Galvin, Gaustad & Stein, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 1, 2024), Galvin, Gaustad & Stein, LLC reported 182 stock positions worth $1.1 billion. Its top holding was iShares Core MSCI Eafe ETF (IEFA) at 3.6% of the portfolio, followed by Unitedhealth (UNH, 3.2%) and Vanguard Ftse Developed ETF (VEA, 3.0%). Compared with Q2 2024, it opened 9 new positions, sold out of 8, added to 64 and reduced 82. The biggest buy was a new position in Lululemon Athletica (LULU) and the biggest sale Electronic Arts (EA, shares −91%).

Most Recent 13F
Q2 2026
Location
Scottsdale, AZ
CIK
0001840945
Portfolio Value
$1.1B (Q3 2024)
SEC Filing
0001172661-24-004443 ↗ filed Nov 1, 2024

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $1.1B Q1 2024 Q2 2024: $1.1B Q2 2024 Q3 2024: $1.1B $1.1B Q3 2024 Q4 2024: $1.1B Q4 2024 Q1 2025: $1.1B Q1 2025 Q2 2025: $1.1B Q2 2025 Q3 2025: $1.2B Q3 2025 Q4 2025: $1.3B Q4 2025 Q1 2026: $1.2B Q1 2026 Q2 2026: $1.3B Q2 2026

Holdings 182 stocks · $1.1B
IEFA iShares Core MSCI Eafe ETF 3.62% 513,137 $40.1M Reduce -4.5%
UNH Unitedhealth Group Inc. 3.22% 60,973 $35.6M Reduce -10.3%
VEA Vanguard Ftse Developed ETF 2.97% 621,385 $32.8M Reduce -5.5%
MSFT Microsoft Corp. 2.81% 72,196 $31.1M Reduce -5.8%
KO The Coca-Cola Co. 2.80% 431,463 $31.0M Reduce -1.1%
AAPL Apple Inc. 2.62% 124,485 $29.0M Reduce -12.2%
JPM JPMorgan Chase & Co. 2.62% 137,291 $28.9M Reduce -8.2%
AMZN Amazon.com Inc. 2.35% 139,285 $26.0M Add +13.7%
AGG iShares Core U.S. Aggregate 2.31% 252,246 $25.5M Add +2.3%
VSS Vanguard Ftse All Wo X-US SC 2.27% 199,225 $25.1M Reduce -3.6%
SCHR Schwab Intermediate-Term US 2.17% 474,775 $24.0M Add +4.0%
V Visa Inc. Class A 2.13% 85,781 $23.6M Add +1.3%
AZO AutoZone Inc. 2.11% 7,425 $23.4M Add +0.0%
IJR iShares Core S&P Small-Cap E 2.08% 196,877 $23.0M Reduce -1.6%
MBB iShares MBS ETF 2.06% 237,341 $22.7M Add +2.0%
GEHC GE Healthcare Technology 1.99% 234,067 $22.0M Add +1.0%
ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN 1.95% 309,975 $21.6M Reduce -1.8%
HD Home Depot Inc. 1.92% 52,541 $21.3M Add +0.4%
LULU Lululemon Athletica Inc. 1.85% 75,525 $20.5M New
LH Labcorp Holdings Inc. 1.79% 88,510 $19.8M Reduce -0.7%
WM Waste Management Inc. 1.75% 93,116 $19.3M Reduce -1.5%
AXP American Express Co. 1.73% 70,640 $19.2M Add +1.5%
UNP Union Pacific Corp. 1.69% 75,935 $18.7M Reduce -2.0%
PPL PPL Corp. 1.64% 546,982 $18.1M Reduce -5.5%
TSM Taiwan Semiconductor-SP ADR 1.62% 103,491 $18.0M Add +5.9%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 1.61% 248,308 $17.8M Reduce -50.5%
