Galvin, Gaustad & Stein, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 14, 2026), Galvin, Gaustad & Stein, LLC reported 249 stock positions worth $1.2 billion. Its top holding was SS Technology Select Sector (XLK) at 5.7% of the portfolio, followed by iShares Core MSCI Eafe ETF (IEFA, 3.5%) and Vanguard Ftse Developed ETF (VEA, 3.3%). Compared with Q4 2025, it opened 23 new positions, sold out of 21, added to 87 and reduced 114. The biggest buy was SS Technology Select Sector (XLK, shares +6951%) and the biggest sale Unitedhealth (UNH, shares −90%).
- Most Recent 13F
- Q2 2026
- Location
- Scottsdale, AZ
- CIK
- 0001840945
- Portfolio Value
- $1.2B (Q1 2026)
- SEC Filing
- 0001172661-26-001932 ↗ filed May 14, 2026
Holdings Value
Holdings 249 stocks · $1.2B
| XLK SS Technology Select Sector | 5.75% | 532,646 | $70.8M | Add +6951.2% |
| IEFA iShares Core MSCI Eafe ETF | 3.53% | 481,065 | $43.6M | Add +6.6% |
| VEA Vanguard Ftse Developed ETF | 3.31% | 635,928 | $40.8M | Add +8.8% |
| HCA HCA Healthcare Inc. | 2.27% | 59,229 | $28.0M | Reduce -12.1% |
| SCHR Schwab Intermediate-Term US | 2.17% | 1,075,376 | $26.8M | Add +1.0% |
| MSFT Microsoft Corp. | 2.15% | 71,726 | $26.6M | Add +1.9% |
| VSS Vanguard Ftse All Wo X-US SC | 2.13% | 179,696 | $26.2M | Reduce -0.5% |
| AMZN Amazon.com Inc. | 2.10% | 124,121 | $25.9M | Add +5.6% |
| XLC SS Comm Select Sector SPDR | 2.03% | 225,735 | $25.0M | New |
| AGG iShares Core U.S. Aggregate | 2.02% | 250,337 | $24.9M | Reduce -1.2% |
| GE General Electric filed as GE AEROSPACE | 1.98% | 85,871 | $24.4M | Add +0.8% |
| NVDA Nvidia Corp. | 1.97% | 139,179 | $24.3M | Add +55.9% |
| AAPL Apple Inc. | 1.83% | 88,720 | $22.5M | Reduce -1.7% |
| SCHO Schwab Short-Term US Treas | 1.75% | 886,900 | $21.5M | Add +0.5% |
| XLE SS Energy Select Sector | 1.68% | 338,402 | $20.7M | Add +415.7% |
| JPM JPMorgan Chase & Co. | 1.63% | 68,220 | $20.1M | Reduce -33.6% |
| UBER Uber Technologies Inc. | 1.62% | 277,943 | $20.0M | Add +5.6% |
| XLP SS Consumer Staples Sel Sect | 1.62% | 243,323 | $19.9M | New |
| MBB iShares MBS ETF | 1.59% | 206,612 | $19.6M | Reduce -7.5% |
| BND Vanguard Total Bond Market | 1.46% | 244,835 | $18.0M | Reduce -0.3% |
| V Visa Inc. Class A | 1.44% | 58,800 | $17.8M | Add +5.0% |
| IJH iShares Core S&P Midcap ETF | 1.38% | 251,179 | $17.0M | Add +1.1% |
| TSM Taiwan Semiconductor-SP ADR | 1.37% | 49,839 | $16.8M | Reduce -24.0% |
| AXP American Express Co. | 1.36% | 55,598 | $16.8M | Reduce -4.8% |
| GOOG Alphabet Inc. Class C | 1.34% | 57,535 | $16.5M | Reduce -0.8% |
| UNP Union Pacific Corp. | 1.32% | 66,928 | $16.2M | Add +2.6% |
| VRTX Vertex Pharmaceuticals Inc. | 1.28% | 35,233 | $15.7M | Add +2.7% |
| KO The Coca-Cola Co. | 1.25% | 202,320 | $15.4M | Reduce -30.7% |
| SOXX iShares Semiconductor ETF | 1.23% | 46,186 | $15.2M | Add +8.4% |
