Hennion & Walsh Asset Management, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 22, 2024), Hennion & Walsh Asset Management, Inc. reported 866 stock positions worth $2.1 billion. Its top holding was Goldman Activebeta US LC ETF (GSLC) at 2.5% of the portfolio, followed by Wisdomtree Intl QLTY DVD GRW (IQDG, 2.4%) and JPMorgan US Quality Factor (JQUA, 2.2%). Compared with Q2 2024, it opened 69 new positions, sold out of 42, added to 391 and reduced 394. The biggest buy was a new position in iShares HY Corp. BD Buywr ETF (HYGW) and the biggest sale iShares High Yield Systemati (HYDB, shares −92%).
- Most Recent 13F
- Q2 2026
- Location
- Parsippany, NJ
- CIK
- 0001861642
- Portfolio Value
- $2.1B (Q3 2024)
- SEC Filing
- 0002000324-24-002906 ↗ filed Oct 22, 2024
Holdings Value
Holdings 866 stocks · $2.1B
| GSLC Goldman Activebeta US LC ETF | 2.49% | 471,940 | $53.3M | Add +1.1% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 2.44% | 1,332,108 | $52.2M | Add +2.3% |
| JQUA JPMorgan US Quality Factor | 2.23% | 843,591 | $47.7M | Add +1.2% |
| IGEB iShares Investment Grade SYS | 2.04% | 938,769 | $43.6M | Add +9.2% |
| ISPY Proshares S&P High Incom ETF | 1.95% | 933,029 | $41.8M | Add +10.4% |
| IVV iShares Core S&P 500 ETF | 1.73% | 64,151 | $37.0M | Add +0.6% |
| GSIE Goldman Sachs Activebeta Int | 1.27% | 753,268 | $27.2M | Add +1.8% |
| DGRS Wisdomtree U.S. Smallcap Qua | 1.17% | 487,347 | $25.1M | Add +1.9% |
| PFFD Global X US Preferred ETF | 1.16% | 1,192,082 | $24.8M | Add +13.4% |
| NAD Nuveen Quality Municipal Inc. | 1.09% | 1,890,646 | $23.4M | Reduce -1.7% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.91% | 1,624,766 | $19.4M | Add +9.3% |
| XCEM Columbia Em Core Ex-China | 0.89% | 584,221 | $19.1M | Add +1.5% |
| RSP Invesco S&P 500 Equal Weight | 0.79% | 94,515 | $16.9M | Add +1.7% |
| NVDA Nvidia Corp. | 0.76% | 134,567 | $16.3M | Reduce -14.3% |
| AAPL Apple Inc. | 0.76% | 69,847 | $16.2M | Reduce -3.0% |
| FLJP Franklin Ftse Japan ETF | 0.73% | 513,239 | $15.6M | Add +2.0% |
| VMO Invesco Municipal Opport | 0.72% | 1,504,422 | $15.5M | Reduce -0.4% |
| WTAI Wisdomtree AI and Innovation | 0.70% | 755,851 | $15.1M | Add +2.1% |
| NZF Nuveen Municipal Credit Inc. | 0.70% | 1,148,639 | $15.0M | Add +21.2% |
| AVGO Broadcom Inc. | 0.68% | 84,305 | $14.5M | Add +17.5% |
| IIM Invesco Value Municipal Inco | 0.66% | 1,104,947 | $14.2M | Reduce -0.2% |
| MSFT Microsoft Corp. | 0.65% | 32,325 | $13.9M | Add +1.1% |