COST Costco Wholesale Corp. 1.60% 19,936 $17.7M Reduce -16.4%
EOG EOG Resources Inc. 1.51% 136,317 $16.8M Add +0.7%
CPRT Copart Inc. 1.51% 319,073 $16.7M Reduce -4.4%
UBER Uber Technologies Inc. 1.50% 221,108 $16.6M Add +1292.5%
PG The Procter & Gamble Co. 1.46% 93,127 $16.1M Reduce -29.2%
BND Vanguard Total Bond Market 1.42% 208,864 $15.7M Add +6.3%
GS Goldman Sachs Group Inc. 1.35% 30,159 $14.9M Add +2877.2%
MTCH Match Group Inc. 1.32% 385,898 $14.6M Add +4.2%
GOOG Alphabet Inc. Class C 1.32% 87,068 $14.6M Reduce -5.5%
HON Honeywell International Inc. 1.24% 66,620 $13.8M Add +1.9%
IGIB iShares 5-10Y Inv Grade Corp. 1.23% 252,847 $13.6M Add +8.8%
STIP iShares 0-5 Year Tips Bond E 1.19% 130,312 $13.2M Add +3.0%
IJH iShares Core S&P Midcap ETF 1.14% 202,273 $12.6M Add +2.0%
IEMG iShares Core MSCI Emerging 1.11% 213,079 $12.2M Reduce -3.2%
GOOGL Alphabet Inc. Class A 1.07% 71,176 $11.8M Reduce -3.5%
SCHO Schwab Short-Term US Treas 1.04% 235,169 $11.5M Add +18.4%
VCIT Vanguard Int-Term Corporate 0.99% 131,279 $11.0M Add +3.6%
VRTX Vertex Pharmaceuticals Inc. 0.92% 21,961 $10.2M Reduce -40.1%
IGSB iShares 1-5Y Inv Grade Corp. 0.92% 193,468 $10.2M Add +0.6%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.91% 214,675 $10.1M Add +8.5%
CVX Chevron Corp. 0.86% 64,933 $9.6M Add +1.9%
BSV Vanguard Short-Term Bond ETF 0.85% 119,721 $9.4M Reduce -2.2%
BIV Vanguard Intermediate-Term B 0.85% 119,805 $9.4M Add +4.4%
VWO Vanguard Ftse Emerging Marke 0.82% 190,450 $9.1M Reduce -6.1%
UTHR United Therapeutics Corp. 0.81% 25,007 $9.0M New
VNQ Vanguard Real Estate ETF 0.68% 76,833 $7.5M Reduce -1.4%
VCSH Vanguard S/T Corp. Bond ETF 0.63% 87,781 $7.0M Add +0.1%
VB Vanguard Most SM-Cap ETF-Usd 0.50% 23,334 $5.5M Reduce -4.5%
MUB iShares National Muni Bond E 0.47% 47,840 $5.2M Reduce -6.4%
IVV iShares Core S&P 500 ETF 0.46% 8,832 $5.1M Add +37.5%
MA Mastercard Inc. Class A 0.43% 9,614 $4.7M Reduce -4.4%
SCHQ Schwab Long-Term US Treasury 0.40% 125,290 $4.4M Add +0.9%
NVDA Nvidia Corp. 0.38% 34,373 $4.2M Reduce -3.9%
FREL Fidelity MSCI RL Est Indx 0.35% 129,572 $3.8M Add +1.8%
JMUB JPMorgan Municipal ETF 0.31% 66,115 $3.4M Reduce -3.7%
VTEB Vanguard Tax-Exempt Bond ETF 0.30% 65,420 $3.3M Reduce -6.4%
SCHP Schwab U.S. Tips ETF 0.24% 50,069 $2.7M Reduce -5.2%
JNJ Johnson & Johnson 0.23% 15,982 $2.6M Reduce -0.2%
XOM Exxon Mobil Corp. 0.22% 20,990 $2.5M Reduce -2.8%
JPST JPMorgan Ultra-Short Income 0.22% 47,297 $2.4M Reduce -1.1%
BLV Vanguard Long-Term Bond ETF 0.20% 29,922 $2.2M Add +7.3%
FBND Fidelity Total Bond ETF 0.20% 48,093 $2.2M Add +13.9%
