Franklin Resources Inc.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 14, 2024), Franklin Resources Inc. reported 2,733 stock positions worth $321.9 billion. Its top holding was Microsoft (MSFT) at 5.3% of the portfolio, followed by Nvidia (NVDA, 4.2%) and Amazon.com (AMZN, 2.8%). Compared with Q1 2024, it opened 151 new positions, sold out of 145, added to 1,422 and reduced 970. The biggest buy was Apple (AAPL, shares +5%) and the biggest sale Salesforce (CRM, shares −23%).
- Most Recent 13F
- Q2 2026
- Location
- San Mateo, CA
- CIK
- 0000038777
- Portfolio Value
- $321.9B (Q2 2024)
- SEC Filing
- 0000038777-24-000117 ↗ filed Aug 14, 2024
Holdings Value
Holdings 2,733 stocks · $321.9B
| MSFT Microsoft Corp. | 5.28% | 38,013,717 | $17.0B | Reduce -0.8% |
| NVDA Nvidia Corp. | 4.20% | 109,573,483 | $13.5B | Reduce -5.5% |
| AMZN Amazon.com Inc. | 2.82% | 46,899,468 | $9.1B | Add +1.3% |
| AAPL Apple Inc. | 2.56% | 39,103,208 | $8.2B | Add +5.0% |
| GOOGL Alphabet Inc. Class A | 1.33% | 23,456,375 | $4.3B | Reduce -4.4% |
| UNH Unitedhealth Group Inc. | 1.24% | 7,868,116 | $4.0B | Add +5.3% |
| GOOG Alphabet Inc. Class C | 1.17% | 20,564,746 | $3.8B | Add +0.8% |
| LLY Eli Lilly & Co. | 1.06% | 3,773,702 | $3.4B | Reduce -2.7% |
| META Meta Platforms Inc. Class A | 1.06% | 6,760,027 | $3.4B | Add +3.6% |
| MA Mastercard Inc. Class A | 0.99% | 7,197,521 | $3.2B | Reduce -2.8% |
| XOM Exxon Mobil Corp. | 0.97% | 27,107,544 | $3.1B | Add +6.5% |
| JPM JPMorgan Chase & Co. | 0.88% | 14,056,904 | $2.8B | Reduce -4.0% |
| PG The Procter & Gamble Co. | 0.88% | 17,228,507 | $2.8B | Add +2.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.88% | 71,173,617 | $2.8B | Reduce -5.2% |
| AVGO Broadcom Inc. | 0.87% | 1,738,374 | $2.8B | Add +30.2% |
| ABBV Abbvie Inc. | 0.85% | 15,954,535 | $2.7B | Add +43.1% |
| WMT Walmart Inc. | 0.84% | 40,020,855 | $2.7B | Add +6.7% |
| V Visa Inc. Class A | 0.82% | 10,058,664 | $2.6B | Reduce -0.9% |
| CVX Chevron Corp. | 0.81% | 16,626,970 | $2.6B | Add +1.0% |
| TMO Thermo Fisher Scientific Inc. | 0.79% | 4,591,071 | $2.5B | Add +12.2% |
| NEE Nextera Energy Inc. | 0.76% | 34,637,210 | $2.5B | Add +36.4% |
| NOW ServiceNow Inc. | 0.74% | 3,046,515 | $2.4B | Reduce -1.8% |
| SNPS Synopsys Inc. | 0.73% | 3,953,300 | $2.4B | Add +2.4% |
| ORCL Oracle Corp. | 0.70% | 16,073,242 | $2.3B | Reduce -11.6% |
| JNJ Johnson & Johnson | 0.69% | 15,110,788 | $2.2B | Add +21.3% |
| HON Honeywell International Inc. | 0.66% | 10,006,874 | $2.1B | Add +15.6% |
| REGN Regeneron Pharmaceuticals | 0.63% | 1,923,102 | $2.0B | Add +13.5% |
| ROP Roper Technologies Inc. | 0.63% | 3,579,096 | $2.0B | Reduce -0.1% |
