Guardian Wealth Advisors, LLC / NC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Guardian Wealth Advisors, LLC / NC reported 449 stock positions worth $923.7 million. Its top holding was Aptus Collared Invest Opp (ACIO) at 12.2% of the portfolio, followed by Aptus Defined Risk ETF (DRSK, 7.1%) and Aptus Enhanced Yield ETF (JUCY, 5.8%). Compared with Q2 2024, it opened 37 new positions, sold out of 23, added to 112 and reduced 146. The biggest buy was a new position in Proshares Short S&P500 and the biggest sale Wisdomtree Floating Rate Tre (USFR, shares −27%).
- Most Recent 13F
- Q2 2026
- Location
- RALEIGH, NC
- CIK
- 0001901403
- Portfolio Value
- $923.7M (Q3 2024)
- SEC Filing
- 0001398344-24-020706 ↗ filed Nov 14, 2024
Holdings Value
Holdings 449 stocks · $923.7M
| ACIO Aptus Collared Invest Opp | 12.20% | 2,836,364 | $112.7M | Add +4.6% |
| DRSK Aptus Defined Risk ETF | 7.11% | 2,320,203 | $65.7M | Add +7.9% |
| JUCY Aptus Enhanced Yield ETF | 5.80% | 2,307,879 | $53.6M | Add +4.9% |
| SCHX Schwab US Large-Cap ETF | 5.74% | 781,686 | $53.0M | Add +2.6% |
| OSCV Opus Small Cap Value ETF | 5.74% | 1,414,558 | $53.0M | Add +3.9% |
| BUFR FT Vest Lad Buffervetf-Usd I | 3.94% | 1,217,206 | $36.4M | Add +5.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 3.66% | 926,735 | $33.8M | Add +3.6% |
| XHLF Bondbloxx BBG 6 MTH US Treas | 3.41% | 624,283 | $31.5M | Reduce -0.9% |
| RDVY First Trust Rising Dividend | 3.09% | 482,511 | $28.6M | Add +3.8% |
| AAPL Apple Inc. | 2.15% | 85,296 | $19.9M | Reduce -3.3% |
| NVDA Nvidia Corp. | 2.06% | 157,045 | $19.1M | Add +0.2% |
| JCPB JPMorgan Core Plus Bond ETF | 1.83% | 350,992 | $16.9M | Add +4.2% |
| MSFT Microsoft Corp. | 1.60% | 34,267 | $14.7M | Reduce -0.7% |
| VOO Vanguard S&P 500 ETF | 1.57% | 27,398 | $14.5M | Add +3.6% |
| DUBS Aptus LRG Cap Enh YLD ETF | 1.51% | 440,653 | $14.0M | Add +0.7% |
| JEPI JPMorgan Equity Premium Inco | 1.39% | 215,768 | $12.8M | Add +0.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.34% | 21,555 | $12.4M | Add +1.2% |
| DFAI Dimensional International Co. | 1.12% | 326,264 | $10.4M | Add +5.8% |
| USFR Wisdomtree Floating Rate Tre | 0.92% | 168,627 | $8.5M | Reduce -27.1% |
| ONEQ Fidelity Nasdaq Comp Indx | 0.88% | 113,101 | $8.1M | Add +1.6% |
| AVGO Broadcom Inc. | 0.81% | 43,524 | $7.5M | Reduce -1.1% |
| GSEW Goldman Sachs Eql WGHT Large | 0.81% | 96,892 | $7.5M | Reduce -1.2% |
| AMZN Amazon.com Inc. | 0.81% | 39,927 | $7.4M | Add +16.5% |
| FIXD First Trust Smith Opportunis | 0.69% | 139,975 | $6.3M | Add +6.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.64% | 88,012 | $5.9M | Reduce -2.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.64% | 12,876 | $5.9M | Reduce -0.8% |
| VIG Vanguard Dividend Apprec ETF | 0.64% | 29,641 | $5.9M | Reduce -3.5% |
| JPST JPMorgan Ultra-Short Income | 0.63% | 115,011 | $5.8M | Add +1.1% |
| GOOGL Alphabet Inc. Class A | 0.62% | 34,436 | $5.7M | Reduce -18.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.61% | 19,835 | $5.6M | Reduce -0.1% |
| XCEM Columbia Em Core Ex-China | 0.59% | 165,896 | $5.4M | Add +3.2% |
