Galvin, Gaustad & Stein, LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 17, 2025), Galvin, Gaustad & Stein, LLC reported 180 stock positions worth $1.1 billion. Its top holding was iShares Core MSCI Eafe ETF (IEFA) at 3.0% of the portfolio, followed by Lululemon Athletica (LULU, 3.0%) and Amazon.com (AMZN, 2.9%). Compared with Q3 2024, it opened 15 new positions, sold out of 17, added to 60 and reduced 85. The biggest buy was a new position in HCA Healthcare (HCA) and the biggest sale Zoom Communications (ZM, shares −91%).

Most Recent 13F
Q2 2026
Location
Scottsdale, AZ
CIK
0001840945
Portfolio Value
$1.1B (Q4 2024)
SEC Filing
0001172661-25-000260 ↗ filed Jan 17, 2025

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $1.1B Q1 2024 Q2 2024: $1.1B Q2 2024 Q3 2024: $1.1B Q3 2024 Q4 2024: $1.1B $1.1B Q4 2024 Q1 2025: $1.1B Q1 2025 Q2 2025: $1.1B Q2 2025 Q3 2025: $1.2B Q3 2025 Q4 2025: $1.3B Q4 2025 Q1 2026: $1.2B Q1 2026 Q2 2026: $1.3B Q2 2026

Holdings 180 stocks · $1.1B
IEFA iShares Core MSCI Eafe ETF 3.01% 471,680 $33.1M Reduce -8.1%
LULU Lululemon Athletica Inc. 2.97% 85,666 $32.8M Add +13.4%
AMZN Amazon.com Inc. 2.93% 147,362 $32.3M Add +5.8%
JPM JPMorgan Chase & Co. 2.82% 129,784 $31.1M Reduce -5.5%
UNH Unitedhealth Group Inc. 2.76% 60,167 $30.4M Reduce -1.3%
MSFT Microsoft Corp. 2.71% 70,749 $29.8M Reduce -2.0%
AAPL Apple Inc. 2.64% 116,022 $29.1M Reduce -6.8%
VEA Vanguard Ftse Developed ETF 2.58% 594,017 $28.4M Reduce -4.4%
KO The Coca-Cola Co. 2.46% 435,277 $27.1M Add +0.9%
V Visa Inc. Class A 2.43% 84,756 $26.8M Reduce -1.2%
AGG iShares Core U.S. Aggregate 2.29% 259,917 $25.2M Add +3.0%
SCHR Schwab Intermediate-Term US 2.16% 977,769 $23.8M Add +3.0%
IJR iShares Core S&P Small-Cap E 2.15% 205,432 $23.7M Add +4.3%
AZO AutoZone Inc. 2.13% 7,333 $23.5M Reduce -1.2%
VSS Vanguard Ftse All Wo X-US SC 2.06% 198,666 $22.7M Reduce -0.3%
MBB iShares MBS ETF 1.98% 237,670 $21.8M Add +0.1%
AXP American Express Co. 1.89% 70,114 $20.8M Reduce -0.7%
HD Home Depot Inc. 1.83% 51,890 $20.2M Reduce -1.2%
TSM Taiwan Semiconductor-SP ADR 1.82% 101,575 $20.1M Reduce -1.9%
LH Labcorp Holdings Inc. 1.82% 87,412 $20.0M Reduce -1.2%
HCA HCA Healthcare Inc. 1.64% 60,115 $18.0M New
UBER Uber Technologies Inc. 1.63% 297,545 $17.9M Add +34.6%
CPRT Copart Inc. 1.62% 310,878 $17.8M Reduce -2.6%
EOG EOG Resources Inc. 1.62% 145,262 $17.8M Add +6.6%
UNP Union Pacific Corp. 1.62% 78,024 $17.8M Add +2.8%
PPL PPL Corp. 1.57% 532,824 $17.3M Reduce -2.6%
