. Equity Power	0.08%	8,432	$354K	No change
DFCF Dimensional Core Fixed Inc.	0.08%	8,621	$352K	Add +2.6%
IXUS iShares Core Intl Stock ETF	0.08%	5,360	$350K	Reduce -7.0%
SNY Sanofi-ADR	0.08%	7,174	$350K	Add +5.9%
CI The Cigna Group	0.08%	1,247	$348K	Add +8.3%
ACGL Arch Capital Group Ltd.	0.08%	3,819	$344K	Add +1.1%
ITW Illinois Tool Works	0.08%	1,400	$343K	Add +7.0%
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.07%	1,297	$341K	No change
NEM Newmont Corp.	0.07%	8,654	$338K	Add +3.6%
BCX BlackRock Resources & Commod	0.07%	37,715	$338K	Reduce -21.1%
PSA Public Storage	0.07%	1,164	$336K	Reduce -0.1%
TGT Target Corp.	0.07%	2,373	$336K	New
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE	0.07%	800	$335K	No change
MO Altria Group Inc.	0.07%	6,594	$335K	Reduce -3.1%
DFSE Dimensional Em Sus CORE1 ETF	0.07%	10,143	$328K	Add +21.4%
AEP American Electric Power	0.07%	3,482	$326K	New
ABT Abbott Laboratories	0.07%	2,858	$321K	Add +10.8%
BSV Vanguard Short-Term Bond ETF	0.07%	4,168	$321K	Add +50.3%
PNW Pinnacle West Capital	0.07%	3,924	$321K	Reduce -0.4%
TRV The Travelers Cos Inc.	0.07%	1,380	$321K	Reduce -4.2%
UJUN Innovator U.S. Equity Ultra	0.07%	9,478	$319K	No change
GD General Dynamics Corp.	0.07%	1,226	$318K	Add +1.7%
IMAR Innovator Intdevpow Buf-Mar	0.07%	12,600	$315K	No change
AGZ iShares Agency Bond ETF	0.07%	2,910	$313K	Add +0.1%
DRI Darden Restaurants Inc.	0.07%	1,737	$313K	New
JAZZ Jazz Pharmaceuticals PLC	0.07%	2,574	$313K	Add +0.7%
LRCX Lam Research Corp.	0.07%	4,173	$312K	New
DFEV Dimensional Emrg MRKT Val	0.07%	12,184	$311K	Reduce -1.6%
CRL Charles River Laboratories	0.07%	1,665	$310K	Add +3.9%
KGC Kinross Gold Corp.	0.07%	29,624	$309K	New
RIO Rio Tinto PLC-Spon ADR	0.07%	5,225	$307K	Add +5.7%
KHC The Kraft Heinz Co.	0.07%	10,742	$306K	Add +8.1%
EWS iShares MSCI Singapore ETF	0.07%	14,078	$305K	Reduce -9.3%
PAPR Innovator U.S. Equity Power	0.07%	8,288	$303K	No change
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.07%	2,777	$302K	Reduce -49.5%
VNM Vaneck Vietnam ETF	0.07%	27,032	$301K	Reduce -8.4%
TSM Taiwan Semiconductor-SP ADR	0.07%	1,439	$300K	Reduce -7.1%
VXF Vanguard Extended Market ETF	0.07%	1,582	$299K	New
SWK Stanley Black & Decker Inc.	0.07%	3,728	$299K	Add +31.8%
DELL Dell Technologies -C	0.07%	2,600	$298K	New