| PROSHARES SHORT S&P500 | 0.57% | 484,243 | $5.3M | New |
| JPM JPMorgan Chase & Co. | 0.55% | 24,191 | $5.1M | Add +0.0% |
| ADME Aptus Drwdwn MGD Eqty ETF | 0.48% | 95,721 | $4.4M | Reduce -1.2% |
| WMT Walmart Inc. | 0.46% | 52,574 | $4.2M | Add +1.8% |
| LLY Eli Lilly & Co. | 0.45% | 4,719 | $4.2M | Reduce -3.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.44% | 15,362 | $4.1M | Add +3.6% |
| FTCS First Trust Capital Strength | 0.42% | 43,210 | $3.9M | Reduce -1.5% |
| UNH Unitedhealth Group Inc. | 0.40% | 6,337 | $3.7M | Add +1.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.38% | 7,224 | $3.5M | Reduce -3.6% |
| INFL Horizon Kinetics Infl Benef | 0.38% | 92,787 | $3.5M | Add +3.0% |
| TSLA Tesla Inc. | 0.35% | 12,192 | $3.2M | Reduce -1.2% |
| V Visa Inc. Class A | 0.32% | 10,793 | $3.0M | Add +3.4% |
| IWB iShares Russell 1000 ETF | 0.32% | 9,332 | $2.9M | Add +2.5% |
| PG The Procter & Gamble Co. | 0.31% | 16,318 | $2.8M | Reduce -0.5% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.30% | 6,631 | $2.8M | Add +2.0% |
| QQEW First TR Nasdaq-100 Sel Eq | 0.30% | 21,830 | $2.7M | Add +3.6% |
| PGR Progressive Corp. | 0.30% | 10,761 | $2.7M | Reduce -2.6% |
| FTGC First Trust Global Tactical | 0.29% | 112,629 | $2.7M | Add +3.0% |
| FTSM First Trust Enh Short Mat FD | 0.29% | 44,340 | $2.7M | Reduce -2.0% |
| CGGR Cap Group Growth Equity | 0.28% | 74,372 | $2.6M | Add +0.2% |
| DDEC FT Vest U.S. Equity Deep Buf | 0.28% | 65,300 | $2.6M | No change |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.27% | 170,714 | $2.5M | Reduce -1.2% |
| BR Broadridge Financial Solutio | 0.26% | 10,995 | $2.4M | Add +2.7% |
| META Meta Platforms Inc. Class A | 0.25% | 4,100 | $2.3M | Add +1.7% |
| ROP Roper Technologies Inc. | 0.24% | 3,968 | $2.2M | Add +3.2% |
| HD Home Depot Inc. | 0.24% | 5,412 | $2.2M | Reduce -0.4% |
| BSCO Invesco Bulletshares 2024 CB | 0.23% | 102,783 | $2.2M | Add +1.2% |
| FLOT iShares Floating Rate Bond E | 0.23% | 42,455 | $2.2M | Add +1.5% |
| VRIG Invesco Variable Rate Invest | 0.23% | 86,258 | $2.2M | Add +1.3% |
| CPRT Copart Inc. | 0.23% | 41,218 | $2.2M | Add +5.8% |
| COWZ Pacer US Cash Cows 100 ETF | 0.22% | 35,624 | $2.1M | Reduce -1.6% |
| SCHK Schwab 1000 Index ETF | 0.22% | 36,891 | $2.0M | Reduce -1.4% |
| SDVY First Trust Smid Cap Rising | 0.22% | 54,875 | $2.0M | Add +37.2% |
| PHYS Sprott Physical Gold Trust | 0.21% | 95,596 | $1.9M | Add +1.2% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.21% | 51,716 | $1.9M | No change |
| CHE Chemed Corp. | 0.21% | 3,165 | $1.9M | Add +7.4% |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.20% | 40,882 | $1.9M | Reduce -2.3% |
| AMT American Tower Corp. | 0.20% | 7,974 | $1.9M | Add +1.5% |
| XOM Exxon Mobil Corp. | 0.20% | 15,733 | $1.8M | Reduce -1.7% |
| COST Costco Wholesale Corp. | 0.20% | 2,080 | $1.8M | Reduce -0.9% |
| OC Owens Corning | 0.19% | 10,000 | $1.8M | No change |
| PPA Invesco Aerospace & Defense | 0.19% | 15,035 | $1.7M | Add +1.9% |
| PWR Quanta Services Inc. | 0.19% | 5,778 | $1.7M | Add +385.6% |