WM Waste Management Inc. 1.54% 84,272 $17.0M Reduce -9.5%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 1.54% 220,316 $16.9M Reduce -11.3%
PG The Procter & Gamble Co. 1.45% 95,082 $15.9M Add +2.1%
GS Goldman Sachs Group Inc. 1.44% 27,718 $15.9M Reduce -8.1%
BND Vanguard Total Bond Market 1.43% 219,204 $15.8M Add +5.0%
ASML ASML Holding NV-NY Reg SHS 1.36% 21,615 $15.0M Add +7081.1%
CPB The Campbell's Company 1.34% 352,647 $14.8M New
SCHO Schwab Short-Term US Treas 1.26% 574,822 $13.8M Add +22.2%
GOOG Alphabet Inc. Class C 1.25% 72,273 $13.8M Reduce -17.0%
IGIB iShares 5-10Y Inv Grade Corp. 1.22% 261,354 $13.5M Add +3.4%
STIP iShares 0-5 Year Tips Bond E 1.20% 131,782 $13.3M Add +1.1%
IJH iShares Core S&P Midcap ETF 1.20% 211,951 $13.2M Add +4.8%
GEHC GE Healthcare Technology 1.11% 156,123 $12.2M Reduce -33.3%
MCHI iShares MSCI China ETF 1.02% 239,248 $11.2M New
GOOGL Alphabet Inc. Class A 0.99% 57,828 $10.9M Reduce -18.8%
IEMG iShares Core MSCI Emerging 0.99% 208,594 $10.9M Reduce -2.1%
CVX Chevron Corp. 0.94% 71,403 $10.3M Add +10.0%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.92% 223,221 $10.1M Add +4.0%
IGSB iShares 1-5Y Inv Grade Corp. 0.91% 193,901 $10.0M Add +0.2%
VCIT Vanguard Int-Term Corporate 0.87% 118,913 $9.5M Reduce -9.4%
UTHR United Therapeutics Corp. 0.85% 26,512 $9.4M Add +6.0%
BSV Vanguard Short-Term Bond ETF 0.85% 120,955 $9.3M Add +1.0%
LINE Lineage Inc. 0.85% 159,426 $9.3M New
BIV Vanguard Intermediate-Term B 0.82% 120,826 $9.0M Add +0.8%
VRTX Vertex Pharmaceuticals Inc. 0.79% 21,728 $8.7M Reduce -1.1%
VWO Vanguard Ftse Emerging Marke 0.74% 186,110 $8.2M Reduce -2.3%
COST Costco Wholesale Corp. 0.72% 8,600 $7.9M Reduce -56.9%
GE General Electric filed as GE AEROSPACE 0.67% 44,267 $7.4M New
VCSH Vanguard S/T Corp. Bond ETF 0.60% 84,422 $6.6M Reduce -3.8%
VB Vanguard Most SM-Cap ETF-Usd 0.50% 22,796 $5.5M Reduce -2.3%
MUB iShares National Muni Bond E 0.48% 49,301 $5.3M Add +3.0%
MA Mastercard Inc. Class A 0.46% 9,533 $5.0M Reduce -0.8%
NVDA Nvidia Corp. 0.42% 34,081 $4.6M Reduce -0.8%
IVV iShares Core S&P 500 ETF 0.39% 7,367 $4.3M Reduce -16.6%
ICSH iShares Ultra Short Duration 0.37% 81,513 $4.1M Add +273.8%
SCHQ Schwab Long-Term US Treasury 0.35% 121,439 $3.8M Reduce -3.1%
VTEB Vanguard Tax-Exempt Bond ETF 0.31% 67,311 $3.4M Add +2.9%
JMUB JPMorgan Municipal ETF 0.30% 65,716 $3.3M Reduce -0.6%
SCHP Schwab U.S. Tips ETF 0.24% 101,686 $2.6M Add +1.6%
JPST JPMorgan Ultra-Short Income 0.24% 52,057 $2.6M Add +10.1%
JNJ Johnson & Johnson 0.21% 15,982 $2.3M No change
XOM Exxon Mobil Corp. 0.21% 21,344 $2.3M Add +1.7%
