Financial Connections Group, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 18, 2024), Financial Connections Group, Inc. reported 216 stock positions worth $203.5 million. Its top holding was Dimensional US Core Equity M (DFAU) at 14.0% of the portfolio, followed by JPMorgan Core Plus Bond ETF (JCPB, 10.7%) and Vanguard ESG US Stock ETF (ESGV, 8.1%). Compared with Q2 2024, it opened 9 new positions, sold out of 137, added to 32 and reduced 65. The biggest buy was JPMorgan Core Plus Bond ETF (JCPB, shares +15%) and the biggest sale an exit from JPMorgan Ltd. Duration ETF (JPLD).
- Most Recent 13F
- Q1 2026
- Location
- CORTE MADERA, CA
- CIK
- 0001907157
- Portfolio Value
- $203.5M (Q3 2024)
- SEC Filing
- 0001792704-24-000016 ↗ filed Oct 18, 2024
Holdings Value
Holdings 216 stocks · $203.5M
| DFAU Dimensional US Core Equity M | 13.96% | 715,496 | $28.4M | Reduce -1.6% |
| JCPB JPMorgan Core Plus Bond ETF | 10.73% | 452,732 | $21.8M | Add +15.3% |
| ESGV Vanguard ESG US Stock ETF | 8.13% | 162,712 | $16.5M | Add +7.9% |
| CMF iShares California Muni Bond | 6.77% | 237,105 | $13.8M | Reduce -3.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 6.68% | 35,412 | $13.6M | Reduce -0.1% |
| USXF iShares ESG Advance MSCI USA | 5.05% | 209,451 | $10.3M | Add +7.8% |
| DFAX Dimensional World Ex US Core | 5.04% | 379,701 | $10.3M | Reduce -2.1% |
| DFIV Dimensional International Va | 4.85% | 258,920 | $9.9M | Add +4.3% |
| VIGI Vanguard Int Div App Indx FD | 4.24% | 97,611 | $8.6M | Add +2.3% |
| JPST JPMorgan Ultra-Short Income | 3.57% | 142,996 | $7.3M | Add +10.6% |
| AAPL Apple Inc. | 2.78% | 24,265 | $5.7M | Reduce -1.9% |
| ACWV iShares MSCI Global Min Vol | 2.67% | 47,409 | $5.4M | Reduce -1.0% |
| VSGX Vanguard ESG Intl Stock ETF | 2.38% | 78,876 | $4.9M | Add +6.6% |
| DMXF iShares ESG Advanc MSCI Eafe | 2.27% | 64,095 | $4.6M | Add +5.3% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 1.83% | 14,166 | $3.7M | No change |
| DFAS Dimensional US Small Cap ETF | 1.36% | 42,606 | $2.8M | Reduce -7.3% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.30% | 51,686 | $2.6M | Reduce -2.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.09% | 4,827 | $2.2M | Reduce -1.1% |
| QLTY GMO U.S. Quality ETF | 1.09% | 68,126 | $2.2M | Add +18.9% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.00% | 54,043 | $2.0M | Reduce -0.5% |
| TDVG T Rowe Price Dividend Growth | 0.97% | 48,023 | $2.0M | Reduce -9.1% |
| IWF iShares Russell 1000 Growth | 0.92% | 4,974 | $1.9M | No change |
| ESML iShares ESG Aware MSCI USA S | 0.87% | 42,101 | $1.8M | Reduce -0.9% |
| JMUB JPMorgan Municipal ETF | 0.83% | 32,799 | $1.7M | Add +38.0% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.82% | 6,230 | $1.7M | Reduce -1.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.80% | 5,769 | $1.6M | Add +1.7% |