| FANG Diamondback Energy Inc. | 0.18% | 9,821 | $1.7M | Add +7.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.18% | 42,413 | $1.7M | Reduce -0.3% |
| PSLV Sprott Physical Silver Trust | 0.17% | 152,140 | $1.6M | Add +2.8% |
| IWV iShares Russell 3000 ETF | 0.17% | 4,763 | $1.6M | Add +0.3% |
| MOAT Vaneck Morningstar Wide Moat | 0.17% | 16,034 | $1.6M | Add +9.7% |
| ABBV Abbvie Inc. | 0.17% | 7,800 | $1.5M | Reduce -2.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.16% | 6,176 | $1.5M | Add +5.4% |
| JNJ Johnson & Johnson | 0.15% | 8,832 | $1.4M | Reduce -2.9% |
| LOW Lowe's Cos Inc. | 0.15% | 5,016 | $1.4M | Add +0.5% |
| IWD iShares Russell 1000 Value E | 0.14% | 6,890 | $1.3M | Add +0.2% |
| AMLP Alerian MLP ETF | 0.14% | 27,562 | $1.3M | Add +2.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.13% | 13,528 | $1.2M | No change |
| GS Goldman Sachs Group Inc. | 0.13% | 2,472 | $1.2M | No change |
| GOOG Alphabet Inc. Class C | 0.13% | 7,176 | $1.2M | Add +0.0% |
| ISRG Intuitive Surgical Inc. | 0.13% | 2,432 | $1.2M | Reduce -0.3% |
| DVY iShares Select Dividend ETF | 0.13% | 8,762 | $1.2M | Reduce -13.2% |
| GIS General Mills Inc. | 0.13% | 15,789 | $1.2M | Add +1.2% |
| PFE Pfizer Inc. | 0.13% | 39,986 | $1.2M | Reduce -21.0% |
| UFOX Defiance Space and Connectiv | 0.13% | 26,671 | $1.2M | No change |
| BSCP Invesco Bulletshares 2025 CB | 0.13% | 55,981 | $1.2M | Add +964.1% |
| ORCL Oracle Corp. | 0.12% | 6,574 | $1.1M | Reduce -0.5% |
| SO The Southern Co. | 0.12% | 12,338 | $1.1M | No change |
| QCOM Qualcomm Inc. | 0.12% | 6,492 | $1.1M | Reduce -0.4% |
| MCD McDonald's Corp. | 0.12% | 3,589 | $1.1M | Reduce -5.8% |
| BSCQ Invesco Bulletshares 2026 CB | 0.11% | 53,824 | $1.1M | New |
| FSIG FT Ltd. Duration Inv Grade | 0.11% | 54,750 | $1.1M | No change |
Options reported separately and not counted above: CL calls ($18.6M).
Lines left out (3) · $137 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| VOT Vngrd Mrngstr MC GRW ETF-Usd | MCAP GR IDXVIP | 0 | $108 |
| EMLP First Trust North American E | NO AMER ENERGY | 0 | $15 |
| XBI SS SPDR S&P Biotech ETF | ST STR SP BIOT | 0 | $14 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $923.7M.
Portfolio Sells Q2 2024 → Q3 2024
| USFR Wisdomtree Floating Rate Tre | Reduce -27.1% | 0.92% | −0.44 |
| XHLF Bondbloxx BBG 6 MTH US Treas | Reduce -0.9% | 3.41% | −0.30 |
| GOOGL Alphabet Inc. Class A | Reduce -18.4% | 0.62% | −0.28 |
| MSFT Microsoft Corp. | Reduce -0.7% | 1.60% | −0.21 |
| ADBE Adobe Inc. | Reduce -58.1% | 0.09% | −0.16 |
| SILA Sila Realty Trust Inc. | Sold out | 0.00% | −0.14 |
| LLY Eli Lilly & Co. | Reduce -3.4% | 0.45% | −0.06 |
| VXUS Vanguard Total Intl Stock | Reduce -55.5% | 0.04% | −0.05 |
| PFE Pfizer Inc. | Reduce -21.0% | 0.13% | −0.04 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.6% | 0.38% | −0.04 |
| TIP iShares Tips Bond ETF | Sold out | 0.00% | −0.04 |
| INTC Intel Corp. | Sold out | 0.00% | −0.03 |
| VEA Vanguard Ftse Developed ETF | Reduce -35.1% | 0.06% | −0.03 |
| QCOM Qualcomm Inc. | Reduce -0.4% | 0.12% | −0.03 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -2.1% | 0.64% | −0.03 |
