Franklin Resources Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 13, 2026), Franklin Resources Inc. reported 3,028 stock positions worth $402.0 billion. Its top holding was Nvidia (NVDA) at 4.2% of the portfolio, followed by Microsoft (MSFT, 3.5%) and Apple (AAPL, 3.1%). Compared with Q4 2025, it opened 208 new positions, sold out of 157, added to 1,498 and reduced 1,085. The biggest buy was Astrazeneca (AZN, shares +77%) and the biggest sale Microsoft (MSFT, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- San Mateo, CA
- CIK
- 0000038777
- Portfolio Value
- $402.0B (Q1 2026)
- SEC Filing
- 0000038777-26-000124 ↗ filed May 13, 2026
Holdings Value
Holdings 3,028 stocks · $402.0B
| NVDA Nvidia Corp. | 4.19% | 96,549,380 | $16.8B | Reduce -0.3% |
| MSFT Microsoft Corp. | 3.54% | 38,405,107 | $14.2B | Reduce -3.9% |
| AAPL Apple Inc. | 3.07% | 48,602,133 | $12.3B | Add +2.5% |
| AMZN Amazon.com Inc. | 2.78% | 53,726,492 | $11.2B | Add +3.2% |
| GOOGL Alphabet Inc. Class A | 2.57% | 35,954,726 | $10.3B | Add +9.0% |
| AVGO Broadcom Inc. | 2.20% | 28,614,645 | $8.9B | Reduce -1.1% |
| XOM Exxon Mobil Corp. | 1.75% | 41,459,896 | $7.0B | Reduce -1.3% |
| META Meta Platforms Inc. Class A | 1.38% | 9,696,352 | $5.5B | Add +12.0% |
| GOOG Alphabet Inc. Class C | 1.24% | 17,323,557 | $5.0B | Add +20.1% |
| CSCO Cisco Systems Inc. | 1.12% | 58,212,333 | $4.5B | Add +15.7% |
| JPM JPMorgan Chase & Co. | 1.10% | 15,025,584 | $4.4B | Add +21.0% |
| C Citigroup Inc. | 1.10% | 38,971,315 | $4.4B | Add +14.0% |
| NEE Nextera Energy Inc. | 1.07% | 46,529,576 | $4.3B | Add +0.6% |
| LLY Eli Lilly & Co. | 1.02% | 4,471,778 | $4.1B | Reduce -3.2% |
| PG The Procter & Gamble Co. | 1.00% | 27,796,251 | $4.0B | Add +16.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.89% | 73,067,991 | $3.6B | Add +28.0% |
| AZN Astrazeneca PLC | 0.87% | 17,792,161 | $3.5B | Add +76.5% |
| WMT Walmart Inc. | 0.85% | 27,551,549 | $3.4B | Reduce -25.2% |
| TMO Thermo Fisher Scientific Inc. | 0.83% | 6,813,031 | $3.3B | Add +7.3% |
| CVX Chevron Corp. | 0.80% | 15,621,284 | $3.2B | Reduce -8.2% |
| ABBV Abbvie Inc. | 0.79% | 14,552,069 | $3.2B | Reduce -2.2% |
| KO The Coca-Cola Co. | 0.77% | 40,909,936 | $3.1B | Add +1.5% |
| HON Honeywell International Inc. | 0.76% | 13,545,305 | $3.1B | Add +32.4% |
| SCHW Schwab (charles) Corp. | 0.74% | 31,825,622 | $3.0B | Add +5.4% |
| V Visa Inc. Class A | 0.70% | 9,256,724 | $2.8B | Add +4.7% |
| TSLA Tesla Inc. | 0.70% | 7,521,171 | $2.8B | Add +0.6% |
| PM Philip Morris International | 0.68% | 16,614,374 | $2.7B | Add +15.4% |
| MA Mastercard Inc. Class A | 0.68% | 5,474,411 | $2.7B | Reduce -13.2% |
| GM General Motors Co. | 0.67% | 36,044,752 | $2.7B | Add +12.1% |
| MCK McKesson Corp. | 0.66% | 3,063,145 | $2.7B | Add +8.4% |
| JNJ Johnson & Johnson | 0.64% | 10,474,706 | $2.6B | Reduce -3.0% |
| LRCX Lam Research Corp. | 0.63% | 11,793,519 | $2.5B | Add +16.6% |
| COF Capital One Financial Corp. | 0.62% | 13,728,646 | $2.5B | Add +10.0% |
| TSM Taiwan Semiconductor-SP ADR | 0.62% | 7,327,193 | $2.5B | Reduce -2.5% |
| COP Conocophillips | 0.59% | 17,957,427 | $2.4B | Add +19.4% |
| RTX RTX Corp. | 0.58% | 12,188,518 | $2.4B | Reduce -15.8% |
| NOC Northrop Grumman Corp. | 0.56% | 3,279,136 | $2.2B | Add +4.9% |
| LIN Linde PLC | 0.55% | 4,437,326 | $2.2B | Add +19.8% |
| BLK BlackRock Inc. | 0.53% | 2,228,886 | $2.1B | Add +7.7% |
| JCI Johnson Controls Internation | 0.53% | 16,165,985 | $2.1B | Reduce -28.6% |
| NFLX Netflix Inc. | 0.52% | 21,919,932 | $2.1B | Add +27.1% |
| REGN Regeneron Pharmaceuticals | 0.52% | 2,722,071 | $2.1B | Add +6.3% |
| FDX FedEx Corp. | 0.52% | 5,895,234 | $2.1B | Add +14.8% |
| FCX Freeport-McMoran Inc. | 0.52% | 35,318,777 | $2.1B | Reduce -5.5% |
| ABT Abbott Laboratories | 0.51% | 20,022,905 | $2.1B | Add +79.5% |
| MRK Merck & Co. Inc. | 0.49% | 16,267,205 | $2.0B | Add +1.3% |
| HLT Hilton Worldwide Holdings Inc. | 0.48% | 6,331,856 | $1.9B | Add +0.6% |
