Hennion & Walsh Asset Management, Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 13, 2026), Hennion & Walsh Asset Management, Inc. reported 928 stock positions worth $3.0 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 3.9% of the portfolio, followed by Goldman Activebeta US LC ETF (GSLC, 2.4%) and Wisdomtree DY Inter Eq FD-US (DDWM, 2.0%). Compared with Q4 2025, it opened 65 new positions, sold out of 61, added to 464 and reduced 386. The biggest buy was a new position in Janus Hender SM Cap GRW Alph (JSML) and the biggest sale an exit from iShares US Smallcap Equity F (SMLF).
- Most Recent 13F
- Q2 2026
- Location
- Parsippany, NJ
- CIK
- 0001861642
- Portfolio Value
- $3.0B (Q1 2026)
- SEC Filing
- 0002000324-26-001898 ↗ filed May 13, 2026
Holdings Value
Holdings 928 stocks · $3.0B
| IVV iShares Core S&P 500 ETF | 3.90% | 177,483 | $115.9M | Add +3.6% |
| GSLC Goldman Activebeta US LC ETF | 2.37% | 563,097 | $70.5M | Add +5.8% |
| DDWM Wisdomtree DY Inter Eq FD-US | 1.98% | 1,331,088 | $58.7M | Add +5.7% |
| MQY BlackRock Muniyield Quality | 1.70% | 4,696,687 | $50.6M | Add +171.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.56% | 236,087 | $46.3M | Add +2.9% |
| GSIE Goldman Sachs Activebeta Int | 1.50% | 1,036,569 | $44.7M | Reduce -19.3% |
| ISPY Proshares S&P High Incom ETF | 1.47% | 1,005,484 | $43.6M | Add +2.8% |
| XCEM Columbia Em Core Ex-China | 1.32% | 959,842 | $39.2M | Add +43.6% |
| IGEB iShares Investment Grade SYS | 1.19% | 782,966 | $35.3M | Reduce -12.1% |
| JSML Janus Hender SM Cap GRW Alph | 1.11% | 469,624 | $32.9M | New |
| MHD BlackRock Muniholdings Fund | 1.02% | 2,692,857 | $30.4M | Add +181.5% |
| GOOGL Alphabet Inc. Class A | 0.89% | 92,174 | $26.5M | Reduce -6.3% |
| PFF iShares Preferred & Income S | 0.84% | 821,917 | $24.9M | Add +4.1% |
| NVDA Nvidia Corp. | 0.80% | 135,923 | $23.7M | Reduce -11.3% |
| NVG Nuveen Amt-FR Muni CRDT | 0.80% | 1,918,023 | $23.6M | Add +16.3% |
| RSP Invesco S&P 500 Equal Weight | 0.74% | 115,064 | $22.1M | Reduce -36.3% |
| NUV Nuveen Municipal Value | 0.74% | 2,440,081 | $21.9M | Add +4.2% |
| CELC Celcuity Inc. | 0.70% | 182,601 | $20.8M | Reduce -4.4% |
| HYGW iShares HY Corp. BD Buywr ETF | 0.67% | 674,072 | $19.9M | Add +4.7% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.66% | 1,758,842 | $19.8M | Reduce -0.8% |
| PML PIMCO Municipal Income FD II | 0.66% | 2,602,156 | $19.7M | Reduce -7.6% |
| AVGO Broadcom Inc. | 0.66% | 63,241 | $19.6M | Reduce -11.2% |
| AMZN Amazon.com Inc. | 0.63% | 89,332 | $18.6M | Reduce -5.6% |
| ADI Analog Devices Inc. | 0.61% | 56,982 | $18.1M | Reduce -1.6% |
| AMAT Applied Materials Inc. | 0.61% | 52,730 | $18.0M | Reduce -10.4% |
| AAPL Apple Inc. | 0.58% | 67,478 | $17.1M | Reduce -12.4% |
| NMZ Nuveen Muni Hi Inc. Opport | 0.57% | 1,639,102 | $17.0M | Add +43.7% |
| NZF Nuveen Municipal Credit Inc. | 0.56% | 1,355,685 | $16.5M | Add +2.1% |
| LRCX Lam Research Corp. | 0.55% | 76,867 | $16.4M | Add +7.9% |