| FTSM First Trust Enh Short Mat FD | Reduce -2.0% | 0.29% | −0.03 |
| HSY The Hershey Co. | Sold out | 0.00% | −0.03 |
| MFC Manulife Financial Corp. | Sold out | 0.00% | −0.02 |
| DG Dollar General Corp. | Sold out | 0.00% | −0.02 |
| MCK McKesson Corp. | Reduce -0.9% | 0.08% | −0.02 |
| GM General Motors Co. | Sold out | 0.00% | −0.02 |
| HRL Hormel Foods Corp. | Sold out | 0.00% | −0.02 |
| DUK Duke Energy Corp. | Reduce -22.1% | 0.10% | −0.02 |
| AAPL Apple Inc. | Reduce -3.3% | 2.15% | −0.02 |
| CVX Chevron Corp. | Reduce -4.3% | 0.10% | −0.02 |
| VIG Vanguard Dividend Apprec ETF | Reduce -3.5% | 0.64% | −0.02 |
| LRCX Lam Research Corp. | Reduce -1.7% | 0.05% | −0.02 |
| MRK Merck & Co. Inc. | Reduce -0.8% | 0.10% | −0.02 |
| AMAT Applied Materials Inc. | Reduce -0.2% | 0.07% | −0.02 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -15.7% | 0.07% | −0.02 |
| ISCB iShares Morningstar SM Cap | Reduce -40.9% | 0.03% | −0.02 |
| ADME Aptus Drwdwn MGD Eqty ETF | Reduce -1.2% | 0.48% | −0.02 |
| MU Micron Technology Inc. | Reduce -2.0% | 0.04% | −0.02 |
| XOM Exxon Mobil Corp. | Reduce -1.7% | 0.20% | −0.02 |
| BAC Bank of America Corp. | Reduce -0.3% | 0.18% | −0.02 |
| CDNS Cadence Design SYS Inc. | Reduce -0.8% | 0.06% | −0.02 |
| DVY iShares Select Dividend ETF | Reduce -13.2% | 0.13% | −0.01 |
| AVGO Broadcom Inc. | Reduce -1.1% | 0.81% | −0.01 |
| XETYX Eaton Vance Tax-MGD Div Eqty | Reduce -1.2% | 0.27% | −0.01 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.1% | 0.61% | −0.01 |
| SNPS Synopsys Inc. | Reduce -1.1% | 0.04% | −0.01 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -13.1% | 0.10% | −0.01 |
| PG The Procter & Gamble Co. | Reduce -0.5% | 0.31% | −0.01 |
| WM Waste Management Inc. | Reduce -1.4% | 0.08% | −0.01 |
| BND Vanguard Total Bond Market | Reduce -5.6% | 0.10% | −0.01 |
| COP Conocophillips | Reduce -0.8% | 0.05% | −0.01 |
| COST Costco Wholesale Corp. | Reduce -0.9% | 0.20% | −0.01 |
| WBD Warner Bros Discovery Inc. | Sold out | 0.00% | −0.01 |
| SCHK Schwab 1000 Index ETF | Reduce -1.4% | 0.22% | −0.01 |
| UPS United Parcel Service Class B | Reduce -12.8% | 0.03% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| PROSHARES SHORT S&P500 | New | 0.57% | +0.57 |
| DRSK Aptus Defined Risk ETF | Add +7.9% | 7.11% | +0.31 |
| ACIO Aptus Collared Invest Opp | Add +4.6% | 12.20% | +0.27 |
| OSCV Opus Small Cap Value ETF | Add +3.9% | 5.74% | +0.24 |
| CGDV Cap Group Dividend Value | Add +3.6% | 3.66% | +0.20 |
| PWR Quanta Services Inc. | Add +385.6% | 0.19% | +0.15 |
| RDVY First Trust Rising Dividend | Add +3.8% | 3.09% | +0.12 |
| BSCQ Invesco Bulletshares 2026 CB | New | 0.11% | +0.11 |
| BSCP Invesco Bulletshares 2025 CB | Add +964.1% | 0.13% | +0.11 |
| BSCR Invesco Bulletshares 2027 CB | New | 0.11% | +0.11 |
| BSCS Invesco Bulletshares 2028 CB | New | 0.11% | +0.11 |
| SDVY First Trust Smid Cap Rising | Add +37.2% | 0.22% | +0.06 |
| DFAI Dimensional International Co. | Add +5.8% | 1.12% | +0.05 |