| EUSB Ishr ESG Advn Universal BD-$ | 0.48% | 22,188 | $982K | Add +3.0% |
| VOO Vanguard S&P 500 ETF | 0.45% | 1,749 | $922K | Reduce -1.7% |
| PYLD PIMCO Multisector Bond Actv | 0.38% | 28,735 | $765K | Add +6.0% |
| MSFT Microsoft Corp. | 0.32% | 1,490 | $641K | Reduce -6.6% |
| PHYL Pgim Active High Yield Bond | 0.31% | 17,650 | $631K | Reduce -0.6% |
| TSLA Tesla Inc. | 0.29% | 2,253 | $589K | Reduce -9.1% |
| NUSC Nuveen ESG Small-Cap ETF | 0.27% | 12,959 | $555K | Reduce -1.9% |
| JAVA JPMorgan Active Value ETF | 0.25% | 8,091 | $518K | Reduce -0.8% |
| JIRE JPMorgan Int Res Enh Eqty | 0.25% | 7,607 | $502K | New |
| ORCL Oracle Corp. | 0.24% | 2,866 | $488K | Reduce -1.4% |
| DFSU Dimensional US Sus CORE1 ETF | 0.22% | 12,227 | $454K | Add +1.2% |
| UNP Union Pacific Corp. | 0.22% | 1,833 | $451K | No change |
| DFSI Dimensional Int Sus COR1 ETF | 0.18% | 10,471 | $374K | Add +1.0% |
| VXUS Vanguard Total Intl Stock | 0.18% | 5,732 | $371K | Reduce -4.4% |
| GOOGL Alphabet Inc. Class A | 0.17% | 2,150 | $356K | Reduce -18.7% |
| AMZN Amazon.com Inc. | 0.17% | 1,804 | $336K | Reduce -10.7% |
| SUSA iShares ESG Optimized MSCI U | 0.14% | 2,313 | $278K | No change |
| TBUX T Rowe Price Ultra Short-Ter | 0.13% | 5,341 | $265K | Reduce -10.9% |
| VIG Vanguard Dividend Apprec ETF | 0.12% | 1,197 | $237K | No change |
| JNJ Johnson & Johnson | 0.11% | 1,409 | $228K | Reduce -13.2% |
| TEQI T Rowe Price Equity Income E | 0.10% | 5,048 | $210K | Reduce -7.3% |
| ABBV Abbvie Inc. | 0.10% | 1,046 | $206K | Reduce -12.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.10% | 357 | $204K | No change |
| IVV iShares Core S&P 500 ETF | 0.09% | 331 | $190K | No change |
| IWB iShares Russell 1000 ETF | 0.09% | 582 | $182K | No change |
| IWM iShares Russell 2000 ETF | 0.09% | 807 | $178K | Reduce -36.4% |
| DFUS Dimensional US Eq MKT ETF | 0.09% | 2,839 | $176K | No change |
| META Meta Platforms Inc. Class A | 0.08% | 280 | $160K | Reduce -18.6% |
| V Visa Inc. Class A | 0.07% | 551 | $151K | Reduce -16.8% |
| HD Home Depot Inc. | 0.07% | 346 | $140K | No change |
| TSPA T Rowe Price US Eqy Research | 0.07% | 3,741 | $135K | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.06% | 3,113 | $123K | Reduce -4.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.06% | 1,811 | $122K | Add +0.1% |
| ABT Abbott Laboratories | 0.06% | 1,065 | $121K | Reduce -10.1% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.06% | 1,002 | $119K | Reduce -3.6% |
| TCAF T Rowe PRC Cap Appreciation | 0.06% | 3,501 | $116K | No change |
| PANW Palo Alto Networks Inc. | 0.05% | 315 | $107K | No change |
| UNH Unitedhealth Group Inc. | 0.05% | 184 | $107K | Reduce -17.9% |
| CRM Salesforce Inc. | 0.05% | 377 | $103K | Reduce -9.4% |
