Franklin Resources Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 27, 2024), Franklin Resources Inc. reported 2,785 stock positions worth $352.4 billion. Its top holding was Microsoft (MSFT) at 4.6% of the portfolio, followed by Nvidia (NVDA, 4.2%) and Apple (AAPL, 3.0%). Compared with Q2 2024, it opened 201 new positions, sold out of 149, added to 1,422 and reduced 955. The biggest buy was Apple (AAPL, shares +19%) and the biggest sale an exit from Lam Research (LRCX).
- Most Recent 13F
- Q2 2026
- Location
- San Mateo, CA
- CIK
- 0000038777
- Portfolio Value
- $352.4B (Q3 2024)
- SEC Filing
- 0000038777-24-000215 ↗ filed Nov 27, 2024
Holdings Value
Holdings 2,785 stocks · $352.4B
| MSFT Microsoft Corp. | 4.57% | 38,420,657 | $16.1B | Add +1.1% |
| NVDA Nvidia Corp. | 4.25% | 108,496,915 | $15.0B | Reduce -1.0% |
| AAPL Apple Inc. | 3.04% | 46,376,594 | $10.7B | Add +18.6% |
| AMZN Amazon.com Inc. | 2.51% | 47,156,540 | $8.8B | Add +0.6% |
| UNH Unitedhealth Group Inc. | 1.39% | 8,061,916 | $4.9B | Add +2.5% |
| META Meta Platforms Inc. Class A | 1.16% | 6,946,755 | $4.1B | Add +2.8% |
| XOM Exxon Mobil Corp. | 1.12% | 31,522,556 | $3.9B | Add +16.3% |
| AVGO Broadcom Inc. | 1.09% | 21,113,921 | $3.8B | Add +21.5% |
| GOOGL Alphabet Inc. Class A | 1.08% | 23,168,200 | $3.8B | Reduce -1.2% |
| MA Mastercard Inc. Class A | 1.08% | 7,501,814 | $3.8B | Add +4.2% |
| WMT Walmart Inc. | 0.96% | 41,501,782 | $3.4B | Add +3.7% |
| GOOG Alphabet Inc. Class C | 0.96% | 20,362,690 | $3.4B | Reduce -1.0% |
| LLY Eli Lilly & Co. | 0.96% | 3,635,537 | $3.4B | Reduce -3.7% |
| ORCL Oracle Corp. | 0.96% | 18,480,384 | $3.4B | Add +15.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.95% | 79,659,179 | $3.4B | Add +11.9% |
| JPM JPMorgan Chase & Co. | 0.95% | 15,073,193 | $3.3B | Add +7.2% |
| PG The Procter & Gamble Co. | 0.93% | 18,988,721 | $3.3B | Add +10.2% |
| NEE Nextera Energy Inc. | 0.91% | 38,712,350 | $3.2B | Add +11.8% |
| TMO Thermo Fisher Scientific Inc. | 0.83% | 4,853,133 | $2.9B | Add +5.7% |
| NOW ServiceNow Inc. | 0.80% | 2,983,362 | $2.8B | Reduce -2.1% |
| ABBV Abbvie Inc. | 0.77% | 13,873,744 | $2.7B | Reduce -13.0% |
| JNJ Johnson & Johnson | 0.77% | 16,840,069 | $2.7B | Add +11.4% |
| V Visa Inc. Class A | 0.76% | 9,538,800 | $2.7B | Reduce -5.2% |
| CVX Chevron Corp. | 0.74% | 17,200,188 | $2.6B | Add +3.5% |
| PEP Pepsico Inc. | 0.65% | 13,021,316 | $2.3B | Add +21.1% |
| ADI Analog Devices Inc. | 0.62% | 9,176,877 | $2.2B | Add +14.9% |
| ISRG Intuitive Surgical Inc. | 0.61% | 4,430,615 | $2.2B | Reduce -1.9% |
| DHR Danaher Corp. | 0.60% | 7,743,802 | $2.1B | Reduce -3.6% |