VIG Vanguard Dividend Apprec ETF 0.20% 11,207 $2.2M Add +6.6%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.19% 42,107 $2.1M Reduce -7.8%
EA Electronic Arts Inc. 0.19% 14,849 $2.1M Reduce -90.9%
VCLT Vanguard Long-Term Corp. Bond 0.18% 25,191 $2.0M Reduce -0.6%
BRK.B Berkshire Hathaway Inc. Class B 0.17% 4,178 $1.9M Reduce -0.3%
SUB iShares Short-Term National 0.17% 17,938 $1.9M Reduce -7.8%
VTI VG Morningstar TS MKT ETF-US 0.17% 6,484 $1.8M Reduce -1.6%
JEPI JPMorgan Equity Premium Inco 0.16% 30,358 $1.8M Add +3.9%
DIVB iShares Core Dividend ETF 0.15% 35,262 $1.7M Add +24.9%
LLY Eli Lilly & Co. 0.15% 1,821 $1.6M Reduce -6.8%
DGX Quest Diagnostics Inc. 0.14% 9,982 $1.5M Reduce -1.8%
META Meta Platforms Inc. Class A 0.14% 2,670 $1.5M Reduce -5.3%
SCHD Schwab US DVD Equity ETF 0.14% 17,987 $1.5M Add +2.1%
XLF SS Financial Select Sector 0.13% 31,807 $1.4M Reduce -6.7%
VTV Vanguard Mrngstr Val ETF-Aui 0.12% 7,707 $1.3M Add +3.5%
PM Philip Morris International 0.12% 10,791 $1.3M Add +0.0%
JIRE JPMorgan Int Res Enh Eqty 0.12% 19,523 $1.3M Reduce -2.1%
DFS Discover Financial Services 0.11% 9,009 $1.3M Reduce -0.8%
XLK SS Technology Select Sector 0.11% 5,260 $1.2M Reduce -7.4%
BOKF Bok Financial Corporation 0.10% 10,815 $1.1M No change
ICSH iShares Ultra Short Duration 0.10% 21,805 $1.1M Add +42.6%
VUG Vanguard Mrngstar GR ETF-Sui 0.10% 2,795 $1.1M Add +11.4%
UPS United Parcel Service Class B 0.10% 7,836 $1.1M Reduce -13.2%
SBUX Starbucks Corp. 0.10% 10,869 $1.1M Reduce -16.3%
IWF iShares Russell 1000 Growth 0.10% 2,800 $1.1M No change
ITOT iShares Core S&P Total U.S. 0.09% 8,099 $1.0M Add +8.3%
EPD Enterprise Products Partners 0.09% 34,810 $1.0M Add +3.0%
VEU Vanguard Ftse All-World Ex-U 0.09% 15,098 $951K No change
CRWD CrowdStrike Holdings Inc. Class A 0.08% 3,275 $919K Add +71.5%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.08% 4,545 $913K Reduce -8.6%
SPY SS SPDR S&P 500 ETF Trust-US 0.08% 1,562 $896K No change
FNCL Fidelity MSCI Financial Indx 0.08% 13,472 $860K Reduce -13.9%
BX Blackstone Inc. 0.08% 5,537 $848K Add +0.1%
ABBV Abbvie Inc. 0.08% 4,233 $836K Add +22.0%
MO Altria Group Inc. 0.07% 15,237 $778K Reduce -0.1%
NOW ServiceNow Inc. 0.07% 845 $756K Reduce -24.2%
LOW Lowe's Cos Inc. 0.07% 2,775 $752K Reduce -2.3%
TEL Te Connectivity PLC 0.07% 4,764 $719K Add +12.0%
VOO Vanguard S&P 500 ETF 0.06% 1,328 $701K No change
BRK.A Berkshire Hathaway Inc. Class A 0.06% 1 $691K No change
WMT Walmart Inc. 0.06% 8,551 $690K Reduce -4.8%
FUTY Fidelity MSCI US Utilities 0.06% 13,075 $678K Reduce -5.1%