| JPIB JPMorgan Intl BND ETF | 0.05% | 2,008 | $97K | Add +1.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.04% | 185 | $90K | Reduce -5.6% |
| RSP Invesco S&P 500 Equal Weight | 0.04% | 484 | $86K | No change |
| TFLR T Rowe Price Floating RT ETF | 0.04% | 1,667 | $86K | No change |
| VCIT Vanguard Int-Term Corporate | 0.04% | 1,016 | $85K | Add +0.7% |
| NOW ServiceNow Inc. | 0.04% | 93 | $83K | Add +6.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.04% | 811 | $78K | No change |
| AMAT Applied Materials Inc. | 0.04% | 378 | $76K | Reduce -6.9% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.04% | 2,556 | $76K | Add +19.0% |
| CL Colgate-Palmolive Co. | 0.04% | 706 | $73K | No change |
| NFLX Netflix Inc. | 0.04% | 104 | $73K | Reduce -4.6% |
| EES Wisdomtree US Smallcap Fund | 0.03% | 1,350 | $71K | No change |
| NEE Nextera Energy Inc. | 0.03% | 829 | $70K | Reduce -5.0% |
| IWS iShares Russell Mid-Cap Valu | 0.03% | 517 | $68K | No change |
| DVY iShares Select Dividend ETF | 0.03% | 497 | $67K | No change |
| VYM Vanguard High DVD Yield ETF | 0.03% | 526 | $67K | No change |
| DFAT Dimensional US Target Value | 0.03% | 1,180 | $65K | No change |
| VB Vanguard Most SM-Cap ETF-Usd | 0.03% | 271 | $64K | Reduce -15.6% |
| ADP Automatic Data Processing | 0.03% | 223 | $61K | No change |
| TMO Thermo Fisher Scientific Inc. | 0.03% | 100 | $61K | Reduce -9.1% |
| GOOG Alphabet Inc. Class C | 0.03% | 358 | $59K | Reduce -28.4% |
| HDV iShares Core High Dividend E | 0.03% | 508 | $59K | No change |
| ADBE Adobe Inc. | 0.03% | 113 | $58K | No change |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.03% | 205 | $54K | No change |
| PHO Invesco Water Resources ETF | 0.02% | 703 | $49K | No change |
| ITOT iShares Core S&P Total U.S. | 0.02% | 392 | $49K | No change |
| CSX CSX Corp. | 0.02% | 1,371 | $47K | Add +1858.6% |
| KO The Coca-Cola Co. | 0.02% | 656 | $47K | Reduce -10.9% |
| PEP Pepsico Inc. | 0.02% | 264 | $45K | No change |
| AXP American Express Co. | 0.02% | 165 | $44K | Reduce -50.6% |
| GILD Gilead Sciences Inc. | 0.02% | 504 | $42K | No change |
| IDXX Idexx Laboratories Inc. | 0.02% | 84 | $42K | No change |
| NVDA Nvidia Corp. | 0.02% | 348 | $42K | Reduce -58.6% |
| BIV Vanguard Intermediate-Term B | 0.02% | 516 | $40K | Add +1.0% |
| DHR Danaher Corp. | 0.02% | 141 | $39K | Reduce -31.9% |
Portfolio Sells Q2 2024 → Q3 2024
| JPLD JPMorgan Ltd. Duration ETF | Sold out | 0.00% | −1.51 |
| CMF iShares California Muni Bond | Reduce -3.7% | 6.77% | −0.49 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -0.1% | 6.68% | −0.19 |
| DFAU Dimensional US Core Equity M | Reduce -1.6% | 13.96% | −0.18 |
| TDVG T Rowe Price Dividend Growth | Reduce -9.1% | 0.97% | −0.09 |
| HOOD Robinhood Markets Inc. Class A | Sold out | 0.00% | −0.08 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -2.4% | 1.30% | −0.08 |
