Financial Advocates Investment Management
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed April 28, 2025), Financial Advocates Investment Management reported 706 stock positions worth $1.4 billion. Its top holding was Nvidia (NVDA) at 3.5% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 2.9%) and SS SPDR P S&P 500 Growth ETF (SPYG, 2.0%). Compared with Q4 2024, it opened 47 new positions, sold out of 73, added to 273 and reduced 359. The biggest buy was SPDR Gold Shares (GLD, shares +9%) and the biggest sale Apple (AAPL, shares −75%).
- Most Recent 13F
- Q3 2025
- Location
- OLYMPIA, WA
- CIK
- 0001730293
- Portfolio Value
- $1.4B (Q1 2025)
- SEC Filing
- 0001730293-25-000003 ↗ filed Apr 28, 2025
Holdings Value
Holdings 706 stocks · $1.4B
| NVDA Nvidia Corp. | 3.50% | 459,845 | $49.8M | Reduce -4.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.95% | 74,989 | $41.9M | Reduce -17.9% |
| SPYG SS SPDR P S&P 500 Growth ETF | 2.03% | 359,716 | $28.9M | Reduce -3.5% |
| VTI VG Morningstar TS MKT ETF-US | 1.93% | 99,870 | $27.4M | Reduce -2.7% |
| XME SS SPDR S&P Metals Mining | 1.65% | 256,410 | $23.5M | Add +8.8% |
| AMZN Amazon.com Inc. | 1.58% | 118,278 | $22.5M | Reduce -7.5% |
| GOVT iShares US Treasury Bond ETF | 1.43% | 881,558 | $20.3M | Reduce -12.7% |
| IVW iShares S&P 500 Growth ETF | 1.40% | 214,830 | $19.9M | Add +26.9% |
| AAPL Apple Inc. | 1.39% | 88,865 | $19.7M | Reduce -74.8% |
| GLD SPDR Gold Shares | 1.37% | 67,781 | $19.5M | Add +8.7% |
| IGSB iShares 1-5Y Inv Grade Corp. | 1.26% | 342,810 | $18.0M | Add +17.1% |
| IUSG iShares Core S&P U.S. Growth | 1.25% | 155,130 | $17.8M | Add +6.2% |
| AGG iShares Core U.S. Aggregate | 1.19% | 171,765 | $17.0M | Reduce -6.0% |
| QUAL iShares MSCI USA Quality Fac | 1.17% | 97,623 | $16.7M | Add +4.5% |
| IJH iShares Core S&P Midcap ETF | 1.13% | 275,656 | $16.1M | Reduce -30.9% |
| MBB iShares MBS ETF | 1.02% | 154,137 | $14.5M | Add +19.6% |
| JGRO JPMorgan Active Growth ETF | 0.96% | 185,901 | $13.7M | Add +9.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.95% | 28,797 | $13.5M | Reduce -19.2% |
| IEMG iShares Core MSCI Emerging | 0.94% | 249,000 | $13.4M | Add +26.4% |
| IVV iShares Core S&P 500 ETF | 0.93% | 23,660 | $13.3M | Reduce -7.0% |
| IUSV iShares Core S&P U.S. Value | 0.93% | 143,147 | $13.2M | Add +6.8% |
| BILS SS Spdrb B 3-12M T-Bill ETF | 0.92% | 131,146 | $13.0M | Add +2.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.89% | 230,645 | $12.6M | Add +12.9% |
| IVE iShares S&P 500 Value ETF | 0.81% | 60,250 | $11.5M | Reduce -21.9% |
| TSLA Tesla Inc. | 0.80% | 43,766 | $11.3M | Reduce -8.2% |
| BND Vanguard Total Bond Market | 0.78% | 150,847 | $11.1M | Reduce -4.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.77% | 305,619 | $10.9M | Add +47.9% |
| MSFT Microsoft Corp. | 0.76% | 28,678 | $10.8M | Reduce -75.4% |