| HON Honeywell International Inc. | 0.58% | 9,378,933 | $2.0B | Reduce -6.3% |
| LIN Linde PLC | 0.57% | 4,235,641 | $2.0B | Reduce -5.1% |
| C Citigroup Inc. | 0.57% | 30,027,213 | $2.0B | Add +18.5% |
| RTX RTX Corp. | 0.57% | 16,008,182 | $2.0B | Reduce -10.7% |
| SNPS Synopsys Inc. | 0.57% | 3,651,958 | $2.0B | Reduce -7.6% |
| KO The Coca-Cola Co. | 0.56% | 27,984,953 | $2.0B | Add +6.1% |
| PNC PNC Financial Services Group | 0.55% | 10,286,202 | $1.9B | Add +1.2% |
| REGN Regeneron Pharmaceuticals | 0.54% | 1,896,086 | $1.9B | Reduce -1.4% |
| UNP Union Pacific Corp. | 0.51% | 7,322,450 | $1.8B | Add +9.3% |
| MRK Merck & Co. Inc. | 0.50% | 16,049,161 | $1.8B | Add +12.9% |
| JCI Johnson Controls Internation | 0.49% | 22,018,874 | $1.7B | Reduce -2.8% |
| FLCB Franklin U.S. Core Bond ETF | 0.48% | 78,695,720 | $1.7B | Add +23.9% |
| ROP Roper Technologies Inc. | 0.48% | 3,054,215 | $1.7B | Reduce -14.7% |
| COF Capital One Financial Corp. | 0.47% | 10,387,265 | $1.6B | Add +2.8% |
| PHM Pultegroup Inc. | 0.47% | 11,254,274 | $1.6B | Add +5.5% |
| SCHW Schwab (charles) Corp. | 0.47% | 24,261,234 | $1.6B | Add +15.0% |
| TGT Target Corp. | 0.46% | 10,220,166 | $1.6B | Reduce -12.0% |
| PM Philip Morris International | 0.44% | 13,000,570 | $1.6B | Add +3.0% |
| INTU Intuit Inc. | 0.43% | 2,479,717 | $1.5B | Reduce -1.5% |
| MPWR Monolithic Power Systems Inc. | 0.43% | 1,612,057 | $1.5B | Reduce -8.2% |
| MDT Medtronic PLC | 0.42% | 16,629,021 | $1.5B | Reduce -15.6% |
| AZN Astrazeneca PLC-Spons ADR | 0.42% | 19,122,675 | $1.5B | Add +8.7% |
| COP Conocophillips | 0.42% | 13,557,351 | $1.5B | Add +12.5% |
| TXN Texas Instruments Inc. | 0.42% | 7,025,965 | $1.5B | Add +0.8% |
| TMUS T-Mobile US Inc. | 0.41% | 6,553,703 | $1.4B | Add +9.9% |
| SYK Stryker Corp. | 0.41% | 4,022,966 | $1.4B | Reduce -8.7% |
| BKNG Booking Holdings Inc. | 0.40% | 324,900 | $1.4B | Add +15.6% |
| GM General Motors Co. | 0.39% | 28,102,320 | $1.4B | Reduce -4.6% |
| BSX Boston Scientific Corp. | 0.39% | 15,707,102 | $1.4B | Reduce -8.5% |
| HD Home Depot Inc. | 0.38% | 3,250,140 | $1.4B | Reduce -16.8% |
| FCX Freeport-McMoran Inc. | 0.38% | 27,310,294 | $1.3B | Add +9.5% |
| CRH CRH PLC | 0.38% | 14,351,050 | $1.3B | Add +8.7% |
| NOC Northrop Grumman Corp. | 0.37% | 2,426,270 | $1.3B | Add +6.2% |
| APO Apollo Global Management Inc. | 0.37% | 8,653,382 | $1.3B | Add +22.7% |
| CDNS Cadence Design SYS Inc. | 0.37% | 4,583,131 | $1.3B | Reduce -6.3% |
| CRM Salesforce Inc. | 0.36% | 4,394,068 | $1.3B | Reduce -8.4% |
| UPS United Parcel Service Class B | 0.36% | 9,495,457 | $1.3B | Reduce -9.7% |
| LMT Lockheed Martin Corp. | 0.36% | 2,085,251 | $1.3B | Reduce -9.3% |