SKX Skechers USA Inc. Class A	0.07%	4,249	$298K	New
FLOT iShares Floating Rate Bond E	0.07%	5,840	$298K	Reduce -2.1%
COST Costco Wholesale Corp.	0.06%	314	$294K	Add +12.1%
ABBV Abbvie Inc.	0.06%	1,668	$292K	Add +13.7%
NKE Nike Inc. Class B	0.06%	4,104	$292K	New
DUK Duke Energy Corp.	0.06%	2,748	$291K	New
IAUG Innov in DVLP PWRB ETF - Aug	0.06%	11,990	$290K	New
ADP Automatic Data Processing	0.06%	1,009	$289K	Add +1.9%
AMGN Amgen Inc.	0.06%	1,103	$289K	Reduce -5.8%
APD Air Products & Chemicals Inc.	0.06%	981	$288K	Reduce -22.3%
GIS General Mills Inc.	0.06%	4,908	$287K	Add +8.6%
GNRC Generac Holdings Inc.	0.06%	1,820	$287K	New
DMC Del Monte Corp. filed as FRESH DEL MONTE PRODUCE INC	0.06%	9,297	$284K	New
GPN Global Payments Inc.	0.06%	2,669	$282K	New
MCHI iShares MSCI China ETF	0.06%	6,449	$282K	Reduce -24.4%
MDT Medtronic PLC	0.06%	3,484	$281K	Reduce -1.5%
KALU Kaiser Aluminum Corp.	0.06%	3,999	$281K	New
XOP SS SPDR S&P Og Exp & Prod	0.06%	2,013	$280K	Add +3.6%
EEFT Euronet Worldwide Inc.	0.06%	2,881	$280K	Add +2.2%
KMB Kimberly-Clark Corp.	0.06%	2,230	$278K	Add +0.1%
GPC Genuine Parts Co.	0.06%	2,394	$277K	Reduce -4.8%
ZTS Zoetis Inc.	0.06%	1,698	$277K	New
YELP Yelp Inc.	0.06%	7,187	$276K	New
PSFF Pacer Swan Sos Fund of Funds	0.06%	9,420	$274K	New
HPQ HP Inc.	0.06%	8,265	$274K	Reduce -1.9%
CCI Crown Castle Inc.	0.06%	3,246	$274K	Add +6.0%
HON Honeywell International Inc.	0.06%	1,251	$273K	Add +5.1%
RMD Resmed Inc.	0.06%	1,165	$272K	Add +3.6%
ED Consolidated Edison Inc.	0.06%	3,085	$272K	Reduce -33.7%
OCSL Oaktree Specialty Lending Co.	0.06%	18,015	$270K	New
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC	0.06%	2,477	$269K	New
ENOV Enovis Corp.	0.06%	5,991	$268K	New
AES AES Corp.	0.06%	22,262	$268K	Add +24.6%
UL Unilever PLC	0.06%	4,833	$266K	Reduce -0.9%
BMY Bristol-Myers Squibb Co.	0.06%	4,772	$266K	Reduce -5.8%
TXN Texas Instruments Inc.	0.06%	1,391	$264K	Reduce -0.6%
PEP Pepsico Inc.	0.06%	1,852	$264K	Add +5.6%
VZ Verizon Communications Inc.	0.06%	6,873	$260K	Reduce -0.5%
WMT Walmart Inc.	0.06%	2,766	$257K	Reduce -3.4%
FAST Fastenal Co.	0.06%	3,588	$257K	Reduce -7.4%
LNT Alliant Energy Corp.	0.06%	4,523	$256K	Reduce -33.1%
DFSB Dim GLB Sustain Fix Inc. ETF	0.06%	5,075	$255K	Add +0.3%
VSGX Vanguard ESG Intl Stock ETF	0.05%	4,478	$249K	Add +2.1%