| SDY SS SPDR S&P Dividend ETF | 0.71% | 76,318 | $10.1M | Add +2.0% |
| AVUV Avantis US Small Cap Value | 0.70% | 115,013 | $10.0M | Add +6.3% |
| PAVE Global X US Infrastructure | 0.70% | 262,276 | $9.9M | Add +0.1% |
| EMB iShares JP Morgan Usd Emergi | 0.64% | 154,165 | $9.1M | Add +224.6% |
| QQQM Invesco Nasdaq 100 ETF | 0.62% | 45,539 | $8.8M | Add +32.0% |
| XLG Invesco S&P 500 Top 50 ETF | 0.62% | 190,605 | $8.8M | Reduce -11.9% |
| RSP Invesco S&P 500 Equal Weight | 0.57% | 46,912 | $8.1M | Reduce -9.6% |
| AXON Axon Enterprise Inc. | 0.57% | 15,441 | $8.1M | Add +4.6% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.55% | 149,973 | $7.8M | Add +52.9% |
| IEF iShares 7-10 Year Treasury B | 0.54% | 81,835 | $7.7M | Add +525.1% |
| FLOT iShares Floating Rate Bond E | 0.54% | 149,886 | $7.7M | Add +17.2% |
| XMMO Invesco S&P Midcap Momentum | 0.52% | 64,832 | $7.4M | Add +5.7% |
| VIG Vanguard Dividend Apprec ETF | 0.51% | 37,759 | $7.3M | Reduce -28.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.51% | 13,608 | $7.2M | Reduce -35.6% |
| VCIT Vanguard Int-Term Corporate | 0.51% | 88,400 | $7.2M | Reduce -24.4% |
| COST Costco Wholesale Corp. | 0.51% | 7,617 | $7.2M | Reduce -26.6% |
| SPIB SS SPDR P Int C Corp. ETF | 0.49% | 211,423 | $7.0M | Add +4.1% |
| MOAT Vaneck Morningstar Wide Moat | 0.49% | 79,422 | $7.0M | Add +7.3% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.45% | 70,146 | $6.4M | Reduce -23.1% |
| JPSE JPM Diversified RT Small Cap filed as J P MORGAN EXCHANGE TRADED F | 0.43% | 140,620 | $6.1M | Add +0.3% |
| META Meta Platforms Inc. Class A | 0.42% | 10,310 | $5.9M | No change |
| FIXD First Trust Smith Opportunis | 0.41% | 134,660 | $5.9M | Add +4.2% |
| PTLC Pacer Trendpilot US Large Ca | 0.41% | 114,524 | $5.9M | Add +13.0% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.37% | 66,787 | $5.3M | Add +865.7% |
| AOA iShares Core 80/20 Aggressiv | 0.37% | 69,256 | $5.3M | Add +3.9% |
| SDVY First Trust Smid Cap Rising | 0.37% | 158,004 | $5.3M | Reduce -6.0% |
| MUB iShares National Muni Bond E | 0.37% | 49,687 | $5.2M | Add +28.8% |
| XLE SS Energy Select Sector | 0.37% | 55,964 | $5.2M | Reduce -50.0% |
| SPSB SS SPDR P St C Corp. ETF | 0.36% | 169,903 | $5.1M | Add +57.0% |
| LLY Eli Lilly & Co. | 0.36% | 6,191 | $5.1M | Add +3.0% |
| GBIL Goldman Sachs Access Treasur | 0.35% | 50,291 | $5.0M | Reduce -1.0% |
| VOO Vanguard S&P 500 ETF | 0.35% | 9,659 | $5.0M | Add +2.7% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.35% | 135,365 | $4.9M | Add +215.7% |
| XLK SS Technology Select Sector | 0.35% | 23,818 | $4.9M | Reduce -13.9% |
| SHOP Shopify Inc. Class A | 0.34% | 51,235 | $4.9M | Reduce -1.2% |
| IHDG Wisdomtree International Hed | 0.34% | 111,907 | $4.9M | Add +4.6% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 0.34% | 134,626 | $4.8M | Add +2.4% |