| GS Goldman Sachs Group Inc. | 0.48% | 2,264,457 | $1.9B | Add +22.5% |
| PEP Pepsico Inc. | 0.47% | 12,113,736 | $1.9B | Reduce -14.3% |
| CTVA Corteva Inc. | 0.45% | 21,794,607 | $1.8B | Add +11.6% |
| PNC PNC Financial Services Group | 0.45% | 8,613,300 | $1.8B | Add +7.2% |
| PHM Pultegroup Inc. | 0.44% | 14,978,904 | $1.8B | Add +10.5% |
| PPL PPL Corp. | 0.42% | 43,836,112 | $1.7B | Add +3.5% |
| FLCB Franklin U.S. Core Bond ETF | 0.42% | 77,753,904 | $1.7B | Reduce -0.1% |
| LUV Southwest Airlines Co. | 0.41% | 44,386,408 | $1.7B | Add +10.4% |
| ALL Allstate Corp. | 0.41% | 8,022,317 | $1.7B | Add +60.2% |
| SO The Southern Co. | 0.40% | 16,809,309 | $1.6B | Add +9.6% |
| VLO Valero Energy Corp. | 0.39% | 6,412,165 | $1.6B | Add +13.1% |
| UNH Unitedhealth Group Inc. | 0.38% | 5,674,123 | $1.5B | Reduce -11.6% |
| CRH CRH PLC | 0.38% | 14,566,259 | $1.5B | Add +6.5% |
| MS Morgan Stanley | 0.38% | 9,175,221 | $1.5B | Add +4.7% |
| TMUS T-Mobile US Inc. | 0.37% | 7,048,146 | $1.5B | Add +10.2% |
| UNP Union Pacific Corp. | 0.37% | 6,059,505 | $1.5B | Reduce -15.8% |
| COST Costco Wholesale Corp. | 0.36% | 1,438,786 | $1.4B | Add +70.1% |
| PLD Prologis Inc. | 0.35% | 10,591,811 | $1.4B | Add +7.1% |
| ACN Accenture PLC Class A | 0.34% | 6,967,567 | $1.4B | Reduce -14.8% |
| STX Seagate Technology Holdings | 0.34% | 3,518,195 | $1.4B | Reduce -12.6% |
| ORCL Oracle Corp. | 0.34% | 9,246,295 | $1.4B | Add +16.2% |
| DUK Duke Energy Corp. | 0.34% | 10,370,071 | $1.4B | Add +25.9% |
| IR Ingersoll-Rand Inc. | 0.34% | 16,927,559 | $1.4B | Add +8.2% |
| MCD McDonald's Corp. | 0.33% | 4,243,523 | $1.3B | Reduce -0.1% |
| ADI Analog Devices Inc. | 0.31% | 3,975,601 | $1.3B | Reduce -5.9% |
| MDT Medtronic PLC | 0.31% | 14,175,679 | $1.2B | Add +15.6% |
| URI United Rentals Inc. | 0.30% | 1,658,878 | $1.2B | Add +23.4% |
| HD Home Depot Inc. | 0.30% | 3,643,718 | $1.2B | Reduce -11.0% |
| GEV GE Vernova Inc. | 0.29% | 1,352,002 | $1.2B | Add +5.5% |
| APH Amphenol Corp. Class A | 0.29% | 9,306,837 | $1.2B | Reduce -18.8% |
| EOG EOG Resources Inc. | 0.28% | 7,819,024 | $1.1B | Add +21.4% |
| MRVL Marvell Technology Inc. | 0.28% | 11,369,038 | $1.1B | Reduce -1.6% |
| NRG NRG Energy Inc. | 0.28% | 7,702,463 | $1.1B | Add +10.0% |
| KR Kroger Co. | 0.27% | 15,221,187 | $1.1B | Add +720.7% |
| APO Apollo Global Management Inc. | 0.27% | 9,877,359 | $1.1B | Add +5.0% |
| CME Cme Group Inc. | 0.27% | 3,669,446 | $1.1B | Add +7.9% |
| ISRG Intuitive Surgical Inc. | 0.27% | 2,339,439 | $1.1B | Reduce -8.6% |
| TXN Texas Instruments Inc. | 0.26% | 5,469,977 | $1.1B | Reduce -40.2% |
| PH Parker Hannifin Corp. | 0.26% | 1,170,655 | $1.0B | Reduce -3.1% |
| AMAT Applied Materials Inc. | 0.26% | 3,004,192 | $1.0B | Reduce -5.5% |
| MPWR Monolithic Power Systems Inc. | 0.25% | 928,671 | $1.0B | Reduce -11.5% |
| QCOM Qualcomm Inc. | 0.25% | 7,873,321 | $1.0B | Add +4.2% |
| APD Air Products & Chemicals Inc. | 0.25% | 3,486,951 | $1.0B | Reduce -3.5% |
| FERG Ferguson Enterprises Inc. | 0.25% | 4,247,747 | $990.8M | Reduce -3.3% |
| ANET Arista Networks Inc. | 0.25% | 8,053,919 | $988.9M | Add +2.2% |
| SHOP Shopify Inc. Class A | 0.24% | 8,272,377 | $981.6M | Reduce -3.2% |
| LOW Lowe's Cos Inc. | 0.24% | 4,143,223 | $979.0M | Add +5.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.24% | 10,115,138 | $974.9M | Add +18.7% |
| SRE Sempra | 0.24% | 9,964,394 | $968.2M | Add +10.3% |
| SYK Stryker Corp. | 0.23% | 2,786,054 | $915.5M | Reduce -12.9% |
| BSX Boston Scientific Corp. | 0.23% | 14,498,741 | $909.8M | Add +155.4% |
| CMCSA Comcast Corp. Class A | 0.23% | 31,636,333 | $908.3M | Add +28.4% |
| TT Trane Technologies PLC | 0.22% | 2,138,250 | $891.1M | Add +0.1% |
Options reported separately and not counted above: BSX calls ($13.1M).
