Galvin, Gaustad & Stein, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 15, 2024), Galvin, Gaustad & Stein, LLC reported 182 stock positions worth $1.1 billion. Its top holding was iShares Core MSCI Eafe ETF (IEFA) at 3.7% of the portfolio, followed by Microsoft (MSFT, 3.1%) and Vanguard Ftse Developed ETF (VEA, 3.0%). Compared with Q4 2023, it opened 11 new positions, sold out of 9, added to 43 and reduced 110. The biggest buy was a new position in Match (MTCH) and the biggest sale Cisco Systems (CSCO, shares −91%).
- Most Recent 13F
- Q2 2026
- Location
- Scottsdale, AZ
- CIK
- 0001840945
- Portfolio Value
- $1.1B (Q1 2024)
- SEC Filing
- 0001172661-24-001840 ↗ filed Apr 15, 2024
Holdings Value
Holdings 182 stocks · $1.1B
| IEFA iShares Core MSCI Eafe ETF | 3.66% | 528,892 | $39.3M | Add +0.7% |
| MSFT Microsoft Corp. | 3.13% | 79,860 | $33.6M | Reduce -8.8% |
| VEA Vanguard Ftse Developed ETF | 3.05% | 651,243 | $32.7M | Reduce -0.8% |
| JPM JPMorgan Chase & Co. | 3.02% | 161,559 | $32.4M | Reduce -5.8% |
| UNH Unitedhealth Group Inc. | 2.97% | 64,434 | $31.9M | Add +2.3% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 2.74% | 508,948 | $29.3M | Reduce -3.5% |
| KO The Coca-Cola Co. | 2.44% | 426,898 | $26.1M | Add +0.4% |
| WM Waste Management Inc. | 2.33% | 117,390 | $25.0M | Reduce -6.1% |
| VSS Vanguard Ftse All Wo X-US SC | 2.26% | 207,508 | $24.2M | Reduce -0.8% |
| CPRT Copart Inc. | 2.24% | 414,991 | $24.0M | Reduce -2.4% |
| AGG iShares Core U.S. Aggregate | 2.23% | 244,549 | $24.0M | Add +4.5% |
| AAPL Apple Inc. | 2.23% | 139,125 | $23.9M | Add +18.2% |
| AZO AutoZone Inc. | 2.17% | 7,388 | $23.3M | Reduce -1.5% |
| V Visa Inc. Class A | 2.16% | 83,123 | $23.2M | Reduce -2.0% |
| AMZN Amazon.com Inc. | 2.12% | 125,865 | $22.7M | Reduce -35.6% |
| SCHR Schwab Intermediate-Term US | 2.10% | 458,654 | $22.5M | Add +6.5% |
| MBB iShares MBS ETF | 2.05% | 237,949 | $22.0M | Reduce -2.1% |
| IJR iShares Core S&P Small-Cap E | 2.04% | 198,075 | $21.9M | Add +28.1% |
| EA Electronic Arts Inc. | 2.03% | 164,215 | $21.8M | Reduce -0.5% |
| ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN | 2.03% | 332,527 | $21.7M | Add +1.4% |
| LH Laboratory CRP of Amer Hldgs | 1.91% | 93,885 | $20.5M | Reduce -3.4% |
| UNP Union Pacific Corp. | 1.91% | 83,078 | $20.4M | Reduce -3.2% |
| GEHC GE Healthcare Technology | 1.90% | 224,011 | $20.4M | Reduce -23.6% |
| PG The Procter & Gamble Co. | 1.90% | 125,402 | $20.3M | Reduce -2.2% |
| HD Home Depot Inc. | 1.88% | 52,532 | $20.2M | Reduce -4.8% |
| SBUX Starbucks Corp. | 1.80% | 211,464 | $19.3M | Add +0.6% |
| COST Costco Wholesale Corp. | 1.80% | 26,368 | $19.3M | Reduce -18.2% |
| BF.B Brown-Forman Corp. Class B | 1.71% | 354,236 | $18.3M | Reduce -1.7% |
| EOG EOG Resources Inc. | 1.67% | 139,756 | $17.9M | Add +1.1% |
| PPL PPL Corp. | 1.48% | 575,968 | $15.9M | Reduce -1.8% |
| NKE Nike Inc. Class B | 1.47% | 167,613 | $15.8M | Add +1.8% |
| GOOG Alphabet Inc. Class C | 1.39% | 97,812 | $14.9M | Reduce -6.5% |
| MTCH Match Group Inc. | 1.30% | 383,277 | $13.9M | New |
