Financial Advocates Investment Management
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 27, 2025), Financial Advocates Investment Management reported 732 stock positions worth $1.8 billion. Its top holding was Apple (AAPL) at 5.0% of the portfolio, followed by Nvidia (NVDA, 3.7%) and SS SPDR S&P 500 ETF Trust-US (SPY, 3.1%). Compared with Q3 2024, it opened 50 new positions, sold out of 66, added to 314 and reduced 354. The biggest buy was iShares 1-5Y Inv Grade (IGSB, shares +209%) and the biggest sale an exit from PIMCO 25+ YR Zero CPN US Tif (ZROZ).
- Most Recent 13F
- Q3 2025
- Location
- OLYMPIA, WA
- CIK
- 0001730293
- Portfolio Value
- $1.8B (Q4 2024)
- SEC Filing
- 0001730293-25-000001 ↗ filed Jan 27, 2025
Holdings Value
Holdings 732 stocks · $1.8B
| AAPL Apple Inc. | 5.03% | 352,694 | $88.3M | Reduce -3.7% |
| NVDA Nvidia Corp. | 3.67% | 479,200 | $64.4M | Reduce -5.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.05% | 91,373 | $53.6M | Add +0.0% |
| MSFT Microsoft Corp. | 2.80% | 116,422 | $49.1M | Reduce -3.1% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.87% | 372,683 | $32.8M | Add +4.5% |
| VTI VG Morningstar TS MKT ETF-US | 1.69% | 102,616 | $29.7M | Add +6.5% |
| AMZN Amazon.com Inc. | 1.60% | 127,910 | $28.1M | Reduce -2.4% |
| IJH iShares Core S&P Midcap ETF | 1.42% | 399,204 | $24.9M | Add +2.8% |
| GOVT iShares US Treasury Bond ETF | 1.32% | 1,009,236 | $23.2M | Add +6.1% |
| IEFA iShares Core MSCI Eafe ETF | 1.31% | 326,237 | $22.9M | Add +0.9% |
| XME SS SPDR S&P Metals Mining | 1.23% | 235,632 | $21.5M | Add +18.4% |
| IUSG iShares Core S&P U.S. Growth | 1.16% | 146,093 | $20.4M | Add +2.1% |
| TSLA Tesla Inc. | 1.10% | 47,656 | $19.2M | Reduce -10.1% |
| QQQ Invesco QQQ Trust Series 1 | 1.04% | 35,630 | $18.2M | Add +9.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.02% | 43,696 | $17.9M | Reduce -0.0% |
| AGG iShares Core U.S. Aggregate | 1.01% | 182,731 | $17.7M | Add +7.2% |
| IVW iShares S&P 500 Growth ETF | 0.98% | 169,325 | $17.2M | Reduce -10.7% |
| QUAL iShares MSCI USA Quality Fac | 0.95% | 93,461 | $16.6M | Reduce -2.4% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.86% | 292,705 | $15.1M | Add +209.2% |
| GLD SPDR Gold Shares | 0.86% | 62,354 | $15.1M | Reduce -0.6% |
| IVE iShares S&P 500 Value ETF | 0.86% | 77,194 | $15.1M | Add +18.5% |
| IVV iShares Core S&P 500 ETF | 0.85% | 25,455 | $15.0M | Add +36.6% |
| JGRO JPMorgan Active Growth ETF | 0.79% | 169,987 | $13.8M | Add +0.6% |
| BILS SS Spdrb B 3-12M T-Bill ETF | 0.72% | 128,224 | $12.7M | Add +8.5% |
| IWM iShares Russell 2000 ETF | 0.71% | 57,341 | $12.5M | Reduce -59.0% |
| IUSV iShares Core S&P U.S. Value | 0.71% | 134,068 | $12.4M | Reduce -9.2% |
| SPHQ Invesco S&P 500 Quality ETF | 0.69% | 179,802 | $12.1M | Reduce -7.1% |
| MBB iShares MBS ETF | 0.67% | 128,934 | $11.8M | Add +27.4% |