| KLAC KLA Corp. | 0.52% | 10,431 | $15.4M | Reduce -9.6% |
| V Visa Inc. Class A | 0.48% | 46,963 | $14.2M | Reduce -4.2% |
| BTT BlackRock 2030 Muni TRGT TRM | 0.47% | 617,560 | $14.0M | Add +13.8% |
| MSFT Microsoft Corp. | 0.46% | 36,656 | $13.6M | Add +1.1% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.46% | 244,262 | $13.6M | Add +62.5% |
| JSCP JPMorgan Short Duration Core | 0.45% | 279,897 | $13.2M | Reduce -31.6% |
| LLY Eli Lilly & Co. | 0.44% | 14,325 | $13.2M | Add +1.9% |
| GE General Electric filed as GE AEROSPACE | 0.44% | 45,998 | $13.1M | Add +19.3% |
| MUA BlackRock Muniassets Fund | 0.44% | 1,224,966 | $13.0M | Add +25.4% |
| JPM JPMorgan Chase & Co. | 0.43% | 43,700 | $12.9M | Add +5.3% |
| EIM Eaton Vance Municipal Bond | 0.43% | 1,303,983 | $12.7M | Reduce -0.7% |
| COGT Cogent Biosciences Inc. | 0.42% | 326,472 | $12.6M | Reduce -3.4% |
| IDV iShares International Select | 0.41% | 289,624 | $12.3M | Add +1.7% |
| WMT Walmart Inc. | 0.41% | 98,299 | $12.2M | Add +10.0% |
| NXP Nuveen Select Tax-Free Inc. | 0.39% | 802,072 | $11.5M | Reduce -5.9% |
| MMD Nylim Mackay Definedterm Mun filed as NYLI MACKAY DEFINEDTERM MUNI | 0.37% | 736,048 | $10.9M | Reduce -0.5% |
| META Meta Platforms Inc. Class A | 0.37% | 19,039 | $10.9M | Reduce -2.8% |
| NAD Nuveen Quality Municipal Inc. | 0.36% | 927,745 | $10.7M | Add +33.5% |
| LMT Lockheed Martin Corp. | 0.36% | 17,525 | $10.6M | Add +11.8% |
| JAAA Janus Henderson Aaa Clo ETF | 0.35% | 208,646 | $10.5M | Add +1.4% |
| PWR Quanta Services Inc. | 0.35% | 19,132 | $10.5M | Reduce -8.6% |
| TEVA Teva Pharmaceutical-SP ADR | 0.34% | 337,044 | $10.2M | Reduce -1.4% |
| INDV Indivior Pharmaceuticals Inc. | 0.34% | 330,691 | $10.1M | Add +4.1% |
| JNJ Johnson & Johnson | 0.34% | 41,172 | $10.1M | Add +0.1% |
| EVMO Eaton Vance Mortgage Opp ETF | 0.33% | 196,763 | $9.9M | Add +3.0% |
| MLN Vaneck Long Muni ETF | 0.33% | 562,695 | $9.8M | Add +8.8% |
| EVN Eaton Vance Muni Inc. TR | 0.33% | 940,891 | $9.8M | Reduce -0.8% |
| VGM Invesco Trust for Investmen | 0.32% | 978,215 | $9.7M | Add +96.1% |
| COST Costco Wholesale Corp. | 0.32% | 9,629 | $9.6M | Add +14.0% |
| PANW Palo Alto Networks Inc. | 0.31% | 58,207 | $9.3M | Add +2.7% |
| JAZZ Jazz Pharmaceuticals PLC | 0.31% | 49,352 | $9.3M | Add +3.8% |
| NOC Northrop Grumman Corp. | 0.31% | 13,426 | $9.2M | Add +17.7% |
| MU Micron Technology Inc. | 0.30% | 26,832 | $9.1M | Add +13.0% |
| MYN BlackRock Muniyield NY QLTY | 0.30% | 940,056 | $9.0M | Add +74.6% |
| MRK Merck & Co. Inc. | 0.30% | 73,593 | $8.9M | Reduce -6.7% |
| CEG Constellation Energy | 0.29% | 31,249 | $8.7M | Add +46.6% |
| IIM Invesco Value Municipal Inco | 0.29% | 712,545 | $8.7M | Add +12.3% |
| MIRM Mirum Pharmaceuticals Inc. | 0.29% | 93,592 | $8.6M | Reduce -4.8% |
| JEMB JH Em Debt Hard Currency ETF | 0.29% | 164,622 | $8.6M | Add +3.1% |
| HWM Howmet Aerospace Inc. | 0.29% | 37,456 | $8.6M | Add +41.1% |
| NEE Nextera Energy Inc. | 0.28% | 90,743 | $8.4M | Reduce -5.7% |