ZM Zoom Communications Inc. 0.21% 27,786 $2.3M Reduce -91.0%
VIG Vanguard Dividend Apprec ETF 0.20% 11,206 $2.2M Reduce -0.0%
FBND Fidelity Total Bond ETF 0.20% 48,479 $2.2M Add +0.8%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.19% 41,023 $2.1M Reduce -2.6%
BLV Vanguard Long-Term Bond ETF 0.18% 29,444 $2.0M Reduce -1.6%
SUB iShares Short-Term National 0.17% 17,822 $1.9M Reduce -0.7%
JEPI JPMorgan Equity Premium Inco 0.16% 31,297 $1.8M Add +3.1%
VTI VG Morningstar TS MKT ETF-US 0.16% 6,197 $1.8M Reduce -4.4%
DIVB iShares Core Dividend ETF 0.16% 36,352 $1.7M Add +3.1%
BRK.B Berkshire Hathaway Inc. Class B 0.15% 3,713 $1.7M Reduce -11.1%
JIRE JPMorgan Int Res Enh Eqty 0.15% 28,691 $1.7M Add +47.0%
META Meta Platforms Inc. Class A 0.14% 2,670 $1.6M No change
DFS Discover Financial Services 0.14% 8,990 $1.6M Reduce -0.2%
VCLT Vanguard Long-Term Corp. Bond 0.13% 19,833 $1.5M Reduce -21.3%
DGX Quest Diagnostics Inc. 0.13% 9,785 $1.5M Reduce -2.0%
SCHD Schwab US DVD Equity ETF 0.13% 53,487 $1.5M Reduce -0.9%
LLY Eli Lilly & Co. 0.12% 1,768 $1.4M Reduce -2.9%
HON Honeywell International Inc. 0.12% 5,738 $1.3M Reduce -91.4%
VNQ Vanguard Real Estate ETF 0.12% 14,347 $1.3M Reduce -81.3%
PM Philip Morris International 0.10% 9,585 $1.2M Reduce -11.2%
BOKF Bok Financial Corporation 0.10% 10,815 $1.2M No change
XLF SS Financial Select Sector 0.10% 23,576 $1.1M Reduce -25.9%
IWF iShares Russell 1000 Growth 0.10% 2,800 $1.1M No change
BLK BlackRock Inc. 0.10% 1,096 $1.1M New
CRWD CrowdStrike Holdings Inc. Class A 0.10% 3,215 $1.1M Reduce -1.8%
EPD Enterprise Products Partners 0.10% 34,810 $1.1M No change
ITOT iShares Core S&P Total U.S. 0.10% 8,276 $1.1M Add +2.2%
XLK SS Technology Select Sector 0.09% 4,250 $988K Reduce -19.2%
UPS United Parcel Service Class B 0.09% 7,836 $988K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.09% 2,344 $962K Reduce -16.1%
VCRB Vanguard Core Bond ETF 0.09% 12,686 $962K New
BX Blackstone Inc. 0.09% 5,529 $953K Reduce -0.1%
VTV Vanguard Mrngstr Val ETF-Aui 0.09% 5,600 $948K Reduce -27.3%
NOW ServiceNow Inc. 0.09% 885 $938K Add +4.7%
SPY SS SPDR S&P 500 ETF Trust-US 0.08% 1,571 $921K Add +0.6%
FNCL Fidelity MSCI Financial Indx 0.08% 12,839 $882K Reduce -4.7%
TSLA Tesla Inc. 0.08% 2,077 $839K Reduce -0.3%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.07% 4,031 $799K Reduce -11.3%
WMT Walmart Inc. 0.07% 8,401 $759K Reduce -1.8%
TEL Te Connectivity PLC 0.07% 5,265 $753K Add +10.5%
ABBV Abbvie Inc. 0.07% 4,205 $747K Reduce -0.7%
MO Altria Group Inc. 0.07% 13,982 $731K Reduce -8.2%
