Financial Connections Group, Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 1, 2026), Financial Connections Group, Inc. reported 250 stock positions worth $287.6 million. Its top holding was Dimensional US Core Equity M (DFAU) at 15.1% of the portfolio, followed by Vanguard ESG US Stock ETF (ESGV, 6.5%) and Dimensional International Va (DFIV, 5.9%). Compared with Q4 2025, it opened 29 new positions, sold out of 13, added to 49 and reduced 37. The biggest buy was JPMorgan Intl BND ETF (JPIB, shares +44%) and the biggest sale Vanguard ESG US Stock ETF (ESGV, shares −5%).
- Most Recent 13F
- Q1 2026
- Location
- CORTE MADERA, CA
- CIK
- 0001907157
- Portfolio Value
- $287.6M (Q1 2026)
- SEC Filing
- 0001907157-26-000002 ↗ filed May 1, 2026
Holdings Value
Holdings 250 stocks · $287.6M
| DFAU Dimensional US Core Equity M | 15.11% | 962,980 | $43.4M | Reduce -0.3% |
| ESGV Vanguard ESG US Stock ETF | 6.50% | 166,585 | $18.7M | Reduce -4.6% |
| DFIV Dimensional International Va | 5.89% | 320,867 | $16.9M | Reduce -3.5% |
| JCPB JPMorgan Core Plus Bond ETF | 5.66% | 345,985 | $16.3M | Add +3.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 4.83% | 31,799 | $13.9M | Reduce -0.3% |
| USXF iShares ESG Advance MSCI USA | 4.37% | 227,786 | $12.6M | Reduce -5.8% |
| JPIB JPMorgan Intl BND ETF | 4.03% | 242,579 | $11.6M | Add +43.7% |
| PBFR Pgim La S&P 500 BUF20 ETF-US | 3.54% | 351,152 | $10.2M | Add +5.2% |
| VSGX Vanguard ESG Intl Stock ETF | 3.33% | 133,556 | $9.6M | Add +3.6% |
| DFAX Dimensional World Ex US Core | 3.11% | 263,308 | $8.9M | Reduce -4.0% |
| CMF iShares California Muni Bond | 3.04% | 153,857 | $8.7M | Reduce -2.2% |
| JPST JPMorgan Ultra-Short Income | 2.68% | 152,150 | $7.7M | Reduce -7.3% |
| VIGI Vanguard Int Div App Indx FD | 2.35% | 76,502 | $6.8M | Reduce -9.6% |
| QLTY GMO U.S. Quality ETF | 2.24% | 178,032 | $6.4M | Reduce -4.3% |
| AAPL Apple Inc. | 2.14% | 24,264 | $6.2M | Reduce -0.7% |
| DIHP Dimensional International Hi | 1.99% | 177,303 | $5.7M | Add +13.4% |
| DMXF iShares ESG Advanc MSCI Eafe | 1.97% | 75,280 | $5.7M | Reduce -2.5% |
| JIRE JPMorgan Int Res Enh Eqty | 1.95% | 74,025 | $5.6M | Reduce -4.3% |
| DUHP Dimensional US High Profi Et | 1.92% | 150,502 | $5.5M | Add +13.0% |
| ACWV iShares MSCI Global Min Vol | 1.85% | 44,539 | $5.3M | Reduce -1.0% |
| DFUS Dimensional US Eq MKT ETF | 1.77% | 71,943 | $5.1M | Add +1.8% |
| CGSM Cap Group Short Muni Income | 1.74% | 190,872 | $5.0M | Add +7.8% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 1.45% | 13,968 | $4.2M | No change |
| DFAI Dimensional International Co. | 1.22% | 90,186 | $3.5M | Add +33.1% |
| JMUB JPMorgan Municipal ETF | 0.89% | 51,033 | $2.6M | Reduce -6.5% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.84% | 52,840 | $2.4M | Reduce -0.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.81% | 4,878 | $2.3M | Add +1.1% |
| IWF iShares Russell 1000 Growth | 0.67% | 4,494 | $1.9M | Reduce -0.6% |