Other holdings (119): bonds, preferreds, convertibles and warrants · $6.3B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 8,591,002 | $557.4M | Reduce -6.4% |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 10,986,267 | $494.5M | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 6,860,333 | $492.9M | Reduce -18.0% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 9,694,539 | $350.7M | Add +88.0% |
| SOUTHERN CO (SO 7.125 12/15/28 A) | UNIT 12/15/2028 | 6,748,819 | $346.9M | Add +12.8% |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 6,432,632 | $338.0M | Add +0.9% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 5,593,395 | $313.1M | Reduce -0.1% |
| PPL CORPORATION (PPL 7 02/15/29) | UNIT 02/15/2029 | 3,142,335 | $161.2M | New |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 3,538,451 | $142.3M | Add +147.0% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 2,374,585 | $138.8M | Add +0.3% |
| BRIDGEBIO PHARMA INC (BBIO 1.75 03/01/31) | NOTE 1.750% 3/0 · principal | 59,000,000 | $100.2M | New |
| MKS INC (MKSI 1.25 06/01/30) | NOTE 1.250% 6/0 · principal | 58,625,000 | $97.0M | Reduce -5.2% |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 26,629,126 | $95.2M | Add +2486.0% |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 56,864,000 | $94.1M | Add +0.3% |
| MACOM TECH SOLUTIONS (MTSI 0 12/15/29) | NOTE 12/1 · principal | 60,000,000 | $87.7M | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 1,342,041 | $86.6M | Reduce -6.0% |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | 92,736,000 | $81.9M | Add +32.3% |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 61,000,000 | $81.4M | No change |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 66,500,000 | $79.0M | No change |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | 1,376,986 | $75.7M | Reduce -0.3% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 64,000,000 | $75.0M | No change |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | 52,907,000 | $73.5M | Add +1.1% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 47,320,000 | $69.6M | No change |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 66,118,000 | $68.5M | No change |
| LYFT INC (LYFT 0.625 03/01/29) | NOTE 0.625% 3/0 · principal | 67,300,000 | $68.3M | No change |
| INTEGER HOLDINGS CORP (ITGR 1.875 03/15/30) | DBCV 1.875% 3/1 · principal | 70,000,000 | $67.1M | New |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 53,321,000 | $65.9M | No change |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 57,257,000 | $62.1M | Reduce -0.4% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 65,950,000 | $61.9M | No change |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | 48,460,000 | $59.4M | Add +1.5% |
| BRUKER CORP (BRKR 6.375 09/01/28) | 6.375 PREF SER A | 200,000 | $56.5M | No change |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 73,180,000 | $55.2M | Add +1273.2% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 44,000,000 | $53.5M | No change |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 36,077,000 | $53.4M | Reduce -1.5% |
| TXNM ENERGY INC (TXNM 5.75 06/01/54) | NOTE 5.750% 6/0 · principal | 40,000,000 | $53.3M | No change |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 53,186,000 | $52.0M | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 888,530 | $50.6M | Add +1.3% |
| DATADOG INC (DDOG 0 12/01/29) | NOTE 12/0 · principal | 49,326,000 | $47.9M | Reduce -0.3% |
| LIVE NATION ENTERTAINMEN (LYV 2.875 01/15/30) | NOTE 2.875% 1/1 · principal | 39,902,000 | $43.1M | No change |
| NEXTERA ENERGY INC (NEE 7.375 02/15/29) | UNIT 02/15/2029 | 800,000 | $40.2M | New |
| PELOTON INTERACTIVE INC (PTON 5.5 12/01/29) | NOTE 5.500%12/0 · principal | 29,800,000 | $39.9M | Reduce -16.5% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 32,681,000 | $39.4M | Add +0.5% |
| SNAP INC (SNAP 0.5 05/01/30) | NOTE 0.500% 5/0 · principal | 47,000,000 | $37.9M | Add +67.9% |
| JAZZ INVESTMENTS I LTD (JAZZ 3.125 09/15/30) | NOTE 3.125% 9/1 · principal | 26,022,000 | $36.9M | No change |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 26,483,000 | $35.8M | Reduce -53.4% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | 35,000,000 | $34.7M | Reduce -9.7% |