| ISRG Intuitive Surgical Inc. | 0.62% | 4,514,314 | $2.0B | Add +1.3% |
| DHR Danaher Corp. | 0.62% | 8,029,970 | $2.0B | Reduce -0.1% |
| LIN Linde PLC | 0.61% | 4,461,976 | $2.0B | Reduce -2.8% |
| ADI Analog Devices Inc. | 0.57% | 7,986,937 | $1.8B | Reduce -1.3% |
| RTX RTX Corp. | 0.56% | 17,932,670 | $1.8B | Add +15.7% |
| PEP Pepsico Inc. | 0.55% | 10,756,871 | $1.8B | Add +8.9% |
| MRK Merck & Co. Inc. | 0.55% | 14,212,656 | $1.8B | Reduce -19.7% |
| TGT Target Corp. | 0.53% | 11,619,395 | $1.7B | Reduce -4.0% |
| KO The Coca-Cola Co. | 0.52% | 26,375,388 | $1.7B | Add +7.0% |
| INTU Intuit Inc. | 0.51% | 2,517,571 | $1.7B | Reduce -2.0% |
| C Citigroup Inc. | 0.50% | 25,346,500 | $1.6B | Add +10.2% |
| PNC PNC Financial Services Group | 0.49% | 10,162,208 | $1.6B | Add +5.2% |
| SCHW Schwab (charles) Corp. | 0.48% | 21,103,311 | $1.6B | Add +8.2% |
| MDT Medtronic PLC | 0.48% | 19,694,694 | $1.6B | Add +1.3% |
| ASML ASML Holding NV-NY Reg SHS | 0.48% | 1,501,289 | $1.5B | Reduce -1.5% |
| UNP Union Pacific Corp. | 0.47% | 6,696,958 | $1.5B | Add +5.4% |
| JCI Johnson Controls Internation | 0.47% | 22,659,576 | $1.5B | Reduce -7.0% |
| CDNS Cadence Design SYS Inc. | 0.47% | 4,893,881 | $1.5B | Add +12.3% |
| SYK Stryker Corp. | 0.47% | 4,404,427 | $1.5B | Reduce -8.1% |
| MCK McKesson Corp. | 0.46% | 2,512,736 | $1.5B | Add +3.2% |
| MPWR Monolithic Power Systems Inc. | 0.45% | 1,755,346 | $1.4B | Reduce -2.2% |
| UPS United Parcel Service Class B | 0.45% | 10,520,136 | $1.4B | Add +4.9% |
| COF Capital One Financial Corp. | 0.43% | 10,106,803 | $1.4B | Add +46.9% |
| COP Conocophillips | 0.43% | 12,050,752 | $1.4B | Add +46.3% |
| AZN Astrazeneca PLC-Spons ADR | 0.43% | 17,599,960 | $1.4B | Add +2.2% |
| GM General Motors Co. | 0.42% | 29,450,160 | $1.4B | Reduce -8.0% |
| TXN Texas Instruments Inc. | 0.42% | 6,970,275 | $1.4B | Reduce -35.6% |
| HD Home Depot Inc. | 0.42% | 3,905,679 | $1.3B | Add +91.2% |
| FLCB Franklin U.S. Core Bond ETF | 0.42% | 63,517,635 | $1.3B | Add +5.4% |
| QCOM Qualcomm Inc. | 0.42% | 6,721,865 | $1.3B | Reduce -17.9% |
| BSX Boston Scientific Corp. | 0.41% | 17,162,567 | $1.3B | Add +9.5% |
| PM Philip Morris International | 0.40% | 12,624,164 | $1.3B | Add +10.6% |
| SO The Southern Co. | 0.39% | 16,310,798 | $1.3B | Reduce -3.7% |
| ADBE Adobe Inc. | 0.39% | 2,260,041 | $1.3B | Add +7.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.39% | 12,600,388 | $1.3B | Reduce -5.1% |
| CRM Salesforce Inc. | 0.38% | 4,798,127 | $1.2B | Reduce -22.6% |
| FCX Freeport-McMoran Inc. | 0.38% | 24,944,107 | $1.2B | Add +10.6% |