| GOOGL Alphabet Inc. Class A | 1.22% | 52,280 | $15.0M | Add +2.3% |
| MCHI iShares MSCI China ETF | 1.17% | 256,115 | $14.4M | Add +0.7% |
| STIP iShares 0-5 Year Tips Bond E | 1.13% | 135,121 | $14.0M | Reduce -1.7% |
| XLF SS Financial Select Sector | 1.13% | 280,937 | $13.9M | Add +1365.3% |
| WM Waste Management Inc. | 1.09% | 58,394 | $13.4M | Reduce -31.1% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 1.05% | 282,550 | $13.0M | New |
| GEHC GE Healthcare Technology | 1.05% | 182,097 | $13.0M | Reduce -4.1% |
| AZO AutoZone Inc. | 1.03% | 3,770 | $12.7M | Reduce -44.3% |
| XLY SS Consumer Disc Select Sect | 1.01% | 113,991 | $12.4M | Add +2734.9% |
| CRH CRH PLC | 1.00% | 117,095 | $12.3M | Add +1.4% |
| ICSH iShares Ultra Short Duration | 0.99% | 241,649 | $12.2M | Reduce -4.9% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.94% | 250,223 | $11.6M | Add +1.9% |
| VNQ Vanguard Real Estate ETF | 0.92% | 127,600 | $11.3M | Add +5.0% |
| CG The Carlyle Group Inc. | 0.88% | 223,719 | $10.8M | Add +9.3% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.87% | 202,131 | $10.8M | Reduce -21.8% |
| META Meta Platforms Inc. Class A | 0.86% | 18,484 | $10.6M | Reduce -0.4% |
| PGR Progressive Corp. | 0.85% | 52,953 | $10.5M | Add +7.9% |
| ZTS Zoetis Inc. | 0.83% | 86,985 | $10.3M | Add +9.6% |
| IEMG iShares Core MSCI Emerging | 0.82% | 144,150 | $10.1M | Add +46.4% |
| BIV Vanguard Intermediate-Term B | 0.81% | 130,043 | $10.0M | Add +0.4% |
| QCOM Qualcomm Inc. | 0.79% | 75,863 | $9.8M | Add +2.8% |
| JIRE JPMorgan Int Res Enh Eqty | 0.79% | 128,047 | $9.7M | Add +53.0% |
| WCC Wesco International Inc. | 0.72% | 32,377 | $8.9M | Add +13.6% |
| GCOW Pacer Global Cash Cows Divid | 0.71% | 189,275 | $8.8M | Add +1340.7% |
| SMH Vaneck Semiconductor ETF | 0.66% | 21,197 | $8.1M | Add +8.9% |
| MAT Mattel Inc. | 0.66% | 558,382 | $8.1M | Reduce -55.8% |
| IVV iShares Core S&P 500 ETF | 0.55% | 10,392 | $6.8M | Add +17.8% |
| PPL PPL Corp. | 0.54% | 175,506 | $6.7M | Reduce -69.2% |
| VCRB Vanguard Core Bond ETF | 0.53% | 85,003 | $6.6M | Add +7.3% |
| VCIT Vanguard Int-Term Corporate | 0.50% | 75,119 | $6.2M | Reduce -21.6% |
| COST Costco Wholesale Corp. | 0.50% | 6,237 | $6.2M | Reduce -2.6% |
| VWO Vanguard Ftse Emerging Marke | 0.45% | 103,291 | $5.6M | Reduce -4.1% |
| QQQM Invesco Nasdaq 100 ETF | 0.41% | 21,128 | $5.0M | Reduce -58.4% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.41% | 3,798 | $5.0M | Reduce -72.0% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.39% | 92,211 | $4.8M | Reduce -35.0% |
| JPST JPMorgan Ultra-Short Income | 0.37% | 89,297 | $4.5M | Reduce -8.1% |
| CVX Chevron Corp. | 0.36% | 21,390 | $4.4M | Reduce -72.3% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.35% | 54,113 | $4.3M | Reduce -29.7% |
