Hennion & Walsh Asset Management, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 17, 2024), Hennion & Walsh Asset Management, Inc. reported 840 stock positions worth $1.9 billion. Its top holding was Goldman Activebeta US LC ETF (GSLC) at 2.7% of the portfolio, followed by Wisdomtree Intl QLTY DVD GRW (IQDG, 2.6%) and JPMorgan US Quality Factor (JQUA, 2.4%). Compared with Q4 2023, it opened 80 new positions, sold out of 56, added to 374 and reduced 377. The biggest buy was JPMorgan Equity Premium Inco (JEPI, shares +135%) and the biggest sale an exit from Vanguard Mrngstr Val ETF-Aui (VTV).
- Most Recent 13F
- Q2 2026
- Location
- Parsippany, NJ
- CIK
- 0001861642
- Portfolio Value
- $1.9B (Q1 2024)
- SEC Filing
- 0002000324-24-001104 ↗ filed Apr 17, 2024
Holdings Value
Holdings 840 stocks · $1.9B
| GSLC Goldman Activebeta US LC ETF | 2.66% | 479,989 | $49.8M | Add +1.5% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 2.57% | 1,265,044 | $48.1M | Add +9.0% |
| JQUA JPMorgan US Quality Factor | 2.36% | 835,491 | $44.2M | Add +1.2% |
| JEPI JPMorgan Equity Premium Inco | 1.90% | 614,703 | $35.6M | Add +135.2% |
| IVV iShares Core S&P 500 ETF | 1.80% | 64,190 | $33.7M | Add +3.4% |
| IGEB iShares Investment Grade SYS | 1.77% | 740,203 | $33.2M | Add +3.5% |
| DGRS Wisdomtree U.S. Smallcap Qua | 1.24% | 467,155 | $23.2M | Add +12.8% |
| NAD Nuveen Quality Municipal Inc. | 1.09% | 1,784,006 | $20.4M | Reduce -1.8% |
| IEMG iShares Core MSCI Emerging | 1.08% | 392,981 | $20.3M | Add +16.7% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.89% | 1,503,293 | $16.6M | Reduce -4.6% |
| LLY Eli Lilly & Co. | 0.86% | 20,666 | $16.1M | Reduce -16.7% |
| RSPT Invesco S&P 500 Equal Weight | 0.85% | 451,490 | $15.9M | Add +1.7% |
| PFFD Global X US Preferred ETF | 0.85% | 784,754 | $15.8M | Add +54.9% |
| RSP Invesco S&P 500 Equal Weight | 0.84% | 92,735 | $15.7M | New |
| FLJP Franklin Ftse Japan ETF | 0.83% | 501,492 | $15.6M | New |
| GSIE Goldman Sachs Activebeta Int | 0.79% | 430,843 | $14.8M | Add +9.8% |
| MSFT Microsoft Corp. | 0.71% | 31,715 | $13.3M | Reduce -2.3% |
| MYI BlackRock Muniyield QLTY III | 0.69% | 1,127,590 | $12.9M | Reduce -12.1% |
| AMZN Amazon.com Inc. | 0.69% | 71,161 | $12.8M | Reduce -4.8% |
| NVDA Nvidia Corp. | 0.67% | 13,898 | $12.6M | Reduce -9.2% |
| VMO Invesco Municipal Opport | 0.66% | 1,263,852 | $12.3M | Add +16.4% |
| V Visa Inc. Class A | 0.64% | 42,746 | $11.9M | Reduce -0.0% |
| GOOGL Alphabet Inc. Class A | 0.63% | 77,577 | $11.7M | Add +5.4% |
