HighTower Advisors, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 6, 2024), HighTower Advisors, LLC reported 3,274 stock positions worth $61.6 billion. Its top holding was Microsoft (MSFT) at 3.4% of the portfolio, followed by Apple (AAPL, 3.2%) and Berkshire Hathaway Class A (BRK.A, 1.9%). Compared with Q4 2023, it opened 256 new positions, sold out of 298, added to 1,366 and reduced 1,521. The biggest buy was Dimensional US Marketwide Va (DFUV, shares +1017%) and the biggest sale Apple (AAPL, shares −7%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001462245
- Portfolio Value
- $61.6B (Q1 2024)
- SEC Filing
- 0001085146-24-002263 ↗ filed May 6, 2024
Holdings Value
Holdings 3,274 stocks · $61.6B
| MSFT Microsoft Corp. | 3.37% | 4,932,225 | $2.1B | Reduce -5.8% |
| AAPL Apple Inc. | 3.21% | 11,538,850 | $2.0B | Reduce -7.3% |
| BRK.A Berkshire Hathaway Inc. Class A | 1.94% | 1,888 | $1.2B | Reduce -5.3% |
| IVV iShares Core S&P 500 ETF | 1.88% | 2,196,302 | $1.2B | Add +0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.71% | 2,015,966 | $1.1B | Reduce -5.9% |
| AMZN Amazon.com Inc. | 1.52% | 5,197,835 | $937.8M | Reduce -7.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.48% | 2,173,351 | $913.8M | Reduce -16.0% |
| VOO Vanguard S&P 500 ETF | 1.37% | 1,750,322 | $841.2M | Reduce -2.1% |
| GOOGL Alphabet Inc. Class A | 1.03% | 4,186,810 | $631.7M | Reduce -1.4% |
| XOM Exxon Mobil Corp. | 1.02% | 5,401,173 | $627.7M | Add +0.8% |
| NVDA Nvidia Corp. | 0.97% | 661,312 | $597.7M | Reduce -16.2% |
| JNJ Johnson & Johnson | 0.96% | 3,735,484 | $590.9M | Reduce -4.3% |
| JPM JPMorgan Chase & Co. | 0.90% | 2,760,870 | $552.5M | Reduce -11.4% |
| VEA Vanguard Ftse Developed ETF | 0.76% | 9,341,428 | $468.7M | Add +8.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.70% | 1,251,188 | $430.7M | Reduce -0.2% |
| V Visa Inc. Class A | 0.70% | 1,537,812 | $429.5M | Reduce -3.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.69% | 5,762,268 | $427.7M | Reduce -12.7% |
| PEP Pepsico Inc. | 0.69% | 2,425,011 | $424.9M | Reduce -6.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.69% | 1,631,221 | $423.9M | Reduce -0.6% |
| IJH iShares Core S&P Midcap ETF | 0.67% | 6,829,051 | $414.9M | Add +1.1% |
| IWF iShares Russell 1000 Growth | 0.66% | 1,206,286 | $406.5M | Add +3.9% |
| VIG Vanguard Dividend Apprec ETF | 0.64% | 2,169,376 | $396.1M | Add +1.5% |
| SIXH Etc 6 Meridian Hedged Equity filed as EXCHANGE TRADED CONCEPTS TRU | 0.62% | 10,798,159 | $383.8M | Add +0.5% |
| PG The Procter & Gamble Co. | 0.59% | 2,236,788 | $362.7M | Reduce -5.1% |
| MRK Merck & Co. Inc. | 0.58% | 2,704,145 | $356.9M | Reduce -2.4% |
| GLD SPDR Gold Shares | 0.57% | 1,710,018 | $351.6M | Reduce -13.1% |
| AVGO Broadcom Inc. | 0.57% | 263,003 | $348.9M | Reduce -14.3% |
| HD Home Depot Inc. | 0.56% | 903,446 | $346.9M | Add +3.7% |