| SO The Southern Co. | 0.36% | 14,150,402 | $1.3B | Reduce -13.3% |
| MCK McKesson Corp. | 0.35% | 2,506,552 | $1.2B | Reduce -0.3% |
| ADBE Adobe Inc. | 0.35% | 2,424,024 | $1.2B | Add +7.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.35% | 6,423,734 | $1.2B | Add +13.2% |
| ASML ASML Holding NV-NY Reg SHS | 0.35% | 1,411,223 | $1.2B | Reduce -6.0% |
| AMD Advanced Micro Devices | 0.35% | 7,367,421 | $1.2B | Reduce -0.2% |
| QCOM Qualcomm Inc. | 0.34% | 6,832,693 | $1.2B | Add +1.6% |
| IR Ingersoll-Rand Inc. | 0.34% | 11,597,321 | $1.2B | Add +2.5% |
| APD Air Products & Chemicals Inc. | 0.33% | 3,655,092 | $1.2B | Reduce -16.9% |
| ABT Abbott Laboratories | 0.32% | 9,764,061 | $1.1B | Add +13.8% |
| PPL PPL Corp. | 0.32% | 34,758,947 | $1.1B | Add +12.0% |
| UBER Uber Technologies Inc. | 0.31% | 12,828,712 | $1.1B | Reduce -3.5% |
| ACN Accenture PLC Class A | 0.31% | 2,954,594 | $1.1B | Reduce -3.3% |
| NRG NRG Energy Inc. | 0.30% | 11,343,852 | $1.1B | Reduce -5.0% |
| NXPI NXP Semiconductors NV | 0.30% | 4,459,689 | $1.1B | Add +2.1% |
| CHTR Charter Communications Inc. Class A | 0.30% | 3,179,454 | $1.1B | Add +4.9% |
| FDX FedEx Corp. | 0.30% | 3,975,531 | $1.0B | Add +8.6% |
| TT Trane Technologies PLC | 0.29% | 2,566,503 | $1.0B | Reduce -4.8% |
| CMCSA Comcast Corp. Class A | 0.29% | 24,566,716 | $1.0B | Reduce -7.1% |
| HLT Hilton Worldwide Holdings Inc. | 0.29% | 4,090,950 | $1.0B | Add +3.1% |
| MCD McDonald's Corp. | 0.29% | 3,259,851 | $1.0B | Reduce -13.0% |
| SHOP Shopify Inc. Class A | 0.28% | 11,851,098 | $997.5M | Reduce -3.6% |
| CSCO Cisco Systems Inc. | 0.28% | 18,214,461 | $988.5M | Add +7.0% |
| AMT American Tower Corp. | 0.28% | 4,422,273 | $981.5M | Add +0.9% |
| USPX Franklin U.S. Equity Index E | 0.28% | 18,957,072 | $969.6M | Reduce -3.4% |
| BLK BlackRock Finance Inc. | 0.27% | 1,007,547 | $941.1M | Reduce -3.0% |
| DUK Duke Energy Corp. | 0.27% | 8,137,647 | $936.6M | Reduce -6.5% |
| LUV Southwest Airlines Co. | 0.26% | 30,082,719 | $932.9M | Add +46.2% |
| CI The Cigna Group | 0.26% | 2,640,708 | $930.9M | Reduce -5.1% |
| LOW Lowe's Cos Inc. | 0.26% | 3,303,642 | $927.4M | Reduce -8.7% |
| ECL Ecolab Inc. | 0.26% | 3,518,120 | $902.6M | Reduce -1.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.26% | 9,487,470 | $900.8M | Reduce -24.7% |
| GS Goldman Sachs Group Inc. | 0.25% | 1,660,088 | $898.4M | Add +3.9% |
| NFLX Netflix Inc. | 0.25% | 1,236,539 | $881.7M | Add +11.5% |
Options reported separately and not counted above: AAPL puts ($14.6M), TLT puts ($12.6M), SPY puts ($6.1M), DIA puts ($4.7M), QQQ puts ($2.4M), IWM puts ($1.8M), DKS puts ($922K), TLT calls ($872K).
