Financial Connections Group, Inc.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 10, 2025), Financial Connections Group, Inc. reported 240 stock positions worth $256.3 million. Its top holding was Dimensional US Core Equity M (DFAU) at 13.4% of the portfolio, followed by Vanguard ESG US Stock ETF (ESGV, 8.3%) and Vanguard Mrngstar GR ETF-Sui (VUG, 6.0%). Compared with Q2 2025, it opened 15 new positions, sold out of 29, added to 39 and reduced 62. The biggest buy was Vanguard ESG Intl Stock ETF (VSGX, shares +17%) and the biggest sale Vanguard Int Div App Indx FD (VIGI, shares −16%).
- Most Recent 13F
- Q1 2026
- Location
- CORTE MADERA, CA
- CIK
- 0001907157
- Portfolio Value
- $256.3M (Q3 2025)
- SEC Filing
- 0001907157-25-000038 ↗ filed Oct 10, 2025
Holdings Value
Holdings 240 stocks · $256.3M
| DFAU Dimensional US Core Equity M | 13.36% | 748,181 | $34.2M | Reduce -2.5% |
| ESGV Vanguard ESG US Stock ETF | 8.25% | 178,571 | $21.1M | Add +3.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 5.97% | 31,920 | $15.3M | Reduce -7.2% |
| DFIV Dimensional International Va | 5.46% | 303,202 | $14.0M | Add +0.6% |
| USXF iShares ESG Advance MSCI USA | 5.30% | 237,052 | $13.6M | Add +6.5% |
| JCPB JPMorgan Core Plus Bond ETF | 4.61% | 248,599 | $11.8M | Add +2.8% |
| VIGI Vanguard Int Div App Indx FD | 4.15% | 118,728 | $10.6M | Reduce -16.3% |
| CMF iShares California Muni Bond | 3.53% | 158,779 | $9.1M | Reduce -4.6% |
| PBFR Pgim La S&P 500 BUF20 ETF-US | 3.48% | 311,967 | $8.9M | Add +1.0% |
| DFAX Dimensional World Ex US Core | 3.45% | 281,775 | $8.8M | Reduce -5.3% |
| DFUS Dimensional US Eq MKT ETF | 3.19% | 113,025 | $8.2M | Add +0.7% |
| VSGX Vanguard ESG Intl Stock ETF | 3.17% | 117,107 | $8.1M | Add +16.6% |
| JPST JPMorgan Ultra-Short Income | 2.75% | 138,851 | $7.0M | Reduce -2.8% |
| QLTY GMO U.S. Quality ETF | 2.69% | 190,378 | $6.9M | Add +3.8% |
| AAPL Apple Inc. | 2.43% | 24,456 | $6.2M | Reduce -4.3% |
| JIRE JPMorgan Int Res Enh Eqty | 2.26% | 78,928 | $5.8M | Reduce -1.5% |
| DMXF iShares ESG Advanc MSCI Eafe | 2.26% | 76,398 | $5.8M | Add +1.1% |
| ACWV iShares MSCI Global Min Vol | 2.14% | 45,701 | $5.5M | Reduce -1.8% |
| CGSM Cap Group Short Muni Income | 1.84% | 178,940 | $4.7M | Add +6.4% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 1.68% | 13,985 | $4.3M | Reduce -1.3% |
| JMUB JPMorgan Municipal ETF | 1.06% | 53,835 | $2.7M | Reduce -14.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.95% | 4,827 | $2.4M | No change |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.88% | 52,933 | $2.3M | Reduce -0.8% |
| IWF iShares Russell 1000 Growth | 0.84% | 4,617 | $2.2M | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.77% | 6,041 | $2.0M | Reduce -8.0% |
| NUSA Nuv ESG 1-5 YR US AB ETF-Usd | 0.77% | 83,920 | $2.0M | Add +7.7% |
| DFSU Dimensional US Sus CORE1 ETF | 0.73% | 44,330 | $1.9M | Reduce -2.7% |
| TDVG T Rowe Price Dividend Growth | 0.73% | 42,616 | $1.9M | No change |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.66% | 5,718 | $1.7M | Reduce -8.2% |