| NVG Nuveen Amt-FR Muni CRDT | 0.62% | 987,454 | $13.2M | Add +19.8% |
| GOOGL Alphabet Inc. Class A | 0.61% | 79,186 | $13.1M | Reduce -3.0% |
| LLY Eli Lilly & Co. | 0.60% | 14,467 | $12.8M | Reduce -27.3% |
| AMZN Amazon.com Inc. | 0.60% | 68,559 | $12.8M | Reduce -6.4% |
| HYGW iShares HY Corp. BD Buywr ETF | 0.56% | 365,645 | $12.0M | New |
| MYI BlackRock Muniyield QLTY III | 0.55% | 986,901 | $11.8M | Add +11.8% |
| V Visa Inc. Class A | 0.55% | 42,846 | $11.8M | Reduce -2.4% |
| IQI Invesco Quality Muni Inc. TR | 0.51% | 1,052,817 | $11.0M | Add +25.0% |
| ADI Analog Devices Inc. | 0.48% | 44,684 | $10.3M | Add +6.5% |
| NXP Nuveen Select Tax-Free Inc. | 0.46% | 658,181 | $9.9M | Add +27.9% |
| JAAA Janus Henderson Aaa Clo ETF | 0.45% | 191,358 | $9.7M | Add +18.1% |
| TT Trane Technologies PLC | 0.45% | 24,538 | $9.5M | Reduce -1.7% |
| LEO BNY Mellon Strategic Muni | 0.44% | 1,455,735 | $9.5M | Reduce -0.7% |
| MQY BlackRock Muniyield Quality | 0.42% | 692,268 | $9.1M | Add +41.8% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.42% | 75,064 | $8.9M | Reduce -1.0% |
| MLN Vaneck Long Muni ETF | 0.41% | 477,125 | $8.7M | Add +4.6% |
| VKI Invesco Adv Muni Inc. TR II | 0.41% | 936,552 | $8.7M | Reduce -0.6% |
| BSX Boston Scientific Corp. | 0.39% | 99,722 | $8.4M | Add +18.8% |
| WMT Walmart Inc. | 0.38% | 101,000 | $8.2M | Add +11.0% |
| CTAS Cintas Corp. | 0.38% | 39,312 | $8.1M | Add +0.2% |
| MCK McKesson Corp. | 0.38% | 16,367 | $8.1M | Reduce -0.3% |
| NUV Nuveen Municipal Value | 0.38% | 896,990 | $8.1M | Add +38.8% |
| META Meta Platforms Inc. Class A | 0.37% | 13,880 | $7.9M | Add +29.3% |
| MRK Merck & Co. Inc. | 0.37% | 69,711 | $7.9M | Reduce -7.0% |
| SPGI S&P Global Inc. | 0.36% | 15,022 | $7.8M | Add +0.2% |
| BCSF Bain Capital Specialty Finan | 0.36% | 465,868 | $7.7M | Add +10.4% |
| XOM Exxon Mobil Corp. | 0.35% | 63,694 | $7.5M | Add +0.6% |
| NRK Nuveen NY Amt-FR Muni Inc. | 0.35% | 664,951 | $7.4M | Reduce -12.7% |
| JPC Nuveen Prefered & Income Opp | 0.35% | 918,156 | $7.4M | Add +12.1% |
| EIM Eaton Vance Municipal Bond | 0.34% | 685,119 | $7.4M | Add +24.4% |
| DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD | 0.34% | 1,153,851 | $7.2M | Reduce -0.7% |
| MA Mastercard Inc. Class A | 0.33% | 14,250 | $7.0M | Reduce -4.0% |
| ANET Arista Networks Inc. | 0.33% | 18,150 | $7.0M | Reduce -12.6% |
| MHD BlackRock Muniholdings Fund | 0.32% | 538,491 | $6.8M | Add +84.3% |
| JPM JPMorgan Chase & Co. | 0.31% | 31,974 | $6.7M | Add +24.7% |
