Financial Connections Group, Inc.

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 3, 2024), Financial Connections Group, Inc. reported 165 stock positions worth $91.3 million. Its top holding was Dimensional US Core Equity M (DFAU) at 28.0% of the portfolio, followed by Dimensional World Ex US Core (DFAX, 10.5%) and Dimensional International Va (DFIV, 9.9%). Compared with Q4 2023, it opened 46 new positions, sold out of 118, added to 46 and reduced 27. The biggest buy was Dimensional US Core Equity M (DFAU, shares +14%) and the biggest sale an exit from iShares California Muni Bond (CMF).

Most Recent 13F
Q1 2026
Location
CORTE MADERA, CA
CIK
0001907157
Portfolio Value
$91.3M (Q1 2024)
SEC Filing
0001792704-24-000005 ↗ filed May 3, 2024

Holdings Value

0$100.0M$200.0M$300.0M Q1 2024: $91.3M $91.3M Q1 2024 Q2 2024: $192.7M Q2 2024 Q3 2024: $203.5M Q3 2024 Q4 2024: $208.1M Q4 2024 Q1 2025: $222.8M Q1 2025 Q2 2025: $242.4M Q2 2025 Q3 2025: $256.3M Q3 2025 Q4 2025: $290.9M Q4 2025 Q1 2026: $287.6M Q1 2026

Holdings 165 stocks · $91.3M
DFAU Dimensional US Core Equity M 28.05% 700,802 $25.6M Add +14.4%
DFAX Dimensional World Ex US Core 10.52% 377,515 $9.6M Add +7.7%
DFIV Dimensional International Va 9.91% 246,143 $9.0M Add +8.5%
USXF iShares ESG Advance MSCI USA 9.11% 184,313 $8.3M Add +2.8%
AAPL Apple Inc. 4.84% 25,764 $4.4M Add +11.9%
DMXF iShares ESG Advanc MSCI Eafe 4.54% 60,812 $4.1M Add +8.1%
JPST JPMorgan Ultra-Short Income 4.44% 80,364 $4.1M Reduce -0.9%
EUSB Ishr ESG Advn Universal BD-$ 3.43% 73,051 $3.1M Add +23.7%
TDVG T Rowe Price Dividend Growth 3.30% 79,304 $3.0M Add +44.1%
DFAS Dimensional US Small Cap ETF 3.28% 48,033 $3.0M Reduce -13.7%
SPDW Ste STR SPDR PT DW Eu ETF 2.26% 57,635 $2.1M Reduce -1.8%
BRK.B Berkshire Hathaway Inc. Class B 2.23% 4,847 $2.0M Reduce -6.8%
ESML iShares ESG Aware MSCI USA S 1.89% 42,924 $1.7M Reduce -4.8%
JMUB JPMorgan Municipal ETF 0.78% 14,051 $713K Add +1.7%
PHYL Pgim Active High Yield Bond 0.76% 19,923 $698K Reduce -15.2%
PYLD PIMCO Multisector Bond Actv 0.73% 25,943 $669K Add +45.9%
NUSC Nuveen ESG Small-Cap ETF 0.71% 15,565 $648K Reduce -5.1%
DFSU Dimensional US Sus CORE1 ETF 0.71% 18,752 $646K Add +6.9%
JAVA JPMorgan Active Value ETF 0.62% 9,427 $565K Reduce -55.9%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.55% 11,061 $505K Add +6.7%
TSLA Tesla Inc. 0.47% 2,448 $431K No change
TBUX T Rowe Price Ultra Short-Ter 0.45% 8,347 $412K Reduce -4.7%
ORCL Oracle Corp. 0.40% 2,906 $366K Add +1.4%
GOOGL Alphabet Inc. Class A 0.40% 2,392 $362K Reduce -7.1%
