Guardian Wealth Advisors, LLC / NC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Guardian Wealth Advisors, LLC / NC reported 355 stock positions worth $1.5 billion. Its top holding was Aptus Collared Invest Opp (ACIO) at 12.4% of the portfolio, followed by Aptus Defined Risk ETF (DRSK, 8.1%) and Schwab US Large-Cap ETF (SCHX, 4.3%). Compared with Q2 2025, it opened 24 new positions, sold out of 219, added to 178 and reduced 118. The biggest buy was FT Vest Invst GRD TRGT I ETF (LQTI, shares +997%) and the biggest sale Aptus Enhanced Yield ETF (JUCY, shares −70%).
- Most Recent 13F
- Q2 2026
- Location
- RALEIGH, NC
- CIK
- 0001901403
- Portfolio Value
- $1.5B (Q3 2025)
- SEC Filing
- 0001398344-25-020894 ↗ filed Nov 14, 2025
Holdings Value
Holdings 355 stocks · $1.5B
| ACIO Aptus Collared Invest Opp | 12.38% | 4,368,135 | $189.7M | Add +2.4% |
| DRSK Aptus Defined Risk ETF | 8.10% | 4,306,370 | $124.2M | Add +9.1% |
| SCHX Schwab US Large-Cap ETF | 4.29% | 2,495,459 | $65.7M | Add +0.2% |
| OSCV Opus Small Cap Value ETF | 3.83% | 1,534,753 | $58.7M | Add +3.5% |
| VOO Vanguard S&P 500 ETF | 3.82% | 95,604 | $58.5M | Add +1.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 3.25% | 1,185,694 | $49.9M | Add +10.5% |
| BUFR FT Vest Lad Buffervetf-Usd I | 3.22% | 1,475,609 | $49.3M | Reduce -8.6% |
| RDVY First Trust Rising Dividend | 2.65% | 604,002 | $40.6M | Add +13.0% |
| NVDA Nvidia Corp. | 2.45% | 201,288 | $37.6M | Add +8.5% |
| VEA Vanguard Ftse Developed ETF | 2.12% | 541,165 | $32.4M | Add +55.2% |
| LQTI FT Vest Invst GRD TRGT I ETF | 2.04% | 1,535,246 | $31.3M | Add +996.8% |
| FRDM Freedom 100 Emeging MRKT ETF | 1.81% | 626,905 | $27.8M | Add +0.7% |
| AAPL Apple Inc. | 1.79% | 107,538 | $27.4M | Add +0.5% |
| JCPB JPMorgan Core Plus Bond ETF | 1.76% | 568,093 | $27.0M | Add +11.4% |
| GSEW Goldman Sachs Eql WGHT Large | 1.68% | 303,482 | $25.8M | Add +3.2% |
| MSFT Microsoft Corp. | 1.40% | 41,434 | $21.5M | Add +0.9% |
| ADME Aptus Drwdwn MGD Eqty ETF | 1.33% | 399,500 | $20.4M | Add +1.7% |
| USFR Wisdomtree Floating Rate Tre | 1.24% | 378,411 | $19.0M | Add +29.0% |
| DUBS Aptus LRG Cap Enh YLD ETF | 1.09% | 457,632 | $16.7M | Reduce -0.1% |
| SDVY First Trust Smid Cap Rising | 1.09% | 438,812 | $16.7M | Add +7.5% |
| IVV iShares Core S&P 500 ETF | 1.07% | 24,478 | $16.4M | Reduce -0.3% |
| JUCY Aptus Enhanced Yield ETF | 1.04% | 714,878 | $15.9M | Reduce -70.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.02% | 23,560 | $15.7M | Reduce -2.1% |
| TSLA Tesla Inc. | 0.95% | 32,588 | $14.5M | Add +1.0% |
| DBND Doubleline Oppor Cor BND-Usd | 0.91% | 300,463 | $14.0M | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.90% | 27,316 | $13.7M | Add +4.4% |