| XPMQX PIMCO Muni Income Fund III | 0.31% | 804,465 | $6.6M | Add +67.3% |
| AMAT Applied Materials Inc. | 0.31% | 32,793 | $6.6M | Add +10.2% |
| MSI Motorola Solutions Inc. | 0.31% | 14,676 | $6.6M | Reduce -4.9% |
| UNH Unitedhealth Group Inc. | 0.30% | 11,116 | $6.5M | Add +11.6% |
| ABBV Abbvie Inc. | 0.30% | 32,851 | $6.5M | Add +16.6% |
| MYN BlackRock Muniyield NY QLTY | 0.30% | 595,134 | $6.4M | Reduce -12.7% |
| INSM Insmed Inc. | 0.30% | 87,456 | $6.4M | Reduce -23.7% |
| BTT BlackRock 2030 Muni TRGT TRM | 0.29% | 288,451 | $6.2M | Add +20.9% |
| CSCO Cisco Systems Inc. | 0.29% | 116,477 | $6.2M | Add +0.9% |
| IGLB iShares 10+ Year Inv GR Corp. | 0.29% | 115,586 | $6.2M | Add +13.9% |
| XNCMX Nuveen Ca Amt-FR Muni Inc. | 0.29% | 454,347 | $6.2M | Reduce -3.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.29% | 27,883 | $6.2M | Reduce -5.3% |
| NAC Nuveen Ca QLTY Muni Inc. | 0.29% | 517,957 | $6.2M | Reduce -3.4% |
| AFB Allianceberstein NTL Muni | 0.29% | 519,281 | $6.1M | Reduce -3.7% |
| PML PIMCO Municipal Income FD II | 0.29% | 651,076 | $6.1M | Add +62.2% |
| PANW Palo Alto Networks Inc. | 0.28% | 17,779 | $6.1M | Add +10.6% |
| ISRG Intuitive Surgical Inc. | 0.28% | 12,330 | $6.0M | Add +40.7% |
| KLAC KLA Corp. | 0.28% | 7,666 | $5.9M | Add +27.8% |
| NOW ServiceNow Inc. | 0.28% | 6,635 | $5.9M | Add +70.6% |
| JNJ Johnson & Johnson | 0.28% | 36,517 | $5.9M | Reduce -7.1% |
| SRLN SS Blackstone Sr Loan ETF | 0.27% | 140,889 | $5.9M | Add +18.8% |
| ADBE Adobe Inc. | 0.27% | 11,301 | $5.9M | Add +4.8% |
| BYM BlackRock Muni Inc. QLTY | 0.27% | 482,081 | $5.8M | Add +60.7% |
| BMI Badger Meter Inc. | 0.26% | 25,869 | $5.7M | Add +14.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.26% | 48,032 | $5.6M | Reduce -0.6% |
| PG The Procter & Gamble Co. | 0.26% | 32,457 | $5.6M | Add +1.5% |
| TEVA Teva Pharmaceutical-SP ADR | 0.26% | 310,116 | $5.6M | Add +7.2% |
| CVX Chevron Corp. | 0.26% | 37,491 | $5.5M | Reduce -13.9% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.26% | 103,847 | $5.5M | Reduce -13.0% |
| KO The Coca-Cola Co. | 0.25% | 75,167 | $5.4M | Reduce -1.1% |
| CSWC Capital Southwest Corp. | 0.25% | 209,808 | $5.3M | Reduce -10.0% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.25% | 98,686 | $5.3M | Add +3.5% |
| RYTM Rhythm Pharmaceuticals Inc. | 0.25% | 100,961 | $5.3M | Add +4.8% |
| BBDC Barings BDC Inc. | 0.25% | 538,094 | $5.3M | Reduce -6.6% |