| COWZ Pacer US Cash Cows 100 ETF | 0.66% | 204,273 | $11.5M | Reduce -9.3% |
| BND Vanguard Total Bond Market | 0.65% | 158,277 | $11.4M | Add +45.8% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.63% | 159,770 | $11.0M | Add +2.4% |
| XLG Invesco S&P 500 Top 50 ETF | 0.62% | 216,364 | $10.8M | Add +21.9% |
| PAVE Global X US Infrastructure | 0.60% | 261,881 | $10.6M | Reduce -1.1% |
| AVUV Avantis US Small Cap Value | 0.60% | 108,191 | $10.4M | Add +4.3% |
| VIG Vanguard Dividend Apprec ETF | 0.59% | 53,134 | $10.4M | Add +25.2% |
| IEMG iShares Core MSCI Emerging | 0.59% | 197,063 | $10.3M | Add +4.1% |
| IJR iShares Core S&P Small-Cap E | 0.56% | 85,613 | $9.9M | Reduce -14.2% |
| SDY SS SPDR S&P Dividend ETF | 0.55% | 74,837 | $9.7M | Add +10.0% |
| XLE SS Energy Select Sector | 0.55% | 111,831 | $9.6M | Add +5.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.55% | 21,121 | $9.6M | Reduce -0.2% |
| COST Costco Wholesale Corp. | 0.54% | 10,376 | $9.5M | Reduce -1.7% |
| VCIT Vanguard Int-Term Corporate | 0.54% | 117,012 | $9.4M | Add +2.5% |
| RSP Invesco S&P 500 Equal Weight | 0.52% | 51,898 | $9.1M | Reduce -25.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.52% | 53,423 | $9.0M | Add +4.8% |
| AXON Axon Enterprise Inc. | 0.50% | 14,765 | $8.8M | Reduce -0.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.47% | 91,225 | $8.3M | Reduce -16.2% |
| XMMO Invesco S&P Midcap Momentum | 0.43% | 61,334 | $7.6M | Reduce -9.3% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.42% | 206,624 | $7.3M | Reduce -3.3% |
| SPGP Invesco S&P 500 Garp ETF | 0.41% | 69,257 | $7.3M | Reduce -18.9% |
| QQQM Invesco Nasdaq 100 ETF | 0.41% | 34,487 | $7.3M | Add +8.2% |
| IWY iShares Russell Top 200 Grow | 0.40% | 66,566 | $7.0M | Add +3675.7% |
| V Visa Inc. Class A | 0.40% | 22,005 | $7.0M | Reduce -15.6% |
| MOAT Vaneck Morningstar Wide Moat | 0.39% | 74,052 | $6.9M | Add +2.0% |
| GOOGL Alphabet Inc. Class A | 0.38% | 35,627 | $6.7M | Reduce -1.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.38% | 148,205 | $6.7M | Add +265.1% |
| SPIB SS SPDR P Int C Corp. ETF | 0.38% | 203,046 | $6.7M | Add +2.6% |
| JPSE JPM Diversified RT Small Cap filed as J P MORGAN EXCHANGE TRADED F | 0.37% | 140,254 | $6.6M | Reduce -9.5% |
| FLOT iShares Floating Rate Bond E | 0.37% | 127,899 | $6.5M | Add +352.0% |
| XLK SS Technology Select Sector | 0.37% | 27,676 | $6.4M | Reduce -29.3% |
| MINT PIMCO Enhanced Short Maturit | 0.36% | 63,059 | $6.3M | Reduce -1.9% |
| USMV iShares MSCI USA Min Vol Fac | 0.35% | 68,894 | $6.2M | Reduce -21.1% |
| GOOG Alphabet Inc. Class C | 0.35% | 32,033 | $6.1M | Add +4.6% |
| META Meta Platforms Inc. Class A | 0.34% | 10,310 | $6.0M | Add +1.6% |
| SDVY First Trust Smid Cap Rising | 0.34% | 168,052 | $6.0M | Add +28.8% |