| BND Vanguard Total Bond Market | 1.27% | 187,539 | $13.6M | Add +4.5% |
| AXP American Express Co. | 1.23% | 58,008 | $13.2M | Add +4291.2% |
| IEMG iShares Core MSCI Emerging | 1.19% | 247,419 | $12.8M | Reduce -0.1% |
| STIP iShares 0-5 Year Tips Bond E | 1.18% | 127,414 | $12.7M | Reduce -2.5% |
| GOOGL Alphabet Inc. Class A | 1.11% | 78,810 | $11.9M | Add +0.9% |
| IGIB iShares 5-10Y Inv Grade Corp. | 1.10% | 229,348 | $11.8M | Reduce -1.7% |
| VRTX Vertex Pharmaceuticals Inc. | 1.07% | 27,405 | $11.5M | Add +30.2% |
| VCIT Vanguard Int-Term Corporate | 0.98% | 130,058 | $10.5M | Reduce -7.2% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.95% | 199,094 | $10.2M | Reduce -9.8% |
| BSV Vanguard Short-Term Bond ETF | 0.92% | 128,435 | $9.8M | Reduce -5.9% |
| CVX Chevron Corp. | 0.92% | 62,276 | $9.8M | Add +1070.2% |
| VWO Vanguard Ftse Emerging Marke | 0.87% | 223,980 | $9.4M | Reduce -4.9% |
| SCHO Schwab Short-Term US Treas | 0.86% | 191,587 | $9.2M | Add +11.9% |
| BIV Vanguard Intermediate-Term B | 0.81% | 115,321 | $8.7M | Add +3.3% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.81% | 189,826 | $8.7M | Add +5.8% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.66% | 91,631 | $7.1M | Reduce -12.0% |
| VNQ Vanguard Real Estate ETF | 0.65% | 80,171 | $6.9M | Reduce -3.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.55% | 25,628 | $5.9M | Reduce -2.2% |
| MUB iShares National Muni Bond E | 0.51% | 51,017 | $5.5M | Add +5.6% |
| MA Mastercard Inc. Class A | 0.47% | 10,485 | $5.0M | Reduce -6.9% |
| SCHQ Schwab Long-Term US Treasury | 0.36% | 112,939 | $3.8M | Add +35.3% |
| JMUB JPMorgan Municipal ETF | 0.32% | 68,578 | $3.5M | Add +5.1% |
| FREL Fidelity MSCI RL Est Indx | 0.31% | 128,500 | $3.4M | Reduce -0.1% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.31% | 65,070 | $3.3M | Reduce -4.2% |
| IVV iShares Core S&P 500 ETF | 0.28% | 5,768 | $3.0M | Add +0.4% |
| NVDA Nvidia Corp. | 0.26% | 3,078 | $2.8M | Reduce -18.1% |
| SCHP Schwab U.S. Tips ETF | 0.26% | 53,099 | $2.8M | Reduce -0.6% |
| XOM Exxon Mobil Corp. | 0.24% | 22,421 | $2.6M | Reduce -1.6% |
| JPST JPMorgan Ultra-Short Income | 0.24% | 51,147 | $2.6M | Reduce -8.2% |
| JNJ Johnson & Johnson | 0.24% | 16,155 | $2.6M | Reduce -2.6% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.24% | 50,158 | $2.5M | Reduce -16.4% |
| VCLT Vanguard Long-Term Corp. Bond | 0.22% | 30,274 | $2.4M | Reduce -34.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.22% | 17,112 | $2.3M | Add +1.4% |
| IJH iShares Core S&P Midcap ETF | 0.20% | 34,958 | $2.1M | Reduce -5.4% |
| SUB iShares Short-Term National | 0.20% | 20,007 | $2.1M | Reduce -9.5% |
| VIG Vanguard Dividend Apprec ETF | 0.18% | 10,740 | $2.0M | Add +0.8% |
| BLV Vanguard Long-Term Bond ETF | 0.17% | 25,818 | $1.9M | Add +50.4% |
| FBND Fidelity Total Bond ETF | 0.17% | 40,804 | $1.8M | New |
| XLF SS Financial Select Sector | 0.17% | 42,661 | $1.8M | Reduce -69.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.17% | 4,256 | $1.8M | Reduce -3.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.16% | 6,509 | $1.7M | Add +4.7% |