CEG Constellation Energy 0.06% 2,550 $663K Add +6.3%
VGT Vanguard Info Tech ETF 0.06% 1,108 $650K Reduce -4.3%
GD General Dynamics Corp. 0.06% 2,146 $648K Reduce -6.1%
RTX RTX Corp. 0.06% 5,188 $629K No change
SSO Proshares Ultra S&P500 0.06% 6,900 $622K No change
XLE SS Energy Select Sector 0.06% 7,080 $622K Add +0.5%
SPSB SS SPDR P St C Corp. ETF 0.06% 20,322 $615K Reduce -3.0%
AMGN Amgen Inc. 0.06% 1,908 $615K Reduce -6.1%
QLD Proshares Ultra QQQ 0.06% 6,065 $611K Reduce -4.0%
PANW Palo Alto Networks Inc. 0.05% 1,744 $596K Reduce -7.9%
PFE Pfizer Inc. 0.05% 19,327 $559K Add +9.2%
VIGI Vanguard Int Div App Indx FD 0.05% 6,295 $556K Add +12.6%
XLY SS Consumer Disc Select Sect 0.05% 2,765 $554K Add +7.4%
DFAI Dimensional International Co. 0.05% 17,241 $548K Add +30.8%
TSLA Tesla Inc. 0.05% 2,083 $545K Add +18.1%
DFSV Dimensional US Small Cap Val 0.05% 17,528 $540K Add +149.4%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.05% 9,825 $540K Add +4.2%
SCHH Schwab US REIT ETF 0.05% 22,363 $518K Reduce -12.0%
MCK McKesson Corp. 0.04% 993 $491K Reduce -5.6%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.04% 1,839 $485K No change
DGRW Wisdomtree U.S. Quality Divi 0.04% 5,700 $474K No change
FENY Fidelity MSCI Energy Index 0.04% 19,531 $470K Reduce -5.4%
IWD iShares Russell 1000 Value E 0.04% 2,453 $466K Reduce -0.8%
SCMB Schwab Municipal Bond ETF 0.04% 8,829 $464K Add +0.6%
MRK Merck & Co. Inc. 0.04% 4,019 $456K Reduce -9.3%
CSCO Cisco Systems Inc. 0.04% 8,509 $453K Reduce -12.7%
TFC Truist Financial Corp. 0.04% 9,995 $427K Reduce -32.9%
VFH Vanguard Financials ETF 0.04% 3,548 $390K No change
BINC iShares Flex I A ETF-Usd Inc. 0.04% 7,250 $388K New
DFAC Dimensional US Core Equity 2 0.03% 11,108 $381K Add +0.3%
LMT Lockheed Martin Corp. 0.03% 603 $352K Add +0.2%
SPHQ Invesco S&P 500 Quality ETF 0.03% 5,219 $351K Add +0.1%
DE Deere & Co. 0.03% 821 $342K Add +0.4%
EFAV iShares MSCI Eafe Min Vol Fa 0.03% 4,358 $334K Reduce -1.7%
QUAL iShares MSCI USA Quality Fac 0.03% 1,734 $311K Add +5.1%
RSP Invesco S&P 500 Equal Weight 0.03% 1,704 $305K Reduce -41.9%
SCHF Schwab Intl Equity ETF 0.03% 7,206 $296K Reduce -5.3%
VGLT Vanguard Long-Term Treasury 0.03% 4,765 $293K Add +18.1%
FTEC Fidelity MSCI Info Tech Indx 0.03% 1,678 $293K Reduce -22.5%
RY Royal Bank of Canada 0.03% 2,298 $287K No change
SPLV Invesco S&P 500 Low Volatili 0.03% 3,985 $286K No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.03% 675 $286K No change
ICLR Icon PLC 0.02% 952 $274K Reduce -2.1%