| IJR iShares Core S&P Small-Cap E | 0.34% | 33,422 | $4.2M | Reduce -71.4% |
| JNJ Johnson & Johnson | 0.33% | 16,834 | $4.1M | Reduce -2.0% |
| BSV Vanguard Short-Term Bond ETF | 0.33% | 52,224 | $4.1M | Reduce -35.6% |
| MA Mastercard Inc. Class A | 0.33% | 8,166 | $4.1M | Reduce -1.9% |
| MUB iShares National Muni Bond E | 0.33% | 38,011 | $4.0M | Reduce -7.5% |
| HD Home Depot Inc. | 0.32% | 12,080 | $4.0M | Reduce -78.3% |
| JMTG Mortgage-Backed Securities filed as J P MORGAN EXCHANGE TRADED F | 0.28% | 67,452 | $3.4M | Add +56.0% |
| XOM Exxon Mobil Corp. | 0.26% | 19,145 | $3.2M | Reduce -4.5% |
| CWB SS SPDR BB Conv Sec ETF | 0.26% | 35,463 | $3.2M | Add +885.1% |
| VIG Vanguard Dividend Apprec ETF | 0.26% | 14,800 | $3.2M | Add +0.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.25% | 11,532 | $3.0M | Reduce -37.2% |
| RPG Invesco S&P 500 Pure Growth | 0.24% | 62,282 | $2.9M | Add +1302.1% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.23% | 56,463 | $2.8M | Reduce -9.7% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.23% | 23,637 | $2.8M | Reduce -4.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.22% | 5,540 | $2.7M | Reduce -5.2% |
| JMUB JPMorgan Municipal ETF | 0.20% | 49,422 | $2.5M | Reduce -12.0% |
| COWZ Pacer US Cash Cows 100 ETF | 0.19% | 36,995 | $2.3M | New |
| FBND Fidelity Total Bond ETF | 0.18% | 47,969 | $2.2M | Add +2.6% |
| JEPI JPMorgan Equity Premium Inco | 0.18% | 38,573 | $2.2M | Add +18.4% |
| XLB SS Materials Select Sector | 0.17% | 42,818 | $2.1M | New |
| DIVB iShares Core Dividend ETF | 0.17% | 39,554 | $2.1M | Add +0.5% |
| RPV Invesco S&P 500 Pure Value E | 0.16% | 18,707 | $2.0M | New |
| CLOI Vaneck Clo ETF | 0.15% | 35,368 | $1.9M | Add +34.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.15% | 9,311 | $1.8M | Add +18.3% |
| GS Goldman Sachs Group Inc. | 0.14% | 2,049 | $1.7M | Reduce -7.0% |
| ITOT iShares Core S&P Total U.S. | 0.14% | 11,878 | $1.7M | Add +14.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.14% | 5,213 | $1.7M | Add +2.4% |
| UNH Unitedhealth Group Inc. | 0.13% | 5,950 | $1.6M | Reduce -90.1% |
| IWD iShares Russell 1000 Value E | 0.13% | 7,376 | $1.6M | Add +242.9% |
| PG The Procter & Gamble Co. | 0.13% | 10,779 | $1.6M | Reduce -89.6% |
| SCHQ Schwab Long-Term US Treasury | 0.12% | 48,045 | $1.5M | Reduce -37.5% |
| EPD Enterprise Products Partners | 0.12% | 39,723 | $1.5M | Reduce -0.2% |
| SUB iShares Short-Term National | 0.12% | 13,896 | $1.5M | Reduce -11.5% |
Options reported separately and not counted above: SPY puts ($2.3M).
Other holdings (2): bonds, preferreds, convertibles and warrants · $15.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 12,990 | $15.0M | Reduce -5.8% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 266 | $317K | Reduce -39.8% |
Total filed on the 13F, all lines: $1.2B.