WEC WEC Energy Group Inc.	0.05%	2,640	$247K	Reduce -1.6%
BNS Bank of Nova Scotia filed as BANK NOVA SCOTIA HALIFAX	0.05%	4,802	$246K	Reduce -1.4%
SPLV Invesco S&P 500 Low Volatili	0.05%	3,575	$244K	Reduce -23.4%
XLF SS Financial Select Sector	0.05%	5,103	$241K	New
DEO Diageo PLC-Sponsored ADR	0.05%	2,033	$240K	New
RY Royal Bank of Canada	0.05%	2,015	$239K	Reduce -2.9%
VOOV Vanguard S&P 500 Value ETF	0.05%	1,293	$235K	New
SCHX Schwab US Large-Cap ETF	0.05%	9,952	$229K	Add +0.3%
FXC Invesco Currencyshares Canad	0.05%	3,373	$229K	Add +3.0%
FXA Invesco Currencyshares Austr	0.05%	3,725	$227K	Add +4.8%
VALE Vale SA-SP ADR	0.05%	26,639	$226K	New
XLV SS Health Care Select Sector	0.05%	1,619	$226K	Add +18.6%
SCHD Schwab US DVD Equity ETF	0.05%	8,349	$225K	New
VGT Vanguard Info Tech ETF	0.05%	365	$224K	New
EWU iShares MSCI United Kingdom	0.05%	6,672	$223K	Add +5.7%
VCR Vanguard Consumer Discre ETF	0.05%	600	$223K	No change
IJH iShares Core S&P Midcap ETF	0.05%	3,591	$222K	New
INOV Inno Int Dev Power Buff Nov	0.05%	7,769	$222K	New
JEPI JPMorgan Equity Premium Inco	0.05%	3,864	$220K	No change
AOA iShares Core 80/20 Aggressiv	0.05%	2,904	$220K	New
CME Cme Group Inc.	0.05%	956	$219K	Reduce -2.5%
ETHE Grayscale Ethereum Staking E	0.05%	8,017	$219K	New
PLTR Palantir Technologies Inc. Class A	0.05%	3,234	$218K	New
PAGP Plains GP Holdings LP	0.05%	10,851	$217K	New
BLK BlackRock Inc.	0.05%	226	$216K	New
QCOM Qualcomm Inc.	0.05%	1,362	$214K	Reduce -1.9%
IOCT Innovator Int Dev Power Buff	0.05%	7,279	$213K	New
AMD Advanced Micro Devices	0.05%	1,815	$211K	Add +0.4%
SCHF Schwab Intl Equity ETF	0.05%	11,402	$210K	New
AEE Ameren Corporation	0.05%	2,382	$210K	Reduce -11.6%
AOM iShares Core 40/60 Moderate	0.05%	4,866	$209K	Reduce -5.8%
MDLZ Mondelez International Inc. Class A	0.05%	3,710	$209K	Add +1.2%
EQAL Invesco Russell 1000 Equal W	0.04%	4,188	$201K	Reduce -0.1%
XBXMX Nuveen S&P 500 Buy-WR Inc.	0.04%	13,910	$190K	Reduce -33.9%
SAN Banco Santander SA-Spon ADR	0.02%	18,882	$87K	Add +15.0%
MFG Mizuho Financial Group-ADR	0.02%	14,719	$71K	Reduce -1.2%
SVC Service Pptys TR	0.01%	18,901	$49K	Reduce -50.2%
LYG Lloyds Banking Group PLC-ADR	0.01%	12,797	$33K	No change

Options reported separately and not counted above: QQQ puts ($3.0M), SPY puts ($580K).