VHT Vanguard Health Care ETF 0.02% 939 $265K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.02% 6,600 $262K Reduce -7.0%
IWR iShares Russell Mid-Cap ETF 0.02% 2,964 $261K No change
IAU iShares Gold Trust 0.02% 5,194 $258K No change
VYM Vanguard High DVD Yield ETF 0.02% 2,000 $256K No change
AVGO Broadcom Inc. 0.02% 1,475 $254K Add +11.7%
VLO Valero Energy Corp. 0.02% 1,875 $253K Reduce -0.3%
IWM iShares Russell 2000 ETF 0.02% 1,145 $253K No change
ASML ASML Holding NV-NY Reg SHS 0.02% 301 $251K Reduce -3.8%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.02% 1,010 $246K No change
LIN Linde PLC 0.02% 510 $243K Add +0.4%
IYJ iShares U.S. Industrials ETF 0.02% 1,800 $241K No change
MDLZ Mondelez International Inc. Class A 0.02% 3,246 $239K No change
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd 0.02% 2,635 $238K No change
VST Vistra Corp. 0.02% 2,004 $238K New
VZ Verizon Communications Inc. 0.02% 5,287 $237K Add +4.4%
XLC SS Comm Select Sector SPDR 0.02% 2,557 $231K No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.02% 864 $231K No change
IVW iShares S&P 500 Growth ETF 0.02% 2,406 $230K No change
ORCL Oracle Corp. 0.02% 1,351 $230K New
FLRN SS SPDR BB Ig Float RT ETF 0.02% 7,275 $224K No change
XLV SS Health Care Select Sector 0.02% 1,431 $220K Reduce -4.6%
KVUE Kenvue Inc. 0.02% 9,246 $214K New
SCZ iShares MSCI Eafe Small-Cap 0.02% 3,072 $208K Reduce -6.1%
MGC Vngrd Mrngstr MG Cap ETF-Usd 0.02% 1,000 $207K New
INTU Intuit Inc. 0.02% 332 $206K Reduce -2.1%
NRG NRG Energy Inc. 0.02% 2,229 $203K New
EFA iShares MSCI Eafe ETF 0.02% 2,392 $200K New
SPDN Dir DLY SP 500 BR 1X ETF-Usi 0.01% 11,200 $125K Reduce -17.6%
Other holdings (2): bonds, preferreds, convertibles and warrants · $15.8M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 11,947$15.3MAdd +1.4%
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 385$490KAdd +13.2%

Total filed on the 13F, all lines: $1.1B.

Portfolio Sells Q2 2024 → Q3 2024
EA Electronic Arts Inc. Reduce -90.9% 0.19% −1.95
BNY Bank of New York Mellon Corp. Reduce -50.5% 1.61% −1.22
NKE Nike Inc. Class B Sold out 0.00% −1.14
VRTX Vertex Pharmaceuticals Inc. Reduce -40.1% 0.92% −0.70
PG The Procter & Gamble Co. Reduce -29.2% 1.46% −0.59
MSFT Microsoft Corp. Reduce -5.8% 2.81% −0.42
COST Costco Wholesale Corp. Reduce -16.4% 1.60% −0.31
GOOG Alphabet Inc. Class C Reduce -5.5% 1.32% −0.28
JPM JPMorgan Chase & Co. Reduce -8.2% 2.62% −0.24
GOOGL Alphabet Inc. Class A Reduce -3.5% 1.07% −0.20
AAPL Apple Inc. Reduce -12.2% 2.62% −0.20
CPRT Copart Inc. Reduce -4.4% 1.51% −0.19
WM Waste Management Inc. Reduce -1.5% 1.75% −0.15