| DFAS Dimensional US Small Cap ETF | Reduce -7.3% | 1.36% | −0.07 |
| GOOGL Alphabet Inc. Class A | Reduce -18.7% | 0.17% | −0.07 |
| DFAX Dimensional World Ex US Core | Reduce -2.1% | 5.04% | −0.07 |
| SCHP Schwab U.S. Tips ETF | Sold out | 0.00% | −0.07 |
| IJH iShares Core S&P Midcap ETF | Sold out | 0.00% | −0.06 |
| MSFT Microsoft Corp. | Reduce -6.6% | 0.32% | −0.05 |
| IWM iShares Russell 2000 ETF | Reduce -36.4% | 0.09% | −0.05 |
| IEFA iShares Core MSCI Eafe ETF | Sold out | 0.00% | −0.04 |
| RPD RAPID7 Inc. | Sold out | 0.00% | −0.04 |
| AMZN Amazon.com Inc. | Reduce -10.7% | 0.17% | −0.04 |
| NVDA Nvidia Corp. | Reduce -58.6% | 0.02% | −0.03 |
| IJR iShares Core S&P Small-Cap E | Sold out | 0.00% | −0.03 |
| MRK Merck & Co. Inc. | Reduce -70.9% | 0.01% | −0.02 |
| TBUX T Rowe Price Ultra Short-Ter | Reduce -10.9% | 0.13% | −0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Sold out | 0.00% | −0.02 |
| AVGO Broadcom Inc. | Sold out | 0.00% | −0.02 |
| COST Costco Wholesale Corp. | Sold out | 0.00% | −0.02 |
| HON Honeywell International Inc. | Sold out | 0.00% | −0.02 |
| RMD Resmed Inc. | Sold out | 0.00% | −0.02 |
| MELI MercadoLibre Inc. | Sold out | 0.00% | −0.02 |
| AXP American Express Co. | Reduce -50.6% | 0.02% | −0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -3.6% | 0.06% | −0.02 |
| GOOG Alphabet Inc. Class C | Reduce -28.4% | 0.03% | −0.02 |
| JPM JPMorgan Chase & Co. | Reduce -60.1% | 0.01% | −0.02 |
| QCOM Qualcomm Inc. | Sold out | 0.00% | −0.02 |
| BKNG Booking Holdings Inc. | Sold out | 0.00% | −0.02 |
| SHY iShares 1-3 Year Treasury Bo | Sold out | 0.00% | −0.02 |
| ITW Illinois Tool Works | Sold out | 0.00% | −0.02 |
| V Visa Inc. Class A | Reduce -16.8% | 0.07% | −0.02 |
| GE General Electric | Reduce -87.3% | 0.00% | −0.01 |
| CAT Caterpillar Inc. | Sold out | 0.00% | −0.01 |
| SCZ iShares MSCI Eafe Small-Cap | Sold out | 0.00% | −0.01 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -52.3% | 0.01% | −0.01 |
| AMAT Applied Materials Inc. | Reduce -6.9% | 0.04% | −0.01 |
| FSLR First Solar Inc. | Sold out | 0.00% | −0.01 |
| MA Mastercard Inc. Class A | Sold out | 0.00% | −0.01 |
| VT Vanguard Tot World STK ETF | Sold out | 0.00% | −0.01 |
| AVLV Avantis US Large Cap Value | Sold out | 0.00% | −0.01 |
| BSX Boston Scientific Corp. | Sold out | 0.00% | −0.01 |
| META Meta Platforms Inc. Class A | Reduce -18.6% | 0.08% | −0.01 |
| JNJ Johnson & Johnson | Reduce -13.2% | 0.11% | −0.01 |
| LLY Eli Lilly & Co. | Sold out | 0.00% | −0.01 |
| VGSR Vert GLB Sust Re ETF | Reduce -12.1% | 0.01% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| JCPB JPMorgan Core Plus Bond ETF | Add +15.3% | 10.73% | +1.29 |
| ESGV Vanguard ESG US Stock ETF | Add +7.9% | 8.13% | +0.57 |
| USXF iShares ESG Advance MSCI USA | Add +7.8% | 5.05% | +0.36 |