DFSI Dimensional Int Sus COR1 ETF 0.38% 10,369 $350K Add +92.0%
AMZN Amazon.com Inc. 0.35% 1,792 $324K Add +14.2%
TEQI T Rowe Price Equity Income E 0.25% 5,752 $229K Reduce -25.8%
ABBV Abbvie Inc. 0.22% 1,094 $200K Add +4.6%
SPY SS SPDR S&P 500 ETF Trust-US 0.20% 357 $187K Add +1.4%
V Visa Inc. Class A 0.20% 662 $185K Reduce -57.6%
DFUS Dimensional US Eq MKT ETF 0.18% 2,839 $162K No change
IAGG iShares Intl Aggregate Bond 0.16% 2,881 $144K Add +4.9%
META Meta Platforms Inc. Class A 0.15% 279 $136K Reduce -72.5%
ABT Abbott Laboratories 0.14% 1,130 $129K Add +6.1%
CRM Salesforce Inc. 0.14% 416 $126K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.14% 3,254 $124K Add +4.5%
SPYM Ste STR SPDR PT S&P 500 ETF 0.12% 1,811 $112K Reduce -0.9%
TFLR T Rowe Price Floating RT ETF 0.12% 2,072 $108K Reduce -60.9%
UNH Unitedhealth Group Inc. 0.12% 215 $107K Add +6.4%
TCAF T Rowe PRC Cap Appreciation 0.12% 3,501 $106K Add +16.7%
NEE Nextera Energy Inc. 0.11% 1,593 $102K Add +2.8%
AMAT Applied Materials Inc. 0.09% 406 $84K Add +7.4%
AXP American Express Co. 0.08% 334 $77K Reduce -81.8%
TSPA T Rowe Price US Eqy Research 0.08% 2,241 $74K Add +2928.4%
EES Wisdomtree US Smallcap Fund 0.07% 1,350 $68K No change
NFLX Netflix Inc. 0.07% 109 $67K Add +4.8%
NOW ServiceNow Inc. 0.07% 87 $67K No change
DFAT Dimensional US Target Value 0.07% 1,180 $65K Reduce -2.4%
MRK Merck & Co. Inc. 0.07% 488 $65K No change
QQQ Invesco QQQ Trust Series 1 0.07% 142 $64K No change
HYXF iShares ESG Adv High Yield 0.07% 1,360 $63K Reduce -9.0%
IEFA iShares Core MSCI Eafe ETF 0.07% 800 $60K New
ADBE Adobe Inc. 0.06% 113 $58K No change
ADP Automatic Data Processing 0.06% 223 $56K No change
HDV iShares Core High Dividend E 0.06% 508 $56K No change
NVDA Nvidia Corp. 0.06% 59 $54K Reduce -92.8%
PHO Invesco Water Resources ETF 0.05% 704 $47K Add +0.1%
IDXX Idexx Laboratories Inc. 0.05% 84 $46K No change
EMXC iShares MSCI Emr MRK Ex Chna 0.05% 725 $42K New
JPM JPMorgan Chase & Co. 0.04% 197 $40K Reduce -84.0%
IR Ingersoll-Rand Inc. 0.04% 401 $39K No change
VCIT Vanguard Int-Term Corporate 0.04% 480 $39K Add +11.6%
ORLY O'reilly Automotive Inc. 0.04% 33 $38K No change
GOOG Alphabet Inc. Class C 0.04% 240 $37K Reduce -92.6%
VGSR Vert GLB Sust Re ETF filed as MANAGER DIRECTED PORTFOLIOS 0.04% 1,529 $37K New
ISRG Intuitive Surgical Inc. 0.04% 81 $33K Reduce -79.8%
ACN Accenture PLC Class A 0.04% 93 $33K Add +9.4%
QLTY GMO U.S. Quality ETF 0.03% 1,000 $30K New
GSK GSK PLC-Spon ADR 0.03% 593 $26K No change
AVLV Avantis US Large Cap Value 0.03% 365 $24K New