| AAPL Apple Inc. | 0.61% | 66,963 | $11.5M | Reduce -1.5% |
| IIM Invesco Value Municipal Inco | 0.60% | 937,066 | $11.2M | Add +21.0% |
| MCK McKesson Corp. | 0.54% | 18,888 | $10.1M | Add +0.8% |
| MRK Merck & Co. Inc. | 0.53% | 75,031 | $9.9M | Reduce -11.2% |
| HYDB iShares High Yield Systemati | 0.49% | 194,414 | $9.1M | Add +17.2% |
| EIM Eaton Vance Municipal Bond | 0.47% | 855,164 | $8.9M | Reduce -18.8% |
| NZF Nuveen Municipal Credit Inc. | 0.46% | 706,317 | $8.6M | Add +18.3% |
| MDGL Madrigal Pharmaceuticals Inc. | 0.46% | 32,318 | $8.6M | Add +20.0% |
| NVG Nuveen Amt-FR Muni CRDT | 0.44% | 680,643 | $8.3M | Add +14.7% |
| LEO BNY Mellon Strategic Muni | 0.44% | 1,354,845 | $8.3M | Add +36.0% |
| NRK Nuveen NY Amt-FR Muni Inc. | 0.44% | 750,494 | $8.2M | Reduce -12.0% |
| JAAA Janus Henderson Aaa Clo ETF | 0.43% | 157,307 | $8.0M | Add +143.0% |
| NXP Nuveen Select Tax-Free Inc. | 0.42% | 545,804 | $7.9M | Add +10.3% |
| ADI Analog Devices Inc. | 0.41% | 38,413 | $7.6M | Add +9.6% |
| VKI Invesco Adv Muni Inc. TR II | 0.40% | 889,294 | $7.6M | Add +23.1% |
| AVGO Broadcom Inc. | 0.40% | 5,689 | $7.5M | Add +7.5% |
| TT Trane Technologies PLC | 0.39% | 24,577 | $7.4M | Add +10.2% |
| AFB Allianceberstein NTL Muni | 0.39% | 656,514 | $7.2M | Reduce -15.1% |
| CVX Chevron Corp. | 0.38% | 45,248 | $7.1M | Reduce -1.8% |
| MYN BlackRock Muniyield NY QLTY | 0.38% | 677,536 | $7.1M | Reduce -14.5% |
| SPGI S&P Global Inc. | 0.36% | 15,703 | $6.7M | Reduce -5.2% |
| ODFL Old Dominion Freight Line | 0.35% | 29,891 | $6.6M | Reduce -16.6% |
| KTF DWS Municipal Income Trust | 0.35% | 721,164 | $6.5M | Reduce -14.6% |
| CSCO Cisco Systems Inc. | 0.35% | 129,601 | $6.5M | Add +1.4% |
| CTAS Cintas Corp. | 0.34% | 9,366 | $6.4M | Reduce -3.8% |
| JNJ Johnson & Johnson | 0.34% | 40,648 | $6.4M | Reduce -7.5% |
| MA Mastercard Inc. Class A | 0.34% | 13,208 | $6.4M | Add +1.7% |
| MQY BlackRock Muniyield Quality | 0.34% | 512,353 | $6.3M | Reduce -0.6% |
| RCKT Rocket Pharmaceuticals Inc. | 0.33% | 231,287 | $6.2M | Add +19.6% |
| NAC Nuveen Ca QLTY Muni Inc. | 0.33% | 562,717 | $6.2M | Reduce -7.9% |
| DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD | 0.33% | 1,048,473 | $6.1M | Add +34.8% |
| WMT Walmart Inc. | 0.33% | 101,314 | $6.1M | Reduce -5.8% |
| XNCMX Nuveen Ca Amt-FR Muni Inc. | 0.32% | 497,914 | $6.0M | Reduce -8.4% |
| MSI Motorola Solutions Inc. | 0.32% | 17,029 | $6.0M | Add +10.7% |