| BA The Boeing Co. | 0.33% | 32,541 | $5.8M | Add +8.2% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.32% | 110,351 | $5.7M | Reduce -46.2% |
| FIXD First Trust Smith Opportunis | 0.32% | 129,274 | $5.6M | Reduce -2.9% |
| SHOP Shopify Inc. Class A | 0.31% | 51,878 | $5.5M | Reduce -2.5% |
| PTLC Pacer Trendpilot US Large Ca | 0.31% | 101,357 | $5.4M | Reduce -6.8% |
| XLRE SS Real Estate Select Sector | 0.31% | 132,323 | $5.4M | Reduce -2.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.30% | 98,080 | $5.2M | Add +4.4% |
| CAT Caterpillar Inc. | 0.29% | 14,195 | $5.1M | Reduce -0.3% |
| AOA iShares Core 80/20 Aggressiv | 0.29% | 66,673 | $5.1M | Add +14.9% |
| GBIL Goldman Sachs Access Treasur | 0.29% | 50,787 | $5.1M | Reduce -11.1% |
| VOO Vanguard S&P 500 ETF | 0.29% | 9,402 | $5.1M | Add +4.9% |
| IYLD iShares Morningstar Multi-As | 0.28% | 55,682 | $4.9M | New |
| JPM JPMorgan Chase & Co. | 0.28% | 20,389 | $4.9M | Add +1.3% |
| CVX Chevron Corp. | 0.28% | 33,415 | $4.8M | Reduce -3.9% |
| ABBV Abbvie Inc. | 0.27% | 26,968 | $4.8M | Reduce -6.7% |
| FMB First Trust Managed Municipa | 0.27% | 93,584 | $4.8M | Reduce -14.2% |
| BIBL Inspire 100 ETF | 0.27% | 122,345 | $4.8M | Reduce -0.7% |
| BSV Vanguard Short-Term Bond ETF | 0.27% | 61,194 | $4.7M | Add +14.0% |
| IHDG Wisdomtree International Hed | 0.27% | 107,022 | $4.7M | Add +7.5% |
| LLY Eli Lilly & Co. | 0.26% | 6,013 | $4.6M | Reduce -10.4% |
| AVGO Broadcom Inc. | 0.26% | 19,509 | $4.5M | Add +10.1% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 0.26% | 131,474 | $4.5M | Add +2.9% |
| PG The Procter & Gamble Co. | 0.25% | 26,232 | $4.4M | Reduce -10.6% |
| RDVY First Trust Rising Dividend | 0.24% | 71,982 | $4.3M | Reduce -0.7% |
| EMB iShares JP Morgan Usd Emergi | 0.24% | 47,492 | $4.2M | Reduce -39.8% |
| MUB iShares National Muni Bond E | 0.23% | 38,582 | $4.1M | Reduce -3.0% |
| GSLC Goldman Activebeta US LC ETF | 0.23% | 35,070 | $4.0M | Reduce -0.8% |
| SMH Vaneck Semiconductor ETF | 0.23% | 16,664 | $4.0M | Add +5.1% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.23% | 52,754 | $4.0M | Add +165.9% |
| MTUM iShares MSCI USA Momentum Fa | 0.23% | 19,260 | $4.0M | Add +17.8% |
| SPTI SS SPDR P Int Term TSY ETF | 0.23% | 142,857 | $4.0M | Add +11.3% |
| PFF iShares Preferred & Income S | 0.23% | 125,565 | $3.9M | Add +214.2% |
| SCHG Schwab US Large-Cap Growth | 0.22% | 140,240 | $3.9M | Add +5.1% |
| SPMO Invesco S&P 500 Momentum ETF | 0.22% | 40,003 | $3.8M | Add +16.0% |
| XOM Exxon Mobil Corp. | 0.21% | 34,918 | $3.8M | Add +6.7% |
| XLV SS Health Care Select Sector | 0.21% | 27,018 | $3.7M | Reduce -72.1% |
Options reported separately and not counted above: SPY puts ($527K), SNOW puts ($247K), AMZN puts ($197K), QQQ puts ($153K), NVDA puts ($134K), SLV calls ($134K), TLT calls ($131K), TLT puts ($131K), AAPL puts ($100K), SNOW calls ($93K), TSLA puts ($81K), DXCM calls ($78K), and 7 more.