| CION Cion Investment Corp. | 0.25% | 442,046 | $5.3M | Add +26.0% |
| AXSM Axsome Therapeutics Inc. | 0.24% | 58,148 | $5.2M | Reduce -10.1% |
| BLK BlackRock Finance Inc. | 0.24% | 5,373 | $5.1M | Reduce -0.7% |
| HRB H&R Block Inc. filed as BLOCK H & R INC | 0.24% | 80,250 | $5.1M | Reduce -4.5% |
| MFM Aberdeen Municipal Income | 0.24% | 884,144 | $5.1M | Reduce -0.7% |
| PWR Quanta Services Inc. | 0.23% | 16,780 | $5.0M | Add +39.9% |
| SYY Sysco Corp. | 0.23% | 64,183 | $5.0M | Add +0.1% |
| URI United Rentals Inc. | 0.23% | 6,047 | $4.9M | Add +35.6% |
| KNSA Kiniksa Pharmaceuticals Inte | 0.23% | 195,852 | $4.9M | Add +7.6% |
Portfolio Sells Q2 2024 → Q3 2024
| HYDB iShares High Yield Systemati | Reduce -92.4% | 0.04% | −0.51 |
| LLY Eli Lilly & Co. | Reduce -27.3% | 0.60% | −0.33 |
| NVDA Nvidia Corp. | Reduce -14.3% | 0.76% | −0.23 |
| DELL Dell Technologies -C | Reduce -41.4% | 0.14% | −0.16 |
| GOOGL Alphabet Inc. Class A | Reduce -3.0% | 0.61% | −0.15 |
| AMZN Amazon.com Inc. | Reduce -6.4% | 0.60% | −0.13 |
| MCK McKesson Corp. | Reduce -0.3% | 0.38% | −0.11 |
| MRK Merck & Co. Inc. | Reduce -7.0% | 0.37% | −0.11 |
| MDGL Madrigal Pharmaceuticals Inc. | Reduce -7.0% | 0.19% | −0.11 |
| BAC Bank of America Corp. | Reduce -64.6% | 0.05% | −0.10 |
| INSM Insmed Inc. | Reduce -23.7% | 0.30% | −0.10 |
| TCPC BlackRock TCP Capital Corp. | Reduce -5.2% | 0.18% | −0.09 |
| CVX Chevron Corp. | Reduce -13.9% | 0.26% | −0.09 |
| KRYS Krystal Biotech Inc. | Reduce -35.8% | 0.12% | −0.09 |
| NRK Nuveen NY Amt-FR Muni Inc. | Reduce -12.7% | 0.35% | −0.09 |
| NAN Nuveen NY QLTY Muni Inc. | Reduce -25.9% | 0.21% | −0.09 |
| UFPT Ufp Technologies Inc. | Sold out | 0.00% | −0.08 |
| CIVI Civitas Resources Inc. | Reduce -9.7% | 0.12% | −0.08 |
| DVN Devon Energy Corp. | Reduce -22.3% | 0.10% | −0.07 |
| XBNYX BlackRock New York Muni Inc. | Reduce -26.8% | 0.15% | −0.07 |
| MYN BlackRock Muniyield NY QLTY | Reduce -12.7% | 0.30% | −0.07 |
| NAD Nuveen Quality Municipal Inc. | Reduce -1.7% | 1.09% | −0.07 |
| CMI Cummins Inc. | Reduce -63.5% | 0.04% | −0.07 |
| CSWC Capital Southwest Corp. | Reduce -10.0% | 0.25% | −0.06 |
| OCSL Oaktree Specialty Lending Co. | Reduce -10.0% | 0.15% | −0.06 |
| MHN BlackRock Muniholding NY QLT | Reduce -17.0% | 0.23% | −0.06 |
| VMO Invesco Municipal Opport | Reduce -0.4% | 0.72% | −0.06 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -13.0% | 0.26% | −0.06 |
| COST Costco Wholesale Corp. | Reduce -22.8% | 0.16% | −0.06 |