| NUTANIX INC (NTNX 0.5 12/15/29) | NOTE 0.500%12/1 · principal | 38,281,000 | $34.6M | Reduce -4.7% |
| HAEMONETICS CORP (HAE 2.5 06/01/29) | NOTE 2.500% 6/0 · principal | 36,000,000 | $34.4M | No change |
| BILL HOLDINGS INC (BILL 0 04/01/30) | NOTE 4/0 · principal | 38,500,000 | $34.3M | No change |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 29,000,000 | $33.4M | No change |
| ALKAMI TECHNOLOGY INC (ALKTEC 1.5 03/15/30) | NOTE 1.500% 3/1 · principal | 35,000,000 | $31.5M | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 32,850,000 | $30.3M | No change |
| RIOT PLATFORMS INC (RIOT 0.75 01/15/30) | NOTE 0.750% 1/1 · principal | 25,825,000 | $29.8M | New |
| THE REALREAL INC (REAL 4 02/15/31) | DEBT 4.000% 2/1 · principal | 24,000,000 | $28.7M | No change |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 11/01/29) | NOTE 1.250%11/0 · principal | 27,995,000 | $27.9M | Reduce -6.4% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 28,450,000 | $26.8M | Reduce -18.2% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 25,000,000 | $26.0M | No change |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 3,844,000 | $18.3M | Reduce -34.2% |
| IMMUNOCORE HOLDINGS (IMCR 2.5 02/01/30) | NOTE 2.500% 2/0 · principal | 20,000,000 | $18.0M | No change |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 18,568,000 | $17.3M | Reduce -58.3% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 2,414,000 | $17.3M | Add +46.8% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 333,260 | $14.3M | New |
| SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) | 6 SER A CNV PREF | 262,500 | $14.1M | Reduce -30.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 11,299 | $13.5M | Add +3.7% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 11,163,000 | $13.1M | Add +18.9% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 7,121,000 | $10.8M | Reduce -0.9% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 8,371,000 | $10.7M | Add +3.4% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 8,938,000 | $10.3M | No change |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 10,713,000 | $10.3M | No change |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 8,996,000 | $10.2M | Add +6.0% |
| SNOWFLAKE INC (SNOW 0 10/01/27) | NOTE 10/0 · principal | 8,270,000 | $9.8M | Add +8.3% |
| AEROVIRONMENT INC (AVAV 0 07/15/30) | NOTE 7/1 · principal | 9,131,000 | $9.0M | Reduce -5.9% |
| SOUTHERN CO (SO 4.5 06/15/27) | NOTE 4.500% 6/1 · principal | 7,735,000 | $8.6M | Add +3.1% |
| WOLFSPEED INC (WOLF 2.5 06/15/31) | NOTE 2.500% 6/1 · principal | 5,893,000 | $8.4M | No change |
| ITRON INC (ITRI 1.375 07/15/30) | NOTE 1.375% 7/1 · principal | 8,362,000 | $8.4M | Reduce -8.9% |
| STRATEGY INC (MSTR 0 03/01/30) | NOTE 3/0 · principal | 9,524,000 | $8.3M | New |
| NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) | NOTE 3.000% 3/0 · principal | 5,282,000 | $7.3M | Reduce -59.3% |
| SPECTRUM BRANDS INC (SPB 3.375 06/01/29) | NOTE 3.375% 6/0 · principal | 7,280,000 | $7.3M | No change |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 7,000,000 | $7.0M | No change |
| AFFIRM HOLDINGS INC (AFRM 0.75 12/15/29) | NOTE 0.750%12/1 · principal | 7,348,000 | $6.9M | Add +0.6% |
| BOX INC (BOX 1.5 09/15/29) | NOTE 1.500% 9/1 · principal | 7,440,000 | $6.8M | No change |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | 7,216,000 | $6.5M | New |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 3,373,000 | $5.9M | Reduce -18.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 5,013 | $5.8M | No change |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 1,876,000 | $5.6M | No change |
| MARA HOLDINGS INC (MARA 0 03/01/30) | NOTE 3/0 · principal | 5,979,000 | $5.3M | Reduce -19.1% |
| JETBLUE AIRWAYS CORP (JBLU 2.5 09/01/29) | NOTE 2.500% 9/0 · principal | 4,750,000 | $4.7M | New |
| JD.COM INC (JD 0.25 06/01/29) | NOTE 0.250% 6/0 · principal | 4,401,000 | $4.4M | No change |