Other holdings (1): bonds, preferreds, convertibles and warrants · $209K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 175 | $209K | Add +1.7% |
Total filed on the 13F, all lines: $1.8B.
Portfolio Sells Q3 2024 → Q4 2024
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Sold out | 0.00% | −0.78 |
| XLV SS Health Care Select Sector | Reduce -72.1% | 0.21% | −0.62 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -37.0% | 0.15% | −0.46 |
| IQLT iShares MSCI International Q | Sold out | 0.00% | −0.36 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -46.2% | 0.32% | −0.30 |
| ESGU iShares ESG Aware MSCI USA | Reduce -92.9% | 0.07% | −0.28 |
| IWB iShares Russell 1000 ETF | Sold out | 0.00% | −0.27 |
| ICVT iShares Convertible Bond ETF | Reduce -93.4% | 0.02% | −0.25 |
| PTNQ Pacer Trendpilot 100 ETF | Reduce -80.5% | 0.05% | −0.20 |
| BIV Vanguard Intermediate-Term B | Reduce -48.0% | 0.21% | −0.20 |
| EMB iShares JP Morgan Usd Emergi | Reduce -39.8% | 0.24% | −0.19 |
| RSP Invesco S&P 500 Equal Weight | Reduce -25.1% | 0.52% | −0.18 |
| IJR iShares Core S&P Small-Cap E | Reduce -14.2% | 0.56% | −0.15 |
| MSFT Microsoft Corp. | Reduce -3.1% | 2.80% | −0.13 |
| AMGN Amgen Inc. | Reduce -34.3% | 0.15% | −0.13 |
| LMBS First Trust Low Duration Opp | Reduce -42.1% | 0.18% | −0.12 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.12 |
| XLP SS Consumer Staples Sel Sect | Reduce -39.8% | 0.15% | −0.12 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -42.6% | 0.14% | −0.11 |
| IUSV iShares Core S&P U.S. Value | Reduce -9.2% | 0.71% | −0.10 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -21.1% | 0.35% | −0.10 |
| FVD First Trust Value Line DVD | Reduce -29.8% | 0.20% | −0.10 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -16.2% | 0.47% | −0.09 |
| TRND Pacer Trendpilot Funds of FD | Sold out | 0.00% | −0.09 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -18.9% | 0.41% | −0.09 |
| IWM iShares Russell 2000 ETF | Reduce -59.0% | 0.71% | −0.09 |
| VRTX Vertex Pharmaceuticals Inc. | Sold out | 0.00% | −0.08 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -9.3% | 0.66% | −0.08 |
| FXI iShares China Large-Cap ETF | Sold out | 0.00% | −0.08 |
| ICOW Pacer Developed Markets Inte | Sold out | 0.00% | −0.07 |
| LLY Eli Lilly & Co. | Reduce -10.4% | 0.26% | −0.07 |
| GCOW Pacer Global Cash Cows Divid | Reduce -55.5% | 0.05% | −0.07 |
| XMHQ Invesco S&P Midcap Qual ETF | Sold out | 0.00% | −0.07 |
| PTMC Pacer Trendpilot US Mid Cap | Reduce -83.5% | 0.01% | −0.06 |
| TMO Thermo Fisher Scientific Inc. | Reduce -40.1% | 0.07% | −0.06 |
| NEE Nextera Energy Inc. | Reduce -11.2% | 0.20% | −0.06 |
| BAR Graniteshares Gold Trust | Sold out | 0.00% | −0.06 |
| FDN First Trust DJ Internet Ind | Reduce -83.2% | 0.01% | −0.06 |
| PPA Invesco Aerospace & Defense | Reduce -52.5% | 0.07% | −0.06 |