| ITWO Proshares R2000 Hi Incom ETF | 0.28% | 210,743 | $8.4M | New |
| XOM Exxon Mobil Corp. | 0.28% | 49,128 | $8.3M | Reduce -4.3% |
| TRGP Targa Resources Corp. | 0.28% | 33,194 | $8.3M | Reduce -7.4% |
| MCK McKesson Corp. | 0.28% | 9,513 | $8.2M | Reduce -1.1% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.27% | 50,883 | $8.1M | Add +0.6% |
| OIA Invesco Municipal Income Opp | 0.27% | 1,284,322 | $7.9M | Add +21.5% |
| DAWN Day One Biopharmaceuticals I | 0.26% | 367,134 | $7.9M | Add +17.1% |
| IQI Invesco Quality Muni Inc. TR | 0.26% | 814,720 | $7.8M | Reduce -9.5% |
| SRLN SS Blackstone Sr Loan ETF | 0.26% | 194,232 | $7.8M | Add +8.7% |
| ANET Arista Networks Inc. | 0.26% | 62,994 | $7.7M | Add +6.0% |
| IGLB iShares 10+ Year Inv GR Corp. | 0.26% | 152,686 | $7.6M | Reduce -1.6% |
| KALV Kalvista Pharmaceuticals Inc. | 0.25% | 375,995 | $7.6M | Add +10.0% |
| VGLT Vanguard Long-Term Treasury | 0.25% | 136,374 | $7.5M | Reduce -1.0% |
| TT Trane Technologies PLC | 0.25% | 18,100 | $7.5M | Reduce -7.2% |
| PMM Franklin Managed Municipal I | 0.25% | 1,214,019 | $7.5M | Add +20.3% |
| MA Mastercard Inc. Class A | 0.25% | 14,918 | $7.5M | Reduce -5.1% |
| NRK Nuveen NY Amt-FR Muni Inc. | 0.25% | 726,559 | $7.4M | Add +37.3% |
| GD General Dynamics Corp. | 0.25% | 21,604 | $7.4M | Add +29.1% |
| OLMA Olema Pharmaceuticals Inc. | 0.24% | 481,485 | $7.2M | Add +7.7% |
| MUC BlackRock Munihold Ca QLTY | 0.24% | 673,975 | $7.0M | Add +68.2% |
| PZT Invesco New York Amt-Free Mu | 0.23% | 314,685 | $6.9M | Add +13.6% |
| AEP American Electric Power | 0.23% | 52,559 | $6.9M | Add +8.1% |
| FIX Comfort Systems USA Inc. | 0.23% | 4,963 | $6.8M | Add +20.8% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.23% | 5,141 | $6.8M | Add +38.4% |
| SPGI S&P Global Inc. | 0.22% | 15,687 | $6.7M | Add +2.4% |
| BSX Boston Scientific Corp. | 0.22% | 105,906 | $6.6M | Add +2.2% |
| ADX Adams Diversified Equity | 0.22% | 301,196 | $6.6M | Add +4.6% |
| XFFCX Flaherty & Crumrine Pref Inc. | 0.22% | 424,778 | $6.6M | Add +15.0% |
| SGOV iShares 0-3 Month Treasury B | 0.22% | 65,246 | $6.6M | Add +5.4% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.22% | 123,019 | $6.5M | Reduce -1.4% |
Portfolio Sells Q4 2025 → Q1 2026
| SMLF iShares US Smallcap Equity F | Sold out | 0.00% | −0.75 |
| MYI BlackRock Muniyield QLTY III | Sold out | 0.00% | −0.58 |
| RSP Invesco S&P 500 Equal Weight | Reduce -36.3% | 0.74% | −0.45 |
| GSIE Goldman Sachs Activebeta Int | Reduce -19.3% | 1.50% | −0.40 |
| BFK BlackRock Municipal Inc. TRST | Sold out | 0.00% | −0.28 |
| BYM BlackRock Muni Inc. QLTY | Sold out | 0.00% | −0.23 |
| JSCP JPMorgan Short Duration Core | Reduce -31.6% | 0.45% | −0.23 |
| IGEB iShares Investment Grade SYS | Reduce -12.1% | 1.19% | −0.22 |
| AVGO Broadcom Inc. | Reduce -11.2% | 0.66% | −0.19 |
| NVDA Nvidia Corp. | Reduce -11.3% | 0.80% | −0.19 |
| GOOGL Alphabet Inc. Class A | Reduce -6.3% | 0.89% | −0.17 |
| AAPL Apple Inc. | Reduce -12.4% | 0.58% | −0.15 |