Portfolio Sells Q3 2024 → Q4 2024


EWY iShares MSCI South Korea ETF	Reduce -60.8%	0.19%	−0.41
DFIV Dimensional International Va	Reduce -0.0%	3.45%	−0.40
GNR State Street SPDR S&P Global	Reduce -26.1%	0.64%	−0.38
LQD Ishr Ibx Usd Invgd CB ETF-Ui	Reduce -0.6%	1.30%	−0.15
VIG Vanguard Dividend Apprec ETF	Reduce -3.2%	1.25%	−0.13
IWD iShares Russell 1000 Value E	Reduce -4.4%	0.83%	−0.10
MUB iShares National Muni Bond E	Reduce -2.0%	1.12%	−0.10
ADBE Adobe Inc.	Sold out	0.00%	−0.10
PRU Prudential Financial Inc.	Sold out	0.00%	−0.10
SO The Southern Co.	Sold out	0.00%	−0.10
AN Autonation Inc.	Sold out	0.00%	−0.10
FDX FedEx Corp.	Sold out	0.00%	−0.09
DOW Dow Inc.	Sold out	0.00%	−0.09
HPE Hewlett Packard Enterprise	Sold out	0.00%	−0.09
SHEL Shell PLC-ADR	Sold out	0.00%	−0.09
PGR Progressive Corp.	Sold out	0.00%	−0.09
UNH Unitedhealth Group Inc.	Reduce -29.8%	0.13%	−0.08
BG Bunge Global SA	Sold out	0.00%	−0.08
LYB Lyondellbasell Indu Class A	Sold out	0.00%	−0.08
HRL Hormel Foods Corp.	Sold out	0.00%	−0.08
TKR Timken Co.	Sold out	0.00%	−0.08
CNC Centene Corp.	Sold out	0.00%	−0.08
OC Owens Corning	Sold out	0.00%	−0.08
PM Philip Morris International	Sold out	0.00%	−0.07
MOS The Mosaic Co.	Sold out	0.00%	−0.07
GPK Graphic Packaging Holding Co.	Sold out	0.00%	−0.07
SPTN Spartannash Co.	Sold out	0.00%	−0.07
IAU iShares Gold Trust	Reduce -4.3%	1.02%	−0.07
EEM iShares MSCI Emerging Market	Sold out	0.00%	−0.06
GRMN Garmin Ltd.	Sold out	0.00%	−0.06
DBC Invesco DB Commodity Index T	Reduce -13.9%	0.21%	−0.05
INDA iShares MSCI India ETF	Reduce -2.1%	0.28%	−0.05
VXUS Vanguard Total Intl Stock	Reduce -12.9%	0.17%	−0.05
EWG iShares MSCI Germany ETF	Reduce -2.6%	0.50%	−0.05
CMCSA Comcast Corp. Class A	Sold out	0.00%	−0.05
DIS The Walt Disney Co.	Reduce -49.5%	0.07%	−0.05
RMR RMR Group Inc./the - A	Sold out	0.00%	−0.05
IEUR iShares Core MSCI Europe ETF	Reduce -1.9%	0.29%	−0.05
ED Consolidated Edison Inc.	Reduce -33.7%	0.06%	−0.05
HSY The Hershey Co.	Sold out	0.00%	−0.05
TD Toronto-Dominion Bank	Sold out	0.00%	−0.05
CL Colgate-Palmolive Co.	Sold out	0.00%	−0.05
EWJ iShares MSCI Japan ETF	Reduce -2.6%	0.26%	−0.04
MCHI iShares MSCI China ETF	Reduce -24.4%	0.06%	−0.04
ALL Allstate Corp.	Reduce -24.8%	0.09%	−0.04
LNT Alliant Energy Corp.	Reduce -33.1%	0.06%	−0.04
GLD SPDR Gold Shares	Reduce -2.2%	0.69%	−0.03
VPL Vanguard Ftse Pacific ETF	Reduce -0.7%	0.18%	−0.03
SVC Service Pptys TR	Reduce -50.2%	0.01%	−0.03
BCX BlackRock Resources & Commod	Reduce -21.1%	0.07%	−0.03

Portfolio Buys Q3 2024 → Q4 2024


SGOV iShares 0-3 Month Treasury B	Add +140.1%	4.60%	+2.59
FLKR Franklin Ftse South Korea	New	0.32%	+0.32
GUNR NT Mstar GLBL NR ETF	New	0.29%	+0.29
SCMB Schwab Municipal Bond ETF	New	0.22%	+0.22