| STRATEGY INC (MSTR 2.25 06/15/32) | NOTE 2.250% 6/1 · principal | 4,052,000 | $4.2M | New |
| WHIRLPOOL CORP (WHR 8.5 02/15/29 A) | 8.5 DEP SR A CNV | 90,000 | $3.7M | New |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 2,615,000 | $3.4M | Add +28.9% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 2,235,000 | $2.9M | No change |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 2,527,000 | $2.3M | Reduce -5.3% |
| ASPSW Altisource Portfolio - 30 | *W EXP 04/30/203 | 5,349,215 | $2.0M | New |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 2,000,000 | $2.0M | No change |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 2,000,000 | $1.9M | New |
| ARROWHEAD RESEARCH CORP (ARWR 0 01/15/32) | NOTE 1/1 · principal | 1,650,000 | $1.7M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 1,473,000 | $1.7M | No change |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | 1,750,000 | $1.6M | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 31,559 | $1.4M | No change |
| ASPSZ Altisource Portfolio - 29C | *W EXP 04/02/202 | 5,349,215 | $1.1M | New |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | 993,000 | $961K | Reduce -88.8% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 818,000 | $802K | Reduce -82.4% |
| STRATEGY INC (MSTR 0.625 09/15/28) | NOTE 0.625% 9/1 · principal | 540,000 | $596K | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 325,000 | $349K | Reduce -84.7% |
| STRATEGY INC (MSTR 0 12/01/29) | NOTE 12/0 · principal | 226,000 | $188K | No change |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | 165,000 | $163K | Reduce -97.2% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 70,000 | $68K | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 70,000 | $67K | No change |
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | 760 | $49K | No change |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 20,000 | $18K | No change |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 2,000 | $5K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 67,389 | $3K | No change |
| SUNRUN INC (RUN 4 03/01/30) | NOTE 4.000% 3/0 · principal | 2,000 | $2K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 61 | $2K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 61 | $2K | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 10,001 | $762 | No change |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 4,434 | $401 | Reduce -69.0% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 3 | $48 | No change |
Total filed on the 13F, all lines: $408.3B.
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -3.9% | 3.54% | −1.27 |
| NVDA Nvidia Corp. | Reduce -0.3% | 4.19% | −0.30 |
| AVGO Broadcom Inc. | Reduce -1.1% | 2.20% | −0.29 |
| PCRB Putnam ESG Core Bond ETF | Reduce -100.0% | 0.00% | −0.22 |
| PLDR Putnam Sustainable Leaders | Sold out | 0.00% | −0.22 |
| MA Mastercard Inc. Class A | Reduce -13.2% | 0.68% | −0.21 |
| LLY Eli Lilly & Co. | Reduce -3.2% | 1.02% | −0.21 |
| ACN Accenture PLC Class A | Reduce -14.8% | 0.34% | −0.20 |
| APP AppLovin Corp. Class A | Reduce -32.6% | 0.12% | −0.19 |
| WMT Walmart Inc. | Reduce -25.2% | 0.85% | −0.17 |
| INTU Intuit Inc. | Reduce -37.8% | 0.11% | −0.17 |
| NOW ServiceNow Inc. | Reduce -36.1% | 0.12% | −0.15 |
| JCI Johnson Controls Internation | Reduce -28.6% | 0.53% | −0.15 |
| UNH Unitedhealth Group Inc. | Reduce -11.6% | 0.38% | −0.15 |
| TXN Texas Instruments Inc. | Reduce -40.2% | 0.26% | −0.13 |
| ICLR Icon PLC | Reduce -72.7% | 0.02% | −0.11 |
| AIG American International Group | Reduce -25.1% | 0.22% | −0.11 |
| SHOP Shopify Inc. Class A | Reduce -3.2% | 0.24% | −0.10 |
| PFUT Putnam Sustainable Future | Sold out | 0.00% | −0.10 |
| APH Amphenol Corp. Class A | Reduce -18.8% | 0.29% | −0.09 |
| ISRG Intuitive Surgical Inc. | Reduce -8.6% | 0.27% | −0.09 |
| AMT American Tower Corp. | Reduce -37.4% | 0.14% | −0.09 |
| TDG Transdigm Group Inc. | Reduce -61.9% | 0.04% | −0.08 |