VOO Vanguard S&P 500 ETF 0.06% 1,327 $715K Reduce -0.1%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.06% 12,500 $705K Add +27.2%
LOW Lowe's Cos Inc. 0.06% 2,736 $675K Reduce -1.4%
SBUX Starbucks Corp. 0.06% 7,055 $644K Reduce -35.1%
VEU Vanguard Ftse All-World Ex-U 0.06% 11,098 $637K Reduce -26.5%
QLD Proshares Ultra QQQ 0.06% 5,865 $635K Reduce -3.3%
PANW Palo Alto Networks Inc. 0.06% 3,452 $628K Reduce -1.0%
FUTY Fidelity MSCI US Utilities 0.06% 12,425 $606K Reduce -5.0%
DFSV Dimensional US Small Cap Val 0.05% 19,589 $603K Add +11.8%
AMGN Amgen Inc. 0.05% 2,288 $596K Add +19.9%
SPSB SS SPDR P St C Corp. ETF 0.05% 19,820 $592K Reduce -2.5%
SCZ iShares MSCI Eafe Small-Cap 0.05% 9,627 $585K Add +213.4%
EA Electronic Arts Inc. 0.05% 3,993 $584K Reduce -73.1%
SSO Proshares Ultra S&P500 0.05% 6,270 $580K Reduce -9.1%
RTX RTX Corp. 0.05% 5,007 $579K Reduce -3.5%
CEG Constellation Energy 0.05% 2,548 $570K Reduce -0.1%
GD General Dynamics Corp. 0.05% 2,163 $570K Add +0.8%
DFAI Dimensional International Co. 0.05% 18,843 $550K Add +9.3%
MCK McKesson Corp. 0.05% 954 $544K Reduce -3.9%
VCRM Vanguard Core Tax-Ex Bond 0.05% 7,000 $522K New
XLE SS Energy Select Sector 0.05% 6,055 $519K Reduce -14.5%
CSCO Cisco Systems Inc. 0.05% 8,520 $504K Add +0.1%
VIGI Vanguard Int Div App Indx FD 0.05% 6,243 $499K Reduce -0.8%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.04% 1,878 $496K Add +2.1%
VGT Vanguard Info Tech ETF 0.04% 795 $494K Reduce -28.3%
XLY SS Consumer Disc Select Sect 0.04% 2,039 $457K Reduce -26.3%
SCMB Schwab Municipal Bond ETF 0.04% 17,790 $457K Add +0.8%
IWD iShares Russell 1000 Value E 0.04% 2,453 $454K No change
FENY Fidelity MSCI Energy Index 0.04% 18,479 $441K Reduce -5.4%
DGRW Wisdomtree U.S. Quality Divi 0.04% 5,400 $437K Reduce -5.3%
MRK Merck & Co. Inc. 0.04% 4,208 $419K Add +4.7%
VFH Vanguard Financials ETF 0.04% 3,493 $412K Reduce -1.6%
DFAC Dimensional US Core Equity 2 0.04% 11,140 $385K Add +0.3%
IAU iShares Gold Trust 0.03% 7,449 $369K Add +43.4%
SPHQ Invesco S&P 500 Quality ETF 0.03% 5,222 $350K Add +0.1%
DE Deere & Co. 0.03% 823 $349K Add +0.2%
AVGO Broadcom Inc. 0.03% 1,476 $342K Add +0.1%
QUAL iShares MSCI USA Quality Fac 0.03% 1,835 $327K Add +5.8%
FREL Fidelity MSCI RL Est Indx 0.03% 11,902 $322K Reduce -90.8%
FTEC Fidelity MSCI Info Tech Indx 0.03% 1,729 $320K Add +3.0%
EFAV iShares MSCI Eafe Min Vol Fa 0.03% 4,358 $308K No change
TER Teradyne Inc. 0.03% 2,401 $302K New
RSP Invesco S&P 500 Equal Weight 0.03% 1,708 $299K Add +0.2%