| REZ Ishars Res and Multi Reales | Sold out | 0.00% | −0.05 |
| XBI SS SPDR S&P Biotech ETF | Reduce -69.1% | 0.02% | −0.05 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -23.5% | 0.07% | −0.05 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -7.1% | 0.69% | −0.05 |
| DVY iShares Select Dividend ETF | Reduce -21.9% | 0.10% | −0.05 |
| ABBV Abbvie Inc. | Reduce -6.7% | 0.27% | −0.05 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -25.6% | 0.12% | −0.05 |
| FMB First Trust Managed Municipa | Reduce -14.2% | 0.27% | −0.05 |
| PFXF Vaneck Pref Sec X-Financials | Sold out | 0.00% | −0.05 |
| JPSE JPM Diversified RT Small Cap | Reduce -9.5% | 0.37% | −0.05 |
| VWOB Vanguard Emerg MKTS Gov BND | Sold out | 0.00% | −0.05 |
Portfolio Buys Q3 2024 → Q4 2024
| IGSB iShares 1-5Y Inv Grade Corp. | Add +209.2% | 0.86% | +0.58 |
| IVV iShares Core S&P 500 ETF | Add +36.6% | 0.85% | +0.39 |
| IWY iShares Russell Top 200 Grow | Add +3675.7% | 0.40% | +0.38 |
| FLOT iShares Floating Rate Bond E | Add +352.0% | 0.37% | +0.29 |
| IYLD iShares Morningstar Multi-As | New | 0.28% | +0.28 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +265.1% | 0.38% | +0.27 |
| XME SS SPDR S&P Metals Mining | Add +18.4% | 1.23% | +0.19 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +4.5% | 1.87% | +0.19 |
| BND Vanguard Total Bond Market | Add +45.8% | 0.65% | +0.19 |
| VTI VG Morningstar TS MKT ETF-US | Add +6.5% | 1.69% | +0.18 |
| PFF iShares Preferred & Income S | Add +214.2% | 0.23% | +0.14 |
| DTCR Global X Data Center & Digit | New | 0.14% | +0.14 |
| QQQ Invesco QQQ Trust Series 1 | Add +9.9% | 1.04% | +0.14 |
| XLG Invesco S&P 500 Top 50 ETF | Add +21.9% | 0.62% | +0.14 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +165.9% | 0.23% | +0.14 |
| IVE iShares S&P 500 Value ETF | Add +18.5% | 0.86% | +0.13 |
| IGV iShares Expanded Tech-Softwa | New | 0.13% | +0.13 |
| MBB iShares MBS ETF | Add +27.4% | 0.67% | +0.13 |
| FTSL First Trust Senior Loan ETF | Add +460.6% | 0.15% | +0.13 |
| KBWB Invesco KBW Bank ETF | New | 0.12% | +0.12 |
| VIG Vanguard Dividend Apprec ETF | Add +25.2% | 0.59% | +0.12 |
| MTUM iShares MSCI USA Momentum Fa | Add +17.8% | 0.23% | +0.12 |
| OSEA Harbor Intl Compounders ETF | New | 0.11% | +0.11 |
| EFG iShares MSCI Eafe Growth ETF | Add +736.7% | 0.12% | +0.10 |
| EFV iShares MSCI Eafe Value ETF | Add +1398.4% | 0.11% | +0.09 |
| IUSG iShares Core S&P U.S. Growth | Add +2.1% | 1.16% | +0.09 |
| TLT iShares 20+ Year Treasury BD | Add +110.3% | 0.21% | +0.09 |
| HELO JPMorgan Hedged Equity ETF | New | 0.09% | +0.09 |
| AVGO Broadcom Inc. | Add +10.1% | 0.26% | +0.08 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.0% | 3.05% | +0.08 |
| XLI SS Industrial Select Sector | Add +51.7% | 0.18% | +0.08 |
| SDVY First Trust Smid Cap Rising | Add +28.8% | 0.34% | +0.07 |