| BLE BlackRock Muni Inc. TR II | Sold out | 0.00% | −0.15 |
| NOW ServiceNow Inc. | Reduce -28.4% | 0.12% | −0.13 |
| AMZN Amazon.com Inc. | Reduce -5.6% | 0.63% | −0.13 |
| XMVFX BlackRock Munivest Fund | Sold out | 0.00% | −0.12 |
| XMYDX BlackRock Muniyield Fund | Sold out | 0.00% | −0.12 |
| XBKNX BlackRock Invest QLTY Muni | Sold out | 0.00% | −0.12 |
| MUE BlackRock Munihold QLT FD II | Sold out | 0.00% | −0.12 |
| V Visa Inc. Class A | Reduce -4.2% | 0.48% | −0.12 |
| XMVTX BlackRock Munivest Fund II | Sold out | 0.00% | −0.11 |
| ISRG Intuitive Surgical Inc. | Reduce -26.9% | 0.15% | −0.11 |
| INTU Intuit Inc. | Reduce -20.6% | 0.10% | −0.10 |
| XBFZX BlackRock Ca Muni Inc. TR | Sold out | 0.00% | −0.09 |
| QCOM Qualcomm Inc. | Reduce -20.1% | 0.12% | −0.09 |
| IBM Intl Business Machines Corp. | Reduce -17.1% | 0.17% | −0.09 |
| AVDL Avadel Pharmaceuticals Ltd. | Sold out | 0.00% | −0.08 |
| PWZ Invesco California Amt-Free | Sold out | 0.00% | −0.08 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Sold out | 0.00% | −0.08 |
| MHN BlackRock Muniholding NY QLT | Sold out | 0.00% | −0.08 |
| META Meta Platforms Inc. Class A | Reduce -2.8% | 0.37% | −0.08 |
| CRM Salesforce Inc. | Reduce -42.9% | 0.05% | −0.08 |
| XBTAX BlackRock LNG-TRM Muni Adv | Sold out | 0.00% | −0.08 |
| NDAQ Nasdaq Inc. | Reduce -13.8% | 0.20% | −0.07 |
| ADBE Adobe Inc. | Reduce -32.1% | 0.06% | −0.07 |
| PML PIMCO Municipal Income FD II | Reduce -7.6% | 0.66% | −0.07 |
| CION Cion Investment Corp. | Reduce -23.5% | 0.07% | −0.07 |
| ZS Zscaler Inc. | Reduce -48.0% | 0.03% | −0.07 |
| XBNYX BlackRock New York Muni Inc. | Sold out | 0.00% | −0.06 |
| CYBR Cyberark Software Ltd./Israel | Sold out | 0.00% | −0.06 |
| AGX Argan Inc. | Sold out | 0.00% | −0.06 |
| AIG American International Group | Reduce -31.7% | 0.08% | −0.06 |
| MA Mastercard Inc. Class A | Reduce -5.1% | 0.25% | −0.06 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Sold out | 0.00% | −0.06 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -18.8% | 0.11% | −0.06 |
| AJG Arthur J Gallagher & Co. | Reduce -21.9% | 0.10% | −0.06 |
| ING ING Groep N.V.-Sponsored ADR | Reduce -23.3% | 0.13% | −0.06 |
| CTAS Cintas Corp. | Reduce -27.8% | 0.09% | −0.05 |
| MCO Moody's Corp. | Reduce -55.6% | 0.03% | −0.05 |
| JBL Jabil Inc. | Sold out | 0.00% | −0.05 |
Portfolio Buys Q4 2025 → Q1 2026
| JSML Janus Hender SM Cap GRW Alph | New | 1.11% | +1.11 |
| MQY BlackRock Muniyield Quality | Add +171.3% | 1.70% | +1.03 |
| MHD BlackRock Muniholdings Fund | Add +181.5% | 1.02% | +0.63 |
| XCEM Columbia Em Core Ex-China | Add +43.6% | 1.32% | +0.43 |
| ITWO Proshares R2000 Hi Incom ETF | New | 0.28% | +0.28 |
| NMZ Nuveen Muni Hi Inc. Opport | Add +43.7% | 0.57% | +0.17 |
| DAWN Day One Biopharmaceuticals I | Add +17.1% | 0.26% | +0.16 |
| JEPQ JPM Nasdaq Equity Premium | Add +62.5% | 0.46% | +0.15 |
| VGM Invesco Trust for Investmen | Add +96.1% | 0.32% | +0.15 |