XMHQ Invesco S&P Midcap Qual ETF 0.03% 3,000 $295K New
LMT Lockheed Martin Corp. 0.03% 604 $293K Add +0.2%
AIG American International Group 0.03% 4,000 $291K New
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.03% 6,600 $290K No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.03% 1,788 $289K New
VGLT Vanguard Long-Term Treasury 0.03% 5,175 $286K Add +8.6%
VST Vistra Corp. 0.03% 2,077 $286K Add +3.6%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.03% 665 $283K Reduce -1.5%
SPLV Invesco S&P 500 Low Volatili 0.03% 3,985 $279K No change
SCHF Schwab Intl Equity ETF 0.02% 14,412 $267K No change
RY Royal Bank of Canada 0.02% 2,200 $265K Reduce -4.3%
IWR iShares Russell Mid-Cap ETF 0.02% 2,964 $262K No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.02% 1,010 $256K No change
VYM Vanguard High DVD Yield ETF 0.02% 2,000 $255K No change
IWM iShares Russell 2000 ETF 0.02% 1,145 $253K No change
IBIT iShares Bitcoin Trust ETF 0.02% 4,680 $248K New
IVW iShares S&P 500 Growth ETF 0.02% 2,406 $244K No change
WFC Wells Fargo & Co. 0.02% 3,462 $243K New
VBK Van Morst SML-Cap Gro-Usd Inc. 0.02% 864 $242K No change
QQQE Dirx Nasdaq-100EQ Wi ETF-Usd 0.02% 2,635 $237K No change
FLRN SS SPDR BB Ig Float RT ETF 0.02% 7,275 $224K No change
ORCL Oracle Corp. 0.02% 1,331 $222K Reduce -1.5%
ISRG Intuitive Surgical Inc. 0.02% 417 $218K New
LIN Linde PLC 0.02% 511 $214K Add +0.2%
SCHH Schwab US REIT ETF 0.02% 9,981 $210K Reduce -55.4%
INTU Intuit Inc. 0.02% 332 $209K No change
NRG NRG Energy Inc. 0.02% 2,235 $202K Add +0.3%
Other holdings (2): bonds, preferreds, convertibles and warrants · $15.2M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 12,321$14.7MAdd +3.1%
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 372$454KReduce -3.4%

Total filed on the 13F, all lines: $1.1B.

Portfolio Sells Q3 2024 → Q4 2024
ZM Zoom Communications Inc. Reduce -91.0% 0.21% −1.75
MTCH Match Group Inc. Sold out 0.00% −1.32
HON Honeywell International Inc. Reduce -91.4% 0.12% −1.13
COST Costco Wholesale Corp. Reduce -56.9% 0.72% −0.88
GEHC GE Healthcare Technology Reduce -33.3% 1.11% −0.88
IEFA iShares Core MSCI Eafe ETF Reduce -8.1% 3.01% −0.61
VNQ Vanguard Real Estate ETF Reduce -81.3% 0.12% −0.56
UNH Unitedhealth Group Inc. Reduce -1.3% 2.76% −0.46
VEA Vanguard Ftse Developed ETF Reduce -4.4% 2.58% −0.39
FREL Fidelity MSCI RL Est Indx Reduce -90.8% 0.03% −0.32
VSS Vanguard Ftse All Wo X-US SC Reduce -0.3% 2.06% −0.20
WM Waste Management Inc. Reduce -9.5% 1.54% −0.20
EA Electronic Arts Inc. Reduce -73.1% 0.05% −0.14