| ROP Roper Technologies Inc. | Reduce -48.3% | 0.06% | −0.08 |
| DASH DoorDash Inc. Class A | Reduce -23.3% | 0.08% | −0.08 |
| ARES Ares Management Corp. Class A | Reduce -5.1% | 0.14% | −0.08 |
| RTX RTX Corp. | Reduce -15.8% | 0.58% | −0.08 |
| RBLX Roblox Corp. Class A | Reduce -44.1% | 0.05% | −0.07 |
| KEY Keycorp | Reduce -90.1% | 0.01% | −0.07 |
| UBER Uber Technologies Inc. | Reduce -55.8% | 0.04% | −0.07 |
| HUM Humana Inc. | Reduce -78.2% | 0.01% | −0.07 |
| Q Qnity Electronics Inc. | Reduce -95.3% | 0.00% | −0.07 |
| HDB HDFC Bank Ltd.-ADR | Reduce -33.6% | 0.05% | −0.07 |
| SE Sea Ltd.-ADR | Reduce -95.4% | 0.00% | −0.07 |
| PPIE Putnam Panagora ESG Int Eq | Sold out | 0.00% | −0.07 |
| DHR Danaher Corp. | Reduce -7.4% | 0.22% | −0.07 |
| MELI MercadoLibre Inc. | Reduce -22.9% | 0.13% | −0.06 |
| DD Dupont DE Nemours Inc. | Reduce -91.3% | 0.01% | −0.06 |
| NDAQ Nasdaq Inc. | Reduce -13.4% | 0.19% | −0.06 |
| CP Canadian Pacific Kansas City | Reduce -43.6% | 0.09% | −0.06 |
| WST West Pharmaceutical Services | Reduce -98.7% | 0.00% | −0.06 |
| ABBV Abbvie Inc. | Reduce -2.2% | 0.79% | −0.06 |
| TGT Target Corp. | Reduce -50.0% | 0.09% | −0.06 |
| PHYD Putnam ESG High Yield ETF | Sold out | 0.00% | −0.05 |
| CDNS Cadence Design SYS Inc. | Reduce -12.7% | 0.19% | −0.05 |
| D Dominion Energy Inc. | Reduce -42.2% | 0.08% | −0.05 |
| GEN Gen Digital Inc. | Reduce -97.9% | 0.00% | −0.05 |
| HD Home Depot Inc. | Reduce -11.0% | 0.30% | −0.05 |
| SYK Stryker Corp. | Reduce -12.9% | 0.23% | −0.05 |
| SNPS Synopsys Inc. | Reduce -11.1% | 0.15% | −0.05 |
Portfolio Buys Q4 2025 → Q1 2026
| AZN Astrazeneca PLC | Add +76.5% | 0.87% | +0.41 |
| HON Honeywell International Inc. | Add +32.4% | 0.76% | +0.27 |
| KR Kroger Co. | Add +720.7% | 0.27% | +0.25 |
| COP Conocophillips | Add +19.4% | 0.59% | +0.24 |
| LRCX Lam Research Corp. | Add +16.6% | 0.63% | +0.20 |
| COST Costco Wholesale Corp. | Add +70.1% | 0.36% | +0.18 |
| VLO Valero Energy Corp. | Add +13.1% | 0.39% | +0.16 |
| ABT Abbott Laboratories | Add +79.5% | 0.51% | +0.16 |
| CSCO Cisco Systems Inc. | Add +15.7% | 1.12% | +0.16 |
| ALL Allstate Corp. | Add +60.2% | 0.41% | +0.15 |
| LIN Linde PLC | Add +19.8% | 0.55% | +0.15 |
| FDX FedEx Corp. | Add +14.8% | 0.52% | +0.15 |
| NEE Nextera Energy Inc. | Add +0.6% | 1.07% | +0.15 |
| PG The Procter & Gamble Co. | Add +16.4% | 1.00% | +0.15 |
| CTVA Corteva Inc. | Add +11.6% | 0.45% | +0.13 |
| NFLX Netflix Inc. | Add +27.1% | 0.52% | +0.12 |
| NOC Northrop Grumman Corp. | Add +4.9% | 0.56% | +0.11 |
| EOG EOG Resources Inc. | Add +21.4% | 0.28% | +0.11 |
| GOOG Alphabet Inc. Class C | Add +20.1% | 1.24% | +0.11 |
| PM Philip Morris International | Add +15.4% | 0.68% | +0.11 |
| C Citigroup Inc. | Add +14.0% | 1.10% | +0.11 |
| BAC Bank of America Corp. | Add +28.0% | 0.89% | +0.11 |
| IWD iShares Russell 1000 Value E | Add +476.1% | 0.13% | +0.10 |
| JPM JPMorgan Chase & Co. | Add +21.0% | 1.10% | +0.10 |
| DUK Duke Energy Corp. | Add +25.9% | 0.34% | +0.10 |
| AEE Ameren Corporation | Add +129.8% | 0.16% | +0.09 |
| BSX Boston Scientific Corp. | Add +155.4% | 0.23% | +0.09 |
| T AT&T Inc. | Add +135.3% | 0.14% | +0.09 |
| GEV GE Vernova Inc. | Add +5.5% | 0.29% | +0.09 |
| MCK McKesson Corp. | Add +8.4% | 0.66% | +0.08 |
| AJG Arthur J Gallagher & Co. | Add +400.6% | 0.11% | +0.08 |
| JD Jd.com Inc.-ADR | Add +110875.1% | 0.08% | +0.08 |
| ODFL Old Dominion Freight Line | Add +67.3% | 0.15% | +0.08 |
| KO The Coca-Cola Co. | Add +1.5% | 0.77% | +0.07 |
| VZ Verizon Communications Inc. | Add +25.0% | 0.21% | +0.07 |
| GS Goldman Sachs Group Inc. | Add +22.5% | 0.48% | +0.07 |
| SO The Southern Co. | Add +9.6% | 0.40% | +0.07 |
| CNH CNH Industrial NV | Add +87.1% | 0.13% | +0.07 |
| MRK Merck & Co. Inc. | Add +1.3% | 0.49% | +0.07 |
| SW Smurfit Westrock PLC | Add +89.2% | 0.13% | +0.06 |
| TTE Totalenergies SE | Add +3.5% | 0.18% | +0.06 |
| SHEL Shell PLC-ADR | Add +14.8% | 0.17% | +0.05 |
| BE Bloom Energy Corp. Class A | Add +46.6% | 0.09% | +0.05 |