Portfolio Sells Q4 2025 → Q1 2026
| UNH Unitedhealth Group Inc. | Reduce -90.1% | 0.13% | −1.44 |
| MAT Mattel Inc. | Reduce -55.8% | 0.66% | −1.32 |
| HD Home Depot Inc. | Reduce -78.3% | 0.32% | −1.19 |
| PG The Procter & Gamble Co. | Reduce -89.6% | 0.13% | −1.04 |
| BX Blackstone Inc. | Reduce -95.0% | 0.04% | −1.04 |
| PPL PPL Corp. | Reduce -69.2% | 0.54% | −1.03 |
| JPM JPMorgan Chase & Co. | Reduce -33.6% | 1.63% | −0.99 |
| EOG EOG Resources Inc. | Reduce -92.5% | 0.11% | −0.93 |
| AZO AutoZone Inc. | Reduce -44.3% | 1.03% | −0.78 |
| IJR iShares Core S&P Small-Cap E | Reduce -71.4% | 0.34% | −0.78 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -72.0% | 0.41% | −0.74 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -58.4% | 0.41% | −0.61 |
| CVX Chevron Corp. | Reduce -72.3% | 0.36% | −0.57 |
| OTIS Otis Worldwide Corp. | Sold out | 0.00% | −0.56 |
| FLUT Flutter Entertainment PLC-Di | Sold out | 0.00% | −0.43 |
| WM Waste Management Inc. | Reduce -31.1% | 1.09% | −0.38 |
| KO The Coca-Cola Co. | Reduce -30.7% | 1.25% | −0.37 |
| AXP American Express Co. | Reduce -4.8% | 1.36% | −0.34 |
| IEV iShares Europe ETF | Sold out | 0.00% | −0.26 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -79.2% | 0.06% | −0.24 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -21.8% | 0.87% | −0.23 |
| HCA HCA Healthcare Inc. | Reduce -12.1% | 2.27% | −0.22 |
| SPGP Invesco S&P 500 Garp ETF | Sold out | 0.00% | −0.21 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -24.0% | 1.37% | −0.21 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -35.0% | 0.39% | −0.20 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -74.7% | 0.07% | −0.20 |
| EEM iShares MSCI Emerging Market | Sold out | 0.00% | −0.20 |
| GEHC GE Healthcare Technology | Reduce -4.1% | 1.05% | −0.18 |
| BSV Vanguard Short-Term Bond ETF | Reduce -35.6% | 0.33% | −0.17 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -29.7% | 0.35% | −0.14 |
| VCIT Vanguard Int-Term Corporate | Reduce -21.6% | 0.50% | −0.13 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -37.2% | 0.25% | −0.13 |
| AAPL Apple Inc. | Reduce -1.7% | 1.83% | −0.12 |
| META Meta Platforms Inc. Class A | Reduce -0.4% | 0.86% | −0.11 |
| GOOG Alphabet Inc. Class C | Reduce -0.8% | 1.34% | −0.10 |
| MBB iShares MBS ETF | Reduce -7.5% | 1.59% | −0.09 |
| DASH DoorDash Inc. Class A | Sold out | 0.00% | −0.07 |
| SCHQ Schwab Long-Term US Treasury | Reduce -37.5% | 0.12% | −0.07 |
| CEG Constellation Energy | Sold out | 0.00% | −0.06 |
| SCHP Schwab U.S. Tips ETF | Reduce -36.1% | 0.10% | −0.05 |
| MA Mastercard Inc. Class A | Reduce -1.9% | 0.33% | −0.04 |
| CPRT Copart Inc. | Sold out | 0.00% | −0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -30.0% | 0.06% | −0.04 |
| COF Capital One Financial Corp. | Reduce -1.2% | 0.11% | −0.04 |
| MELI MercadoLibre Inc. | Sold out | 0.00% | −0.03 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Sold out | 0.00% | −0.03 |
| JMST JPM Ultra-Short Muni Income | Reduce -22.3% | 0.11% | −0.03 |
| IWN iShares Russell 2000 Value E | Reduce -34.0% | 0.07% | −0.03 |
| VUSB Vanguard Ultra Short Bond Et | Sold out | 0.00% | −0.03 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | Reduce -27.4% | 0.10% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| XLK SS Technology Select Sector | Add +6951.2% | 5.75% | +5.66 |
| XLC SS Comm Select Sector SPDR | New | 2.03% | +2.03 |
| XLP SS Consumer Staples Sel Sect | New | 1.62% | +1.62 |
| XLE SS Energy Select Sector | Add +415.7% | 1.68% | +1.45 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | New | 1.05% | +1.05 |