Other holdings (122): bonds, preferreds, convertibles and warrants · $3.6B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 8,585,552 | $401.7M | Add +3.2% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 4,139,725 | $228.0M | Add +37.4% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 2,404,312 | $183.4M | Add +2.6% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 3,173,924 | $146.4M | Add +35.2% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 52,256,000 | $102.1M | Reduce -20.0% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 1,568,967 | $95.6M | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 71,032,000 | $84.0M | Add +0.6% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 48,500,000 | $80.2M | Reduce -13.4% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 63,569,000 | $75.6M | Reduce -3.8% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 74,000,000 | $75.2M | New |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 52,145,000 | $71.2M | New |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 75,705,000 | $70.8M | Reduce -9.1% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 30,623,000 | $70.3M | Reduce -3.8% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 54,375,000 | $70.0M | New |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 73,559,000 | $70.0M | New |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 43,537,000 | $70.0M | Reduce -2.2% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 29,217,000 | $68.9M | Reduce -30.2% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 62,000,000 | $66.0M | Reduce -9.1% |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 61,000,000 | $64.8M | Reduce -3.2% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 67,500,000 | $64.7M | Reduce -4.3% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 68,099,000 | $64.0M | Reduce -1.6% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 29,000,000 | $63.2M | Reduce -17.1% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 41,000,000 | $60.2M | No change |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 67,151,000 | $57.2M | Reduce -18.3% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 45,005,000 | $53.4M | No change |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 49,385,000 | $51.8M | Reduce -2.7% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 47,692,000 | $51.7M | Add +0.3% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 52,503,000 | $46.4M | Reduce -22.2% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 44,761,000 | $44.5M | Reduce -35.8% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 38,000,000 | $44.5M | Reduce -5.0% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 21,945,000 | $43.5M | Reduce -1.7% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 36,496,000 | $41.4M | Add +1.0% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 325,000 | $40.3M | Reduce -10.2% |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 24,929,000 | $37.1M | Add +0.7% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 28,000,000 | $35.3M | No change |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 35,081,000 | $35.1M | Reduce -7.9% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 31,500,000 | $34.8M | No change |
| OIL STATES INTL INC (OIS 4.75 04/01/26) | NOTE 4.750% 4/0 · principal | 34,830,000 | $34.1M | No change |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 35,000,000 | $32.5M | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 35,000,000 | $32.2M | No change |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 32,500,000 | $30.6M | Reduce -13.3% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 31,000,000 | $29.6M | Reduce -20.5% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 25,000,000 | $27.3M | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 57,019,000 | $24.7M | Add +0.9% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 16,268,000 | $23.6M | New |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 38,000,000 | $17.7M | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 13,530 | $17.0M | Add +7.2% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 15,259,000 | $15.4M | Add +4.3% |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 30,000,000 | $14.7M | No change |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 