VEA Vanguard Ftse Developed ETF Reduce -5.5% 2.97% −0.10
BLK BlackRock Finance Inc. Sold out 0.00% −0.09
IEFA iShares Core MSCI Eafe ETF Reduce -4.5% 3.62% −0.06
MUB iShares National Muni Bond E Reduce -6.4% 0.47% −0.04
UNH Unitedhealth Group Inc. Reduce -10.3% 3.22% −0.04
NVDA Nvidia Corp. Reduce -3.9% 0.38% −0.04
BSV Vanguard Short-Term Bond ETF Reduce -2.2% 0.85% −0.03
AIG American International Group Sold out 0.00% −0.03
ONEY SS SPDR R1000 Yield Foc ETF Sold out 0.00% −0.03
VTEB Vanguard Tax-Exempt Bond ETF Reduce -6.4% 0.30% −0.03
JMST JPM Ultra-Short Muni Income Reduce -7.8% 0.19% −0.02
VSS Vanguard Ftse All Wo X-US SC Reduce -3.6% 2.27% −0.02
OKTA Okta Inc. Sold out 0.00% −0.02
LLY Eli Lilly & Co. Reduce -6.8% 0.15% −0.02
COP Conocophillips Sold out 0.00% −0.02
SPG Simon Property Group Inc. Sold out 0.00% −0.02
UPS United Parcel Service Class B Reduce -13.2% 0.10% −0.02
JMUB JPMorgan Municipal ETF Reduce -3.7% 0.31% −0.02
SUB iShares Short-Term National Reduce -7.8% 0.17% −0.02
MMM 3M Co. Sold out 0.00% −0.02
RSP Invesco S&P 500 Equal Weight Reduce -41.9% 0.03% −0.02
SCHP Schwab U.S. Tips ETF Reduce -5.2% 0.24% −0.02
TFC Truist Financial Corp. Reduce -32.9% 0.04% −0.02
NOW ServiceNow Inc. Reduce -24.2% 0.07% −0.01
XLK SS Technology Select Sector Reduce -7.4% 0.11% −0.01
MCK McKesson Corp. Reduce -5.6% 0.04% −0.01
VWO Vanguard Ftse Emerging Marke Reduce -6.1% 0.82% −0.01
XOM Exxon Mobil Corp. Reduce -2.8% 0.22% −0.01
JPST JPMorgan Ultra-Short Income Reduce -1.1% 0.22% −0.01
MRK Merck & Co. Inc. Reduce -9.3% 0.04% −0.01
FTEC Fidelity MSCI Info Tech Indx Reduce -22.5% 0.03% −0.01
FNCL Fidelity MSCI Financial Indx Reduce -13.9% 0.08% −0.01
ASML ASML Holding NV-NY Reg SHS Reduce -3.8% 0.02% −0.01
PANW Palo Alto Networks Inc. Reduce -7.9% 0.05% −0.01
FENY Fidelity MSCI Energy Index Reduce -5.4% 0.04% −0.01
IEMG iShares Core MSCI Emerging Reduce -3.2% 1.11% −0.01
VLO Valero Energy Corp. Reduce -0.3% 0.02% −0.00

Portfolio Buys Q2 2024 → Q3 2024
LULU Lululemon Athletica Inc. New 1.85% +1.85
UBER Uber Technologies Inc. Add +1292.5% 1.50% +1.39
GS Goldman Sachs Group Inc. Add +2877.2% 1.35% +1.31
UTHR United Therapeutics Corp. New 0.81% +0.81
GEHC GE Healthcare Technology Add +1.0% 1.99% +0.28
MTCH Match Group Inc. Add +4.2% 1.32% +0.26
HD Home Depot Inc. Add +0.4% 1.92% +0.23
AXP American Express Co. Add +1.5% 1.73% +0.21
SCHO Schwab Short-Term US Treas Add +18.4% 1.04% +0.14
IVV iShares Core S&P 500 ETF Add +37.5% 0.46% +0.13
AMZN Amazon.com Inc. Add +13.7% 2.35% +0.11
IGIB iShares 5-10Y Inv Grade Corp. Add +8.8% 1.23% +0.10