| IOVA Iovance Biotherapeutics Inc. | 0.32% | 407,429 | $6.0M | Add +42.4% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.32% | 116,996 | $6.0M | Reduce -4.9% |
| BCSF Bain Capital Specialty Finan | 0.32% | 381,176 | $6.0M | Add +5.9% |
| CSWC Capital Southwest Corp. | 0.32% | 239,376 | $6.0M | Reduce -3.2% |
| KRYS Krystal Biotech Inc. | 0.32% | 33,154 | $5.9M | Add +5.6% |
| NAN Nuveen NY QLTY Muni Inc. | 0.30% | 508,175 | $5.6M | Reduce -24.6% |
| AXSM Axsome Therapeutics Inc. | 0.30% | 69,483 | $5.5M | Add +14.6% |
| MHN BlackRock Muniholding NY QLT | 0.29% | 516,039 | $5.5M | Reduce -21.1% |
| BBDC Barings BDC Inc. | 0.29% | 587,603 | $5.5M | Add +14.4% |
| JPM JPMorgan Chase & Co. | 0.29% | 27,149 | $5.4M | Add +5.2% |
| NUV Nuveen Municipal Value | 0.29% | 618,073 | $5.4M | Add +0.6% |
| BSX Boston Scientific Corp. | 0.28% | 77,216 | $5.3M | Add +15.8% |
| IQI Invesco Quality Muni Inc. TR | 0.28% | 545,578 | $5.3M | Add +3.5% |
| PG The Procter & Gamble Co. | 0.28% | 32,436 | $5.3M | Add +1.5% |
| BLK BlackRock Finance Inc. | 0.28% | 6,304 | $5.3M | Reduce -2.4% |
| ANET Arista Networks Inc. | 0.28% | 18,091 | $5.2M | Reduce -1.0% |
| NUW Nuveen Amt-Free Muni Val | 0.28% | 388,101 | $5.2M | Reduce -1.6% |
| VWO Vanguard Ftse Emerging Marke | 0.28% | 6,662 | $5.2M | No change |
| ABBV Abbvie Inc. | 0.28% | 28,436 | $5.2M | Reduce -11.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.27% | 26,891 | $5.1M | Reduce -0.8% |
| AMAT Applied Materials Inc. | 0.27% | 24,838 | $5.1M | Reduce -4.8% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.27% | 50,381 | $5.1M | Add +5.0% |
| SYY Sysco Corp. | 0.27% | 62,536 | $5.1M | Add +2.4% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.27% | 63,269 | $5.1M | Add +13.0% |
| SO The Southern Co. | 0.27% | 70,622 | $5.1M | Reduce -4.7% |
| JPC Nuveen Prefered & Income Opp | 0.26% | 677,633 | $4.9M | Add +21.4% |
| BTT BlackRock 2030 Muni TRGT TRM | 0.26% | 231,219 | $4.9M | Reduce -18.2% |
| DKS Dick's Sporting Goods Inc. | 0.26% | 21,569 | $4.9M | Add +14.0% |
| PFF iShares Preferred & Income S | 0.26% | 149,767 | $4.8M | Add +3.4% |
| IGLB iShares 10+ Year Inv GR Corp. | 0.26% | 93,642 | $4.8M | Add +17.4% |
| MLN Vaneck Long Muni ETF | 0.26% | 266,148 | $4.8M | Add +84.7% |
| TCPC BlackRock TCP Capital Corp. | 0.25% | 449,124 | $4.7M | Add +11.0% |
| KO The Coca-Cola Co. | 0.25% | 76,548 | $4.7M | Add +15.0% |
| DOW Dow Inc. | 0.25% | 79,841 | $4.6M | Add +4.9% |
| XOM Exxon Mobil Corp. | 0.25% | 39,716 | $4.6M | Add +4.7% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.25% | 89,113 | $4.6M | Add +5.2% |