GLD SPDR Gold Shares 0.03% 116 $24K No change
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.03% 690 $23K New
ZBH Zimmer Biomet Holdings Inc. 0.03% 170 $23K Add +0.6%
ABR Arbor Realty Trust Inc. 0.02% 1,617 $22K Add +3.4%
ET Energy Transfer LP 0.02% 1,298 $21K Add +2.2%
APD Air Products & Chemicals Inc. 0.02% 75 $19K Reduce -17.6%
DUK Duke Energy Corp. 0.02% 188 $19K Add +0.5%
AWK American Water Works Co. Inc. 0.02% 141 $18K No change
CMCSA Comcast Corp. Class A 0.02% 396 $18K No change
CTVA Corteva Inc. 0.02% 311 $18K Reduce -72.8%
MDY State Street SPDR S&P Midcap 0.02% 31 $18K No change
UWMC Uwm Holdings Corp. 0.02% 2,463 $18K Add +1.5%
VNQ Vanguard Real Estate ETF 0.02% 200 $18K New
NLY Annaly Capital Management Inc. 0.02% 822 $17K No change
PLTR Palantir Technologies Inc. Class A 0.02% 715 $17K No change
XLY SS Consumer Disc Select Sect 0.02% 90 $17K No change
GOVT iShares US Treasury Bond ETF 0.02% 670 $16K Add +0.6%
TOUS T Rowe PRC International Eq 0.02% 549 $16K New
CSCO Cisco Systems Inc. 0.02% 287 $15K Add +32.9%
ELQD iShares ESG Adv Inv GR CB 0.02% 172 $15K New
SPTI SS SPDR P Int Term TSY ETF 0.02% 500 $15K New
XYL Xylem Inc. 0.02% 110 $15K Add +0.9%
AGNC AGNC Investment Corp. 0.02% 1,363 $14K Add +3.8%
XOM Exxon Mobil Corp. 0.02% 113 $14K New
VALE Vale SA-SP ADR 0.01% 1,000 $13K No change
DFAI Dimensional International Co. 0.01% 386 $12K No change
WTRG Essential Utilities Inc. 0.01% 300 $12K No change
SCZ iShares MSCI Eafe Small-Cap 0.01% 185 $12K New
OBDC Blue Owl Capital Corp. 0.01% 658 $11K Add +2.5%
PCG P G & E Corp. 0.01% 600 $11K Add +500.0%
AIG American International Group 0.01% 120 $10K New
AMP Ameriprise Financial Inc. 0.01% 21 $10K New
ENB Enbridge Inc. 0.01% 264 $10K No change
XLC SS Comm Select Sector SPDR 0.01% 115 $10K No change
DFAE Dimensional Emerging Core Eq 0.01% 350 $9K No change
BDX Becton Dickinson and Co. 0.01% 29 $8K New
CME Cme Group Inc. 0.01% 34 $8K New
COP Conocophillips 0.01% 60 $8K No change
HUBS HubSpot Inc. 0.01% 12 $8K New
SDG Ish MSCI Glob Sust Deve Goal 0.01% 100 $8K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.01% 130 $8K New
MOO Vaneck Agribusiness ETF 0.01% 100 $8K No change
ALGN Align Technology Inc. 0.01% 19 $7K New
APH Amphenol Corp. Class A 0.01% 60 $7K New
AIZ Assurant Inc. 0.01% 37 $7K New
BA The Boeing Co. 0.01% 34 $7K Reduce -30.6%
SMFG Sumitomo Mitsui-Spons ADR 0.01% 562 $7K Add +0.2%
UBER Uber Technologies Inc. 0.01% 80 $7K New
VLTO Veralto Corp. 0.01% 68 $7K New
CEG Constellation Energy 0.01% 29 $6K New