| GOOG Alphabet Inc. Class C | 0.56% | 2,262,070 | $344.0M | Reduce -0.8% |
| LLY Eli Lilly & Co. | 0.55% | 437,489 | $340.8M | Reduce -18.7% |
| SN Sharkninja Inc. | 0.55% | 5,396,959 | $336.2M | Add +9.6% |
| IJR iShares Core S&P Small-Cap E | 0.54% | 2,997,834 | $331.3M | Reduce -0.6% |
| UNH Unitedhealth Group Inc. | 0.51% | 631,149 | $311.2M | Reduce -2.5% |
| PXD Pioneer Natural Resources Co. | 0.50% | 1,174,821 | $308.4M | Reduce -4.2% |
| SCHF Schwab Intl Equity ETF | 0.50% | 7,869,501 | $307.1M | Add +39.6% |
| META Meta Platforms Inc. Class A | 0.50% | 630,659 | $306.1M | Add +1.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.49% | 2,491,230 | $304.7M | Add +3.4% |
| SCHM Schwab US Mid Cap ETF | 0.49% | 3,693,867 | $300.8M | Add +1.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.47% | 1,795,222 | $292.4M | Reduce -0.8% |
| CVX Chevron Corp. | 0.46% | 1,797,905 | $283.8M | Add +4.2% |
| MCD McDonald's Corp. | 0.45% | 984,220 | $277.5M | Reduce -11.4% |
| COST Costco Wholesale Corp. | 0.44% | 373,747 | $273.8M | Reduce -4.1% |
| ABBV Abbvie Inc. | 0.43% | 1,461,638 | $266.1M | Reduce -5.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.41% | 1,330,550 | $254.1M | Reduce -6.8% |
| MA Mastercard Inc. Class A | 0.40% | 512,622 | $246.7M | Reduce -2.0% |
| ABT Abbott Laboratories | 0.39% | 2,093,158 | $237.9M | Add +3.7% |
| SCHX Schwab US Large-Cap ETF | 0.37% | 3,670,508 | $227.8M | Reduce -0.3% |
| SIXA Etc 6 Meridian Mega Cap Equi filed as EXCHANGE TRADED CONCEPTS TRU | 0.37% | 5,542,562 | $227.7M | Add +3.8% |
| RSP Invesco S&P 500 Equal Weight | 0.36% | 1,324,317 | $224.4M | Reduce -1.1% |
| QCOM Qualcomm Inc. | 0.36% | 1,318,498 | $223.5M | Reduce -8.4% |
| LOW Lowe's Cos Inc. | 0.36% | 863,949 | $220.1M | Reduce -1.0% |
| CSCO Cisco Systems Inc. | 0.36% | 4,410,125 | $219.9M | Add +2.1% |
| BND Vanguard Total Bond Market | 0.36% | 3,015,790 | $219.1M | Add +5.3% |
| VWO Vanguard Ftse Emerging Marke | 0.35% | 5,124,087 | $214.0M | Reduce -0.6% |
| QUAL iShares MSCI USA Quality Fac | 0.34% | 1,277,275 | $209.9M | Add +63.5% |
| DFAC Dimensional US Core Equity 2 | 0.34% | 6,501,800 | $207.7M | Reduce -5.9% |
| VZ Verizon Communications Inc. | 0.33% | 4,866,066 | $204.2M | Add +3.5% |
| IEMG iShares Core MSCI Emerging | 0.33% | 3,951,948 | $203.8M | Add +6.8% |
| DFUV Dimensional US Marketwide Va | 0.33% | 4,950,363 | $202.5M | Add +1017.0% |
| BX Blackstone Inc. | 0.32% | 1,522,734 | $200.0M | Reduce -13.9% |
| AGG iShares Core U.S. Aggregate | 0.32% | 2,036,560 | $199.5M | Add +6.5% |
| ORCL Oracle Corp. | 0.32% | 1,551,056 | $194.9M | Reduce -2.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.31% | 5,102,114 | $193.5M | Reduce -24.6% |
| WMT Walmart Inc. | 0.31% | 3,192,461 | $192.1M | Reduce -15.4% |
| UMI Uscf Midstream Energy Income | 0.31% | 4,721,837 | $190.5M | Reduce -0.6% |
| DGRW Wisdomtree U.S. Quality Divi | 0.31% | 2,473,287 | $188.4M | Add +1.4% |