| ITOT iShares Core S&P Total U.S. | 0.85% | 89,258 | $13.0M | Add +0.6% |
| AVGO Broadcom Inc. | 0.84% | 39,107 | $12.9M | Reduce -1.1% |
| DFAI Dimensional International Co. | 0.82% | 344,318 | $12.5M | Reduce -0.0% |
| JEPI JPMorgan Equity Premium Inco | 0.78% | 208,259 | $11.9M | Reduce -12.8% |
| AMZN Amazon.com Inc. | 0.76% | 53,196 | $11.7M | Add +2.1% |
| EFV iShares MSCI Eafe Value ETF | 0.76% | 171,504 | $11.6M | Add +4.4% |
| GOOGL Alphabet Inc. Class A | 0.70% | 44,031 | $10.7M | Reduce -3.6% |
| ONEQ Fidelity Nasdaq Comp Indx | 0.62% | 107,162 | $9.6M | Reduce -3.4% |
| JPM JPMorgan Chase & Co. | 0.60% | 29,258 | $9.2M | Add +0.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.57% | 111,670 | $8.7M | Reduce -1.7% |
| XHLF Bondbloxx BBG 6 MTH US Treas | 0.50% | 152,292 | $7.7M | Reduce -17.5% |
| V Visa Inc. Class A | 0.47% | 21,231 | $7.2M | Add +1.8% |
| QUAL iShares MSCI USA Quality Fac | 0.47% | 36,891 | $7.2M | Add +2.8% |
| HD Home Depot Inc. | 0.45% | 17,207 | $7.0M | Reduce -2.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.43% | 20,096 | $6.6M | Reduce -3.6% |
| CGGR Cap Group Growth Equity | 0.42% | 147,070 | $6.5M | Add +12.1% |
| WMT Walmart Inc. | 0.42% | 62,671 | $6.5M | Add +2.0% |
| VXUS Vanguard Total Intl Stock | 0.42% | 86,725 | $6.4M | Reduce -2.4% |
| VIG Vanguard Dividend Apprec ETF | 0.41% | 29,236 | $6.3M | Add +0.0% |
| XCEM Columbia Em Core Ex-China | 0.40% | 169,130 | $6.1M | Add +2.5% |
| VONG Vanguard Russell 1000 Growth | 0.40% | 50,864 | $6.1M | Add +1.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.36% | 9,135 | $5.5M | Add +0.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.34% | 17,943 | $5.3M | Reduce -1.2% |
| BOXX Alpha Architect 1-3 MNTH Box | 0.32% | 42,704 | $4.9M | New |
| DFCF Dimensional Core Fixed Inc. | 0.31% | 112,780 | $4.8M | Add +42.1% |
| SH Proshares Short S&P500 | 0.31% | 130,182 | $4.8M | Add +80.7% |
| JPST JPMorgan Ultra-Short Income | 0.31% | 93,492 | $4.7M | Reduce -26.3% |
| INFL Horizon Kinetics Infl Benef | 0.29% | 100,331 | $4.5M | Add +4.5% |
| DGRO iShares Core Dividend Growth | 0.28% | 63,041 | $4.3M | Add +1.7% |
| GOOG Alphabet Inc. Class C | 0.27% | 17,208 | $4.2M | Reduce -13.6% |
| BSCP Invesco Bulletshares 2025 CB | 0.25% | 184,830 | $3.8M | Add +5.8% |
| META Meta Platforms Inc. Class A | 0.25% | 5,120 | $3.8M | Add +5.3% |
| LLY Eli Lilly & Co. | 0.24% | 4,897 | $3.7M | Add +0.1% |
| FTCS First Trust Capital Strength | 0.24% | 39,326 | $3.7M | Add +0.0% |
| IWB iShares Russell 1000 ETF | 0.24% | 9,931 | $3.6M | Reduce -20.6% |
| BKAG BNY Mellon Core Bond ETF | 0.23% | 82,238 | $3.5M | New |
| QQEW First TR Nasdaq-100 Sel Eq | 0.22% | 24,409 | $3.4M | Reduce -6.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.22% | 7,381 | $3.4M | Reduce -9.5% |