11,181,000 | $14.0M | Add +16.6% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 9,523,000 | $12.9M | New |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 9,604,000 | $12.2M | Reduce -20.2% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 12,090,000 | $11.4M | Add +3.3% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 10,308,000 | $11.4M | Reduce -1.0% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 12,414,000 | $10.7M | Reduce -4.5% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 11,467,000 | $10.6M | Add +6.6% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 4,841,000 | $10.6M | Add +3.5% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 12,983,000 | $10.6M | Add +5.1% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 11,014,000 | $10.2M | Reduce -3.3% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 6,857,000 | $9.9M | Add +7.0% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 9,260,000 | $9.9M | Add +4.6% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 8,597,000 | $9.8M | Add +33.0% |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 11,135,000 | $9.7M | Add +36.9% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 7,214,000 | $9.1M | Add +8.8% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 11,092,000 | $8.8M | Add +7.9% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 2,177,000 | $8.6M | Reduce -16.7% |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 8,980,000 | $8.5M | Add +5.2% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 5,554,000 | $8.4M | Add +4.2% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 8,799,000 | $8.4M | Add +75.8% |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 7,000,000 | $8.1M | No change |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 2,060,000 | $7.8M | Reduce -23.5% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 7,134,000 | $7.4M | Add +6.6% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 5,911,000 | $7.3M | Add +191.0% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 3,289,000 | $7.2M | Add +9.8% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 4,570,000 | $7.1M | Reduce -20.9% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 6,778,000 | $7.1M | Reduce -28.6% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 135,212 | $7.0M | Reduce -24.4% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 5,864,000 | $6.9M | Reduce -9.8% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 7,295,000 | $6.5M | Add +5.2% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 5,034,000 | $6.2M | Add +10.2% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 6,645,000 | $5.9M | Reduce -52.8% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 6,312,000 | $5.4M | Reduce -19.8% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 5,582,000 | $5.2M | New |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 5,351,000 | $5.0M | Add +13.9% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 2,897,000 | $4.7M | Reduce -26.8% |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 3,850,000 | $4.7M | No change |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 5,678,000 | $4.5M | No change |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 4,938,000 | $4.3M | Add +4.0% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 5,000,000 | $3.7M | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 3,235,000 | $3.7M | Reduce -19.3% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 3,433,000 | $3.0M | Add +8.4% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 3,000,000 | $2.9M | New |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 3,000,000 | $2.9M | New |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 2,394,000 | $2.7M | Reduce -61.5% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 2,298,000 | $2.4M | Reduce -32.6% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 2,146,000 | $2.1M | No change |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 1,430,000 | $2.1M | No change |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 2,132,000 | $1.8M | Reduce -95.5% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 1,626,000 | $1.6M | Reduce -77.7% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 1,254,000 | $1.3M | New |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 1,093,000 | $1.2M | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 31,664 | $1.0M | Reduce -0.2% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 1,124,000 | $967K | No change |