| ACN Accenture PLC Class A | 0.29% | 522,596 | $181.1M | Reduce -2.7% |
| SHW The Sherwin-Williams Co. | 0.29% | 518,654 | $180.0M | Reduce -0.6% |
| IWD iShares Russell 1000 Value E | 0.29% | 998,710 | $178.9M | Reduce -2.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.29% | 781,381 | $178.6M | Reduce -1.9% |
| TSLA Tesla Inc. | 0.29% | 1,000,123 | $176.0M | Reduce -3.2% |
| DGRO iShares Core Dividend Growth | 0.28% | 3,015,588 | $175.1M | Add +1.6% |
| UPS United Parcel Service Class B | 0.28% | 1,176,572 | $174.8M | Add +2.5% |
| AMGN Amgen Inc. | 0.28% | 613,260 | $174.4M | Reduce -10.8% |
| VGT Vanguard Info Tech ETF | 0.28% | 329,001 | $172.5M | Reduce -6.5% |
| CAT Caterpillar Inc. | 0.28% | 468,514 | $171.6M | Reduce -7.2% |
| GM General Motors Co. | 0.28% | 3,740,552 | $169.6M | Reduce -1.8% |
| SCL Stepan Co. | 0.27% | 1,868,655 | $168.3M | Reduce -8.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.27% | 662,627 | $165.4M | Reduce -11.2% |
| IAU iShares Gold Trust | 0.26% | 3,873,170 | $162.7M | Reduce -3.0% |
| LMT Lockheed Martin Corp. | 0.26% | 355,819 | $161.7M | Add +5.6% |
| LIN Linde PLC | 0.26% | 344,937 | $160.1M | Reduce -1.1% |
| AVDE Avantis International Equity | 0.25% | 2,450,044 | $156.2M | Add +3.5% |
| MUB iShares National Muni Bond E | 0.25% | 1,438,026 | $154.7M | Add +5.9% |
| AVUS Avantis U.S. Equity ETF | 0.25% | 1,727,503 | $154.6M | Reduce -1.5% |
| XLK SS Technology Select Sector | 0.25% | 739,903 | $154.0M | Reduce -0.4% |
| SYK Stryker Corp. | 0.25% | 427,805 | $153.2M | Reduce -1.7% |
| SIXL Etc 6 Meridian Low Beta Equi | 0.25% | 4,393,227 | $153.1M | Add +0.4% |
| UNP Union Pacific Corp. | 0.24% | 604,906 | $148.6M | Reduce -5.6% |
| COP Conocophillips | 0.24% | 1,166,481 | $148.5M | Add +0.6% |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.24% | 5,833,131 | $147.3M | Add +29.7% |
| IWB iShares Russell 1000 ETF | 0.24% | 509,586 | $146.8M | Reduce -4.2% |
| SCHB Schwab US Broad Market ETF | 0.24% | 2,398,587 | $146.4M | Add +2.4% |
| IWM iShares Russell 2000 ETF | 0.23% | 688,232 | $144.7M | Reduce -9.4% |
| IVW iShares S&P 500 Growth ETF | 0.23% | 1,712,829 | $144.6M | Reduce -3.6% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.23% | 1,416,994 | $143.7M | Reduce -3.9% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.23% | 748,331 | $143.6M | Reduce -2.7% |
| XLV SS Health Care Select Sector | 0.23% | 968,065 | $143.0M | Add +0.9% |
| AZO AutoZone Inc. | 0.23% | 45,358 | $142.8M | Reduce -0.6% |
| JEPI JPMorgan Equity Premium Inco | 0.23% | 2,432,535 | $140.7M | Add +15.3% |
Options reported separately and not counted above: SMCI calls ($2.0M), AAPL puts ($1.4M), QYLD calls ($1.3M), XYLD calls ($1.1M), JD puts ($752K), ZTS puts ($610K), ADBE puts ($581K), AVGO puts ($442K), NOW puts ($440K), BABA puts ($395K), BABA calls ($375K), TSLA puts ($358K), and 295 more.