| DFSU Dimensional US Sus CORE1 ETF | 0.66% | 46,359 | $1.9M | Add +2.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.64% | 5,745 | $1.8M | Reduce -2.8% |
| TDVG T Rowe Price Dividend Growth | 0.64% | 41,161 | $1.8M | Reduce -3.0% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.60% | 5,740 | $1.7M | Add +0.4% |
| BILZ PIMCO Ultra SHRT Govt Active | 0.53% | 15,068 | $1.5M | Add +106.2% |
| HYXF iShares ESG Adv High Yield | 0.47% | 29,454 | $1.4M | Reduce -5.6% |
| DFAS Dimensional US Small Cap ETF | 0.46% | 18,537 | $1.3M | Add +1.6% |
| CGHM Cap Group Muni High-Income | 0.44% | 50,510 | $1.3M | Reduce -0.9% |
| VXUS Vanguard Total Intl Stock | 0.43% | 15,993 | $1.2M | Reduce -15.7% |
| INMU iShares Intermediate Muni Inc. | 0.42% | 50,552 | $1.2M | Add +667.5% |
| PYLD PIMCO Multisector Bond Actv | 0.37% | 40,092 | $1.1M | Add +11.7% |
| DFSI Dimensional Int Sus COR1 ETF | 0.34% | 22,868 | $969K | Add +3.5% |
| GOOGL Alphabet Inc. Class A | 0.30% | 3,002 | $863K | Add +1.2% |
| VOO Vanguard S&P 500 ETF | 0.29% | 1,378 | $823K | Reduce -13.4% |
| ESML iShares ESG Aware MSCI USA S | 0.25% | 15,384 | $723K | No change |
| PLTR Palantir Technologies Inc. Class A | 0.21% | 4,041 | $591K | No change |
| JAVA JPMorgan Active Value ETF | 0.18% | 7,360 | $528K | No change |
| MSFT Microsoft Corp. | 0.18% | 1,427 | $528K | Add +1.4% |
| NVDA Nvidia Corp. | 0.18% | 2,959 | $516K | Reduce -12.0% |
| UNP Union Pacific Corp. | 0.15% | 1,833 | $444K | No change |
| TSLA Tesla Inc. | 0.15% | 1,191 | $442K | Reduce -2.1% |
| EUSB Ishr ESG Advn Universal BD-$ | 0.13% | 8,850 | $384K | Add +4.3% |
| NUSA Nuv ESG 1-5 YR US AB ETF-Usd | 0.13% | 16,108 | $375K | Reduce -9.0% |
| LNT Alliant Energy Corp. | 0.13% | 5,200 | $373K | No change |
| AMZN Amazon.com Inc. | 0.12% | 1,728 | $359K | Add +5.8% |
| GOOG Alphabet Inc. Class C | 0.12% | 1,243 | $356K | No change |
| GBCI Glacier Bancorp Inc. | 0.12% | 7,575 | $338K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.12% | 3,451 | $332K | No change |
| VIG Vanguard Dividend Apprec ETF | 0.11% | 1,434 | $308K | Add +26.3% |
| BMRC Bank of Marin Bancorp | 0.11% | 12,000 | $307K | No change |
| CRWD CrowdStrike Holdings Inc. Class A | 0.10% | 746 | $291K | No change |
| WFC Wells Fargo & Co. | 0.10% | 3,624 | $288K | No change |
| MRK Merck & Co. Inc. | 0.09% | 2,271 | $273K | No change |
| JNJ Johnson & Johnson | 0.09% | 1,050 | $256K | Add +1.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.08% | 357 | $232K | No change |
| PFE Pfizer Inc. | 0.08% | 8,221 | $230K | No change |
| ABBV Abbvie Inc. | 0.08% | 1,046 | $227K | No change |
| ORCL Oracle Corp. | 0.08% | 1,541 | $226K | Reduce -44.3% |
| IVV iShares Core S&P 500 ETF | 0.08% | 333 | $217K | Add +0.6% |
| IWB iShares Russell 1000 ETF | 0.07% | 582 | $207K | No change |
| IWM iShares Russell 2000 ETF | 0.07% | 807 | $200K | No change |
| BA The Boeing Co. | 0.07% | 1,000 | $199K | No change |