| TRIPADVISOR INC (TRIP 0.25 04/01/26) | NOTE 0.250% 4/0 · principal | 1,000,000 | $931K | New |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 1,000,000 | $743K | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 781,000 | $738K | No change |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 707,000 | $668K | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 441,000 | $597K | Reduce -0.7% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 469,000 | $585K | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 356,000 | $394K | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 206,000 | $202K | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 199,000 | $188K | Reduce -98.2% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 106,000 | $151K | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 87,000 | $126K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 48 | $61K | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 70,000 | $61K | No change |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 62,000 | $57K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 75,003 | $26K | New |
| NUVB.WS Nuvation Bio Inc. -CW27 | *W EXP 02/10/202 | 266,666 | $24K | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 10,001 | $2K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 61 | $1K | New |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 61 | $880 | New |
Total filed on the 13F, all lines: $356.1B.
Portfolio Sells Q2 2024 → Q3 2024
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.35 |
| GOOGL Alphabet Inc. Class A | Reduce -1.2% | 1.08% | −0.24 |
| GOOG Alphabet Inc. Class C | Reduce -1.0% | 0.96% | −0.21 |
| SNPS Synopsys Inc. | Reduce -7.6% | 0.57% | −0.17 |
| ROP Roper Technologies Inc. | Reduce -14.7% | 0.48% | −0.15 |
| DIS The Walt Disney Co. | Reduce -24.7% | 0.26% | −0.13 |
| AMAT Applied Materials Inc. | Reduce -21.2% | 0.24% | −0.13 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -6.0% | 0.35% | −0.13 |
| CEG Constellation Energy | Reduce -69.3% | 0.10% | −0.11 |
| HUBS HubSpot Inc. | Reduce -39.1% | 0.12% | −0.11 |
| MCK McKesson Corp. | Reduce -0.3% | 0.35% | −0.11 |
| LLY Eli Lilly & Co. | Reduce -3.7% | 0.96% | −0.10 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -36.8% | 0.09% | −0.10 |
| CDNS Cadence Design SYS Inc. | Reduce -6.3% | 0.37% | −0.10 |
| DXCM Dexcom Inc. | Reduce -45.8% | 0.04% | −0.10 |
| NSC Norfolk Southern Corp. | Reduce -87.0% | 0.02% | −0.10 |
| WMB Williams Cos Inc. | Reduce -76.8% | 0.03% | −0.09 |
| ALB Albemarle Corp. | Reduce -52.3% | 0.07% | −0.09 |
| PFE Pfizer Inc. | Reduce -35.3% | 0.14% | −0.09 |
| REGN Regeneron Pharmaceuticals | Reduce -1.4% | 0.54% | −0.09 |
| HON Honeywell International Inc. | Reduce -6.3% | 0.58% | −0.08 |
| UPS United Parcel Service Class B | Reduce -9.7% | 0.36% | −0.08 |
| INTU Intuit Inc. | Reduce -1.5% | 0.43% | −0.08 |
| ABBV Abbvie Inc. | Reduce -13.0% | 0.77% | −0.08 |
| TGT Target Corp. | Reduce -12.0% | 0.46% | −0.08 |
| TFC Truist Financial Corp. | Reduce -72.9% | 0.02% | −0.06 |
| HUM Humana Inc. | Reduce -18.1% | 0.07% | −0.06 |
| WST West Pharmaceutical Services | Reduce -7.4% | 0.19% | −0.06 |
| V Visa Inc. Class A | Reduce -5.2% | 0.76% | −0.06 |
| MDT Medtronic PLC | Reduce -15.6% | 0.42% | −0.06 |
| WDAY Workday Inc. Class A | Reduce -52.1% | 0.05% | −0.06 |
| SYK Stryker Corp. | Reduce -8.7% | 0.41% | −0.05 |
| PINS Pinterest Inc. Class A | Reduce -11.9% | 0.08% | −0.05 |
| LULU Lululemon Athletica Inc. | Reduce -75.4% | 0.01% | −0.05 |
| NKE Nike Inc. Class B | Reduce -22.4% | 0.14% | −0.04 |
| JBHT Hunt (jb) Transprt SVCS Inc. | Reduce -37.4% | 0.07% | −0.04 |
| INTC Intel Corp. | Reduce -57.2% | 0.02% | −0.04 |
| SLB SLB Ltd. | Reduce -7.2% | 0.17% | −0.04 |
| IP International Paper Co. | Reduce -35.1% | 0.08% | −0.04 |
| LW Lamb Weston Holdings Inc. | Reduce -94.7% | 0.00% | −0.04 |
| BDX Becton Dickinson and Co. | Reduce -12.2% | 0.18% | −0.04 |
| DOV Dover Corp. | Reduce -13.6% | 0.20% | −0.04 |
| ASND Ascendis Pharma A/S | Reduce -30.0% | 0.05% | −0.04 |
| HD Home Depot Inc. | Reduce -16.8% | 0.38% | −0.03 |
| LIN Linde PLC | Reduce -5.1% | 0.57% | −0.03 |