VRTX Vertex Pharmaceuticals Inc. Reduce -1.1% 0.79% −0.13
VCIT Vanguard Int-Term Corporate Reduce -9.4% 0.87% −0.13
IEMG iShares Core MSCI Emerging Reduce -2.1% 0.99% −0.12
MSFT Microsoft Corp. Reduce -2.0% 2.71% −0.10
HD Home Depot Inc. Reduce -1.2% 1.83% −0.09
VWO Vanguard Ftse Emerging Marke Reduce -2.3% 0.74% −0.08
BNY Bank of New York Mellon Corp. Reduce -11.3% 1.54% −0.08
GOOGL Alphabet Inc. Class A Reduce -18.8% 0.99% −0.07
IVV iShares Core S&P 500 ETF Reduce -16.6% 0.39% −0.07
GOOG Alphabet Inc. Class C Reduce -17.0% 1.25% −0.07
PPL PPL Corp. Reduce -2.6% 1.57% −0.07
BRK.A Berkshire Hathaway Inc. Class A Sold out 0.00% −0.06
PFE Pfizer Inc. Sold out 0.00% −0.05
VCLT Vanguard Long-Term Corp. Bond Reduce -21.3% 0.13% −0.05
SCHQ Schwab Long-Term US Treasury Reduce -3.1% 0.35% −0.05
TFC Truist Financial Corp. Sold out 0.00% −0.04
SBUX Starbucks Corp. Reduce -35.1% 0.06% −0.04
VTV Vanguard Mrngstr Val ETF-Aui Reduce -27.3% 0.09% −0.04
BINC iShares Flex I A ETF-Usd Inc. Sold out 0.00% −0.04
VCSH Vanguard S/T Corp. Bond ETF Reduce -3.8% 0.60% −0.03
VEU Vanguard Ftse All-World Ex-U Reduce -26.5% 0.06% −0.03
SCHH Schwab US REIT ETF Reduce -55.4% 0.02% −0.03
XLF SS Financial Select Sector Reduce -25.9% 0.10% −0.03
ICLR Icon PLC Sold out 0.00% −0.02
VHT Vanguard Health Care ETF Sold out 0.00% −0.02
VLO Valero Energy Corp. Sold out 0.00% −0.02
LLY Eli Lilly & Co. Reduce -2.9% 0.12% −0.02
IYJ iShares U.S. Industrials ETF Sold out 0.00% −0.02
MDLZ Mondelez International Inc. Class A Sold out 0.00% −0.02
VZ Verizon Communications Inc. Sold out 0.00% −0.02
BRK.B Berkshire Hathaway Inc. Class B Reduce -11.1% 0.15% −0.02
XLC SS Comm Select Sector SPDR Sold out 0.00% −0.02
BLV Vanguard Long-Term Bond ETF Reduce -1.6% 0.18% −0.02
XLV SS Health Care Select Sector Sold out 0.00% −0.02
KVUE Kenvue Inc. Sold out 0.00% −0.02
MGC Vngrd Mrngstr MG Cap ETF-Usd Sold out 0.00% −0.02
EFA iShares MSCI Eafe ETF Sold out 0.00% −0.02

Portfolio Buys Q3 2024 → Q4 2024
HCA HCA Healthcare Inc. New 1.64% +1.64
CPB The Campbell's Company New 1.34% +1.34
ASML ASML Holding NV-NY Reg SHS Add +7081.1% 1.36% +1.34
LULU Lululemon Athletica Inc. Add +13.4% 2.97% +1.12
MCHI iShares MSCI China ETF New 1.02% +1.02
LINE Lineage Inc. New 0.85% +0.85
GE General Electric New 0.67% +0.67
AMZN Amazon.com Inc. Add +5.8% 2.93% +0.59
ICSH iShares Ultra Short Duration Add +273.8% 0.37% +0.27
SCHO Schwab Short-Term US Treas Add +22.2% 1.26% +0.21
UBER Uber Technologies Inc. Add +34.6% 1.63% +0.13
BLK BlackRock Inc. New 0.10% +0.10