| BUFP Pgim Laddered S&P 500 Buffer | 0.06% | 5,878 | $174K | Add +127.1% |
| V Visa Inc. Class A | 0.06% | 578 | $174K | Add +10.5% |
| META Meta Platforms Inc. Class A | 0.06% | 296 | $169K | Add +5.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.06% | 3,458 | $168K | No change |
| TSPA T Rowe Price US Eqy Research | 0.05% | 3,741 | $153K | No change |
| TEQI T Rowe Price Equity Income E | 0.05% | 3,219 | $144K | No change |
| GDX Vaneck Gold Miners ETF | 0.05% | 1,500 | $137K | No change |
| TBUX T Rowe Price Ultra Short-Ter | 0.05% | 2,736 | $136K | Reduce -22.7% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.04% | 1,682 | $128K | No change |
| TCAF T Rowe PRC Cap Appreciation | 0.04% | 3,503 | $124K | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.04% | 210 | $121K | No change |
| HD Home Depot Inc. | 0.04% | 346 | $114K | No change |
| GE General Electric filed as GE AEROSPACE | 0.04% | 400 | $113K | No change |
| JPM JPMorgan Chase & Co. | 0.04% | 387 | $113K | Add +9.6% |
| ADP Automatic Data Processing | 0.04% | 548 | $111K | No change |
| PANW Palo Alto Networks Inc. | 0.04% | 694 | $111K | Add +10.2% |
| ABT Abbott Laboratories | 0.04% | 1,065 | $109K | No change |
| SUSA iShares ESG Optimized MSCI U | 0.04% | 773 | $102K | Reduce -42.7% |
| HDV iShares Core High Dividend E | 0.03% | 715 | $97K | No change |
| PNC PNC Financial Services Group | 0.03% | 458 | $95K | No change |
| RSP Invesco S&P 500 Equal Weight | 0.03% | 484 | $92K | No change |
| PEP Pepsico Inc. | 0.03% | 580 | $90K | No change |
| GEV GE Vernova Inc. | 0.03% | 103 | $89K | Add +4.0% |
| EES Wisdomtree US Smallcap Fund | 0.03% | 1,350 | $78K | No change |
| DVY iShares Select Dividend ETF | 0.03% | 497 | $75K | No change |
| IWS iShares Russell Mid-Cap Valu | 0.03% | 517 | $75K | No change |
| JAAA Janus Henderson Aaa Clo ETF | 0.03% | 1,500 | $75K | No change |
| VYM Vanguard High DVD Yield ETF | 0.03% | 502 | $74K | No change |
| CTVA Corteva Inc. | 0.02% | 854 | $71K | No change |
| NEE Nextera Energy Inc. | 0.02% | 729 | $67K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $18K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 650 | $18K | No change |
Total filed on the 13F, all lines: $287.6M.
Portfolio Sells Q4 2025 → Q1 2026
| ESGV Vanguard ESG US Stock ETF | Reduce -4.6% | 6.50% | −0.76 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -0.3% | 4.83% | −0.52 |
| DFAU Dimensional US Core Equity M | Reduce -0.3% | 15.11% | −0.43 |
| USXF iShares ESG Advance MSCI USA | Reduce -5.8% | 4.37% | −0.41 |
| VIGI Vanguard Int Div App Indx FD | Reduce -9.6% | 2.35% | −0.31 |
| QLTY GMO U.S. Quality ETF | Reduce -4.3% | 2.24% | −0.22 |
| JPST JPMorgan Ultra-Short Income | Reduce -7.3% | 2.68% | −0.18 |
| AAPL Apple Inc. | Reduce -0.7% | 2.14% | −0.14 |
| ORCL Oracle Corp. | Reduce -44.3% | 0.08% | −0.11 |
| IWF iShares Russell 1000 Growth | Reduce -0.6% | 0.67% | −0.07 |
| CMF iShares California Muni Bond | Reduce -2.2% | 3.04% | −0.07 |