| CVX Chevron Corp. | 0.34% | 28,636 | $4.8M | Reduce -14.3% |
| JPM JPMorgan Chase & Co. | 0.33% | 19,301 | $4.7M | Reduce -5.3% |
| BIBL Inspire 100 ETF | 0.33% | 121,290 | $4.7M | Reduce -0.9% |
| USMV iShares MSCI USA Min Vol Fac | 0.32% | 49,550 | $4.6M | Reduce -28.1% |
| BA The Boeing Co. | 0.32% | 26,719 | $4.6M | Reduce -17.9% |
| BSV Vanguard Short-Term Bond ETF | 0.32% | 58,063 | $4.5M | Reduce -5.1% |
| IAU iShares Gold Trust | 0.32% | 76,700 | $4.5M | Add +5.1% |
| CAT Caterpillar Inc. | 0.32% | 13,653 | $4.5M | Reduce -3.8% |
| FMB First Trust Managed Municipa | 0.30% | 84,723 | $4.3M | Reduce -9.5% |
| SLV iShares Silver Trust | 0.29% | 135,280 | $4.2M | Reduce -1.5% |
| RDVY First Trust Rising Dividend | 0.29% | 71,511 | $4.2M | Reduce -0.7% |
| FTSL First Trust Senior Loan ETF | 0.29% | 89,282 | $4.1M | Add +53.2% |
| TLT iShares 20+ Year Treasury BD | 0.28% | 43,454 | $4.0M | Add +5.3% |
| SPTI SS SPDR P Int Term TSY ETF | 0.28% | 136,988 | $3.9M | Reduce -4.1% |
| XLC SS Comm Select Sector SPDR | 0.27% | 39,876 | $3.8M | Add +339.5% |
| AOM iShares Core 40/60 Moderate | 0.27% | 86,472 | $3.8M | Add +5.4% |
| DIVB iShares Core Dividend ETF | 0.27% | 78,171 | $3.8M | Add +426.1% |
| IGF iShares Global Infrastructur | 0.27% | 69,370 | $3.8M | Add +1286.0% |
| VTIP Vanguard Short-Term Tips | 0.27% | 75,989 | $3.8M | New |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.27% | 13,140 | $3.8M | Add +6.6% |
| DGRO iShares Core Dividend Growth | 0.27% | 60,851 | $3.8M | Add +2.3% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.26% | 47,736 | $3.8M | Reduce -9.5% |
| FTSM First Trust Enh Short Mat FD | 0.26% | 62,784 | $3.8M | Add +6.0% |
| JQUA JPMorgan US Quality Factor | 0.26% | 64,855 | $3.7M | Add +932.9% |
| PFF iShares Preferred & Income S | 0.26% | 118,776 | $3.6M | Reduce -5.4% |
| GSLC Goldman Activebeta US LC ETF | 0.25% | 32,945 | $3.6M | Reduce -6.1% |
| SLYV SS SPDR S&P 600 SC Val ETF | 0.25% | 45,919 | $3.6M | Add +321.3% |
| RWL Invesco S&P 500 Revenue ETF | 0.25% | 35,687 | $3.5M | Add +28.4% |
| FTCS First Trust Capital Strength | 0.24% | 38,483 | $3.4M | Add +0.4% |
| SPEM State Street SP PTF Em ETF | 0.24% | 86,922 | $3.4M | Add +5.5% |
| AVGO Broadcom Inc. | 0.23% | 19,966 | $3.3M | Add +2.3% |
| HTRB Hartford TTL RTRN BND ETF | 0.23% | 98,666 | $3.3M | Add +1.5% |
| UNP Union Pacific Corp. | 0.23% | 14,100 | $3.3M | Reduce -1.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.23% | 18,984 | $3.3M | Reduce -64.5% |
| SPAB SS SPDR P Agg Bond ETF | 0.23% | 126,369 | $3.2M | Add +53.1% |
Options reported separately and not counted above: FISV puts ($883K), GLD puts ($836K), SPY puts ($392K), ORCL puts ($280K), SNOW puts ($210K), SLV calls ($174K), AMZN puts ($171K), TSLA puts ($104K), SNOW calls ($79K), TSLA calls ($52K), NVDA calls ($33K), SLV puts ($15K), and 3 more.