| AMD Advanced Micro Devices | 0.37% | 7,382,373 | $1.2B | Add +15.7% |
| AMAT Applied Materials Inc. | 0.37% | 5,020,592 | $1.2B | Add +5.9% |
| NXPI NXP Semiconductors NV | 0.36% | 4,366,560 | $1.2B | Add +29.1% |
| PHM Pultegroup Inc. | 0.36% | 10,668,539 | $1.2B | Reduce -7.8% |
| APD Air Products & Chemicals Inc. | 0.35% | 4,396,413 | $1.1B | Reduce -7.0% |
| LRCX Lam Research Corp. | 0.35% | 1,046,429 | $1.1B | Add +1.4% |
| BKNG Booking Holdings Inc. | 0.35% | 280,960 | $1.1B | Reduce -3.2% |
| FDX FedEx Corp. | 0.34% | 3,661,151 | $1.1B | Add +17.8% |
| LMT Lockheed Martin Corp. | 0.33% | 2,298,586 | $1.1B | Reduce -14.4% |
| TMUS T-Mobile US Inc. | 0.33% | 5,962,992 | $1.1B | Add +4.4% |
| CMCSA Comcast Corp. Class A | 0.32% | 26,442,827 | $1.0B | Reduce -14.3% |
| IR Ingersoll-Rand Inc. | 0.32% | 11,318,611 | $1.0B | Add +4.3% |
| NOC Northrop Grumman Corp. | 0.31% | 2,284,454 | $995.9M | Add +5.9% |
| CRH CRH PLC | 0.31% | 13,202,342 | $987.4M | Add +30.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.31% | 5,673,219 | $986.1M | Add +4.0% |
| UBER Uber Technologies Inc. | 0.30% | 13,290,391 | $965.9M | Reduce -3.3% |
| MCD McDonald's Corp. | 0.30% | 3,746,730 | $954.8M | Add +16.7% |
| USPX Franklin U.S. Equity Index E | 0.29% | 19,614,158 | $934.6M | Reduce -1.2% |
| NRG NRG Energy Inc. | 0.29% | 11,934,289 | $929.2M | Reduce -18.0% |
| ACN Accenture PLC Class A | 0.29% | 3,054,548 | $926.8M | Add +1.9% |
| CI The Cigna Group | 0.29% | 2,783,279 | $920.1M | Add +10.1% |
| MU Micron Technology Inc. | 0.28% | 6,961,169 | $915.6M | Reduce -3.0% |
| CHTR Charter Communications Inc. Class A | 0.28% | 3,031,451 | $906.3M | Add +8.6% |
| ABT Abbott Laboratories | 0.28% | 8,584,021 | $892.0M | Add +0.1% |
| TT Trane Technologies PLC | 0.28% | 2,697,061 | $887.1M | Add +0.1% |
| DUK Duke Energy Corp. | 0.27% | 8,699,109 | $871.9M | Add +1.8% |
| HLT Hilton Worldwide Holdings Inc. | 0.27% | 3,969,050 | $866.0M | Add +6.3% |
| PPL PPL Corp. | 0.27% | 31,027,535 | $857.9M | Add +109.3% |
| ECL Ecolab Inc. | 0.26% | 3,581,555 | $852.4M | Reduce -1.9% |
| AMT American Tower Corp. | 0.26% | 4,383,837 | $852.1M | Add +9.4% |
| COST Costco Wholesale Corp. | 0.26% | 1,001,785 | $851.5M | Reduce -17.3% |
| APO Apollo Global Management Inc. | 0.26% | 7,050,313 | $832.4M | Add +10.8% |
| CMG Chipotle Mexican Grill Inc. | 0.26% | 13,280,064 | $832.0M | Add +5.9% |
| BLK BlackRock Finance Inc. | 0.25% | 1,038,430 | $817.6M | Add +0.1% |
| CVS CVS Health Corp. | 0.25% | 13,833,599 | $817.0M | Add +20.9% |
Options reported separately and not counted above: ORCL calls ($69.1M), QQQ puts ($2.3M), IWM puts ($1.7M), TLT calls ($854K).