| OCSL Oaktree Specialty Lending Co. | 0.24% | 232,244 | $4.6M | Add +0.8% |
| BBIO Bridgebio Pharma Inc. | 0.24% | 144,094 | $4.5M | Add +18.4% |
| ADBE Adobe Inc. | 0.24% | 8,720 | $4.4M | Add +3.1% |
| MCHP Microchip Technology Inc. | 0.23% | 48,994 | $4.4M | Add +10.4% |
| DELL Dell Technologies -C | 0.23% | 38,405 | $4.4M | Reduce -6.2% |
| DMB BNY Mellon Muni BND Infra | 0.23% | 417,627 | $4.3M | Add +10.2% |
| XBNYX BlackRock New York Muni Inc. | 0.23% | 408,909 | $4.3M | Reduce -25.4% |
Portfolio Sells Q4 2023 → Q1 2024
| VTV Vanguard Mrngstr Val ETF-Aui | Sold out | 0.00% | −1.15 |
| SCHD Schwab US DVD Equity ETF | Reduce -96.3% | 0.04% | −0.98 |
| IMGN Immunogen Inc. | Sold out | 0.00% | −0.60 |
| SDY SS SPDR S&P Dividend ETF | Sold out | 0.00% | −0.23 |
| SRLN SS Blackstone Sr Loan ETF | Reduce -46.6% | 0.22% | −0.22 |
| SPFF Global X Superincome Prefer | Sold out | 0.00% | −0.19 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -52.5% | 0.16% | −0.18 |
| MYI BlackRock Muniyield QLTY III | Reduce -12.1% | 0.69% | −0.16 |
| KRTX Karuna Therapeutics Inc. | Sold out | 0.00% | −0.16 |
| EIM Eaton Vance Municipal Bond | Reduce -18.8% | 0.47% | −0.14 |
| AAPL Apple Inc. | Reduce -1.5% | 0.61% | −0.13 |
| NAN Nuveen NY QLTY Muni Inc. | Reduce -24.6% | 0.30% | −0.13 |
| SMDV Proshrs RSL 2000 DVD GRW ETF | Reduce -61.7% | 0.06% | −0.12 |
| XMUIX BlackRock Municipal Income | Reduce -67.4% | 0.05% | −0.12 |
| IDV iShares International Select | Reduce -56.1% | 0.08% | −0.11 |
| CBAY Cymabay Therapeutics Inc. | Sold out | 0.00% | −0.11 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Reduce -4.6% | 0.89% | −0.10 |
| MHN BlackRock Muniholding NY QLT | Reduce -21.1% | 0.29% | −0.10 |
| XBNYX BlackRock New York Muni Inc. | Reduce -25.4% | 0.23% | −0.10 |
| NAD Nuveen Quality Municipal Inc. | Reduce -1.8% | 1.09% | −0.10 |
| AFB Allianceberstein NTL Muni | Reduce -15.1% | 0.39% | −0.09 |
| SPBO SS SPDR P Corp. Bond ETF | Reduce -23.2% | 0.22% | −0.09 |
| MYN BlackRock Muniyield NY QLTY | Reduce -14.5% | 0.38% | −0.09 |
| KTF DWS Municipal Income Trust | Reduce -14.6% | 0.35% | −0.08 |
| MRTX Mirati Therapeutics Inc. | Sold out | 0.00% | −0.08 |
| DHR Danaher Corp. | Reduce -44.8% | 0.10% | −0.08 |
| NRK Nuveen NY Amt-FR Muni Inc. | Reduce -12.0% | 0.44% | −0.08 |
| IWD iShares Russell 1000 Value E | Sold out | 0.00% | −0.08 |
| BTT BlackRock 2030 Muni TRGT TRM | Reduce -18.2% | 0.26% | −0.08 |