Other holdings (1): bonds, preferreds, convertibles and warrants · $213K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 177 | $213K | Add +1.1% |
Total filed on the 13F, all lines: $1.4B.
Portfolio Sells Q4 2024 → Q1 2025
| AAPL Apple Inc. | Reduce -74.8% | 1.39% | −3.65 |
| MSFT Microsoft Corp. | Reduce -75.4% | 0.76% | −2.04 |
| IEFA iShares Core MSCI Eafe ETF | Sold out | 0.00% | −1.31 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -83.3% | 0.19% | −0.83 |
| SPHQ Invesco S&P 500 Quality ETF | Sold out | 0.00% | −0.69 |
| IWM iShares Russell 2000 ETF | Reduce -93.0% | 0.06% | −0.66 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Sold out | 0.00% | −0.63 |
| IJR iShares Core S&P Small-Cap E | Sold out | 0.00% | −0.56 |
| MINT PIMCO Enhanced Short Maturit | Sold out | 0.00% | −0.36 |
| IWY iShares Russell Top 200 Grow | Reduce -95.5% | 0.04% | −0.35 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -86.1% | 0.07% | −0.35 |
| TSLA Tesla Inc. | Reduce -8.2% | 0.80% | −0.30 |
| IJH iShares Core S&P Midcap ETF | Reduce -30.9% | 1.13% | −0.29 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -64.5% | 0.23% | −0.28 |
| IYLD iShares Morningstar Multi-As | Sold out | 0.00% | −0.28 |
| GOOG Alphabet Inc. Class C | Reduce -76.2% | 0.08% | −0.26 |
| GOOGL Alphabet Inc. Class A | Reduce -65.7% | 0.13% | −0.25 |
| XLRE SS Real Estate Select Sector | Reduce -83.2% | 0.07% | −0.24 |
| V Visa Inc. Class A | Reduce -66.9% | 0.18% | −0.22 |
| FVD First Trust Value Line DVD | Sold out | 0.00% | −0.20 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -71.6% | 0.19% | −0.19 |
| XLE SS Energy Select Sector | Reduce -50.0% | 0.37% | −0.18 |
| NVDA Nvidia Corp. | Reduce -4.0% | 3.50% | −0.17 |
| ABBV Abbvie Inc. | Reduce -60.3% | 0.16% | −0.12 |
| CSCO Cisco Systems Inc. | Reduce -69.3% | 0.07% | −0.11 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -46.1% | 0.22% | −0.10 |
| ADP Automatic Data Processing | Reduce -85.5% | 0.02% | −0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -17.9% | 2.95% | −0.10 |
| IWF iShares Russell 1000 Growth | Reduce -58.6% | 0.09% | −0.10 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -19.2% | 0.95% | −0.09 |
| CGW Invesco S&P Global Water Ind | Sold out | 0.00% | −0.09 |
| PHM Pultegroup Inc. | Sold out | 0.00% | −0.09 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −0.08 |
| NEE Nextera Energy Inc. | Reduce -50.2% | 0.12% | −0.08 |
| VIG Vanguard Dividend Apprec ETF | Reduce -28.9% | 0.51% | −0.08 |
| XAR SS SPDR S&P Aerospace Def | Reduce -83.5% | 0.02% | −0.08 |
| TYG Tortoise Energy Infrastruct | Sold out | 0.00% | −0.07 |
| HTAB Hartford Schroders Tax Aware | Sold out | 0.00% | −0.07 |
| PRF Invesco Rafi US 1000 ETF | Reduce -69.4% | 0.04% | −0.07 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -54.2% | 0.08% | −0.07 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -55.2% | 0.08% | −0.07 |