Other holdings (24): bonds, preferreds, convertibles and warrants · $130.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| IBDP iShares Ibonds Dec 2024 Term | IBONDS DEC24 ETF · principal | 1,406,894 | $35.2M | Reduce -0.1% |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | 1,039,236 | $24.7M | Add +8.6% |
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | 953,542 | $22.7M | Add +1.7% |
| IBDQ iShares Ibonds Dec 2025 Term | IBONDS DEC25 ETF · principal | 471,271 | $11.7M | Add +7.8% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 6,444,000 | $5.9M | Add +22.2% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 5,056,000 | $4.5M | No change |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 4,000,000 | $3.8M | No change |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 3,695,000 | $3.4M | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 3,481,000 | $3.1M | Add +35.4% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 3,300,000 | $2.8M | Add +29.9% |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 2,453,000 | $2.3M | No change |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 2,276,000 | $2.1M | No change |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | 2,149,000 | $2.1M | No change |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 785,000 | $1.4M | No change |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 1,172,000 | $1.1M | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 779 | $931K | Add +99.7% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 760 | $928K | Add +27.1% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 770,000 | $703K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 1,338,000 | $537K | Reduce -0.3% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 215,000 | $214K | No change |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 50,000 | $49K | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 50,000 | $41K | No change |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 15,000 | $13K | No change |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | 11,000 | $11K | No change |
Total filed on the 13F, all lines: $61.7B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -7.3% | 3.21% | −0.82 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −0.75 |
| RTX RTX Corp. | Sold out | 0.00% | −0.33 |
| ADBE Adobe Inc. | Reduce -34.9% | 0.21% | −0.18 |
| TSLA Tesla Inc. | Reduce -3.2% | 0.29% | −0.15 |
| TGT Target Corp. | Sold out | 0.00% | −0.13 |
| MCD McDonald's Corp. | Reduce -11.4% | 0.45% | −0.10 |
| SCHV Schwab US Large-Cap Value | Sold out | 0.00% | −0.10 |
| BA The Boeing Co. | Reduce -17.8% | 0.13% | −0.09 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -12.7% | 0.69% | −0.09 |
| NKE Nike Inc. Class B | Reduce -21.4% | 0.16% | −0.08 |
| MET Metlife Inc. | Reduce -81.6% | 0.02% | −0.08 |
| HRB H&R Block Inc. | Reduce -98.0% | 0.00% | −0.08 |