| DFAS Dimensional US Small Cap ETF | 0.54% | 20,340 | $1.4M | Reduce -11.8% |
| VXUS Vanguard Total Intl Stock | 0.54% | 18,960 | $1.4M | Reduce -0.1% |
| CGHM Cap Group Muni High-Income | 0.50% | 51,027 | $1.3M | Add +18.4% |
| VOO Vanguard S&P 500 ETF | 0.39% | 1,618 | $990K | Reduce -0.6% |
| PYLD PIMCO Multisector Bond Actv | 0.35% | 33,115 | $888K | Add +20.3% |
| DUHP Dimensional US High Profi Et | 0.33% | 22,220 | $839K | New |
| DFSI Dimensional Int Sus COR1 ETF | 0.32% | 19,802 | $810K | Add +0.6% |
| ORCL Oracle Corp. | 0.30% | 2,766 | $777K | Reduce -3.5% |
| MSFT Microsoft Corp. | 0.29% | 1,439 | $745K | No change |
| GOOGL Alphabet Inc. Class A | 0.28% | 2,982 | $725K | Reduce -16.8% |
| PLTR Palantir Technologies Inc. Class A | 0.28% | 3,941 | $718K | Reduce -62.4% |
| ESML iShares ESG Aware MSCI USA S | 0.27% | 15,384 | $693K | Reduce -0.5% |
| BILZ PIMCO Ultra SHRT Govt Active | 0.27% | 6,852 | $693K | Add +11.7% |
| NVDA Nvidia Corp. | 0.27% | 3,649 | $680K | Reduce -19.3% |
| DIHP Dimensional International Hi | 0.26% | 22,095 | $671K | New |
| TSLA Tesla Inc. | 0.22% | 1,289 | $573K | Reduce -7.3% |
| JAVA JPMorgan Active Value ETF | 0.20% | 7,360 | $507K | Reduce -1.0% |
| DFAI Dimensional International Co. | 0.19% | 13,561 | $492K | Add +3413.2% |
| UNP Union Pacific Corp. | 0.17% | 1,833 | $433K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.15% | 3,451 | $395K | Add +173.7% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.14% | 8,610 | $369K | Reduce -5.0% |
| GBCI Glacier Bancorp Inc. | 0.14% | 7,575 | $368K | New |
| CRWD CrowdStrike Holdings Inc. Class A | 0.14% | 746 | $365K | No change |
| LNT Alliant Energy Corp. | 0.14% | 5,200 | $350K | New |
| AMZN Amazon.com Inc. | 0.14% | 1,591 | $349K | Reduce -6.1% |
| EUSB Ishr ESG Advn Universal BD-$ | 0.13% | 7,617 | $334K | Add +3.5% |
| WFC Wells Fargo & Co. | 0.12% | 3,624 | $303K | Add +1403.7% |
| GOOG Alphabet Inc. Class C | 0.12% | 1,243 | $302K | No change |
| BMRC Bank of Marin Bancorp filed as BANK MARIN BANCORP | 0.11% | 12,000 | $291K | New |
| IWB iShares Russell 1000 ETF | 0.10% | 722 | $263K | No change |
| VIG Vanguard Dividend Apprec ETF | 0.10% | 1,139 | $245K | Reduce -4.7% |
| ABBV Abbvie Inc. | 0.09% | 1,046 | $242K | Reduce -10.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.09% | 357 | $237K | No change |
| IVV iShares Core S&P 500 ETF | 0.09% | 331 | $221K | No change |
| BA The Boeing Co. | 0.08% | 1,000 | $215K | New |
| PFE Pfizer Inc. | 0.08% | 8,221 | $209K | Add +573.3% |
| META Meta Platforms Inc. Class A | 0.08% | 280 | $205K | No change |
| IWM iShares Russell 2000 ETF | 0.08% | 807 | $195K | No change |
| JNJ Johnson & Johnson | 0.08% | 1,042 | $193K | Reduce -4.6% |
| MRK Merck & Co. Inc. | 0.07% | 2,271 | $190K | Add +1510.6% |
| SUSA iShares ESG Optimized MSCI U | 0.07% | 1,350 | $183K | No change |
| V Visa Inc. Class A | 0.07% | 535 | $182K | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.07% | 3,458 | $178K | Add +11.1% |