| XNQPX Nuveen Pa QLTY Muni Inc. | Reduce -78.5% | 0.02% | −0.07 |
| BKLN Invesco Senior Loan ETF | Reduce -60.1% | 0.04% | −0.07 |
| XBFZX BlackRock Ca Muni Inc. TR | Reduce -20.3% | 0.18% | −0.07 |
| XNXJX Nuveen NJ QLTY Muni Inc. | Reduce -33.1% | 0.12% | −0.07 |
| ODFL Old Dominion Freight Line | Reduce -16.6% | 0.35% | −0.06 |
| AMT American Tower Corp. | Reduce -35.9% | 0.08% | −0.06 |
| MUC BlackRock Munihold Ca QLTY | Reduce -17.4% | 0.21% | −0.06 |
| XMVFX BlackRock Munivest Fund | Reduce -72.8% | 0.02% | −0.06 |
| XPNFX PIMCO New York Muni Inc. FD | Reduce -71.6% | 0.02% | −0.06 |
| APD Air Products & Chemicals Inc. | Sold out | 0.00% | −0.06 |
| EOG EOG Resources Inc. | Reduce -55.2% | 0.05% | −0.06 |
| SPGI S&P Global Inc. | Reduce -5.2% | 0.36% | −0.06 |
| NAC Nuveen Ca QLTY Muni Inc. | Reduce -7.9% | 0.33% | −0.06 |
| COST Costco Wholesale Corp. | Reduce -24.0% | 0.21% | −0.06 |
| LHX L3HARRIS Technologies Inc. | Reduce -59.3% | 0.03% | −0.05 |
| MUB iShares National Muni Bond E | Reduce -16.7% | 0.19% | −0.05 |
| ACN Accenture PLC Class A | Reduce -20.9% | 0.15% | −0.05 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -24.4% | 0.12% | −0.05 |
| TMO Thermo Fisher Scientific Inc. | Reduce -25.9% | 0.17% | −0.05 |
| CCOI Cogent Communications Holdin | Reduce -34.6% | 0.06% | −0.05 |
| GILD Gilead Sciences Inc. | Reduce -18.4% | 0.11% | −0.05 |
Portfolio Buys Q4 2023 → Q1 2024
| JEPI JPMorgan Equity Premium Inco | Add +135.2% | 1.90% | +1.08 |
| RSP Invesco S&P 500 Equal Weight | New | 0.84% | +0.84 |
| FLJP Franklin Ftse Japan ETF | New | 0.83% | +0.83 |
| PFFD Global X US Preferred ETF | Add +54.9% | 0.85% | +0.28 |
| JAAA Janus Henderson Aaa Clo ETF | Add +143.0% | 0.43% | +0.24 |
| IOVA Iovance Biotherapeutics Inc. | Add +42.4% | 0.32% | +0.19 |
| IQDG Wisdomtree Intl QLTY DVD GRW | Add +9.0% | 2.57% | +0.17 |
| GSLC Goldman Activebeta US LC ETF | Add +1.5% | 2.66% | +0.13 |
| DGRS Wisdomtree U.S. Smallcap Qua | Add +12.8% | 1.24% | +0.12 |
| IEMG iShares Core MSCI Emerging | Add +16.7% | 1.08% | +0.11 |
| IVV iShares Core S&P 500 ETF | Add +3.4% | 1.80% | +0.11 |
| LEO BNY Mellon Strategic Muni | Add +36.0% | 0.44% | +0.11 |
| MLN Vaneck Long Muni ETF | Add +84.7% | 0.26% | +0.11 |
| MDGL Madrigal Pharmaceuticals Inc. | Add +20.0% | 0.46% | +0.11 |
| JQUA JPMorgan US Quality Factor | Add +1.2% | 2.36% | +0.10 |
| KURA Kura Oncology Inc. | Add +42.3% | 0.21% | +0.10 |
| META Meta Platforms Inc. Class A | Add +49.3% | 0.21% | +0.10 |
| DKS Dick's Sporting Goods Inc. | Add +14.0% | 0.26% | +0.10 |