| VXUS Vanguard Total Intl Stock | Reduce -15.7% | 0.43% | −0.06 |
| JMUB JPMorgan Municipal ETF | Reduce -6.5% | 0.89% | −0.06 |
| VOO Vanguard S&P 500 ETF | Reduce -13.4% | 0.29% | −0.06 |
| JIRE JPMorgan Int Res Enh Eqty | Reduce -4.3% | 1.95% | −0.04 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -2.8% | 0.64% | −0.04 |
| NVDA Nvidia Corp. | Reduce -12.0% | 0.18% | −0.04 |
| TSLA Tesla Inc. | Reduce -2.1% | 0.15% | −0.03 |
| HYXF iShares ESG Adv High Yield | Reduce -5.6% | 0.47% | −0.03 |
| SUSA iShares ESG Optimized MSCI U | Reduce -42.7% | 0.04% | −0.03 |
| NOW ServiceNow Inc. | Sold out | 0.00% | −0.02 |
| DMXF iShares ESG Advanc MSCI Eafe | Reduce -2.5% | 1.97% | −0.02 |
| TDVG T Rowe Price Dividend Growth | Reduce -3.0% | 0.64% | −0.02 |
| TBUX T Rowe Price Ultra Short-Ter | Reduce -22.7% | 0.05% | −0.01 |
| NUSA Nuv ESG 1-5 YR US AB ETF-Usd | Reduce -9.0% | 0.13% | −0.01 |
| AXP American Express Co. | Reduce -18.8% | 0.01% | −0.01 |
| PTC PTC Inc. | Sold out | 0.00% | −0.01 |
| BIV Vanguard Intermediate-Term B | Reduce -20.3% | 0.02% | −0.01 |
| DLB Dolby Laboratories Inc. Class A | Sold out | 0.00% | −0.00 |
| TMO Thermo Fisher Scientific Inc. | Reduce -27.6% | 0.01% | −0.00 |
| XLE SS Energy Select Sector | Sold out | 0.00% | −0.00 |
| DELL Dell Technologies -C | Sold out | 0.00% | −0.00 |
| GEO The Geo Group Inc. | Reduce -66.7% | 0.00% | −0.00 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -16.1% | 0.02% | −0.00 |
| LOW Lowe's Cos Inc. | Reduce -58.8% | 0.00% | −0.00 |
| UBER Uber Technologies Inc. | Sold out | 0.00% | −0.00 |
| CGHM Cap Group Muni High-Income | Reduce -0.9% | 0.44% | −0.00 |
| MRVL Marvell Technology Inc. | Reduce -50.0% | 0.00% | −0.00 |
| PBD Invesco Global Clean Energy | Sold out | 0.00% | −0.00 |
| MA Mastercard Inc. Class A | Sold out | 0.00% | −0.00 |
| PG The Procter & Gamble Co. | Sold out | 0.00% | −0.00 |
| TDAY USA Today Co. Inc. | Sold out | 0.00% | −0.00 |
| HELO JPMorgan Hedged Equity ETF | Sold out | 0.00% | −0.00 |
| FG F&G Annuities & Life Inc. | Sold out | 0.00% | 0.00 |
| HBIO Harvard Bioscience Inc. | Reduce -90.0% | 0.00% | 0.00 |
| SPHY SS SPDR P High Yield ETF | Sold out | 0.00% | 0.00 |
| ACWV iShares MSCI Global Min Vol | Reduce -1.0% | 1.85% | +0.01 |
| DFAX Dimensional World Ex US Core | Reduce -4.0% | 3.11% | +0.02 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -0.6% | 0.84% | +0.03 |
| DFIV Dimensional International Va | Reduce -3.5% | 5.89% | +0.19 |
Portfolio Buys Q4 2025 → Q1 2026
| JPIB JPMorgan Intl BND ETF | Add +43.7% | 4.03% | +1.21 |
| INMU iShares Intermediate Muni Inc. | Add +667.5% | 0.42% | +0.37 |
| DFAI Dimensional International Co. | Add +33.1% | 1.22% | +0.33 |
| DIHP Dimensional International Hi | Add +13.4% | 1.99% | +0.28 |
| BILZ PIMCO Ultra SHRT Govt Active | Add +106.2% | 0.53% | +0.28 |
| JCPB JPMorgan Core Plus Bond ETF | Add +3.8% | 5.66% | +0.24 |
| PBFR Pgim La S&P 500 BUF20 ETF-US | Add +5.2% | 3.54% | +0.19 |