| FNCL Fidelity MSCI Financial Indx | 0.16% | 28,276 | $1.7M | Reduce -84.1% |
| LLY Eli Lilly & Co. | 0.15% | 2,027 | $1.6M | Reduce -19.2% |
| JEPI JPMorgan Equity Premium Inco | 0.15% | 27,197 | $1.6M | Add +1.1% |
| HON Honeywell International Inc. | 0.15% | 7,665 | $1.6M | Reduce -14.9% |
| SCHD Schwab US DVD Equity ETF | 0.15% | 19,365 | $1.6M | Reduce -1.9% |
| JIRE JPMorgan Int Res Enh Eqty | 0.13% | 22,555 | $1.4M | New |
| UPS United Parcel Service Class B | 0.12% | 8,736 | $1.3M | Reduce -5.1% |
| DIVB iShares Core Dividend ETF | 0.12% | 28,064 | $1.2M | Add +17.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.12% | 7,624 | $1.2M | Add +4.7% |
| DFS Discover Financial Services | 0.11% | 9,154 | $1.2M | Reduce -1.9% |
| XLK SS Technology Select Sector | 0.11% | 5,620 | $1.2M | Reduce -2.1% |
| FUTY Fidelity MSCI US Utilities | 0.10% | 26,237 | $1.1M | Reduce -20.0% |
| BLK BlackRock Finance Inc. | 0.10% | 1,306 | $1.1M | Reduce -4.5% |
| TFC Truist Financial Corp. | 0.10% | 27,296 | $1.1M | Reduce -29.8% |
| UBER Uber Technologies Inc. | 0.10% | 13,729 | $1.1M | Reduce -23.9% |
| CSCO Cisco Systems Inc. | 0.10% | 21,005 | $1.0M | Reduce -91.1% |
| META Meta Platforms Inc. Class A | 0.09% | 2,086 | $1.0M | Reduce -1.7% |
| BOKF Bok Financial Corporation | 0.09% | 10,815 | $995K | No change |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.09% | 4,999 | $959K | Reduce -3.6% |
| IWF iShares Russell 1000 Growth | 0.09% | 2,800 | $944K | Reduce -4.2% |
| ITOT iShares Core S&P Total U.S. | 0.09% | 7,908 | $912K | Add +11.4% |
| VEU Vanguard Ftse All-World Ex-U | 0.08% | 15,098 | $885K | No change |
| EPD Enterprise Products Partners | 0.08% | 29,810 | $870K | Reduce -1.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.08% | 1,572 | $822K | Add +0.5% |
| KRE SS SPDR S&P Regional Bank | 0.08% | 16,151 | $812K | Reduce -6.0% |
| BX Blackstone Inc. | 0.07% | 5,943 | $781K | Reduce -3.8% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $14.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 11,617 | $14.2M | Reduce -6.2% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 347 | $414K | Add +3.3% |
Total filed on the 13F, all lines: $1.1B.
Portfolio Sells Q4 2023 → Q1 2024
| CSCO Cisco Systems Inc. | Reduce -91.1% | 0.10% | −1.03 |
| MMM 3M Co. | Reduce -94.5% | 0.06% | −1.00 |
| FNCL Fidelity MSCI Financial Indx | Reduce -84.1% | 0.16% | −0.75 |
| AMZN Amazon.com Inc. | Reduce -35.6% | 2.12% | −0.70 |
| XLF SS Financial Select Sector | Reduce -69.1% | 0.17% | −0.32 |
| GEHC GE Healthcare Technology | Reduce -23.6% | 1.90% | −0.25 |
| BF.B Brown-Forman Corp. Class B | Reduce -1.7% | 1.71% | −0.25 |
| COST Costco Wholesale Corp. | Reduce -18.2% | 1.80% | −0.22 |
| LH Laboratory CRP of Amer Hldgs | Reduce -3.4% | 1.91% | −0.18 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -34.1% | 0.22% | −0.13 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -9.8% | 0.95% | −0.12 |
| MBB iShares MBS ETF | Reduce -2.1% | 2.05% | −0.12 |
| BBHY JPMorgan Betabuilders Usd Hi | Sold out | 0.00% | −0.12 |
| EA Electronic Arts Inc. | Reduce -0.5% | 2.03% | −0.11 |