| BR Broadridge Financial Solutio | 0.22% | 14,216 | $3.4M | Add +1.6% |
| EDOW First Trust Dow 30 Eql WGHT | 0.22% | 84,824 | $3.4M | Reduce -9.9% |
| FTGC First Trust Global Tactical | 0.22% | 128,793 | $3.3M | Add +6.0% |
| PGR Progressive Corp. | 0.21% | 13,067 | $3.2M | Add +5.6% |
| FTSM First Trust Enh Short Mat FD | 0.21% | 53,538 | $3.2M | Add +7.6% |
| ORCL Oracle Corp. | 0.21% | 11,312 | $3.2M | Reduce -7.6% |
| USMV iShares MSCI USA Min Vol Fac | 0.21% | 33,248 | $3.2M | Reduce -0.1% |
| PWR Quanta Services Inc. | 0.20% | 7,484 | $3.1M | Add +2.4% |
| BSCT Invesco Bulletshares 2029 CB | 0.20% | 159,244 | $3.0M | Add +3.4% |
| PHYS Sprott Physical Gold Trust | 0.19% | 99,113 | $2.9M | Add +3.2% |
| DDEC FT Vest U.S. Equity Deep Buf | 0.19% | 65,300 | $2.9M | No change |
| PSLV Sprott Physical Silver Trust | 0.19% | 181,021 | $2.8M | Add +0.3% |
| ABBV Abbvie Inc. | 0.18% | 12,089 | $2.8M | Reduce -3.9% |
| FLOT iShares Floating Rate Bond E | 0.18% | 53,620 | $2.7M | Add +7.7% |
| VRIG Invesco Variable Rate Invest | 0.18% | 108,796 | $2.7M | Add +9.1% |
| CPRT Copart Inc. | 0.18% | 59,845 | $2.7M | Add +5.2% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.17% | 164,610 | $2.6M | No change |
| KHPI Kensington Hedged PRM in ETF filed as MANAGED PORTFOLIO SERIES | 0.17% | 102,484 | $2.6M | Add +134.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.17% | 50,500 | $2.6M | Add +0.0% |
| PG The Procter & Gamble Co. | 0.17% | 16,465 | $2.5M | Reduce -6.0% |
| ROP Roper Technologies Inc. | 0.16% | 5,001 | $2.5M | Add +1.1% |
| SCHK Schwab 1000 Index ETF | 0.16% | 75,125 | $2.4M | Reduce -2.2% |
| VMI Valmont Industries | 0.16% | 6,190 | $2.4M | No change |
| FBND Fidelity Total Bond ETF | 0.15% | 50,075 | $2.3M | Reduce -0.8% |
| FCNCA First Citizens Bcshs Class A | 0.15% | 1,294 | $2.3M | Add +622.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.15% | 9,009 | $2.3M | Add +3.3% |
| FANG Diamondback Energy Inc. | 0.15% | 15,929 | $2.3M | Add +6.5% |
| AMT American Tower Corp. | 0.15% | 11,785 | $2.3M | Add +7.1% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.15% | 51,987 | $2.2M | No change |
| PPA Invesco Aerospace & Defense | 0.14% | 14,014 | $2.2M | Reduce -14.0% |
| CHE Chemed Corp. | 0.14% | 4,843 | $2.2M | Add +4.9% |
| COST Costco Wholesale Corp. | 0.14% | 2,319 | $2.1M | Reduce -0.5% |
| MOAT Vaneck Morningstar Wide Moat | 0.14% | 21,199 | $2.1M | Add +1.1% |
| NOW ServiceNow Inc. | 0.13% | 2,227 | $2.0M | Add +114.8% |
| TFC Truist Financial Corp. | 0.13% | 44,409 | $2.0M | Add +228.5% |
| MBB iShares MBS ETF | 0.13% | 20,870 | $2.0M | Add +53.5% |
Options reported separately and not counted above: AAPL puts ($4.5M), HD puts ($4.3M).