| XLF SS Financial Select Sector | Add +1365.3% | 1.13% | +1.04 |
| XLY SS Consumer Disc Select Sect | Add +2734.9% | 1.01% | +0.97 |
| GCOW Pacer Global Cash Cows Divid | Add +1340.7% | 0.71% | +0.67 |
| NVDA Nvidia Corp. | Add +55.9% | 1.97% | +0.65 |
| VEA Vanguard Ftse Developed ETF | Add +8.8% | 3.31% | +0.42 |
| IEFA iShares Core MSCI Eafe ETF | Add +6.6% | 3.53% | +0.34 |
| IEMG iShares Core MSCI Emerging | Add +46.4% | 0.82% | +0.29 |
| JIRE JPMorgan Int Res Enh Eqty | Add +53.0% | 0.79% | +0.29 |
| CWB SS SPDR BB Conv Sec ETF | Add +885.1% | 0.26% | +0.24 |
| RPG Invesco S&P 500 Pure Growth | Add +1302.1% | 0.24% | +0.22 |
| SOXX iShares Semiconductor ETF | Add +8.4% | 1.23% | +0.22 |
| COWZ Pacer US Cash Cows 100 ETF | New | 0.19% | +0.19 |
| XLB SS Materials Select Sector | New | 0.17% | +0.17 |
| WCC Wesco International Inc. | Add +13.6% | 0.72% | +0.17 |
| RPV Invesco S&P 500 Pure Value E | New | 0.16% | +0.16 |
| UNP Union Pacific Corp. | Add +2.6% | 1.32% | +0.12 |
| XLV SS Health Care Select Sector | New | 0.11% | +0.11 |
| JMTG Mortgage-Backed Securities | Add +56.0% | 0.28% | +0.10 |
| SMH Vaneck Semiconductor ETF | Add +8.9% | 0.66% | +0.10 |
| XLI SS Industrial Select Sector | New | 0.09% | +0.09 |
| IWD iShares Russell 1000 Value E | Add +242.9% | 0.13% | +0.09 |
| IJH iShares Core S&P Midcap ETF | Add +1.1% | 1.38% | +0.08 |
| IVV iShares Core S&P 500 ETF | Add +17.8% | 0.55% | +0.07 |
| VNQ Vanguard Real Estate ETF | Add +5.0% | 0.92% | +0.07 |
| SCHR Schwab Intermediate-Term US | Add +1.0% | 2.17% | +0.06 |
| MTUM iShares MSCI USA Momentum Fa | Add +85.3% | 0.12% | +0.05 |
| CRCL Circle Internet Group Inc. | New | 0.05% | +0.05 |
| VCRB Vanguard Core Bond ETF | Add +7.3% | 0.53% | +0.05 |
| VRTX Vertex Pharmaceuticals Inc. | Add +2.7% | 1.28% | +0.05 |
| SCHO Schwab Short-Term US Treas | Add +0.5% | 1.75% | +0.04 |
| ZTS Zoetis Inc. | Add +9.6% | 0.83% | +0.04 |
| CLOI Vaneck Clo ETF | Add +34.8% | 0.15% | +0.04 |
| JBND JPMorgan Active Bond ETF | New | 0.04% | +0.04 |
| SPDN Dir DLY SP 500 BR 1X ETF-Usi | New | 0.04% | +0.04 |
| SCHD Schwab US DVD Equity ETF | Add +24.0% | 0.12% | +0.04 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +1.9% | 0.94% | +0.03 |
| JEPI JPMorgan Equity Premium Inco | Add +18.4% | 0.18% | +0.03 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +18.3% | 0.15% | +0.03 |
| IDMO Invesco S&P International DE | New | 0.03% | +0.03 |
| INTC Intel Corp. | New | 0.03% | +0.03 |
| USO United States Oil Fund LP | New | 0.02% | +0.02 |
| GLD SPDR Gold Shares | Add +33.0% | 0.08% | +0.02 |
| VCRM Vanguard Core Tax-Ex Bond | Add +26.8% | 0.10% | +0.02 |
| CHWY Chewy Inc. Class A | New | 0.02% | +0.02 |
| ECHO Echostar Corp. Class A | New | 0.02% | +0.02 |
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +157.1% | 3,600 | $2.3M |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -5.8% | 12,990 | $15.0M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -39.8% | 266 | $317K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 259 | $1.3B | XLK, IEFA, VEA, NVDA, GE |
| Q1 2026 | 249 | $1.2B | XLK, IEFA, VEA, HCA, SCHR |
| Q4 2025 | 247 | $1.3B | IEFA, VEA, MSFT, JPM, HCA |
| Q3 2025 | 203 | $1.2B | IEFA, HCA, MSFT, VEA, JPM |
| Q2 2025 | 189 | $1.1B | IEFA, VEA, MSFT, HCA, JPM |
| Q1 2025 | 179 | $1.1B | IEFA, UNH, VEA, JPM, V |
| Q4 2024 | 180 | $1.1B | IEFA, LULU, AMZN, JPM, UNH |
| Q3 2024 | 182 | $1.1B | IEFA, UNH, VEA, MSFT, KO |
| Q2 2024 | 181 | $1.1B | IEFA, UNH, MSFT, VEA, JPM |
| Q1 2024 | 182 | $1.1B | IEFA, MSFT, VEA, JPM, UNH |