| LSCC Lattice Semiconductor Corp. | Reduce -11.6% | 0.09% | −0.03 |
| KLAC KLA Corp. | Reduce -5.8% | 0.21% | −0.03 |
| GM General Motors Co. | Reduce -4.6% | 0.39% | −0.03 |
| SO The Southern Co. | Reduce -13.3% | 0.36% | −0.03 |
| NVS Novartis AG-Sponsored ADR | Reduce -18.0% | 0.14% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| AAPL Apple Inc. | Add +18.6% | 3.04% | +0.49 |
| ORCL Oracle Corp. | Add +15.0% | 0.96% | +0.25 |
| AVGO Broadcom Inc. | Add +21.5% | 1.09% | +0.23 |
| NEE Nextera Energy Inc. | Add +11.8% | 0.91% | +0.15 |
| XOM Exxon Mobil Corp. | Add +16.3% | 1.12% | +0.15 |
| UNH Unitedhealth Group Inc. | Add +2.5% | 1.39% | +0.14 |
| WMT Walmart Inc. | Add +3.7% | 0.96% | +0.12 |
| MS Morgan Stanley | Add +75.2% | 0.25% | +0.11 |
| APO Apollo Global Management Inc. | Add +22.7% | 0.37% | +0.11 |
| META Meta Platforms Inc. Class A | Add +2.8% | 1.16% | +0.11 |
| PHM Pultegroup Inc. | Add +5.5% | 0.47% | +0.10 |
| PEP Pepsico Inc. | Add +21.1% | 0.65% | +0.10 |
| MA Mastercard Inc. Class A | Add +4.2% | 1.08% | +0.09 |
| ETR Entergy Corp. | Add +53.0% | 0.21% | +0.09 |
| JNJ Johnson & Johnson | Add +11.4% | 0.77% | +0.09 |
| WFC Wells Fargo & Co. | Add +144.2% | 0.15% | +0.09 |
| TMUS T-Mobile US Inc. | Add +9.9% | 0.41% | +0.08 |
| LUV Southwest Airlines Co. | Add +46.2% | 0.26% | +0.08 |
| OTIS Otis Worldwide Corp. | Add +58.3% | 0.22% | +0.08 |
| BAC Bank of America Corp. | Add +11.9% | 0.95% | +0.07 |
| EOG EOG Resources Inc. | Add +64.7% | 0.20% | +0.07 |
| CRH CRH PLC | Add +8.7% | 0.38% | +0.07 |
| BND Vanguard Total Bond Market | Add +3082.1% | 0.07% | +0.07 |
| C Citigroup Inc. | Add +18.5% | 0.57% | +0.07 |
| USB US Bancorp | Add +153.0% | 0.11% | +0.07 |
| CME Cme Group Inc. | Add +70.4% | 0.15% | +0.07 |
| FLCB Franklin U.S. Core Bond ETF | Add +23.9% | 0.48% | +0.07 |
| JPM JPMorgan Chase & Co. | Add +7.2% | 0.95% | +0.06 |
| NOC Northrop Grumman Corp. | Add +6.2% | 0.37% | +0.06 |
| PNC PNC Financial Services Group | Add +1.2% | 0.55% | +0.06 |
| FLHY Franklin High Yield Corporat | Add +159.5% | 0.10% | +0.06 |
| SW Smurfit Westrock PLC | New | 0.06% | +0.06 |
| URI United Rentals Inc. | Add +6.1% | 0.24% | +0.06 |
| GE General Electric | Add +206.5% | 0.08% | +0.06 |
| PG The Procter & Gamble Co. | Add +10.2% | 0.93% | +0.05 |
| BKNG Booking Holdings Inc. | Add +15.6% | 0.40% | +0.05 |
| DASH DoorDash Inc. Class A | Add +15.2% | 0.16% | +0.05 |
| PPL PPL Corp. | Add +12.0% | 0.32% | +0.05 |
| GEV GE Vernova Inc. | Add +3.7% | 0.15% | +0.05 |
| ADI Analog Devices Inc. | Add +14.9% | 0.62% | +0.05 |
| ABT Abbott Laboratories | Add +13.8% | 0.32% | +0.05 |
| PM Philip Morris International | Add +3.0% | 0.44% | +0.05 |
| PH Parker Hannifin Corp. | Add +39.2% | 0.12% | +0.04 |
| TMO Thermo Fisher Scientific Inc. | Add +5.7% | 0.83% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +13.2% | 0.35% | +0.04 |
| BA The Boeing Co. | Add +1296.3% | 0.05% | +0.04 |
| KO The Coca-Cola Co. | Add +6.1% | 0.56% | +0.04 |
| FLCO Franklin Investment Grade Co. | Add +77.3% | 0.10% | +0.04 |
| VNO Vornado Realty Trust | Add +5.6% | 0.13% | +0.04 |
| USIG iShares Broad Usd Investment | New | 0.04% | +0.04 |
Options Activity Q2 2024 → Q3 2024
| ORCL Oracle Corp. | call | Sold out | 489,726 | $69.1Mbefore exit |
| AAPL Apple Inc. | put | New | 63,000 | $14.6M |
| TLT iShares 20+ Year Treasury BD | put | New | 134,000 | $12.6M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 10,500 | $6.1M |
| DIA SS SPDR Dow Jones Indus Avg | put | New | 10,800 | $4.7M |
| IWM iShares Russell 2000 ETF | put | Reduce -2.4% | 8,100 | $1.8M |
| DKS Dick's Sporting Goods Inc. | put | New | 4,500 | $922K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +3.2% | 8,585,552 | $401.7M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +37.4% | 4,139,725 | $228.0M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +2.6% | 2,404,312 | $183.4M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +35.2% | 3,173,924 | $146.4M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Reduce -20.0% | 52,256,000 | $102.1M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 1,568,967 | $95.6M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +0.6% | 71,032,000 | $84.0M |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | Reduce -13.4% | 48,500,000 | $80.2M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Reduce -3.8% | 63,569,000 | $75.6M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | New | 74,000,000 | $75.2M |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | New | 52,145,000 | $71.2M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Reduce -9.1% | 75,705,000 | $70.8M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -3.8% | 30,623,000 | $70.3M |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | New | 54,375,000 | $70.0M |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | New | 73,559,000 | $70.0M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | Reduce -2.2% | 43,537,000 | $70.0M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Reduce -30.2% | 29,217,000 | $68.9M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Reduce -9.1% | 62,000,000 | $66.0M |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | Reduce -3.2% | 61,000,000 | $64.8M |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | Reduce -4.3% | 67,500,000 | $64.7M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Reduce -1.6% | 68,099,000 | $64.0M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | Reduce -17.1% | 29,000,000 | $63.2M |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Reduce -18.3% | 67,151,000 | $57.2M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Reduce -2.7% | 49,385,000 | $51.8M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Add +0.3% | 47,692,000 | $51.7M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Reduce -22.2% | 52,503,000 | $46.4M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -35.8% | 44,761,000 | $44.5M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Reduce -5.0% | 38,000,000 | $44.5M |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -1.7% | 21,945,000 | $43.5M |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Add +1.0% | 36,496,000 | $41.4M |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Reduce -10.2% | 325,000 | $40.3M |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | Add +0.7% | 24,929,000 | $37.1M |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | Reduce -7.9% | 35,081,000 | $35.1M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Reduce -13.3% | 32,500,000 | $30.6M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Reduce -20.5% | 31,000,000 | $29.6M |
| RH (RH 0 09/15/24) | NOTE 9/1 · principal | Sold out | 24,000,000 | $27.7Mbefore exit |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Add +0.9% | 57,019,000 | $24.7M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 16,268,000 | $23.6M |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | Sold out | 20,500,000 | $20.4Mbefore exit |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Sold out | 20,000,000 | $20.0Mbefore exit |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +7.2% | 13,530 | $17.0M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +4.3% | 15,259,000 | $15.4M |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | Sold out | 14,750,000 | $14.7Mbefore exit |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +16.6% | 11,181,000 | $14.0M |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | New | 9,523,000 | $12.9M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -20.2% | 9,604,000 | $12.2M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Add +3.3% | 12,090,000 | $11.4M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Reduce -1.0% | 10,308,000 | $11.4M |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | Reduce -4.5% | 12,414,000 | $10.7M |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Add +6.6% | 11,467,000 | $10.6M |
Showing the first 50 of 112.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,067 | $454.5B | AAPL, NVDA, MSFT, AMZN, AVGO |
| Q1 2026 | 3,028 | $402.0B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 2,976 | $402.0B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 2,987 | $395.6B | MSFT, NVDA, AMZN, AAPL, AVGO |
| Q2 2025 | 2,896 | $372.2B | MSFT, NVDA, AMZN, AAPL, AVGO |
| Q1 2025 | 2,837 | $341.0B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q4 2024 | 2,795 | $353.5B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q3 2024Amended | 2,785 | $352.4B | MSFT, NVDA, AAPL, AMZN, UNH |
| Q2 2024 | 2,733 | $321.9B | MSFT, NVDA, AMZN, AAPL, GOOGL |
| Q1 2024 | 2,724 | $312.3B | MSFT, NVDA, AMZN, AAPL, GOOGL |