| ICSH iShares Ultra Short Duration | New | 0.07% | +0.07 |
| BA The Boeing Co. | Add +8.2% | 0.33% | +0.07 |
| USFR Wisdomtree Floating Rate Tre | Add +84.3% | 0.13% | +0.06 |
| IBIT iShares Bitcoin Trust ETF | Add +280.5% | 0.07% | +0.06 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Add +8.5% | 0.72% | +0.06 |
| GOVT iShares US Treasury Bond ETF | Add +6.1% | 1.32% | +0.06 |
| GOOG Alphabet Inc. Class C | Add +4.6% | 0.35% | +0.06 |
| XLF SS Financial Select Sector | Add +30.4% | 0.20% | +0.06 |
| IDU iShares US Utilities ETF | New | 0.05% | +0.05 |
| QQQM Invesco Nasdaq 100 ETF | Add +8.2% | 0.41% | +0.05 |
| JGRO JPMorgan Active Growth ETF | Add +0.6% | 0.79% | +0.05 |
| ITA iShares U.S. Aerospace & Def | Add +40.4% | 0.18% | +0.05 |
| SPMO Invesco S&P 500 Momentum ETF | Add +16.0% | 0.22% | +0.05 |
| SHLD Global X Defense Tech ETF | New | 0.05% | +0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +29.0% | 0.20% | +0.05 |
| DLR Digital Realty Trust Inc. | New | 0.05% | +0.05 |
| AOM iShares Core 40/60 Moderate | Add +34.8% | 0.20% | +0.05 |
| PWR Quanta Services Inc. | Add +30.9% | 0.16% | +0.05 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -18.2% | 900 | $527K |
| MSFT Microsoft Corp. | call | Sold out | 1,100 | $473Kbefore exit |
| IUSG iShares Core S&P U.S. Growth | call | Sold out | 2,000 | $264Kbefore exit |
| SNOW Snowflake Inc. | put | Add +220.0% | 1,600 | $247K |
| GLD SPDR Gold Shares | put | Sold out | 1,000 | $243Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -40.0% | 300 | $153K |
| TLT iShares 20+ Year Treasury BD | call | New | 1,500 | $131K |
| TLT iShares 20+ Year Treasury BD | put | New | 1,500 | $131K |
| SLV iShares Silver Trust | put | Sold out | 3,000 | $85Kbefore exit |
| TSLA Tesla Inc. | put | New | 200 | $81K |
| DXCM Dexcom Inc. | call | New | 1,000 | $78K |
| SDY SS SPDR S&P Dividend ETF | put | Sold out | 500 | $71Kbefore exit |
| PCT Purecycle Technologies Inc. | put | Sold out | 5,500 | $52Kbefore exit |
| BIL SS SPDR BB 1-3M T-Bill ETF | call | Sold out | 500 | $46Kbefore exit |
| NVDA Nvidia Corp. | call | New | 200 | $27K |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | New | 200 | $21K |
| MU Micron Technology Inc. | call | New | 200 | $17K |
| INTC Intel Corp. | call | Reduce -83.3% | 300 | $6K |
| INTC Intel Corp. | put | New | 300 | $6K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +1.7% | 175 | $209K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q3 2025 | 104 | $177.9M | AAPL, GLD, AOA, MINT, IVV |
| Q2 2025 | 609 | $1.2B | AAPL, SPY, NVDA, VTI, MSFT |
| Q1 2025 | 706 | $1.4B | NVDA, SPY, SPYG, VTI, XME |
| Q4 2024 | 732 | $1.8B | AAPL, NVDA, SPY, MSFT, SPYG |
| Q3 2024 | 749 | $1.8B | AAPL, NVDA, SPY, MSFT, SPYG |
| Q2 2024 | 715 | $1.6B | AAPL, NVDA, SPY, MSFT, SPYG |
| Q1 2024 | 753 | $1.7B | SPY, AAPL, MSFT, NVDA, VUG |