| VGT Vanguard Info Tech ETF | Reduce -57.1% | 0.05% | −0.06 |
| PCAR Paccar Inc. | Sold out | 0.00% | −0.06 |
| PG The Procter & Gamble Co. | Reduce -38.9% | 0.19% | −0.06 |
| GRPM Invesco S&P Midcap 400 Garp | Sold out | 0.00% | −0.06 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -80.4% | 0.02% | −0.06 |
| IBB iShares Biotechnology ETF | Reduce -78.0% | 0.02% | −0.06 |
| SPGM State Street SPDR Portfolio | Sold out | 0.00% | −0.06 |
| EMR Emerson Electric Co. | Reduce -74.8% | 0.02% | −0.05 |
| IVE iShares S&P 500 Value ETF | Reduce -21.9% | 0.81% | −0.05 |
Portfolio Buys Q4 2024 → Q1 2025
| GLD SPDR Gold Shares | Add +8.7% | 1.37% | +0.51 |
| IEF iShares 7-10 Year Treasury B | Add +525.1% | 0.54% | +0.47 |
| XME SS SPDR S&P Metals Mining | Add +8.8% | 1.65% | +0.42 |
| IVW iShares S&P 500 Growth ETF | Add +26.9% | 1.40% | +0.42 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +17.1% | 1.26% | +0.40 |
| EMB iShares JP Morgan Usd Emergi | Add +224.6% | 0.64% | +0.40 |
| IEMG iShares Core MSCI Emerging | Add +26.4% | 0.94% | +0.36 |
| CGDV Cap Group Dividend Value | Add +47.9% | 0.77% | +0.35 |
| MBB iShares MBS ETF | Add +19.6% | 1.02% | +0.34 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +865.7% | 0.37% | +0.34 |
| VTIP Vanguard Short-Term Tips | New | 0.27% | +0.27 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +215.7% | 0.35% | +0.26 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +52.9% | 0.55% | +0.26 |
| IGF iShares Global Infrastructur | Add +1286.0% | 0.27% | +0.25 |
| JQUA JPMorgan US Quality Factor | Add +932.9% | 0.26% | +0.24 |
| COWZ Pacer US Cash Cows 100 ETF | Add +12.9% | 0.89% | +0.23 |
| DIVB iShares Core Dividend ETF | Add +426.1% | 0.27% | +0.23 |
| QUAL iShares MSCI USA Quality Fac | Add +4.5% | 1.17% | +0.22 |
| IUSV iShares Core S&P U.S. Value | Add +6.8% | 0.93% | +0.22 |
| XLC SS Comm Select Sector SPDR | Add +339.5% | 0.27% | +0.22 |
| QQQM Invesco Nasdaq 100 ETF | Add +32.0% | 0.62% | +0.20 |
| SLYV SS SPDR S&P 600 SC Val ETF | Add +321.3% | 0.25% | +0.20 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Add +2.3% | 0.92% | +0.19 |
| JGRO JPMorgan Active Growth ETF | Add +9.4% | 0.96% | +0.18 |
| SPSB SS SPDR P St C Corp. ETF | Add +57.0% | 0.36% | +0.18 |
| FLOT iShares Floating Rate Bond E | Add +17.2% | 0.54% | +0.17 |
| SDY SS SPDR S&P Dividend ETF | Add +2.0% | 0.71% | +0.16 |
| SPBO SS SPDR P Corp. Bond ETF | Add +143.9% | 0.20% | +0.14 |
| MUB iShares National Muni Bond E | Add +28.8% | 0.37% | +0.13 |
| FTSL First Trust Senior Loan ETF | Add +53.2% | 0.29% | +0.13 |
| JPIE JPMorgan Income ETF | Add +219.3% | 0.17% | +0.13 |
| COWG Pacer US LRG Cap Cows GR LD | New | 0.12% | +0.12 |
| STIP iShares 0-5 Year Tips Bond E | Add +113.9% | 0.20% | +0.12 |
| LNG Cheniere Energy Inc. | New | 0.12% | +0.12 |
| SPIB SS SPDR P Int C Corp. ETF | Add +4.1% | 0.49% | +0.11 |