Portfolio Sells Q2 2025 → Q3 2025
| JUCY Aptus Enhanced Yield ETF | Reduce -70.4% | 1.04% | −2.74 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -95.5% | 0.04% | −0.97 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -93.1% | 0.05% | −0.66 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -8.6% | 3.22% | −0.40 |
| FIXD First Trust Smith Opportunis | Sold out | 0.00% | −0.25 |
| BSCS Invesco Bulletshares 2028 CB | Reduce -68.4% | 0.08% | −0.18 |
| JEPI JPMorgan Equity Premium Inco | Reduce -12.8% | 0.78% | −0.18 |
| XHLF Bondbloxx BBG 6 MTH US Treas | Reduce -17.5% | 0.50% | −0.15 |
| JPST JPMorgan Ultra-Short Income | Reduce -26.3% | 0.31% | −0.14 |
| IWB iShares Russell 1000 ETF | Reduce -20.6% | 0.24% | −0.06 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -50.8% | 0.05% | −0.06 |
| IBM Intl Business Machines Corp. | Reduce -52.5% | 0.03% | −0.05 |
| IXUS iShares Core Intl Stock ETF | Sold out | 0.00% | −0.05 |
| EDOW First Trust Dow 30 Eql WGHT | Reduce -9.9% | 0.22% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -6.0% | 0.17% | −0.03 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -9.5% | 0.22% | −0.03 |
| QQEW First TR Nasdaq-100 Sel Eq | Reduce -6.3% | 0.22% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -2.1% | 1.02% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -0.5% | 0.14% | −0.02 |
| DFAI Dimensional International Co. | Reduce -0.0% | 0.82% | −0.02 |
| CSL Carlisle Cos Inc. | Sold out | 0.00% | −0.02 |
| CRM Salesforce Inc. | Reduce -4.8% | 0.07% | −0.02 |
| PPA Invesco Aerospace & Defense | Reduce -14.0% | 0.14% | −0.02 |
| DIS The Walt Disney Co. | Reduce -2.3% | 0.10% | −0.02 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -26.3% | 0.04% | −0.02 |
| BMY Bristol-Myers Squibb Co. | Sold out | 0.00% | −0.02 |
| WRB WR Berkley Corp. | Sold out | 0.00% | −0.02 |
| VXUS Vanguard Total Intl Stock | Reduce -2.4% | 0.42% | −0.02 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.02 |
| PM Philip Morris International | Reduce -12.7% | 0.04% | −0.02 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -3.6% | 0.43% | −0.02 |
| ZTS Zoetis Inc. | Sold out | 0.00% | −0.02 |
| KO The Coca-Cola Co. | Reduce -4.4% | 0.07% | −0.01 |
| BUFG FT Vest Buffered Allocation | Sold out | 0.00% | −0.01 |
| ABT Abbott Laboratories | Reduce -12.5% | 0.06% | −0.01 |
| GIS General Mills Inc. | Reduce -14.9% | 0.05% | −0.01 |
| MMM 3M Co. | Sold out | 0.00% | −0.01 |
| IEMG iShares Core MSCI Emerging | Reduce -20.4% | 0.06% | −0.01 |
| CDW CDW Corp. | Sold out | 0.00% | −0.01 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -1.2% | 0.34% | −0.01 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -0.1% | 0.21% | −0.01 |
| MSTR Strategy Inc. | Reduce -1.0% | 0.04% | −0.01 |
| SCHZ Schwab US Aggregate Bond ETF | Sold out | 0.00% | −0.01 |
| EMR Emerson Electric Co. | Reduce -19.0% | 0.04% | −0.01 |
| CPHC Canterbury Park Holding Corp. | Reduce -3.0% | 0.04% | −0.01 |
| SDY SS SPDR S&P Dividend ETF | Sold out | 0.00% | −0.01 |
| ADBE Adobe Inc. | Reduce -16.9% | 0.03% | −0.01 |
| RDVI FT Vest Rising Dividend Achi | Sold out | 0.00% | −0.01 |
| VTWG Vanguard Russell 2000 Growth | Sold out | 0.00% | −0.01 |
| UMAR Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| LQTI FT Vest Invst GRD TRGT I ETF | Add +996.8% | 2.04% | +1.84 |
| DBND Doubleline Oppor Cor BND-Usd | New | 0.91% | +0.91 |
| VEA Vanguard Ftse Developed ETF | Add +55.2% | 2.12% | +0.72 |