| OTIS Otis Worldwide Corp. | Add +46.9% | 0.22% | +0.05 |
| PPL PPL Corp. | Add +3.5% | 0.42% | +0.05 |
| AGI Alamos Gold Inc. Class A | Add +119.0% | 0.08% | +0.05 |
| CAT Caterpillar Inc. | Add +11.3% | 0.17% | +0.05 |
| WAT Waters Corp. | Add +1065.5% | 0.05% | +0.05 |
| SNDK Sandisk Corp. | Add +778.4% | 0.05% | +0.05 |
| TMUS T-Mobile US Inc. | Add +10.2% | 0.37% | +0.05 |
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 147,900 | $100.9Mbefore exit |
| BDX Becton Dickinson and Co. | call | Sold out | 227,700 | $44.2Mbefore exit |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Sold out | 320,000 | $25.8Mbefore exit |
| AAPL Apple Inc. | put | Sold out | 79,400 | $21.6Mbefore exit |
| BSX Boston Scientific Corp. | call | New | 208,261 | $13.1M |
| GOOGL Alphabet Inc. Class A | put | Sold out | 27,100 | $8.5Mbefore exit |
| NVDA Nvidia Corp. | put | Sold out | 29,100 | $5.4Mbefore exit |
| DIA SS SPDR Dow Jones Indus Avg | put | Sold out | 9,500 | $4.6Mbefore exit |
| AMZN Amazon.com Inc. | put | Sold out | 11,100 | $2.6Mbefore exit |
| META Meta Platforms Inc. Class A | put | Sold out | 3,800 | $2.5Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 4,000 | $2.5Mbefore exit |
| GOOG Alphabet Inc. Class C | put | Sold out | 6,100 | $1.9Mbefore exit |
| IWM iShares Russell 2000 ETF | put | Sold out | 6,900 | $1.7Mbefore exit |
| VTI VG Morningstar TS MKT ETF-US | put | Sold out | 4,900 | $1.6Mbefore exit |
| ACWI iShares MSCI Acwi ETF | call | Sold out | 10,000 | $1.4Mbefore exit |
| TSLA Tesla Inc. | put | Sold out | 2,600 | $1.2Mbefore exit |
| UPS United Parcel Service Class B | put | Sold out | 10,800 | $1.1Mbefore exit |
| NFLX Netflix Inc. | put | Sold out | 11,000 | $1.0Mbefore exit |
| DKS Dick's Sporting Goods Inc. | put | Sold out | 4,500 | $891Kbefore exit |
| INTU Intuit Inc. | put | Sold out | 1,300 | $861Kbefore exit |
| BAC Bank of America Corp. | put | Sold out | 12,000 | $660Kbefore exit |
| SHOP Shopify Inc. Class A | put | Sold out | 3,100 | $499Kbefore exit |
| JPM JPMorgan Chase & Co. | put | Sold out | 1,200 | $387Kbefore exit |
| EFA iShares MSCI Eafe ETF | put | Sold out | 3,100 | $298Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | put | Sold out | 1,500 | $267Kbefore exit |
| EEM iShares MSCI Emerging Market | put | Sold out | 3,300 | $181Kbefore exit |
| XOM Exxon Mobil Corp. | put | Sold out | 1,000 | $120Kbefore exit |
| IBM Intl Business Machines Corp. | put | Sold out | 400 | $118Kbefore exit |
| RKLB Rocket Lab Corp. | put | Sold out | 1,000 | $70Kbefore exit |
| INTC Intel Corp. | put | Sold out | 1,000 | $37Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Reduce -6.4% | 8,591,002 | $557.4M |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 10,986,267 | $494.5M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -18.0% | 6,860,333 | $492.9M |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Add +88.0% | 9,694,539 | $350.7M |
| SOUTHERN CO (SO 7.125 12/15/28 A) | UNIT 12/15/2028 | Add +12.8% | 6,748,819 | $346.9M |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | Add +0.9% | 6,432,632 | $338.0M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -0.1% | 5,593,395 | $313.1M |
| PPL CORPORATION (PPL 7 02/15/29) | UNIT 02/15/2029 | New | 3,142,335 | $161.2M |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Add +147.0% | 3,538,451 | $142.3M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +0.3% | 2,374,585 | $138.8M |
| BRIDGEBIO PHARMA INC (BBIO 1.75 03/01/31) | NOTE 1.750% 3/0 · principal | New | 59,000,000 | $100.2M |
| MKS INC (MKSI 1.25 06/01/30) | NOTE 1.250% 6/0 · principal | Reduce -5.2% | 58,625,000 | $97.0M |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | Add +2486.0% | 26,629,126 | $95.2M |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | Add +0.3% | 56,864,000 | $94.1M |