| WMT Walmart Inc. | Add +1.8% | 0.46% | +0.05 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +5.8% | 3.94% | +0.05 |
| INFL Horizon Kinetics Infl Benef | Add +3.0% | 0.38% | +0.03 |
| AMZN Amazon.com Inc. | Add +16.5% | 0.81% | +0.03 |
| UNH Unitedhealth Group Inc. | Add +1.6% | 0.40% | +0.03 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.03% | +0.03 |
| MTB M & T Bank Corp. | New | 0.02% | +0.02 |
| PHM Pultegroup Inc. | New | 0.02% | +0.02 |
| FIXD First Trust Smith Opportunis | Add +6.6% | 0.69% | +0.02 |
| GILD Gilead Sciences Inc. | New | 0.02% | +0.02 |
| JSMD Janus Small Mid Cap GR Alp | New | 0.02% | +0.02 |
| FBNC First Bancorp | New | 0.02% | +0.02 |
| WRB WR Berkley Corp. | New | 0.02% | +0.02 |
| ANET Arista Networks Inc. | New | 0.02% | +0.02 |
| AMT American Tower Corp. | Add +1.5% | 0.20% | +0.02 |
| MO Altria Group Inc. | New | 0.02% | +0.02 |
| ZTS Zoetis Inc. | New | 0.02% | +0.02 |
| PYPL PayPal Holdings Inc. | New | 0.02% | +0.02 |
| BSX Boston Scientific Corp. | New | 0.02% | +0.02 |
| MOAT Vaneck Morningstar Wide Moat | Add +9.7% | 0.17% | +0.02 |
| SCHX Schwab US Large-Cap ETF | Add +2.6% | 5.74% | +0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +3.6% | 0.44% | +0.02 |
| CHE Chemed Corp. | Add +7.4% | 0.21% | +0.02 |
| LOW Lowe's Cos Inc. | Add +0.5% | 0.15% | +0.02 |
| VOO Vanguard S&P 500 ETF | Add +3.6% | 1.57% | +0.02 |
| META Meta Platforms Inc. Class A | Add +1.7% | 0.25% | +0.02 |
| QQQM Invesco Nasdaq 100 ETF | Add +29.5% | 0.09% | +0.02 |
| MRSH Marsh & McLennan Cos | Add +50.8% | 0.04% | +0.01 |
| LMT Lockheed Martin Corp. | Add +3.8% | 0.08% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +20.9% | 0.07% | +0.01 |
| PHYS Sprott Physical Gold Trust | Add +1.2% | 0.21% | +0.01 |
| GIS General Mills Inc. | Add +1.2% | 0.13% | +0.01 |
| PPA Invesco Aerospace & Defense | Add +1.9% | 0.19% | +0.01 |
| STXT Strive Total Return Bond ETF | New | 0.01% | +0.01 |
| BR Broadridge Financial Solutio | Add +2.7% | 0.26% | +0.01 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +5.4% | 0.16% | +0.01 |
| JCPB JPMorgan Core Plus Bond ETF | Add +4.2% | 1.83% | +0.01 |
Options Activity Q2 2024 → Q3 2024
| CL Colgate-Palmolive Co. | call | New | 179,300 | $18.6M |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| VOT Vngrd Mrngstr MC GRW ETF-Usd | MCAP GR IDXVIP | Reduce -100.0% | 0 | $108 |
| EMLP First Trust North American E | NO AMER ENERGY | Reduce -100.0% | 0 | $15 |
| XBI SS SPDR S&P Biotech ETF | ST STR SP BIOT | Reduce -100.0% | 0 | $14 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 375 | $1.8B | ACIO, DRSK, SCHX, VOO, OSCV |
| Q1 2026 | 602 | $1.6B | ACIO, DRSK, SCHX, OSCV, VOO |
| Q4 2025 | 358 | $1.6B | ACIO, DRSK, SCHX, VOO, OSCV |
| Q3 2025 | 355 | $1.5B | ACIO, DRSK, SCHX, OSCV, VOO |
| Q2 2025 | 550 | $1.4B | ACIO, DRSK, SCHX, JUCY, VOO |
| Q1 2025 | 528 | $1.3B | ACIO, DRSK, JUCY, SCHX, OSCV |
| Q4 2024 | 515 | $1.3B | ACIO, DRSK, JUCY, SCHX, OSCV |
| Q3 2024 | 449 | $923.7M | ACIO, DRSK, JUCY, SCHX, OSCV |
| Q2 2024 | 438 | $855.1M | ACIO, DRSK, JUCY, SCHX, OSCV |
| Q1 2024 | 452 | $817.2M | ACIO, DRSK, JUCY, OSCV, SCHX |