| TBUX T Rowe Price Ultra Short-Ter | 0.07% | 3,539 | $176K | No change |
| PXF Invesco Rafi Developed Marke | 0.07% | 2,794 | $170K | No change |
| JPIB JPMorgan Intl BND ETF | 0.06% | 3,318 | $162K | Add +49.5% |
| ADP Automatic Data Processing | 0.06% | 548 | $160K | No change |
| TSPA T Rowe Price US Eqy Research | 0.06% | 3,741 | $156K | No change |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.06% | 5,791 | $152K | Reduce -16.1% |
| JAAA Janus Henderson Aaa Clo ETF | 0.06% | 2,929 | $148K | Reduce -34.2% |
| ABT Abbott Laboratories | 0.06% | 1,065 | $142K | No change |
| TEQI T Rowe Price Equity Income E | 0.06% | 3,219 | $141K | Reduce -31.3% |
| HD Home Depot Inc. | 0.05% | 346 | $140K | Reduce -5.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.05% | 1,681 | $131K | Reduce -6.8% |
| TCAF T Rowe PRC Cap Appreciation | 0.05% | 3,501 | $131K | No change |
| PANW Palo Alto Networks Inc. | 0.05% | 630 | $128K | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.05% | 210 | $126K | No change |
| GE General Electric filed as GE AEROSPACE | 0.05% | 400 | $120K | Add +1500.0% |
| JPM JPMorgan Chase & Co. | 0.04% | 343 | $108K | Reduce -14.9% |
| PNC PNC Financial Services Group | 0.04% | 458 | $92K | No change |
| RSP Invesco S&P 500 Equal Weight | 0.04% | 484 | $91K | No change |
| HDV iShares Core High Dividend E | 0.03% | 715 | $87K | Add +44.4% |
| NOW ServiceNow Inc. | 0.03% | 93 | $85K | No change |
| PEP Pepsico Inc. | 0.03% | 580 | $81K | Reduce -7.8% |
| BUFP Pgim Laddered S&P 500 Buffer | 0.03% | 2,588 | $76K | Add +52.6% |
| EES Wisdomtree US Smallcap Fund | 0.03% | 1,350 | $75K | No change |
| IWS iShares Russell Mid-Cap Valu | 0.03% | 517 | $72K | No change |
| DVY iShares Select Dividend ETF | 0.03% | 497 | $70K | No change |
| VYM Vanguard High DVD Yield ETF | 0.03% | 502 | $70K | No change |
| VB Vanguard Most SM-Cap ETF-Usd | 0.03% | 258 | $65K | No change |
| CRM Salesforce Inc. | 0.02% | 263 | $62K | Reduce -43.2% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $39K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 650 | $39K | No change |
Total filed on the 13F, all lines: $256.3M.
Portfolio Sells Q2 2025 → Q3 2025
| VIGI Vanguard Int Div App Indx FD | Reduce -16.3% | 4.15% | −1.12 |
| PLTR Palantir Technologies Inc. Class A | Reduce -62.4% | 0.28% | −0.31 |
| CMF iShares California Muni Bond | Reduce -4.6% | 3.53% | −0.29 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -7.2% | 5.97% | −0.25 |
| JPST JPMorgan Ultra-Short Income | Reduce -2.8% | 2.75% | −0.24 |
| JMUB JPMorgan Municipal ETF | Reduce -14.7% | 1.06% | −0.23 |
| DFAX Dimensional World Ex US Core | Reduce -5.3% | 3.45% | −0.15 |
| ACWV iShares MSCI Global Min Vol | Reduce -1.8% | 2.14% | −0.14 |
| JIRE JPMorgan Int Res Enh Eqty | Reduce -1.5% | 2.26% | −0.07 |
| DFAS Dimensional US Small Cap ETF | Reduce -11.8% | 0.54% | −0.06 |