| DE Deere & Co. | Reduce -38.7% | 0.09% | −0.06 |
| BXSL Blackstone Secured Lending F | Reduce -12.2% | 0.17% | −0.05 |
| VTN Invesco TR for Invest GRD NY | Reduce -34.1% | 0.08% | −0.05 |
| ANET Arista Networks Inc. | Reduce -12.6% | 0.33% | −0.05 |
| TMO Thermo Fisher Scientific Inc. | Reduce -40.2% | 0.07% | −0.05 |
| ACIW Aci Worldwide Inc. | Reduce -76.9% | 0.02% | −0.05 |
| PNNT Pennantpark Investment Corp. | Reduce -3.5% | 0.21% | −0.05 |
| XENWX Eaton Vance New York Municip | Reduce -17.6% | 0.15% | −0.05 |
| ODFL Old Dominion Freight Line | Reduce -19.9% | 0.22% | −0.05 |
| COR Cencora Inc. | Reduce -71.8% | 0.02% | −0.05 |
| ORLY O'reilly Automotive Inc. | Reduce -75.0% | 0.02% | −0.05 |
| BGH Barings GLBL SHRT Dur Hi YLD | Reduce -18.7% | 0.16% | −0.05 |
| DKS Dick's Sporting Goods Inc. | Reduce -7.0% | 0.20% | −0.04 |
| JBHT Hunt (jb) Transprt SVCS Inc. | Reduce -65.9% | 0.02% | −0.04 |
| TSLX Sixth Street Specialty Lendi | Reduce -10.8% | 0.15% | −0.04 |
| V Visa Inc. Class A | Reduce -2.4% | 0.55% | −0.04 |
| BBDC Barings BDC Inc. | Reduce -6.6% | 0.25% | −0.04 |
| WSO Watsco Inc. | Reduce -23.8% | 0.12% | −0.04 |
| RWAY Runway Growth Finance Corp. | Reduce -6.3% | 0.12% | −0.04 |
| ELV Elevance Health Inc. | Reduce -27.4% | 0.07% | −0.04 |
| SLP Simulations Plus Inc. | Reduce -0.0% | 0.06% | −0.04 |
Portfolio Buys Q2 2024 → Q3 2024
| HYGW iShares HY Corp. BD Buywr ETF | New | 0.56% | +0.56 |
| MHD BlackRock Muniholdings Fund | Add +84.3% | 0.32% | +0.14 |
| NOW ServiceNow Inc. | Add +70.6% | 0.28% | +0.12 |
| MQY BlackRock Muniyield Quality | Add +41.8% | 0.42% | +0.12 |
| XPMQX PIMCO Muni Income Fund III | Add +67.3% | 0.31% | +0.12 |
| PML PIMCO Municipal Income FD II | Add +62.2% | 0.29% | +0.11 |
| VRNA Verona Pharma Ltd. | Add +14.9% | 0.21% | +0.11 |
| XPMAX Pioneer Municipal High Inc. | New | 0.11% | +0.11 |
| MHF Western Asset Municipal High | Add +244.0% | 0.15% | +0.10 |
| NZF Nuveen Municipal Credit Inc. | Add +21.2% | 0.70% | +0.10 |
| BYM BlackRock Muni Inc. QLTY | Add +60.7% | 0.27% | +0.09 |
| PFFD Global X US Preferred ETF | Add +13.4% | 1.16% | +0.09 |
| META Meta Platforms Inc. Class A | Add +29.3% | 0.37% | +0.09 |
| NUV Nuveen Municipal Value | Add +38.8% | 0.38% | +0.09 |
| VRDN Viridian Therapeutics Inc. | Add +10.4% | 0.21% | +0.09 |
| NVG Nuveen Amt-FR Muni CRDT | Add +19.8% | 0.62% | +0.09 |
| AVGO Broadcom Inc. | Add +17.5% | 0.68% | +0.09 |
| NMZ Nuveen Muni Hi Inc. Opport | Add +289.2% | 0.11% | +0.08 |