COST Costco Wholesale Corp. 0.01% 7 $6K New
FCX Freeport-McMoran Inc. 0.01% 120 $6K New
MA Mastercard Inc. Class A 0.01% 12 $6K Reduce -95.1%
SPGI S&P Global Inc. 0.01% 14 $6K New
T AT&T Inc. 0.01% 275 $5K Add +1733.3%
ELV Elevance Health Inc. 0.01% 9 $5K New
DRD Drdgold Ltd.-Sponsored ADR 0.01% 538 $5K Add +0.2%
EQT Eqt Corp. 0.01% 130 $5K New
VOTE TCW Transform 500 ETF 0.01% 70 $5K Add +2.9%
PWRD TCW Transform Systems ETF 0.01% 61 $5K Add +1.7%
BRSL Brightstar Lottery PLC filed as INTERNATIONAL GAME TECHNOLOG 0.01% 200 $5K New
ARES Ares Management Corp. Class A 0.00% 30 $4K New
BKR Baker Hughes Co. 0.00% 90 $4K New
AVGO Broadcom Inc. 0.00% 3 $4K New
CSGP Costar Group Inc. 0.00% 40 $4K New
EXC Exelon Corp. 0.00% 93 $4K New
SHOP Shopify Inc. Class A 0.00% 40 $4K New
EG Everest Group Ltd. 0.00% 9 $4K New
CSX CSX Corp. 0.00% 70 $3K New
CHWY Chewy Inc. Class A 0.00% 170 $3K New
RPV Invesco S&P 500 Pure Value E 0.00% 25 $3K New
PBD Invesco Global Clean Energy 0.00% 200 $3K No change
LITE Lumentum Holdings Inc. 0.00% 50 $3K No change
RF Regions Financial Corp. 0.00% 135 $3K No change
SBSW Sibanye-Stillwater Ltd.-ADR 0.00% 500 $3K No change
NSLR Neostellar Capital Corp. filed as SURO CAPITAL CORP 0.00% 500 $3K No change
SYF Synchrony Financial 0.00% 50 $3K New
AMD Advanced Micro Devices 0.00% 10 $2K No change
KTB Kontoor Brands Inc. 0.00% 32 $2K No change
NUS Nu Skin Enterprises Inc. Class A 0.00% 110 $2K Add +0.9%
RIVN Rivian Automotive Inc. Class A 0.00% 100 $2K No change
TWLO Twilio Inc. Class A 0.00% 30 $2K New
VEA Vanguard Ftse Developed ETF 0.00% 33 $2K New
CRSR Corsair Gaming Inc. 0.00% 60 $1K No change
GEHC GE Healthcare Technology 0.00% 8 $1K No change
GME Gamestop Corp. Class A 0.00% 8 $1K No change
JPLD JPMorgan Ltd. Duration ETF 0.00% 1 $1K New
OGN Organon & Co. 0.00% 14 $1K No change
UCO Proshares Ultra Bloomberg CR 0.00% 5 $1K No change
SNAP Snap Inc. Class A 0.00% 20 $1K No change
VVX V2X Inc. 0.00% 6 $1K No change
WAB Wabtec Corp. 0.00% 5 $1K New
ALC Alcon Inc. filed as ALCON AG 0.00% 4 $1K No change
RIG Transocean Ltd. 0.00% 100 $1K New
ZIM Zim Integrated Shipping Serv 0.00% 50 $1K Reduce -66.0%

Portfolio Sells Q4 2023 → Q1 2024
CMF iShares California Muni Bond Sold out 0.00% −10.04
ESGV Vanguard ESG US Stock ETF Sold out 0.00% −7.95
VUG Vanguard Mrngstar GR ETF-Sui Sold out 0.00% −7.23
VIGI Vanguard Int Div App Indx FD Sold out 0.00% −4.46
ACWV iShares MSCI Global Min Vol Sold out 0.00% −3.30
VSGX Vanguard ESG Intl Stock ETF Sold out 0.00% −2.33
VV Vngrd Mrgstr LRG-Cap ETF-Usd Sold out 0.00% −2.01