| IAU iShares Gold Trust | Add +5.1% | 0.32% | +0.11 |
| AVUV Avantis US Small Cap Value | Add +6.3% | 0.70% | +0.11 |
| SPAB SS SPDR P Agg Bond ETF | Add +53.1% | 0.23% | +0.11 |
| OEF iShares S&P 100 ETF | Add +150.4% | 0.17% | +0.11 |
| TLH iShares 10-20 Year Treasury | Add +102.8% | 0.17% | +0.11 |
| PTLC Pacer Trendpilot US Large Ca | Add +13.0% | 0.41% | +0.11 |
| MOAT Vaneck Morningstar Wide Moat | Add +7.3% | 0.49% | +0.10 |
| FIXD First Trust Smith Opportunis | Add +4.2% | 0.41% | +0.10 |
| LLY Eli Lilly & Co. | Add +3.0% | 0.36% | +0.09 |
| RWL Invesco S&P 500 Revenue ETF | Add +28.4% | 0.25% | +0.09 |
| PAVE Global X US Infrastructure | Add +0.1% | 0.70% | +0.09 |
| FGM First Trust Germany | New | 0.09% | +0.09 |
| IUSG iShares Core S&P U.S. Growth | Add +6.2% | 1.25% | +0.09 |
| XMMO Invesco S&P Midcap Momentum | Add +5.7% | 0.52% | +0.09 |
| PFFD Global X US Preferred ETF | Add +263.7% | 0.11% | +0.09 |
Options Activity Q4 2024 → Q1 2025
| FISV Fiserv Inc. | put | New | 4,000 | $883K |
| GLD SPDR Gold Shares | put | New | 2,900 | $836K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -22.2% | 700 | $392K |
| ORCL Oracle Corp. | put | New | 2,000 | $280K |
| SLV iShares Silver Trust | call | Add +9.8% | 5,600 | $174K |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 300 | $153Kbefore exit |
| NVDA Nvidia Corp. | put | Sold out | 1,000 | $134Kbefore exit |
| TLT iShares 20+ Year Treasury BD | put | Sold out | 1,500 | $131Kbefore exit |
| TLT iShares 20+ Year Treasury BD | call | Sold out | 1,500 | $131Kbefore exit |
| TSLA Tesla Inc. | put | Add +100.0% | 400 | $104K |
| AAPL Apple Inc. | put | Sold out | 400 | $100Kbefore exit |
| DXCM Dexcom Inc. | call | Sold out | 1,000 | $78Kbefore exit |
| TSLA Tesla Inc. | call | New | 200 | $52K |
| BHP BHP Group Ltd.-Spon ADR | put | Sold out | 1,000 | $49Kbefore exit |
| NVDA Nvidia Corp. | call | Add +50.0% | 300 | $33K |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | Sold out | 200 | $21Kbefore exit |
| MU Micron Technology Inc. | call | Sold out | 200 | $17Kbefore exit |
| SLV iShares Silver Trust | put | New | 500 | $15K |
| RCAT Red Cat Holdings Inc. | call | New | 2,000 | $12K |
| FUBO Fubotv Inc. | call | New | 3,000 | $9K |
| INTC Intel Corp. | put | Sold out | 300 | $6Kbefore exit |
| INTC Intel Corp. | call | Sold out | 300 | $6Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2024 → Q1 2025
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +1.1% | 177 | $213K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q3 2025 | 104 | $177.9M | AAPL, GLD, AOA, MINT, IVV |
| Q2 2025 | 609 | $1.2B | AAPL, SPY, NVDA, VTI, MSFT |
| Q1 2025 | 706 | $1.4B | NVDA, SPY, SPYG, VTI, XME |
| Q4 2024 | 732 | $1.8B | AAPL, NVDA, SPY, MSFT, SPYG |
| Q3 2024 | 749 | $1.8B | AAPL, NVDA, SPY, MSFT, SPYG |
| Q2 2024 | 715 | $1.6B | AAPL, NVDA, SPY, MSFT, SPYG |
| Q1 2024 | 753 | $1.7B | SPY, AAPL, MSFT, NVDA, VUG |