COIN Coinbase Global Inc. Class A	Add +0.1%	0.65%	+0.21
VOO Vanguard S&P 500 ETF	New	0.15%	+0.15
DCOR Dimensional US Core Eq 1 ETF	New	0.15%	+0.15
DFAW Dimensional World Eqty ETF	Add +139.9%	0.26%	+0.14
GVA Granite Construction Inc.	New	0.12%	+0.12
AMZN Amazon.com Inc.	Add +19.5%	0.44%	+0.12
VTI VG Morningstar TS MKT ETF-US	Add +9.8%	1.82%	+0.11
AVGO Broadcom Inc.	Add +83.3%	0.16%	+0.09
SCHK Schwab 1000 Index ETF	New	0.09%	+0.09
TGT Target Corp.	New	0.07%	+0.07
AEP American Electric Power	New	0.07%	+0.07
DRI Darden Restaurants Inc.	New	0.07%	+0.07
LRCX Lam Research Corp.	New	0.07%	+0.07
KGC Kinross Gold Corp.	New	0.07%	+0.07
GOOG Alphabet Inc. Class C	Add +0.4%	0.63%	+0.07
VXF Vanguard Extended Market ETF	New	0.07%	+0.07
DELL Dell Technologies -C	New	0.07%	+0.07
SKX Skechers USA Inc. Class A	New	0.07%	+0.07
GBTC Grayscale Bitcoin Trust ETF	Add +1.0%	0.21%	+0.07
DFIC Dimensional International Co.	Add +93.6%	0.15%	+0.06
NKE Nike Inc. Class B	New	0.06%	+0.06
DUK Duke Energy Corp.	New	0.06%	+0.06
IAUG Innov in DVLP PWRB ETF - Aug	New	0.06%	+0.06
GNRC Generac Holdings Inc.	New	0.06%	+0.06
DMC Del Monte Corp.	New	0.06%	+0.06
GPN Global Payments Inc.	New	0.06%	+0.06
KALU Kaiser Aluminum Corp.	New	0.06%	+0.06
ZTS Zoetis Inc.	New	0.06%	+0.06
YELP Yelp Inc.	New	0.06%	+0.06
VEA Vanguard Ftse Developed ETF	Add +83.0%	0.16%	+0.06
PSFF Pacer Swan Sos Fund of Funds	New	0.06%	+0.06
OCSL Oaktree Specialty Lending Co.	New	0.06%	+0.06
TROW T Rowe Price Group Inc.	New	0.06%	+0.06
ENOV Enovis Corp.	New	0.06%	+0.06
XLF SS Financial Select Sector	New	0.05%	+0.05
DEO Diageo PLC-Sponsored ADR	New	0.05%	+0.05
VB Vanguard Most SM-Cap ETF-Usd	Add +85.1%	0.12%	+0.05
VOOV Vanguard S&P 500 Value ETF	New	0.05%	+0.05
LLY Eli Lilly & Co.	Add +89.2%	0.14%	+0.05
VALE Vale SA-SP ADR	New	0.05%	+0.05
SCHD Schwab US DVD Equity ETF	New	0.05%	+0.05
VGT Vanguard Info Tech ETF	New	0.05%	+0.05
IJH iShares Core S&P Midcap ETF	New	0.05%	+0.05
INOV Inno Int Dev Power Buff Nov	New	0.05%	+0.05
AOA iShares Core 80/20 Aggressiv	New	0.05%	+0.05
ETHE Grayscale Ethereum Staking E	New	0.05%	+0.05

Options Activity Q3 2024 → Q4 2024


QQQ Invesco QQQ Trust Series 1	put	New	6,000	$3.0M
SPY SS SPDR S&P 500 ETF Trust-US	put	New	1,000	$580K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	373	$882.4M	SGOV, AAPL, SCHO, DFAC, DFIV
Q1 2026	345	$754.1M	SGOV, SCHO, AAPL, DFIV, DFAC
Q4 2025	329	$708.0M	SGOV, AAPL, SCHO, DFAC, DFIV
Q3 2025	322	$633.0M	AAPL, SCHO, SGOV, DFAC, DFIV
Q2 2025	298	$553.2M	SCHO, AAPL, SGOV, DFAC, DFAI
Q1 2025	283	$459.5M	SCHO, AAPL, DFAC, SGOV, DFAI
Q4 2024	274	$456.1M	AAPL, SCHO, SGOV, DFAC, MOAT
Q3 2024	258	$435.5M	AAPL, SCHO, DFAC, MOAT, DFAI
Q2 2024	255	$414.1M	AAPL, SCHO, DFAC, MOAT, DFAI