| TTE Totalenergies SE -Spon ADR | Sold out | 0.00% | −0.08 |
| CVS CVS Health Corp. | Reduce -34.3% | 0.13% | −0.07 |
| JNJ Johnson & Johnson | Reduce -4.3% | 0.96% | −0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -16.0% | 1.48% | −0.07 |
| GLDM SPDR Gold Minishares Trust | Sold out | 0.00% | −0.07 |
| BAC Bank of America Corp. | Reduce -24.6% | 0.31% | −0.07 |
| UNH Unitedhealth Group Inc. | Reduce -2.5% | 0.51% | −0.07 |
| BX Blackstone Inc. | Reduce -13.9% | 0.32% | −0.07 |
| GLD SPDR Gold Shares | Reduce -13.1% | 0.57% | −0.06 |
| FPE FT-Preferred Secur & Inc. ETF | Sold out | 0.00% | −0.06 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -78.0% | 0.01% | −0.06 |
| SBUX Starbucks Corp. | Reduce -16.1% | 0.18% | −0.05 |
| SCL Stepan Co. | Reduce -8.7% | 0.27% | −0.05 |
| AMGN Amgen Inc. | Reduce -10.8% | 0.28% | −0.05 |
| CAH Cardinal Health Inc. | Reduce -72.8% | 0.02% | −0.05 |
| WBA Walgreens Boots Alliance Inc. | Reduce -49.8% | 0.03% | −0.05 |
| PEP Pepsico Inc. | Reduce -6.3% | 0.69% | −0.05 |
| KRE SS SPDR S&P Regional Bank | Reduce -81.5% | 0.01% | −0.05 |
| COR Cencora Inc. | Sold out | 0.00% | −0.04 |
| TBIL F/M US Treasury 3 Month Bill | Reduce -62.1% | 0.03% | −0.04 |
| INTC Intel Corp. | Reduce -18.6% | 0.09% | −0.04 |
| EFA iShares MSCI Eafe ETF | Reduce -19.2% | 0.19% | −0.04 |
| IBDU iShares Ibonds Dec 2029 Term | Sold out | 0.00% | −0.04 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -74.6% | 0.01% | −0.04 |
| USRT iShares Core US REIT ETF | Sold out | 0.00% | −0.04 |
| XIFR XPLR Infrastructure LP | Reduce -81.3% | 0.01% | −0.04 |
| VNQ Vanguard Real Estate ETF | Reduce -18.6% | 0.12% | −0.03 |
| DOW Dow Inc. | Reduce -32.5% | 0.08% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -19.4% | 0.12% | −0.03 |
| FTNT Fortinet Inc. | Sold out | 0.00% | −0.03 |
| APD Air Products & Chemicals Inc. | Reduce -15.1% | 0.09% | −0.03 |
| VCIT Vanguard Int-Term Corporate | Reduce -22.3% | 0.09% | −0.03 |
| TRV The Travelers Cos Inc. | Sold out | 0.00% | −0.03 |
| XLF SS Financial Select Sector | Reduce -23.6% | 0.14% | −0.03 |
| FLOT iShares Floating Rate Bond E | Reduce -59.1% | 0.02% | −0.03 |
| CCJ Cameco Corp. | Reduce -39.8% | 0.04% | −0.03 |
| APO Apollo Global Management Inc. | Reduce -37.4% | 0.08% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| DFUV Dimensional US Marketwide Va | Add +1017.0% | 0.33% | +0.30 |
| SCHF Schwab Intl Equity ETF | Add +39.6% | 0.50% | +0.15 |
| QUAL iShares MSCI USA Quality Fac | Add +63.5% | 0.34% | +0.15 |
| DFAT Dimensional US Target Value | Add +262.4% | 0.18% | +0.13 |
| DIS The Walt Disney Co. | Add +3.4% | 0.49% | +0.13 |
| DFIV Dimensional International Va | Add +315.8% | 0.17% | +0.13 |
| META Meta Platforms Inc. Class A | Add +1.2% | 0.50% | +0.13 |
| SN Sharkninja Inc. | Add +9.6% | 0.55% | +0.12 |
| XOM Exxon Mobil Corp. | Add +0.8% | 1.02% | +0.12 |
| IVV iShares Core S&P 500 ETF | Add +0.1% | 1.88% | +0.11 |