| DFAU Dimensional US Core Equity M | Reduce -2.5% | 13.36% | −0.05 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -8.0% | 0.77% | −0.05 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -8.2% | 0.66% | −0.05 |
| FLOT iShares Floating Rate Bond E | Sold out | 0.00% | −0.04 |
| VCIT Vanguard Int-Term Corporate | Sold out | 0.00% | −0.04 |
| SCHW Schwab (charles) Corp. | Reduce -78.7% | 0.01% | −0.04 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -34.2% | 0.06% | −0.04 |
| CRBN Ish Low Car Opt Ms Ac ETF-US | Reduce -89.8% | 0.00% | −0.03 |
| TFLR T Rowe Price Floating RT ETF | Reduce -75.8% | 0.01% | −0.03 |
| NVDA Nvidia Corp. | Reduce -19.3% | 0.27% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.03 |
| CRM Salesforce Inc. | Reduce -43.2% | 0.02% | −0.03 |
| TEQI T Rowe Price Equity Income E | Reduce -31.3% | 0.06% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -95.5% | 0.00% | −0.02 |
| ALC Alcon Inc. | Sold out | 0.00% | −0.02 |
| BGRN iShares Usd Green Bond ETF | Sold out | 0.00% | −0.02 |
| VGIT Vanguard Intermediate-Term T | Sold out | 0.00% | −0.02 |
| GILD Gilead Sciences Inc. | Reduce -58.5% | 0.01% | −0.02 |
| AMZN Amazon.com Inc. | Reduce -6.1% | 0.14% | −0.02 |
| NEE Nextera Energy Inc. | Reduce -45.1% | 0.02% | −0.02 |
| UL Unilever PLC | Sold out | 0.00% | −0.02 |
| ELQD iShares ESG Adv Inv GR CB | Sold out | 0.00% | −0.01 |
| MDLZ Mondelez International Inc. Class A | Sold out | 0.00% | −0.01 |
| DFAT Dimensional US Target Value | Reduce -42.4% | 0.02% | −0.01 |
| ECL Ecolab Inc. | Sold out | 0.00% | −0.01 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Reduce -16.1% | 0.06% | −0.01 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.01 |
| SCHF Schwab Intl Equity ETF | Reduce -52.5% | 0.01% | −0.01 |
| TTD Trade Desk Inc./the Class A | Sold out | 0.00% | −0.01 |
| CSCO Cisco Systems Inc. | Reduce -60.1% | 0.00% | −0.01 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -0.8% | 0.88% | −0.01 |
| IBM Intl Business Machines Corp. | Sold out | 0.00% | −0.01 |
| T AT&T Inc. | Sold out | 0.00% | −0.01 |
| CSX CSX Corp. | Reduce -40.8% | 0.01% | −0.01 |
| JPM JPMorgan Chase & Co. | Reduce -14.9% | 0.04% | −0.01 |
| BMBL Bumble Inc. Class A | Sold out | 0.00% | −0.01 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Reduce -5.0% | 0.14% | −0.01 |
| APD Air Products & Chemicals Inc. | Reduce -31.8% | 0.01% | −0.01 |
| MO Altria Group Inc. | Sold out | 0.00% | −0.01 |
| MTB M & T Bank Corp. | Sold out | 0.00% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| VSGX Vanguard ESG Intl Stock ETF | Add +16.6% | 3.17% | +0.46 |
| ESGV Vanguard ESG US Stock ETF | Add +3.3% | 8.25% | +0.44 |
| USXF iShares ESG Advance MSCI USA | Add +6.5% | 5.30% | +0.35 |
| DUHP Dimensional US High Profi Et | New | 0.33% | +0.33 |
| DIHP Dimensional International Hi | New | 0.26% | +0.26 |
| DFAI Dimensional International Co. | Add +3413.2% | 0.19% | +0.19 |
| GBCI Glacier Bancorp Inc. | New | 0.14% | +0.14 |
| LNT Alliant Energy Corp. | New | 0.14% | +0.14 |
| DFIV Dimensional International Va | Add +0.6% | 5.46% | +0.13 |