Other holdings (124): bonds, preferreds, convertibles and warrants · $3.3B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 8,317,559 | $388.1M | Add +0.8% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 2,342,727 | $153.7M | Reduce -4.7% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 3,013,000 | $149.1M | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 2,347,018 | $97.4M | Add +1.2% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 65,311,000 | $89.9M | Reduce -0.1% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 41,864,000 | $88.4M | Reduce -34.5% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 70,578,000 | $81.2M | Add +0.6% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 83,294,000 | $75.9M | No change |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 68,239,000 | $73.5M | Add +0.1% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 66,069,000 | $72.3M | Reduce -4.8% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 56,000,000 | $70.3M | No change |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 35,000,000 | $69.4M | No change |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 82,151,000 | $68.8M | Reduce -12.8% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 69,761,000 | $67.3M | Add +82.0% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 31,844,000 | $67.1M | Reduce -3.1% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 70,500,000 | $66.8M | No change |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 67,499,000 | $66.3M | New |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 44,530,000 | $63.8M | Reduce -1.4% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 69,186,000 | $63.2M | No change |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 63,000,000 | $60.0M | No change |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 41,000,000 | $58.0M | No change |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 47,534,000 | $53.1M | Add +2.2% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 45,005,000 | $49.6M | No change |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 50,742,000 | $48.2M | Reduce -0.1% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 22,331,000 | $46.5M | Reduce -19.8% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 362,031 | $44.3M | Reduce -3.0% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 40,000,000 | $43.0M | No change |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 36,149,000 | $40.3M | Add +14.4% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 39,000,000 | $39.1M | No change |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 46,893,000 | $39.0M | Reduce -34.9% |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 38,081,000 | $36.3M | No change |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 37,500,000 | $34.7M | Reduce -13.8% |
| OIL STATES INTL INC (OIS 4.75 04/01/26) | NOTE 4.750% 4/0 · principal | 34,830,000 | $33.8M | No change |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 24,751,000 | $33.3M | New |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 28,000,000 | $32.3M | Reduce -26.3% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 31,500,000 | $31.9M | No change |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 35,000,000 | $31.6M | Reduce -30.0% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 56,509,000 | $31.4M | Reduce -0.2% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 35,000,000 | $31.1M | No change |
| RH (RH 0 09/15/24) | NOTE 9/1 · principal | 24,000,000 | $27.7M | No change |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 25,000,000 | $26.1M | No change |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 38,000,000 | $22.6M | No change |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 20,500,000 | $20.4M | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 20,000,000 | $20.0M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 12,619 | $15.1M | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 14,750,000 | $14.7M | Reduce -69.5% |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 30,000,000 | $14.5M | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 14,624,000 | $14.1M | Add +12.7% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 12,040,000 | $13.3M | Reduce -25.9% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 10,413,000 | $11.1M | Reduce -0.9% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 12,997,000 | $10.8M | Reduce -0.6% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 9,586,000 | $10.5M | Add +2.2% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 14,066,000 | $10.4M | Add +55.1% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 11,385,000 | $10.2M | Add +10.1% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 11,701,000 | $10.2M | Add +8.2% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 178,969 | $10.2M | Reduce -6.2% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 10,755,000 | $9.9M | Reduce -1.0% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 12,351,000 | $9.7M | Reduce -19.5% |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 6,582,000 | $9.6M | Reduce -0.7% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 9,490,000 | $9.2M | Reduce -20.2% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 2,693,000 | $9.2M | Reduce -11.2% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 4,677,000 | $9.0M | Reduce -49.0% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 10,749,000 | $8.8M | Reduce -35.3% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 8,849,000 | $8.7M | New |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 2,613,000 | $8.4M | Add +30.8% |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 8,535,000 | $7.9M | No change |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 6,411,000 | $7.8M | Reduce -1.4% |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 7,000,000 | $7.8M | No change |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 6,631,000 | $7.8M | New |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 10,279,000 | $7.7M | Reduce -77.8% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 5,780,000 | $7.2M | Reduce -12.9% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 6,464,000 | $7.2M | Add +91.1% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 7,349,000 | $7.1M | Reduce -71.1% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 6,505,000 | $7.0M | Add +17.5% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 3,955,000 | $7.0M | New |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 6,444,000 | $6.8M | No change |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 7,290,000 | $6.7M | Reduce -0.7% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 6,216,000 | $6.6M | Reduce -0.8% |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 8,135,000 | $6.6M | Reduce -7.5% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 7,874,000 | $6.6M | Reduce -4.2% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 5,328,000 | $6.5M | Reduce -0.7% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 6,690,000 | $6.4M | Add +68.8% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 6,938,000 | $6.0M | No change |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 4,570,000 | $5.3M | Reduce -1.4% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 5,000,000 | $5.3M | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 4,008,000 | $5.2M | Reduce -0.7% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 5,006,000 | $4.8M | Reduce -2.0% |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 4,900,000 | $4.8M | Reduce -34.7% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 2,996,000 | $4.6M | Reduce -16.2% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 4,750,000 | $4.6M | Reduce -1.1% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 5,083,000 | $4.6M | Reduce -1.8% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 4,696,000 | $4.3M | Reduce -0.8% |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 3,850,000 | $4.3M | No change |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 5,678,000 | $4.1M | Reduce -6.3% |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 3,000,000 | $3.6M | Reduce -76.9% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 4,000,000 | $3.5M | New |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 3,412,000 | $3.5M | Reduce -1.0% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 3,867,000 | $3.5M | Reduce -34.9% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 3,167,000 | $2.7M | No change |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 1,953,000 | $2.6M | Reduce -25.7% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 3,163,000 | $2.5M | No change |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 3,420,000 | $2.1M | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 2,146,000 | $2.0M | Reduce -78.7% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 1,430,000 | $2.0M | Reduce -36.5% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 2,031,000 | $2.0M | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 31,714 | $1.3M | Reduce -0.2% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 1,329,000 | $1.1M | Reduce -95.2% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 1,093,000 | $1.1M | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 1,000,000 | $1.0M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 1,124,000 | $933K | No change |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 781,000 | $719K | No change |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 707,000 | $648K | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 444,000 | $598K | Reduce -86.4% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 469,000 | $502K | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 356,000 | $364K | Reduce -12.8% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 206,000 | $180K | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 106,000 | $154K | Reduce -96.1% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 5,645 | $141K | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 87,000 | $115K | Reduce -96.6% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 70,000 | $58K | Reduce -98.7% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 48 | $57K | No change |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 62,000 | $56K | No change |
| NUVB.WS Nuvation Bio Inc. -CW27 | *W EXP 02/10/202 | 266,666 | $43K | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 10,001 | $2K | Add +0.0% |
Total filed on the 13F, all lines: $325.2B.
Portfolio Sells Q1 2024 → Q2 2024
| CRM Salesforce Inc. | Reduce -22.6% | 0.38% | −0.21 |
| MRK Merck & Co. Inc. | Reduce -19.7% | 0.55% | −0.20 |
| TXN Texas Instruments Inc. | Reduce -35.6% | 0.42% | −0.18 |
| MA Mastercard Inc. Class A | Reduce -2.8% | 0.99% | −0.16 |
| TGT Target Corp. | Reduce -4.0% | 0.53% | −0.15 |
| WDAY Workday Inc. Class A | Reduce -46.7% | 0.11% | −0.15 |
| DIS The Walt Disney Co. | Reduce -5.1% | 0.39% | −0.13 |
| AEE Ameren Corporation | Reduce -73.6% | 0.04% | −0.13 |
| BMY Bristol-Myers Squibb Co. | Reduce -50.1% | 0.07% | −0.13 |
| CEG Constellation Energy | Reduce -38.4% | 0.21% | −0.11 |
| EXC Exelon Corp. | Reduce -48.1% | 0.09% | −0.11 |
| CMCSA Comcast Corp. Class A | Reduce -14.3% | 0.32% | −0.11 |
| LEA Lear Corp. | Reduce -92.3% | 0.01% | −0.10 |
| TSLA Tesla Inc. | Reduce -34.8% | 0.22% | −0.09 |
| GS Goldman Sachs Group Inc. | Reduce -31.6% | 0.22% | −0.09 |
| V Visa Inc. Class A | Reduce -0.9% | 0.82% | −0.09 |
| SYK Stryker Corp. | Reduce -8.1% | 0.47% | −0.08 |
| PHM Pultegroup Inc. | Reduce -7.8% | 0.36% | −0.08 |
| ALB Albemarle Corp. | Reduce -5.8% | 0.16% | −0.08 |
| LIN Linde PLC | Reduce -2.8% | 0.61% | −0.07 |
| BILL Bill Holdings Inc. | Reduce -99.2% | 0.00% | −0.06 |
| IT Gartner Inc. | Reduce -30.1% | 0.11% | −0.06 |
| MS Morgan Stanley | Reduce -31.3% | 0.14% | −0.06 |
| WST West Pharmaceutical Services | Reduce -0.3% | 0.25% | −0.06 |
| IDXX Idexx Laboratories Inc. | Reduce -11.1% | 0.21% | −0.06 |
| LMT Lockheed Martin Corp. | Reduce -14.4% | 0.33% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -4.0% | 0.88% | −0.06 |
| IWM iShares Russell 2000 ETF | Reduce -53.9% | 0.04% | −0.06 |
| MNST Monster Beverage Corp. | Reduce -20.8% | 0.10% | −0.05 |
| YETI Yeti Holdings Inc. | Sold out | 0.00% | −0.05 |
| WMB Williams Cos Inc. | Reduce -32.5% | 0.12% | −0.05 |
| TEAM Atlassian Corp. Class A | Reduce -87.8% | 0.01% | −0.05 |
| TPR Tapestry Inc. | Reduce -95.3% | 0.00% | −0.05 |
| KHC The Kraft Heinz Co. | Reduce -17.1% | 0.11% | −0.04 |
| HUM Humana Inc. | Reduce -27.6% | 0.13% | −0.04 |
| JCI Johnson Controls Internation | Reduce -7.0% | 0.47% | −0.04 |
| HUBS HubSpot Inc. | Reduce -6.7% | 0.23% | −0.04 |
| SNOW Snowflake Inc. | Reduce -56.0% | 0.02% | −0.04 |
| VEEV Veeva Systems Inc. Class A | Reduce -9.4% | 0.09% | −0.04 |
| GM General Motors Co. | Reduce -8.0% | 0.42% | −0.04 |
| UBER Uber Technologies Inc. | Reduce -3.3% | 0.30% | −0.04 |
| MSCI MSCI Inc. | Reduce -12.6% | 0.10% | −0.04 |
| NSC Norfolk Southern Corp. | Reduce -8.8% | 0.11% | −0.04 |
| NARI Inari Medical Inc. | Reduce -91.5% | 0.00% | −0.04 |
| BAC Bank of America Corp. | Reduce -5.2% | 0.88% | −0.03 |
| FAST Fastenal Co. | Reduce -6.3% | 0.09% | −0.03 |
| CTAS Cintas Corp. | Reduce -12.2% | 0.20% | −0.03 |