| DFAS Dimensional US Small Cap ETF | Add +425.6% | 0.11% | +0.09 |
| DFSD Dimensional Short Duration | Add +161.9% | 0.12% | +0.07 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.07% | +0.07 |
| IWF iShares Russell 1000 Growth | Add +3.9% | 0.66% | +0.07 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +140.5% | 0.12% | +0.07 |
| KVUE Kenvue Inc. | Add +73.1% | 0.16% | +0.06 |
| VEA Vanguard Ftse Developed ETF | Add +8.1% | 0.76% | +0.06 |
| TFC Truist Financial Corp. | Add +39.4% | 0.19% | +0.06 |
| CMI Cummins Inc. | Add +13.8% | 0.22% | +0.06 |
| HD Home Depot Inc. | Add +3.7% | 0.56% | +0.06 |
| DFCF Dimensional Core Fixed Inc. | Add +163.0% | 0.09% | +0.05 |
| VGIT Vanguard Intermediate-Term T | Add +41.0% | 0.20% | +0.05 |
| IQLT iShares MSCI International Q | Add +129.7% | 0.09% | +0.05 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Add +29.7% | 0.24% | +0.05 |
| AEP American Electric Power | Add +38.6% | 0.17% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +13.5% | 0.17% | +0.05 |
| AGGY Wisdomtree Yield Enhanced US | New | 0.05% | +0.05 |
| OXY Occidental Petroleum Corp. | Add +25.5% | 0.20% | +0.05 |
| HUBG Hub Group Inc. Class A | Add +711.4% | 0.06% | +0.05 |
| SCI Service Corp. International | Add +84.8% | 0.09% | +0.04 |
| ETN Eaton Corp. PLC | Add +7.0% | 0.17% | +0.04 |
| SRE Sempra | Add +53.4% | 0.15% | +0.04 |
| IJH iShares Core S&P Midcap ETF | Add +1.1% | 0.67% | +0.04 |
| SIXA Etc 6 Meridian Mega Cap Equi | Add +3.8% | 0.37% | +0.04 |
| AVEM Avantis Emerging Markets Eq | Add +30.7% | 0.17% | +0.04 |
| GIS General Mills Inc. | Add +21.3% | 0.18% | +0.04 |
| AMAT Applied Materials Inc. | Add +3.8% | 0.17% | +0.04 |
| LYB Lyondellbasell Indu Class A | Add +29.0% | 0.14% | +0.04 |
| JAAA Janus Henderson Aaa Clo ETF | Add +23.4% | 0.21% | +0.03 |
| TXN Texas Instruments Inc. | Add +23.1% | 0.19% | +0.03 |
| JEPI JPMorgan Equity Premium Inco | Add +15.3% | 0.23% | +0.03 |
| VZ Verizon Communications Inc. | Add +3.5% | 0.33% | +0.03 |
| JCI Johnson Controls Internation | Add +58.2% | 0.08% | +0.03 |
| NFLX Netflix Inc. | Add +2.1% | 0.17% | +0.03 |
| VIG Vanguard Dividend Apprec ETF | Add +1.5% | 0.64% | +0.03 |
| DFCA Dimensional Calfornia MB ETF | Add +8483.8% | 0.03% | +0.03 |
| TXT Textron Inc. | Add +160.4% | 0.04% | +0.03 |
| LYV Live Nation Entertainment Inc. | Add +1458.4% | 0.03% | +0.03 |
| CVX Chevron Corp. | Add +4.2% | 0.46% | +0.03 |
| SCHM Schwab US Mid Cap ETF | Add +1.6% | 0.49% | +0.03 |
Options Activity Q4 2023 → Q1 2024
| SMH Vaneck Semiconductor ETF | put | Sold out | 430,800 | $2.1Mbefore exit |
| SMCI Super Micro Computer Inc. | call | New | 27,400 | $2.0M |
| COST Costco Wholesale Corp. | put | Sold out | 80,000 | $2.0Mbefore exit |
| GS Goldman Sachs Group Inc. | put | Sold out | 80,000 | $1.5Mbefore exit |
| AAPL Apple Inc. | put | Reduce -7.6% | 246,100 | $1.4M |
| RH RH | put | Sold out | 30,000 | $1.3Mbefore exit |