VTEB Vanguard Tax-Exempt Bond ETF Sold out 0.00% −1.52
VBK Van Morst SML-Cap Gro-Usd Inc. Sold out 0.00% −1.00
IWF iShares Russell 1000 Growth Sold out 0.00% −0.98
MSFT Microsoft Corp. Sold out 0.00% −0.86
VTI VG Morningstar TS MKT ETF-US Sold out 0.00% −0.81
VOO Vanguard S&P 500 ETF Sold out 0.00% −0.54
UNP Union Pacific Corp. Sold out 0.00% −0.29
GOOG Alphabet Inc. Class C Reduce -92.6% 0.04% −0.25
NUDM Nuveen ESG Intl Devel MRK Eq Sold out 0.00% −0.25
HD Home Depot Inc. Sold out 0.00% −0.23
JNJ Johnson & Johnson Sold out 0.00% −0.23
VXUS Vanguard Total Intl Stock Sold out 0.00% −0.22
NVDA Nvidia Corp. Reduce -92.8% 0.06% −0.20
JAVA JPMorgan Active Value ETF Reduce -55.9% 0.62% −0.15
SUSA iShares ESG Optimized MSCI U Sold out 0.00% −0.15
AXP American Express Co. Reduce -81.8% 0.08% −0.14
VIG Vanguard Dividend Apprec ETF Sold out 0.00% −0.13
SCHP Schwab U.S. Tips ETF Sold out 0.00% −0.13
IWM iShares Russell 2000 ETF Sold out 0.00% −0.10
IVV iShares Core S&P 500 ETF Sold out 0.00% −0.10
PGR Progressive Corp. Sold out 0.00% −0.10
IWB iShares Russell 1000 ETF Sold out 0.00% −0.10
JPM JPMorgan Chase & Co. Reduce -84.0% 0.04% −0.09
MMM 3M Co. Sold out 0.00% −0.08
META Meta Platforms Inc. Class A Reduce -72.5% 0.15% −0.08
BSX Boston Scientific Corp. Sold out 0.00% −0.08
AMGN Amgen Inc. Sold out 0.00% −0.07
LLY Eli Lilly & Co. Sold out 0.00% −0.07
NVO Novo-Nordisk A/S-Spons ADR Sold out 0.00% −0.07
BMY Bristol-Myers Squibb Co. Sold out 0.00% −0.07
ED Consolidated Edison Inc. Sold out 0.00% −0.07
VB Vanguard Most SM-Cap ETF-Usd Sold out 0.00% −0.06
EMR Emerson Electric Co. Sold out 0.00% −0.06
RPD RAPID7 Inc. Sold out 0.00% −0.06
MA Mastercard Inc. Class A Reduce -95.1% 0.01% −0.06
V Visa Inc. Class A Reduce -57.6% 0.20% −0.06
PANW Palo Alto Networks Inc. Sold out 0.00% −0.06
TFLR T Rowe Price Floating RT ETF Reduce -60.9% 0.12% −0.06
HOOD Robinhood Markets Inc. Class A Sold out 0.00% −0.06
AEP American Electric Power Sold out 0.00% −0.05
ISRG Intuitive Surgical Inc. Reduce -79.8% 0.04% −0.05
C Citigroup Inc. Sold out 0.00% −0.04
IWS iShares Russell Mid-Cap Valu Sold out 0.00% −0.04

Portfolio Buys Q4 2023 → Q1 2024
DFAU Dimensional US Core Equity M Add +14.4% 28.05% +14.86
DFAX Dimensional World Ex US Core Add +7.7% 10.52% +4.98
DFIV Dimensional International Va Add +8.5% 9.91% +4.86
USXF iShares ESG Advance MSCI USA Add +2.8% 9.11% +4.49
DMXF iShares ESG Advanc MSCI Eafe Add +8.1% 4.54% +2.21
TDVG T Rowe Price Dividend Growth Add +44.1% 3.30% +2.04
AAPL Apple Inc. Add +11.9% 4.84% +1.97