| VCIT Vanguard Int-Term Corporate | Reduce -7.2% | 0.98% | −0.10 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -12.0% | 0.66% | −0.10 |
| JPIN JPM Diversified Ret Intl Eq | Sold out | 0.00% | −0.10 |
| UNP Union Pacific Corp. | Reduce -3.2% | 1.91% | −0.10 |
| BSV Vanguard Short-Term Bond ETF | Reduce -5.9% | 0.92% | −0.08 |
| USHY iShares Broad Usd High Yield | Sold out | 0.00% | −0.07 |
| LOW Lowe's Cos Inc. | Reduce -51.4% | 0.07% | −0.06 |
| JMST JPM Ultra-Short Muni Income | Reduce -16.4% | 0.24% | −0.05 |
| VNQ Vanguard Real Estate ETF | Reduce -3.6% | 0.65% | −0.05 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -1.7% | 1.10% | −0.05 |
| VWO Vanguard Ftse Emerging Marke | Reduce -4.9% | 0.87% | −0.05 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -2.5% | 1.18% | −0.04 |
| TFC Truist Financial Corp. | Reduce -29.8% | 0.10% | −0.04 |
| HON Honeywell International Inc. | Reduce -14.9% | 0.15% | −0.03 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −0.03 |
| PPL PPL Corp. | Reduce -1.8% | 1.48% | −0.03 |
| EFA iShares MSCI Eafe ETF | Sold out | 0.00% | −0.03 |
| CTSH Cognizant Tech Solutions-A | Sold out | 0.00% | −0.03 |
| SUB iShares Short-Term National | Reduce -9.5% | 0.20% | −0.03 |
| IVE iShares S&P 500 Value ETF | Sold out | 0.00% | −0.03 |
| DIS The Walt Disney Co. | Reduce -49.5% | 0.05% | −0.03 |
| JPST JPMorgan Ultra-Short Income | Reduce -8.2% | 0.24% | −0.02 |
| SHYG iShares 0-5 YR HY Corp. Bond | Sold out | 0.00% | −0.02 |
| FUTY Fidelity MSCI US Utilities | Reduce -20.0% | 0.10% | −0.02 |
| SPSB SS SPDR P St C Corp. ETF | Reduce -22.2% | 0.07% | −0.02 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -4.2% | 0.31% | −0.02 |
| VSS Vanguard Ftse All Wo X-US SC | Reduce -0.8% | 2.26% | −0.02 |
| BA The Boeing Co. | Sold out | 0.00% | −0.02 |
| TSLA Tesla Inc. | Reduce -13.2% | 0.03% | −0.02 |
| AMGN Amgen Inc. | Reduce -21.1% | 0.06% | −0.02 |
| UPS United Parcel Service Class B | Reduce -5.1% | 0.12% | −0.02 |
| SPDN Dir DLY SP 500 BR 1X ETF-Usi | Reduce -41.1% | 0.02% | −0.01 |
| FREL Fidelity MSCI RL Est Indx | Reduce -0.1% | 0.31% | −0.01 |
| GOOG Alphabet Inc. Class C | Reduce -6.5% | 1.39% | −0.01 |
| PANW Palo Alto Networks Inc. | Reduce -12.9% | 0.05% | −0.01 |
| KRE SS SPDR S&P Regional Bank | Reduce -6.0% | 0.08% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| MTCH Match Group Inc. | New | 1.30% | +1.30 |
| AXP American Express Co. | Add +4291.2% | 1.23% | +1.21 |
| CVX Chevron Corp. | Add +1070.2% | 0.92% | +0.84 |
| IJR iShares Core S&P Small-Cap E | Add +28.1% | 2.04% | +0.45 |
| VRTX Vertex Pharmaceuticals Inc. | Add +30.2% | 1.07% | +0.26 |
| FBND Fidelity Total Bond ETF | New | 0.17% | +0.17 |
| IEFA iShares Core MSCI Eafe ETF | Add +0.7% | 3.66% | +0.15 |
| JIRE JPMorgan Int Res Enh Eqty | New | 0.13% | +0.13 |
| EOG EOG Resources Inc. | Add +1.1% | 1.67% | +0.08 |
| SCHQ Schwab Long-Term US Treasury | Add +35.3% | 0.36% | +0.08 |
| AAPL Apple Inc. | Add +18.2% | 2.23% | +0.08 |
| GOOGL Alphabet Inc. Class A | Add +0.9% | 1.11% | +0.07 |
| SCHO Schwab Short-Term US Treas | Add +11.9% | 0.86% | +0.07 |