| IQI Invesco Quality Muni Inc. TR | Add +25.0% | 0.51% | +0.08 |
| ISRG Intuitive Surgical Inc. | Add +40.7% | 0.28% | +0.08 |
| NXP Nuveen Select Tax-Free Inc. | Add +27.9% | 0.46% | +0.08 |
| URI United Rentals Inc. | Add +35.6% | 0.23% | +0.08 |
| IGEB iShares Investment Grade SYS | Add +9.2% | 2.04% | +0.08 |
| NBH Neuberger Municipal Fund Inc. | Add +277.1% | 0.11% | +0.08 |
| AXON Axon Enterprise Inc. | Add +202.9% | 0.11% | +0.08 |
| PWR Quanta Services Inc. | Add +39.9% | 0.23% | +0.08 |
| LEN Lennar Corp. Class A | Add +53.7% | 0.17% | +0.07 |
| WMT Walmart Inc. | Add +11.0% | 0.38% | +0.06 |
| ISPY Proshares S&P High Incom ETF | Add +10.4% | 1.95% | +0.06 |
| ORCL Oracle Corp. | New | 0.06% | +0.06 |
| CRM Salesforce Inc. | Add +46.2% | 0.20% | +0.06 |
| APLT Applied Therapeutics Inc. | Add +34.7% | 0.11% | +0.06 |
| BSX Boston Scientific Corp. | Add +18.8% | 0.39% | +0.06 |
| NCDL Nuveen Churchill Direct Lend | Add +99.7% | 0.13% | +0.06 |
| RCL Royal Caribbean Cruises Ltd. | New | 0.06% | +0.06 |
| SYK Stryker Corp. | Add +60.8% | 0.15% | +0.05 |
| ABBV Abbvie Inc. | Add +16.6% | 0.30% | +0.05 |
| KNSA Kiniksa Pharmaceuticals Inte | Add +7.6% | 0.23% | +0.05 |
| TZOO Travelzoo | Add +169.5% | 0.07% | +0.05 |
| AJG Arthur J Gallagher & Co. | Add +39.5% | 0.19% | +0.05 |
| PZT Invesco New York Amt-Free Mu | Add +78.1% | 0.13% | +0.05 |
| CORT Corcept Therapeutics Inc. | Add +16.5% | 0.15% | +0.05 |
| VGLT Vanguard Long-Term Treasury | Add +36.3% | 0.20% | +0.05 |
| ZLAB Zai Lab Ltd.-ADR | Add +14.6% | 0.16% | +0.05 |
| JPM JPMorgan Chase & Co. | Add +24.7% | 0.31% | +0.05 |
| RARE Ultragenyx Pharmaceutical Inc. | Add +6.6% | 0.20% | +0.05 |
| BMI Badger Meter Inc. | Add +14.3% | 0.26% | +0.05 |
| MYI BlackRock Muniyield QLTY III | Add +11.8% | 0.55% | +0.05 |
| FTNT Fortinet Inc. | Add +17.1% | 0.17% | +0.05 |
| EIM Eaton Vance Municipal Bond | Add +24.4% | 0.34% | +0.04 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 955 | $3.5B | IVV, DDWM, VTV, XCEM, MQY |
| Q1 2026 | 928 | $3.0B | IVV, GSLC, DDWM, MQY, VTV |
| Q4 2025 | 926 | $2.9B | IVV, GSLC, GSIE, DDWM, ISPY |
| Q3 2025 | 937 | $2.8B | IVV, GSLC, DDWM, GSIE, ISPY |
| Q2 2025 | 916 | $2.5B | IVV, GSLC, VTV, RSP, DDWM |
| Q1 2025 | 867 | $2.2B | IVV, GSLC, VTV, IGEB, RSP |
| Q4 2024 | 851 | $2.2B | GSLC, ISPY, IGEB, IQDG, IVV |
| Q3 2024 | 866 | $2.1B | GSLC, IQDG, JQUA, IGEB, ISPY |
| Q2 2024 | 838 | $1.9B | GSLC, IQDG, JQUA, IGEB, ISPY |
| Q1 2024 | 840 | $1.9B | GSLC, IQDG, JQUA, JEPI, IVV |