EUSB Ishr ESG Advn Universal BD-$ Add +23.7% 3.43% +1.77
PYLD PIMCO Multisector Bond Actv Add +45.9% 0.73% +0.44
DFSU Dimensional US Sus CORE1 ETF Add +6.9% 0.71% +0.35
JMUB JPMorgan Municipal ETF Add +1.7% 0.78% +0.33
DFSI Dimensional Int Sus COR1 ETF Add +92.0% 0.38% +0.27
IUSB Ishr CR Unvrse Usd BD ETF-Ui Add +6.7% 0.55% +0.24
ORCL Oracle Corp. Add +1.4% 0.40% +0.21
AMZN Amazon.com Inc. Add +14.2% 0.35% +0.20
ABBV Abbvie Inc. Add +4.6% 0.22% +0.11
SPY SS SPDR S&P 500 ETF Trust-US Add +1.4% 0.20% +0.10
TSPA T Rowe Price US Eqy Research Add +2928.4% 0.08% +0.08
IAGG iShares Intl Aggregate Bond Add +4.9% 0.16% +0.07
BAC Bank of America Corp. Add +4.5% 0.14% +0.07
IEFA iShares Core MSCI Eafe ETF New 0.07% +0.07
ABT Abbott Laboratories Add +6.1% 0.14% +0.07
TCAF T Rowe PRC Cap Appreciation Add +16.7% 0.12% +0.06
AMAT Applied Materials Inc. Add +7.4% 0.09% +0.05
NEE Nextera Energy Inc. Add +2.8% 0.11% +0.05
UNH Unitedhealth Group Inc. Add +6.4% 0.12% +0.05
EMXC iShares MSCI Emr MRK Ex Chna New 0.05% +0.05
NFLX Netflix Inc. Add +4.8% 0.07% +0.04
VGSR Vert GLB Sust Re ETF New 0.04% +0.04
QLTY GMO U.S. Quality ETF New 0.03% +0.03
AVLV Avantis US Large Cap Value New 0.03% +0.03
CGDV Cap Group Dividend Value New 0.03% +0.03
PHO Invesco Water Resources ETF Add +0.1% 0.05% +0.02
VCIT Vanguard Int-Term Corporate Add +11.6% 0.04% +0.02
VNQ Vanguard Real Estate ETF New 0.02% +0.02
TOUS T Rowe PRC International Eq New 0.02% +0.02
ACN Accenture PLC Class A Add +9.4% 0.04% +0.02
ELQD iShares ESG Adv Inv GR CB New 0.02% +0.02
SPTI SS SPDR P Int Term TSY ETF New 0.02% +0.02
XOM Exxon Mobil Corp. New 0.02% +0.02
SCZ iShares MSCI Eafe Small-Cap New 0.01% +0.01
ZBH Zimmer Biomet Holdings Inc. Add +0.6% 0.03% +0.01
ET Energy Transfer LP Add +2.2% 0.02% +0.01
PCG P G & E Corp. Add +500.0% 0.01% +0.01
AIG American International Group New 0.01% +0.01
AMP Ameriprise Financial Inc. New 0.01% +0.01
CSCO Cisco Systems Inc. Add +32.9% 0.02% +0.01
ABR Arbor Realty Trust Inc. Add +3.4% 0.02% +0.01
DUK Duke Energy Corp. Add +0.5% 0.02% +0.01
BDX Becton Dickinson and Co. New 0.01% +0.01

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q1 2026 250$287.6MDFAU, ESGV, DFIV, JCPB, VUG
Q4 2025 234$290.9MDFAU, ESGV, DFIV, JCPB, VUG
Q3 2025 240$256.3MDFAU, ESGV, VUG, DFIV, USXF
Q2 2025 254$242.4MDFAU, ESGV, VUG, DFIV, VIGI
Q1 2025 222$222.8MDFAU, ESGV, VUG, DFIV, VIGI
Q4 2024 235$208.1MDFAU, JCPB, ESGV, VUG, CMF
Q3 2024 216$203.5MDFAU, JCPB, ESGV, CMF, VUG
Q2 2024 343$192.7MDFAU, JCPB, ESGV, CMF, VUG
Q1 2024 165$91.3MDFAU, DFAX, DFIV, USXF, AAPL