| KRYS Krystal Biotech Inc. | Add +5.6% | 0.32% | +0.09 |
| TT Trane Technologies PLC | Add +10.2% | 0.39% | +0.08 |
| IIM Invesco Value Municipal Inco | Add +21.0% | 0.60% | +0.08 |
| MOR Morphosys AG ADR | Add +71.4% | 0.11% | +0.07 |
| DSM BNYM Strat Muni BND | Add +34.8% | 0.33% | +0.07 |
| PKG Packaging Corp. of America | Add +101.7% | 0.13% | +0.07 |
| AVGO Broadcom Inc. | Add +7.5% | 0.40% | +0.07 |
| RNAM Avidity Biosciences Inc. | Add +2.5% | 0.10% | +0.06 |
| BSX Boston Scientific Corp. | Add +15.8% | 0.28% | +0.06 |
| VMO Invesco Municipal Opport | Add +16.4% | 0.66% | +0.06 |
| TEVA Teva Pharmaceutical-SP ADR | Add +30.3% | 0.16% | +0.06 |
| URI United Rentals Inc. | Add +38.7% | 0.16% | +0.06 |
| NZF Nuveen Municipal Credit Inc. | Add +18.3% | 0.46% | +0.06 |
| PWR Quanta Services Inc. | Add +44.4% | 0.15% | +0.06 |
| ARDX Ardelyx Inc. | Add +37.2% | 0.17% | +0.06 |
| GSIE Goldman Sachs Activebeta Int | Add +9.8% | 0.79% | +0.06 |
| VKI Invesco Adv Muni Inc. TR II | Add +23.1% | 0.40% | +0.06 |
| MFM Aberdeen Municipal Income | Add +37.0% | 0.22% | +0.05 |
| RVNU Xtrac Mun Inf Rev BD Act ETF | Add +68.1% | 0.15% | +0.05 |
| ARVN Arvinas Inc. | Add +71.4% | 0.14% | +0.05 |
| MSI Motorola Solutions Inc. | Add +10.7% | 0.32% | +0.05 |
| HYDB iShares High Yield Systemati | Add +17.2% | 0.49% | +0.05 |
| IRM Iron Mountain Inc. | Add +13.0% | 0.27% | +0.05 |
| MCK McKesson Corp. | Add +0.8% | 0.54% | +0.05 |
| LEN Lennar Corp. Class A | Add +73.2% | 0.10% | +0.05 |
| CRM Salesforce Inc. | Add +60.0% | 0.11% | +0.05 |
| KLAC KLA Corp. | Add +40.6% | 0.13% | +0.05 |
| SYK Stryker Corp. | Add +74.7% | 0.09% | +0.05 |
| NVO Novo-Nordisk A/S-Spons ADR | New | 0.05% | +0.05 |
| PNNT Pennantpark Investment Corp. | Add +36.5% | 0.21% | +0.05 |
| CGBD Carlyle Secured Lending Inc. | Add +166.6% | 0.07% | +0.04 |
| JPC Nuveen Prefered & Income Opp | Add +21.4% | 0.26% | +0.04 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 955 | $3.5B | IVV, DDWM, VTV, XCEM, MQY |
| Q1 2026 | 928 | $3.0B | IVV, GSLC, DDWM, MQY, VTV |
| Q4 2025 | 926 | $2.9B | IVV, GSLC, GSIE, DDWM, ISPY |
| Q3 2025 | 937 | $2.8B | IVV, GSLC, DDWM, GSIE, ISPY |
| Q2 2025 | 916 | $2.5B | IVV, GSLC, VTV, RSP, DDWM |
| Q1 2025 | 867 | $2.2B | IVV, GSLC, VTV, IGEB, RSP |
| Q4 2024 | 851 | $2.2B | GSLC, ISPY, IGEB, IQDG, IVV |
| Q3 2024 | 866 | $2.1B | GSLC, IQDG, JQUA, IGEB, ISPY |
| Q2 2024 | 838 | $1.9B | GSLC, IQDG, JQUA, IGEB, ISPY |
| Q1 2024 | 840 | $1.9B | GSLC, IQDG, JQUA, JEPI, IVV |