BND Vanguard Total Bond Market Add +6.3% 1.42% +0.08
SCHR Schwab Intermediate-Term US Add +4.0% 2.17% +0.07
IUSB Ishr CR Unvrse Usd BD ETF-Ui Add +8.5% 0.91% +0.07
AGG iShares Core U.S. Aggregate Add +2.3% 2.31% +0.05
IJH iShares Core S&P Midcap ETF Add +2.0% 1.14% +0.04
FREL Fidelity MSCI RL Est Indx Add +1.8% 0.35% +0.04
MBB iShares MBS ETF Add +2.0% 2.06% +0.04
VCIT Vanguard Int-Term Corporate Add +3.6% 0.99% +0.04
AZO AutoZone Inc. Add +0.0% 2.11% +0.04
BIV Vanguard Intermediate-Term B Add +4.4% 0.85% +0.04
DIVB iShares Core Dividend ETF Add +24.9% 0.15% +0.04
V Visa Inc. Class A Add +1.3% 2.13% +0.04
BINC iShares Flex I A ETF-Usd Inc. New 0.04% +0.04
DFSV Dimensional US Small Cap Val Add +149.4% 0.05% +0.03
ICSH iShares Ultra Short Duration Add +42.6% 0.10% +0.03
FBND Fidelity Total Bond ETF Add +13.9% 0.20% +0.02
TSM Taiwan Semiconductor-SP ADR Add +5.9% 1.62% +0.02
VST Vistra Corp. New 0.02% +0.02
ORCL Oracle Corp. New 0.02% +0.02
VIG Vanguard Dividend Apprec ETF Add +6.6% 0.20% +0.02
ABBV Abbvie Inc. Add +22.0% 0.08% +0.02
KVUE Kenvue Inc. New 0.02% +0.02
MGC Vngrd Mrngstr MG Cap ETF-Usd New 0.02% +0.02
BLV Vanguard Long-Term Bond ETF Add +7.3% 0.20% +0.02
NRG NRG Energy Inc. New 0.02% +0.02
EFA iShares MSCI Eafe ETF New 0.02% +0.02
TSLA Tesla Inc. Add +18.1% 0.05% +0.02
PM Philip Morris International Add +0.0% 0.12% +0.02
CEG Constellation Energy Add +6.3% 0.06% +0.01
CRWD CrowdStrike Holdings Inc. Class A Add +71.5% 0.08% +0.01
DFAI Dimensional International Co. Add +30.8% 0.05% +0.01
SCHQ Schwab Long-Term US Treasury Add +0.9% 0.40% +0.01
BX Blackstone Inc. Add +0.1% 0.08% +0.01
VTV Vanguard Mrngstr Val ETF-Aui Add +3.5% 0.12% +0.01
VUG Vanguard Mrngstar GR ETF-Sui Add +11.4% 0.10% +0.01
SCHD Schwab US DVD Equity ETF Add +2.1% 0.14% +0.01
ITOT iShares Core S&P Total U.S. Add +8.3% 0.09% +0.01
VIGI Vanguard Int Div App Indx FD Add +12.6% 0.05% +0.01

Notes & Other Activity Q2 2024 → Q3 2024
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Add +1.4% 11,947 $15.3M
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Add +13.2% 385 $490K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 259$1.3BXLK, IEFA, VEA, NVDA, GE
Q1 2026 249$1.2BXLK, IEFA, VEA, HCA, SCHR
Q4 2025 247$1.3BIEFA, VEA, MSFT, JPM, HCA
Q3 2025 203$1.2BIEFA, HCA, MSFT, VEA, JPM
Q2 2025 189$1.1BIEFA, VEA, MSFT, HCA, JPM
Q1 2025 179$1.1BIEFA, UNH, VEA, JPM, V
Q4 2024 180$1.1BIEFA, LULU, AMZN, JPM, UNH
Q3 2024 182$1.1BIEFA, UNH, VEA, MSFT, KO
Q2 2024 181$1.1BIEFA, UNH, MSFT, VEA, JPM
Q1 2024 182$1.1BIEFA, MSFT, VEA, JPM, UNH