| DUHP Dimensional US High Profi Et | Add +13.0% | 1.92% | +0.18 |
| VSGX Vanguard ESG Intl Stock ETF | Add +3.6% | 3.33% | +0.16 |
| CGSM Cap Group Short Muni Income | Add +7.8% | 1.74% | +0.14 |
| PYLD PIMCO Multisector Bond Actv | Add +11.7% | 0.37% | +0.04 |
| BUFP Pgim Laddered S&P 500 Buffer | Add +127.1% | 0.06% | +0.03 |
| VIG Vanguard Dividend Apprec ETF | Add +26.3% | 0.11% | +0.02 |
| DFAS Dimensional US Small Cap ETF | Add +1.6% | 0.46% | +0.02 |
| AMD Advanced Micro Devices | Add +2860.0% | 0.02% | +0.02 |
| XOM Exxon Mobil Corp. | New | 0.02% | +0.02 |
| IBTK iShares Ibonds Dec 2030 Trea | New | 0.02% | +0.02 |
| VLO Valero Energy Corp. | New | 0.02% | +0.02 |
| JNJ Johnson & Johnson | Add +1.0% | 0.09% | +0.02 |
| DFSI Dimensional Int Sus COR1 ETF | Add +3.5% | 0.34% | +0.01 |
| CVX Chevron Corp. | Add +129.3% | 0.01% | +0.01 |
| DFEM Dimensional Emrg MRKT Core | New | 0.01% | +0.01 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +0.4% | 0.60% | +0.01 |
| GEV GE Vernova Inc. | Add +4.0% | 0.03% | +0.01 |
| T AT&T Inc. | New | 0.01% | +0.01 |
| VEA Vanguard Ftse Developed ETF | New | 0.01% | +0.01 |
| DFSV Dimensional US Small Cap Val | New | 0.01% | +0.01 |
| IRM Iron Mountain Inc. | New | 0.01% | +0.01 |
| VWO Vanguard Ftse Emerging Marke | New | 0.01% | +0.01 |
| EUSB Ishr ESG Advn Universal BD-$ | Add +4.3% | 0.13% | +0.01 |
| MINT PIMCO Enhanced Short Maturit | New | 0.01% | +0.01 |
| GILD Gilead Sciences Inc. | Add +30.2% | 0.02% | +0.01 |
| QAI Nylim HDG MLT-STR TRC ETF-Ui | New | 0.01% | +0.01 |
| NFLX Netflix Inc. | New | 0.00% | +0.00 |
| USB US Bancorp | New | 0.00% | +0.00 |
| LNG Cheniere Energy Inc. | New | 0.00% | +0.00 |
| IVW iShares S&P 500 Growth ETF | Add +28.9% | 0.02% | +0.00 |
| ANIK Anika Therapeutics Inc. | New | 0.00% | +0.00 |
| LLY Eli Lilly & Co. | New | 0.00% | +0.00 |
| WTMF Wisdomtree MGD Futures Strat | New | 0.00% | +0.00 |
| GLD SPDR Gold Shares | New | 0.00% | +0.00 |
| VNQ Vanguard Real Estate ETF | New | 0.00% | +0.00 |
| AVGO Broadcom Inc. | New | 0.00% | +0.00 |
| VDE Vanguard Energy ETF | New | 0.00% | +0.00 |
| VFH Vanguard Financials ETF | New | 0.00% | +0.00 |
| VHT Vanguard Health Care ETF | New | 0.00% | +0.00 |
| SRE Sempra | Add +3.5% | 0.02% | +0.00 |
| EQT Eqt Corp. | Add +84.8% | 0.00% | +0.00 |
| CRM Salesforce Inc. | Add +83.3% | 0.01% | +0.00 |
| QUAL iShares MSCI USA Quality Fac | New | 0.00% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 250 | $287.6M | DFAU, ESGV, DFIV, JCPB, VUG |
| Q4 2025 | 234 | $290.9M | DFAU, ESGV, DFIV, JCPB, VUG |
| Q3 2025 | 240 | $256.3M | DFAU, ESGV, VUG, DFIV, USXF |
| Q2 2025 | 254 | $242.4M | DFAU, ESGV, VUG, DFIV, VIGI |
| Q1 2025 | 222 | $222.8M | DFAU, ESGV, VUG, DFIV, VIGI |
| Q4 2024 | 235 | $208.1M | DFAU, JCPB, ESGV, VUG, CMF |
| Q3 2024 | 216 | $203.5M | DFAU, JCPB, ESGV, CMF, VUG |
| Q2 2024 | 343 | $192.7M | DFAU, JCPB, ESGV, CMF, VUG |
| Q1 2024 | 165 | $91.3M | DFAU, DFAX, DFIV, USXF, AAPL |