| BMRC Bank of Marin Bancorp | New | 0.11% | +0.11 |
| WFC Wells Fargo & Co. | Add +1403.7% | 0.12% | +0.11 |
| QLTY GMO U.S. Quality ETF | Add +3.8% | 2.69% | +0.10 |
| DFUS Dimensional US Eq MKT ETF | Add +0.7% | 3.19% | +0.09 |
| DIS The Walt Disney Co. | Add +173.7% | 0.15% | +0.09 |
| BA The Boeing Co. | New | 0.08% | +0.08 |
| MRK Merck & Co. Inc. | Add +1510.6% | 0.07% | +0.07 |
| PFE Pfizer Inc. | Add +573.3% | 0.08% | +0.07 |
| CGHM Cap Group Muni High-Income | Add +18.4% | 0.50% | +0.07 |
| PYLD PIMCO Multisector Bond Actv | Add +20.3% | 0.35% | +0.05 |
| GE General Electric | Add +1500.0% | 0.05% | +0.04 |
| CGSM Cap Group Short Muni Income | Add +6.4% | 1.84% | +0.03 |
| CTVA Corteva Inc. | New | 0.02% | +0.02 |
| GEV GE Vernova Inc. | Add +1550.0% | 0.02% | +0.02 |
| BINC iShares Flex I A ETF-Usd Inc. | New | 0.02% | +0.02 |
| JPIB JPMorgan Intl BND ETF | Add +49.5% | 0.06% | +0.02 |
| NUSA Nuv ESG 1-5 YR US AB ETF-Usd | Add +7.7% | 0.77% | +0.02 |
| BILZ PIMCO Ultra SHRT Govt Active | Add +11.7% | 0.27% | +0.01 |
| HDV iShares Core High Dividend E | Add +44.4% | 0.03% | +0.01 |
| BUFP Pgim Laddered S&P 500 Buffer | Add +52.6% | 0.03% | +0.01 |
| BAC Bank of America Corp. | Add +11.1% | 0.07% | +0.01 |
| PRME Prime Medicine Inc. | New | 0.01% | +0.01 |
| CGXU Cap Group Intl Focus | New | 0.01% | +0.01 |
| VTRS Viatris Inc. | New | 0.00% | +0.00 |
| VGSH Vanguard Short-Term Treasury | New | 0.00% | +0.00 |
| VCSH Vanguard S/T Corp. Bond ETF | New | 0.00% | +0.00 |
| IDEV iShares Core MSCI Dev MKTS | New | 0.00% | +0.00 |
| NOBL Proshares S&P 500 Dividend A | New | 0.00% | +0.00 |
| BIV Vanguard Intermediate-Term B | Add +8.5% | 0.02% | +0.00 |
| ABR Arbor Realty Trust Inc. | Add +2.5% | 0.01% | +0.00 |
| AGNC AGNC Investment Corp. | Add +3.7% | 0.01% | +0.00 |
| LOW Lowe's Cos Inc. | Add +2.0% | 0.00% | +0.00 |
| VGSR Vert GLB Sust Re ETF | Add +1.1% | 0.01% | +0.00 |
| BND Vanguard Total Bond Market | Add +9.1% | 0.00% | 0.00 |
| VEU Vanguard Ftse All-World Ex-U | Add +0.8% | 0.01% | 0.00 |
| EDV Vanguard Extended Dur Treas | Add +1.3% | 0.00% | −0.00 |
| VTIP Vanguard Short-Term Tips | Add +1.0% | 0.00% | −0.00 |
| EPD Enterprise Products Partners | Add +1.7% | 0.00% | −0.00 |
| GOVT iShares US Treasury Bond ETF | Add +1.0% | 0.01% | −0.00 |
| ET Energy Transfer LP | Add +1.9% | 0.01% | −0.00 |
| EUSB Ishr ESG Advn Universal BD-$ | Add +3.5% | 0.13% | −0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2026 | 250 | $287.6M | DFAU, ESGV, DFIV, JCPB, VUG |
| Q4 2025 | 234 | $290.9M | DFAU, ESGV, DFIV, JCPB, VUG |
| Q3 2025 | 240 | $256.3M | DFAU, ESGV, VUG, DFIV, USXF |
| Q2 2025 | 254 | $242.4M | DFAU, ESGV, VUG, DFIV, VIGI |
| Q1 2025 | 222 | $222.8M | DFAU, ESGV, VUG, DFIV, VIGI |
| Q4 2024 | 235 | $208.1M | DFAU, JCPB, ESGV, VUG, CMF |
| Q3 2024 | 216 | $203.5M | DFAU, JCPB, ESGV, CMF, VUG |
| Q2 2024 | 343 | $192.7M | DFAU, JCPB, ESGV, CMF, VUG |
| Q1 2024 | 165 | $91.3M | DFAU, DFAX, DFIV, USXF, AAPL |