| NVDA Nvidia Corp. | Add +8.5% | 2.45% | +0.39 |
| BOXX Alpha Architect 1-3 MNTH Box | New | 0.32% | +0.32 |
| RDVY First Trust Rising Dividend | Add +13.0% | 2.65% | +0.29 |
| CGDV Cap Group Dividend Value | Add +10.5% | 3.25% | +0.27 |
| AAPL Apple Inc. | Add +0.5% | 1.79% | +0.24 |
| BKAG BNY Mellon Core Bond ETF | New | 0.23% | +0.23 |
| TSLA Tesla Inc. | Add +1.0% | 0.95% | +0.22 |
| USFR Wisdomtree Floating Rate Tre | Add +29.0% | 1.24% | +0.20 |
| FCNCA First Citizens Bcshs Class A | Add +622.9% | 0.15% | +0.13 |
| SH Proshares Short S&P500 | Add +80.7% | 0.31% | +0.11 |
| DRSK Aptus Defined Risk ETF | Add +9.1% | 8.10% | +0.11 |
| KHPI Kensington Hedged PRM in ETF | Add +134.8% | 0.17% | +0.09 |
| TFC Truist Financial Corp. | Add +228.5% | 0.13% | +0.09 |
| UUP Invesco DB US Dollar Index B | New | 0.09% | +0.09 |
| DFCF Dimensional Core Fixed Inc. | Add +42.1% | 0.31% | +0.08 |
| SDVY First Trust Smid Cap Rising | Add +7.5% | 1.09% | +0.07 |
| JCPB JPMorgan Core Plus Bond ETF | Add +11.4% | 1.76% | +0.07 |
| NOW ServiceNow Inc. | Add +114.8% | 0.13% | +0.06 |
| OSCV Opus Small Cap Value ETF | Add +3.5% | 3.83% | +0.06 |
| IDYN iShares Inte Equ Fac R A ETF | New | 0.05% | +0.05 |
| CGGR Cap Group Growth Equity | Add +12.1% | 0.42% | +0.05 |
| FRDM Freedom 100 Emeging MRKT ETF | Add +0.7% | 1.81% | +0.04 |
| VOO Vanguard S&P 500 ETF | Add +1.2% | 3.82% | +0.04 |
| MBB iShares MBS ETF | Add +53.5% | 0.13% | +0.04 |
| PSLV Sprott Physical Silver Trust | Add +0.3% | 0.19% | +0.03 |
| TBIL F/M US Treasury 3 Month Bill | Add +58.7% | 0.09% | +0.03 |
| MIST Milestone Pharmaceuticals Inc. | New | 0.03% | +0.03 |
| PLTR Palantir Technologies Inc. Class A | Add +12.2% | 0.10% | +0.03 |
| FIG Figma Inc. Class A | New | 0.03% | +0.03 |
| EFV iShares MSCI Eafe Value ETF | Add +4.4% | 0.76% | +0.02 |
| RY Royal Bank of Canada | New | 0.02% | +0.02 |
| PHYS Sprott Physical Gold Trust | Add +3.2% | 0.19% | +0.02 |
| BITB Bitwise Bitcoin ETF | New | 0.02% | +0.02 |
| VCIT Vanguard Int-Term Corporate | Add +68.5% | 0.05% | +0.02 |
| VGT Vanguard Info Tech ETF | Add +12.1% | 0.11% | +0.02 |
| DDFS Innovato Equ Du Di 15 Bu ETF | New | 0.02% | +0.02 |
| PRU Prudential Financial Inc. | New | 0.02% | +0.02 |
| CAT Caterpillar Inc. | Add +0.1% | 0.13% | +0.02 |
| PANW Palo Alto Networks Inc. | New | 0.02% | +0.02 |
| SGOV iShares 0-3 Month Treasury B | New | 0.02% | +0.02 |
| GLW Corning Inc. | New | 0.02% | +0.02 |
| JNJ Johnson & Johnson | Add +1.3% | 0.12% | +0.01 |
| TLT iShares 20+ Year Treasury BD | Add +587.3% | 0.02% | +0.01 |
| BN Brookfield Corp. | New | 0.01% | +0.01 |
| DELL Dell Technologies -C | New | 0.01% | +0.01 |
| GEV GE Vernova Inc. | New | 0.01% | +0.01 |
| CVS CVS Health Corp. | New | 0.01% | +0.01 |
Options Activity Q2 2025 → Q3 2025
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 375 | $1.8B | ACIO, DRSK, SCHX, VOO, OSCV |
| Q1 2026 | 602 | $1.6B | ACIO, DRSK, SCHX, OSCV, VOO |
| Q4 2025 | 358 | $1.6B | ACIO, DRSK, SCHX, VOO, OSCV |
| Q3 2025 | 355 | $1.5B | ACIO, DRSK, SCHX, OSCV, VOO |
| Q2 2025 | 550 | $1.4B | ACIO, DRSK, SCHX, JUCY, VOO |
| Q1 2025 | 528 | $1.3B | ACIO, DRSK, JUCY, SCHX, OSCV |
| Q4 2024 | 515 | $1.3B | ACIO, DRSK, JUCY, SCHX, OSCV |
| Q3 2024 | 449 | $923.7M | ACIO, DRSK, JUCY, SCHX, OSCV |
| Q2 2024 | 438 | $855.1M | ACIO, DRSK, JUCY, SCHX, OSCV |
| Q1 2024 | 452 | $817.2M | ACIO, DRSK, JUCY, OSCV, SCHX |