| SCHR Schwab Intermediate-Term US | Add +6.5% | 2.10% | +0.07 |
| KO The Coca-Cola Co. | Add +0.4% | 2.44% | +0.06 |
| BLV Vanguard Long-Term Bond ETF | Add +50.4% | 0.17% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +1.4% | 0.22% | +0.05 |
| MO Altria Group Inc. | New | 0.04% | +0.04 |
| GS Goldman Sachs Group Inc. | New | 0.04% | +0.04 |
| TEL Te Connectivity Ltd. | New | 0.04% | +0.04 |
| AIG American International Group | New | 0.03% | +0.03 |
| AGG iShares Core U.S. Aggregate | Add +4.5% | 2.23% | +0.03 |
| DFAI Dimensional International Co. | New | 0.03% | +0.03 |
| DIVB iShares Core Dividend ETF | Add +17.8% | 0.12% | +0.02 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +5.8% | 0.81% | +0.02 |
| IVV iShares Core S&P 500 ETF | Add +0.4% | 0.28% | +0.02 |
| IWM iShares Russell 2000 ETF | New | 0.02% | +0.02 |
| XLC SS Comm Select Sector SPDR | New | 0.02% | +0.02 |
| IVW iShares S&P 500 Growth ETF | New | 0.02% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +4.7% | 0.16% | +0.02 |
| BND Vanguard Total Bond Market | Add +4.5% | 1.27% | +0.02 |
| MUB iShares National Muni Bond E | Add +5.6% | 0.51% | +0.01 |
| ITOT iShares Core S&P Total U.S. | Add +11.4% | 0.09% | +0.01 |
| VOO Vanguard S&P 500 ETF | Add +19.5% | 0.06% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +4.7% | 0.12% | +0.01 |
| RSP Invesco S&P 500 Equal Weight | Add +22.2% | 0.05% | +0.01 |
| VIG Vanguard Dividend Apprec ETF | Add +0.8% | 0.18% | +0.01 |
| DFAC Dimensional US Core Equity 2 | Add +35.9% | 0.03% | +0.01 |
| JMUB JPMorgan Municipal ETF | Add +5.1% | 0.32% | +0.01 |
| SCHF Schwab Intl Equity ETF | Add +31.7% | 0.03% | +0.01 |
| JEPI JPMorgan Equity Premium Inco | Add +1.1% | 0.15% | +0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.5% | 0.08% | +0.01 |
| IAU iShares Gold Trust | Add +10.9% | 0.03% | +0.00 |
| COP Conocophillips | Add +0.3% | 0.05% | +0.00 |
| ICSH iShares Ultra Short Duration | Add +8.6% | 0.05% | +0.00 |
| SPHQ Invesco S&P 500 Quality ETF | Add +0.1% | 0.03% | +0.00 |
| BIV Vanguard Intermediate-Term B | Add +3.3% | 0.81% | +0.00 |
| DE Deere & Co. | Add +0.4% | 0.03% | +0.00 |
| SCMB Schwab Municipal Bond ETF | Add +0.3% | 0.03% | −0.00 |
| SCHH Schwab US REIT ETF | Add +0.3% | 0.05% | −0.00 |
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -6.2% | 11,617 | $14.2M |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Sold out | 10,985 | $456Kbefore exit |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +3.3% | 347 | $414K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 259 | $1.3B | XLK, IEFA, VEA, NVDA, GE |
| Q1 2026 | 249 | $1.2B | XLK, IEFA, VEA, HCA, SCHR |
| Q4 2025 | 247 | $1.3B | IEFA, VEA, MSFT, JPM, HCA |
| Q3 2025 | 203 | $1.2B | IEFA, HCA, MSFT, VEA, JPM |
| Q2 2025 | 189 | $1.1B | IEFA, VEA, MSFT, HCA, JPM |
| Q1 2025 | 179 | $1.1B | IEFA, UNH, VEA, JPM, V |
| Q4 2024 | 180 | $1.1B | IEFA, LULU, AMZN, JPM, UNH |
| Q3 2024 | 182 | $1.1B | IEFA, UNH, VEA, MSFT, KO |
| Q2 2024 | 181 | $1.1B | IEFA, UNH, MSFT, VEA, JPM |
| Q1 2024 | 182 | $1.1B | IEFA, MSFT, VEA, JPM, UNH |