EOG EOG Resources Inc. Add +6.6% 1.62% +0.10
VCRB Vanguard Core Bond ETF New 0.09% +0.09
CVX Chevron Corp. Add +10.0% 0.94% +0.07
IJR iShares Core S&P Small-Cap E Add +4.3% 2.15% +0.07
IJH iShares Core S&P Midcap ETF Add +4.8% 1.20% +0.06
VCRM Vanguard Core Tax-Ex Bond New 0.05% +0.05
UTHR United Therapeutics Corp. Add +6.0% 0.85% +0.04
JIRE JPMorgan Int Res Enh Eqty Add +47.0% 0.15% +0.04
SCZ iShares MSCI Eafe Small-Cap Add +213.4% 0.05% +0.03
TER Teradyne Inc. New 0.03% +0.03
XMHQ Invesco S&P Midcap Qual ETF New 0.03% +0.03
AIG American International Group New 0.03% +0.03
VOE Vngrd Mrngstr MD-Cap Val ETF New 0.03% +0.03
IBIT iShares Bitcoin Trust ETF New 0.02% +0.02
WFC Wells Fargo & Co. New 0.02% +0.02
JPST JPMorgan Ultra-Short Income Add +10.1% 0.24% +0.02
ISRG Intuitive Surgical Inc. New 0.02% +0.02
NOW ServiceNow Inc. Add +4.7% 0.09% +0.02
JEPQ JPM Nasdaq Equity Premium Add +27.2% 0.06% +0.02
BND Vanguard Total Bond Market Add +5.0% 1.43% +0.01
IAU iShares Gold Trust Add +43.4% 0.03% +0.01
STIP iShares 0-5 Year Tips Bond E Add +1.1% 1.20% +0.01
AVGO Broadcom Inc. Add +0.1% 0.03% +0.01
MUB iShares National Muni Bond E Add +3.0% 0.48% +0.01
DFSV Dimensional US Small Cap Val Add +11.8% 0.05% +0.01
CSCO Cisco Systems Inc. Add +0.1% 0.05% +0.00
ITOT iShares Core S&P Total U.S. Add +2.2% 0.10% +0.00
VST Vistra Corp. Add +3.6% 0.03% +0.00
VTEB Vanguard Tax-Exempt Bond ETF Add +2.9% 0.31% +0.00
TEL Te Connectivity PLC Add +10.5% 0.07% +0.00
FTEC Fidelity MSCI Info Tech Indx Add +3.0% 0.03% +0.00
SPY SS SPDR S&P 500 ETF Trust-US Add +0.6% 0.08% +0.00
DIVB iShares Core Dividend ETF Add +3.1% 0.16% +0.00
QUAL iShares MSCI USA Quality Fac Add +5.8% 0.03% +0.00
IUSB Ishr CR Unvrse Usd BD ETF-Ui Add +4.0% 0.92% +0.00
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +2.1% 0.04% +0.00
DE Deere & Co. Add +0.2% 0.03% +0.00
DFAC Dimensional US Core Equity 2 Add +0.3% 0.04% +0.00

Notes & Other Activity Q3 2024 → Q4 2024
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Add +3.1% 12,321 $14.7M
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Reduce -3.4% 372 $454K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 259$1.3BXLK, IEFA, VEA, NVDA, GE
Q1 2026 249$1.2BXLK, IEFA, VEA, HCA, SCHR
Q4 2025 247$1.3BIEFA, VEA, MSFT, JPM, HCA
Q3 2025 203$1.2BIEFA, HCA, MSFT, VEA, JPM
Q2 2025 189$1.1BIEFA, VEA, MSFT, HCA, JPM
Q1 2025 179$1.1BIEFA, UNH, VEA, JPM, V
Q4 2024 180$1.1BIEFA, LULU, AMZN, JPM, UNH
Q3 2024 182$1.1BIEFA, UNH, VEA, MSFT, KO
Q2 2024 181$1.1BIEFA, UNH, MSFT, VEA, JPM
Q1 2024 182$1.1BIEFA, MSFT, VEA, JPM, UNH