| LRCX Lam Research Corp. | Add +7.9% | 0.55% | +0.13 |
| MYN BlackRock Muniyield NY QLTY | Add +74.6% | 0.30% | +0.12 |
| MOD Modine Manufacturing Co. | Add +55.4% | 0.19% | +0.11 |
| HWM Howmet Aerospace Inc. | Add +41.1% | 0.29% | +0.10 |
| FIX Comfort Systems USA Inc. | Add +20.8% | 0.23% | +0.10 |
| PBD Invesco Global Clean Energy | Add +317.8% | 0.12% | +0.10 |
| ARGAN INC | New | 0.10% | +0.10 |
| LMT Lockheed Martin Corp. | Add +11.8% | 0.36% | +0.09 |
| ASML ASML Holding NV-NY Reg SHS | Add +38.4% | 0.23% | +0.09 |
| VKQ Invesco Municipal Trust | New | 0.09% | +0.09 |
| MUC BlackRock Munihold Ca QLTY | Add +68.2% | 0.24% | +0.09 |
| NOC Northrop Grumman Corp. | Add +17.7% | 0.31% | +0.08 |
| PNI PIMCO NY Muni Inc. II FND | New | 0.08% | +0.08 |
| DDWM Wisdomtree DY Inter Eq FD-US | Add +5.7% | 1.98% | +0.08 |
| LEO BNY Mellon Strategic Muni | Add +102.8% | 0.17% | +0.08 |
| IBRX Immunitybio Inc. | Add +1.2% | 0.11% | +0.08 |
| MUA BlackRock Muniassets Fund | Add +25.4% | 0.44% | +0.08 |
| DSM BNYM Strat Muni BND | Add +102.4% | 0.16% | +0.08 |
| NVG Nuveen Amt-FR Muni CRDT | Add +16.3% | 0.80% | +0.08 |
| STRL Sterling Infrastructure Inc. | Add +54.5% | 0.14% | +0.07 |
| COST Costco Wholesale Corp. | Add +14.0% | 0.32% | +0.07 |
| MU Micron Technology Inc. | Add +13.0% | 0.30% | +0.07 |
| NAD Nuveen Quality Municipal Inc. | Add +33.5% | 0.36% | +0.07 |
| NAN Nuveen NY QLTY Muni Inc. | Add +62.3% | 0.20% | +0.07 |
| WMT Walmart Inc. | Add +10.0% | 0.41% | +0.07 |
| NRK Nuveen NY Amt-FR Muni Inc. | Add +37.3% | 0.25% | +0.07 |
| KALV Kalvista Pharmaceuticals Inc. | Add +10.0% | 0.25% | +0.06 |
| LHX L3HARRIS Technologies Inc. | Add +26.6% | 0.20% | +0.06 |
| VKI Invesco Adv Muni Inc. TR II | Add +85.3% | 0.15% | +0.06 |
| DCO Ducommun Inc. | Add +14.3% | 0.20% | +0.06 |
| KR Kroger Co. | Add +44.5% | 0.16% | +0.06 |
| IA Innovative Solutions & Supp | Add +121.8% | 0.10% | +0.06 |
| AIR Aar Corp. | Add +20.6% | 0.16% | +0.06 |
| GD General Dynamics Corp. | Add +29.1% | 0.25% | +0.06 |
| STT State Street Corp. | Add +127.2% | 0.10% | +0.05 |
| ATRO Astronics Corp. | Add +30.1% | 0.15% | +0.05 |
| ATI Ati Inc. | Add +23.8% | 0.15% | +0.05 |
| XBMNX BlackRock 2037 Muni TRGT TRM | Add +86.6% | 0.11% | +0.05 |
| CW Curtiss-Wright Corp. | Add +16.8% | 0.16% | +0.05 |
| ECL Ecolab Inc. | Add +30.2% | 0.21% | +0.05 |
| OIA Invesco Municipal Income Opp | Add +21.5% | 0.27% | +0.05 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 955 | $3.5B | IVV, DDWM, VTV, XCEM, MQY |
| Q1 2026 | 928 | $3.0B | IVV, GSLC, DDWM, MQY, VTV |
| Q4 2025 | 926 | $2.9B | IVV, GSLC, GSIE, DDWM, ISPY |
| Q3 2025 | 937 | $2.8B | IVV, GSLC, DDWM, GSIE, ISPY |
| Q2 2025 | 916 | $2.5B | IVV, GSLC, VTV, RSP, DDWM |
| Q1 2025 | 867 | $2.2B | IVV, GSLC, VTV, IGEB, RSP |
| Q4 2024 | 851 | $2.2B | GSLC, ISPY, IGEB, IQDG, IVV |
| Q3 2024 | 866 | $2.1B | GSLC, IQDG, JQUA, IGEB, ISPY |
| Q2 2024 | 838 | $1.9B | GSLC, IQDG, JQUA, IGEB, ISPY |
| Q1 2024 | 840 | $1.9B | GSLC, IQDG, JQUA, JEPI, IVV |