| JIRE JPMorgan Int Res Enh Eqty | New | 0.25% | +0.25 |
| DFIV Dimensional International Va | Add +4.3% | 4.85% | +0.22 |
| VIGI Vanguard Int Div App Indx FD | Add +2.3% | 4.24% | +0.21 |
| JMUB JPMorgan Municipal ETF | Add +38.0% | 0.83% | +0.21 |
| VSGX Vanguard ESG Intl Stock ETF | Add +6.6% | 2.38% | +0.18 |
| JPST JPMorgan Ultra-Short Income | Add +10.6% | 3.57% | +0.18 |
| QLTY GMO U.S. Quality ETF | Add +18.9% | 1.09% | +0.17 |
| DMXF iShares ESG Advanc MSCI Eafe | Add +5.3% | 2.27% | +0.14 |
| CSX CSX Corp. | Add +1858.6% | 0.02% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +1.7% | 0.80% | +0.02 |
| PYLD PIMCO Multisector Bond Actv | Add +6.0% | 0.38% | +0.02 |
| DFSI Dimensional Int Sus COR1 ETF | Add +1.0% | 0.18% | +0.01 |
| EUSB Ishr ESG Advn Universal BD-$ | Add +3.0% | 0.48% | +0.01 |
| NOW ServiceNow Inc. | Add +6.9% | 0.04% | +0.01 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +19.0% | 0.04% | +0.01 |
| DFSU Dimensional US Sus CORE1 ETF | Add +1.2% | 0.22% | +0.00 |
| FNF Fidelity National Financial | New | 0.00% | +0.00 |
| BABA Alibaba Group Holding-SP ADR | New | 0.00% | +0.00 |
| NVX Novonix Limited | New | 0.00% | +0.00 |
| UWMC Uwm Holdings Corp. | Add +1.4% | 0.01% | +0.00 |
| VZ Verizon Communications Inc. | Add +0.0% | 0.00% | +0.00 |
| LUNR Intuitive Machines Inc. | New | 0.00% | +0.00 |
| ABR Arbor Realty Trust Inc. | Add +3.2% | 0.01% | +0.00 |
| AGNC AGNC Investment Corp. | Add +3.6% | 0.01% | +0.00 |
| INCY Incyte Corp. | New | 0.00% | +0.00 |
| QS Quantumscape Corp. | New | 0.00% | +0.00 |
| U Unity Software Inc. | New | 0.00% | +0.00 |
| EDV Vanguard Extended Dur Treas | Add +1.4% | 0.00% | +0.00 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +0.1% | 0.06% | +0.00 |
| VCIT Vanguard Int-Term Corporate | Add +0.7% | 0.04% | +0.00 |
| VEU Vanguard Ftse All-World Ex-U | Add +0.4% | 0.01% | +0.00 |
| DNA Ginkgo Bioworks Holdings Inc. | New | 0.00% | 0.00 |
| BIV Vanguard Intermediate-Term B | Add +1.0% | 0.02% | −0.00 |
| VTIP Vanguard Short-Term Tips | Add +0.5% | 0.00% | −0.00 |
| EPD Enterprise Products Partners | Add +1.8% | 0.01% | −0.00 |
| GOVT iShares US Treasury Bond ETF | Add +0.9% | 0.01% | −0.00 |
| JPIB JPMorgan Intl BND ETF | Add +1.5% | 0.05% | −0.00 |
| INTC Intel Corp. | Add +0.4% | 0.01% | −0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 250 | $287.6M | DFAU, ESGV, DFIV, JCPB, VUG |
| Q4 2025 | 234 | $290.9M | DFAU, ESGV, DFIV, JCPB, VUG |
| Q3 2025 | 240 | $256.3M | DFAU, ESGV, VUG, DFIV, USXF |
| Q2 2025 | 254 | $242.4M | DFAU, ESGV, VUG, DFIV, VIGI |
| Q1 2025 | 222 | $222.8M | DFAU, ESGV, VUG, DFIV, VIGI |
| Q4 2024 | 235 | $208.1M | DFAU, JCPB, ESGV, VUG, CMF |
| Q3 2024 | 216 | $203.5M | DFAU, JCPB, ESGV, CMF, VUG |
| Q2 2024 | 343 | $192.7M | DFAU, JCPB, ESGV, CMF, VUG |
| Q1 2024 | 165 | $91.3M | DFAU, DFAX, DFIV, USXF, AAPL |