| GPRE Green Plains Inc. | Reduce -65.4% | 0.01% | −0.03 |
| BHC Bausch Health Cos Inc. | Reduce -28.1% | 0.02% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -25.7% | 0.18% | −0.03 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +5.0% | 2.56% | +0.51 |
| AVGO Broadcom Inc. | Add +30.2% | 0.87% | +0.30 |
| NEE Nextera Energy Inc. | Add +36.4% | 0.76% | +0.24 |
| ABBV Abbvie Inc. | Add +43.1% | 0.85% | +0.20 |
| GOOG Alphabet Inc. Class C | Add +0.8% | 1.17% | +0.18 |
| HD Home Depot Inc. | Add +91.2% | 0.42% | +0.17 |
| AMZN Amazon.com Inc. | Add +1.3% | 2.82% | +0.14 |
| PPL PPL Corp. | Add +109.3% | 0.27% | +0.14 |
| WMT Walmart Inc. | Add +6.7% | 0.84% | +0.12 |
| COF Capital One Financial Corp. | Add +46.9% | 0.43% | +0.11 |
| REGN Regeneron Pharmaceuticals | Add +13.5% | 0.63% | +0.11 |
| GEV GE Vernova Inc. | Add +2361.4% | 0.10% | +0.10 |
| NXPI NXP Semiconductors NV | Add +29.1% | 0.36% | +0.10 |
| HON Honeywell International Inc. | Add +15.6% | 0.66% | +0.10 |
| COP Conocophillips | Add +46.3% | 0.43% | +0.09 |
| CME Cme Group Inc. | Add +2786.9% | 0.09% | +0.08 |
| RTX RTX Corp. | Add +15.7% | 0.56% | +0.08 |
| TSM Taiwan Semiconductor-SP ADR | Add +4.0% | 0.31% | +0.07 |
| RY Royal Bank of Canada | Add +309.8% | 0.09% | +0.07 |
| BSX Boston Scientific Corp. | Add +9.5% | 0.41% | +0.07 |
| ARMK Aramark | Add +5022.6% | 0.06% | +0.06 |
| PM Philip Morris International | Add +10.6% | 0.40% | +0.06 |
| UNH Unitedhealth Group Inc. | Add +5.3% | 1.24% | +0.06 |
| CSCO Cisco Systems Inc. | Add +40.5% | 0.25% | +0.06 |
| LUV Southwest Airlines Co. | Add +52.1% | 0.18% | +0.06 |
| AMAT Applied Materials Inc. | Add +5.9% | 0.37% | +0.05 |
| JNJ Johnson & Johnson | Add +21.3% | 0.69% | +0.05 |
| OTIS Otis Worldwide Corp. | Add +74.5% | 0.14% | +0.05 |
| ISRG Intuitive Surgical Inc. | Add +1.3% | 0.62% | +0.05 |
| AZN Astrazeneca PLC-Spons ADR | Add +2.2% | 0.43% | +0.05 |
| FDX FedEx Corp. | Add +17.8% | 0.34% | +0.05 |
| ADBE Adobe Inc. | Add +7.3% | 0.39% | +0.05 |
| SPOT Spotify Technology SA | Add +360.4% | 0.06% | +0.05 |
| VLUE iShares MSCI USA Value Facto | New | 0.05% | +0.05 |
| AMGN Amgen Inc. | Add +23.0% | 0.20% | +0.05 |
| NFLX Netflix Inc. | Add +15.3% | 0.23% | +0.05 |
| PFE Pfizer Inc. | Add +27.8% | 0.22% | +0.04 |
| META Meta Platforms Inc. Class A | Add +3.6% | 1.06% | +0.04 |
| KO The Coca-Cola Co. | Add +7.0% | 0.52% | +0.04 |
| HDB HDFC Bank Ltd.-ADR | Add +28.1% | 0.12% | +0.04 |
| MCK McKesson Corp. | Add +3.2% | 0.46% | +0.04 |
| FCX Freeport-McMoran Inc. | Add +10.6% | 0.38% | +0.04 |
| VRT Vertiv Holdings Co. Class A | Add +205.6% | 0.05% | +0.04 |
| CASY Casey's General Stores Inc. | Add +479.0% | 0.04% | +0.04 |
| VIK Viking Holdings Ltd. | New | 0.03% | +0.03 |
| C Citigroup Inc. | Add +10.2% | 0.50% | +0.03 |
| CDNS Cadence Design SYS Inc. | Add +12.3% | 0.47% | +0.03 |
| SCHW Schwab (charles) Corp. | Add +8.2% | 0.48% | +0.03 |
| APTV Aptiv Irish Holdings Ltd. | Add +90.4% | 0.08% | +0.03 |
| APO Apollo Global Management Inc. | Add +10.8% | 0.26% | +0.03 |
Options Activity Q1 2024 → Q2 2024
| LLY Eli Lilly & Co. | put | Sold out | 29,300 | $22.8Mbefore exit |
| TLT iShares 20+ Year Treasury BD | put | Sold out | 101,000 | $9.6Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -15.5% | 4,900 | $2.3M |
| AMZN Amazon.com Inc. | put | Sold out | 12,900 | $2.3Mbefore exit |
| BRK.B Berkshire Hathaway Inc. Class B | put | Sold out | 3,600 | $1.5Mbefore exit |
| HTZ Hertz Global Hldgs Inc. | call | Sold out | 169,100 | $1.3Mbefore exit |
| TLT iShares 20+ Year Treasury BD | call | New | 9,300 | $854K |
| AAPL Apple Inc. | put | Sold out | 3,900 | $669Kbefore exit |
| MSFT Microsoft Corp. | put | Sold out | 1,300 | $547Kbefore exit |
| TJX TJX Companies Inc. | put | Sold out | 2,000 | $203Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +0.8% | 8,317,559 | $388.1M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -4.7% | 2,342,727 | $153.7M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | New | 3,013,000 | $149.1M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +1.2% | 2,347,018 | $97.4M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Reduce -0.1% | 65,311,000 | $89.9M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Reduce -34.5% | 41,864,000 | $88.4M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +0.6% | 70,578,000 | $81.2M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Add +0.1% | 68,239,000 | $73.5M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Reduce -4.8% | 66,069,000 | $72.3M |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Reduce -12.8% | 82,151,000 | $68.8M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +82.0% | 69,761,000 | $67.3M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -3.1% | 31,844,000 | $67.1M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | New | 67,499,000 | $66.3M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | Reduce -1.4% | 44,530,000 | $63.8M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Add +2.2% | 47,534,000 | $53.1M |
| NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) | NOTE 2.250% 5/1 · principal | Sold out | 28,250,000 | $51.2Mbefore exit |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Reduce -0.1% | 50,742,000 | $48.2M |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -19.8% | 22,331,000 | $46.5M |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Reduce -3.0% | 362,031 | $44.3M |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Add +14.4% | 36,149,000 | $40.3M |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | Reduce -34.9% | 46,893,000 | $39.0M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Reduce -13.8% | 37,500,000 | $34.7M |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | New | 24,751,000 | $33.3M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Reduce -26.3% | 28,000,000 | $32.3M |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | Reduce -30.0% | 35,000,000 | $31.6M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Reduce -0.2% | 56,509,000 | $31.4M |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | Sold out | 33,750,000 | $29.6Mbefore exit |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Sold out | 35,000,000 | $26.8Mbefore exit |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | Sold out | 30,153,000 | $22.1Mbefore exit |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Sold out | 24,500,000 | $22.0Mbefore exit |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | New | 20,000,000 | $20.0M |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | Sold out | 19,151,000 | $16.8Mbefore exit |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | Reduce -69.5% | 14,750,000 | $14.7M |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | Sold out | 15,670,000 | $14.5Mbefore exit |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +12.7% | 14,624,000 | $14.1M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -25.9% | 12,040,000 | $13.3M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Reduce -0.9% | 10,413,000 | $11.1M |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | Reduce -0.6% | 12,997,000 | $10.8M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +2.2% | 9,586,000 | $10.5M |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Add +55.1% | 14,066,000 | $10.4M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Add +10.1% | 11,385,000 | $10.2M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Add +8.2% | 11,701,000 | $10.2M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -6.2% | 178,969 | $10.2M |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Reduce -1.0% | 10,755,000 | $9.9M |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Reduce -19.5% | 12,351,000 | $9.7M |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | Reduce -0.7% | 6,582,000 | $9.6M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Reduce -20.2% | 9,490,000 | $9.2M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -11.2% | 2,693,000 | $9.2M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Reduce -49.0% | 4,677,000 | $9.0M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Reduce -35.3% | 10,749,000 | $8.8M |
Showing the first 50 of 100.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,067 | $454.5B | AAPL, NVDA, MSFT, AMZN, AVGO |
| Q1 2026 | 3,028 | $402.0B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 2,976 | $402.0B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 2,987 | $395.6B | MSFT, NVDA, AMZN, AAPL, AVGO |
| Q2 2025 | 2,896 | $372.2B | MSFT, NVDA, AMZN, AAPL, AVGO |
| Q1 2025 | 2,837 | $341.0B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q4 2024 | 2,795 | $353.5B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q3 2024Amended | 2,785 | $352.4B | MSFT, NVDA, AAPL, AMZN, UNH |
| Q2 2024 | 2,733 | $321.9B | MSFT, NVDA, AMZN, AAPL, GOOGL |
| Q1 2024 | 2,724 | $312.3B | MSFT, NVDA, AMZN, AAPL, GOOGL |