| MACOM TECH SOLUTIONS (MTSI 0 12/15/29) | NOTE 12/1 · principal | New | 60,000,000 | $87.7M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Reduce -6.0% | 1,342,041 | $86.6M |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | Add +32.3% | 92,736,000 | $81.9M |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | Reduce -0.3% | 1,376,986 | $75.7M |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | Add +1.1% | 52,907,000 | $73.5M |
| INTEGER HOLDINGS CORP (ITGR 1.875 03/15/30) | DBCV 1.875% 3/1 · principal | New | 70,000,000 | $67.1M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Reduce -0.4% | 57,257,000 | $62.1M |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | Add +1.5% | 48,460,000 | $59.4M |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | Add +1273.2% | 73,180,000 | $55.2M |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Reduce -1.5% | 36,077,000 | $53.4M |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Add +1.3% | 888,530 | $50.6M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Sold out | 48,000,000 | $48.0Mbefore exit |
| DATADOG INC (DDOG 0 12/01/29) | NOTE 12/0 · principal | Reduce -0.3% | 49,326,000 | $47.9M |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | Sold out | 29,915,000 | $40.4Mbefore exit |
| NEXTERA ENERGY INC (NEE 7.375 02/15/29) | UNIT 02/15/2029 | New | 800,000 | $40.2M |
| PELOTON INTERACTIVE INC (PTON 5.5 12/01/29) | NOTE 5.500%12/0 · principal | Reduce -16.5% | 29,800,000 | $39.9M |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | Add +0.5% | 32,681,000 | $39.4M |
| SNAP INC (SNAP 0.5 05/01/30) | NOTE 0.500% 5/0 · principal | Add +67.9% | 47,000,000 | $37.9M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Reduce -53.4% | 26,483,000 | $35.8M |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | Reduce -9.7% | 35,000,000 | $34.7M |
| NUTANIX INC (NTNX 0.5 12/15/29) | NOTE 0.500%12/1 · principal | Reduce -4.7% | 38,281,000 | $34.6M |
| OIL STATES INTL INC (OIS 4.75 04/01/26) | NOTE 4.750% 4/0 · principal | Sold out | 33,998,000 | $34.1Mbefore exit |
| ALKAMI TECHNOLOGY INC (ALKTEC 1.5 03/15/30) | NOTE 1.500% 3/1 · principal | New | 35,000,000 | $31.5M |
| RIOT PLATFORMS INC (RIOT 0.75 01/15/30) | NOTE 0.750% 1/1 · principal | New | 25,825,000 | $29.8M |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 11/01/29) | NOTE 1.250%11/0 · principal | Reduce -6.4% | 27,995,000 | $27.9M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Reduce -18.2% | 28,450,000 | $26.8M |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | Sold out | 25,500,000 | $25.3Mbefore exit |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Reduce -34.2% | 3,844,000 | $18.3M |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Reduce -58.3% | 18,568,000 | $17.3M |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | Add +46.8% | 2,414,000 | $17.3M |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | New | 333,260 | $14.3M |
| SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) | 6 SER A CNV PREF | Reduce -30.0% | 262,500 | $14.1M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +3.7% | 11,299 | $13.5M |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | Add +18.9% | 11,163,000 | $13.1M |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Sold out | 12,970,000 | $13.0Mbefore exit |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -0.9% | 7,121,000 | $10.8M |
Showing the first 50 of 87.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,067 | $454.5B | AAPL, NVDA, MSFT, AMZN, AVGO |
| Q1 2026 | 3,028 | $402.0B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 2,976 | $402.0B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 2,987 | $395.6B | MSFT, NVDA, AMZN, AAPL, AVGO |
| Q2 2025 | 2,896 | $372.2B | MSFT, NVDA, AMZN, AAPL, AVGO |
| Q1 2025 | 2,837 | $341.0B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q4 2024 | 2,795 | $353.5B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q3 2024Amended | 2,785 | $352.4B | MSFT, NVDA, AAPL, AMZN, UNH |
| Q2 2024 | 2,733 | $321.9B | MSFT, NVDA, AMZN, AAPL, GOOGL |
| Q1 2024 | 2,724 | $312.3B | MSFT, NVDA, AMZN, AAPL, GOOGL |