| QYLD Global X Nasd 100 Cov Call | call | New | 7,311,800 | $1.3M |
| XYLD Global X S&P 500 Cove Call E | call | New | 2,633,300 | $1.1M |
| HD Home Depot Inc. | put | Sold out | 81,200 | $764Kbefore exit |
| JD Jd.com Inc.-ADR | put | Add +40090.0% | 401,900 | $752K |
| MA Mastercard Inc. Class A | put | Sold out | 80,100 | $685Kbefore exit |
| NKE Nike Inc. Class B | put | Sold out | 110,000 | $666Kbefore exit |
| ZTS Zoetis Inc. | put | Reduce -1.8% | 69,300 | $610K |
| ADBE Adobe Inc. | put | Add +36.0% | 55,200 | $581K |
| IBM Intl Business Machines Corp. | put | Sold out | 45,000 | $447Kbefore exit |
| AVGO Broadcom Inc. | put | Add +860.6% | 31,700 | $442K |
| NOW ServiceNow Inc. | put | New | 30,000 | $440K |
| BABA Alibaba Group Holding-SP ADR | put | Reduce -44.8% | 117,900 | $395K |
| BABA Alibaba Group Holding-SP ADR | call | New | 52,800 | $375K |
| TSLA Tesla Inc. | put | Add +1159.1% | 27,700 | $358K |
| DIS The Walt Disney Co. | call | New | 71,100 | $336K |
| LEN Lennar Corp. Class A | put | Sold out | 80,000 | $317Kbefore exit |
| CRWD CrowdStrike Holdings Inc. Class A | call | New | 1,500 | $311K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -84.4% | 125,300 | $275K |
| ALTO Alto Ingredients Inc. | put | Sold out | 205,000 | $275Kbefore exit |
| NVDA Nvidia Corp. | call | New | 12,100 | $261K |
| META Meta Platforms Inc. Class A | call | New | 25,100 | $235K |
| PSX Phillips 66 | call | New | 35,000 | $207K |
| AMZN Amazon.com Inc. | call | New | 36,200 | $205K |
| GD General Dynamics Corp. | put | Sold out | 30,000 | $199Kbefore exit |
| MSFT Microsoft Corp. | call | New | 33,900 | $189K |
| IWO iShares Russell 2000 Growth | put | Sold out | 4,200 | $181Kbefore exit |
| AXP American Express Co. | call | New | 35,000 | $179K |
| ETN Eaton Corp. PLC | put | Add +6.2% | 61,400 | $177K |
| FDX FedEx Corp. | call | New | 35,000 | $170K |
| BYD Boyd Gaming Corp. | call | New | 35,000 | $169K |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 62,600 | $163Kbefore exit |
| GOOGL Alphabet Inc. Class A | call | New | 75,700 | $161K |
| NXH Neighborhood Intelligence Inc. | call | New | 35,000 | $145K |
| PINS Pinterest Inc. Class A | put | Sold out | 30,000 | $142Kbefore exit |
| FYBR Frontier Communications Pare | put | Sold out | 60,000 | $137Kbefore exit |
| SPOT Spotify Technology SA | put | Sold out | 56,000 | $136Kbefore exit |
| DDOG Datadog Inc. Class A | put | Sold out | 30,000 | $135Kbefore exit |
| AMD Advanced Micro Devices | call | New | 45,300 | $130K |
| ABBV Abbvie Inc. | call | New | 34,500 | $128K |
| SLV iShares Silver Trust | put | Sold out | 241,700 | $124Kbefore exit |
| TSM Taiwan Semiconductor-SP ADR | put | Reduce -6.2% | 88,600 | $115K |
| ULTA Ulta Beauty Inc. | put | Sold out | 35,000 | $111Kbefore exit |
| MSFT Microsoft Corp. | put | Reduce -51.1% | 82,200 | $110K |
| DASH DoorDash Inc. Class A | put | Sold out | 30,100 | $108Kbefore exit |
Showing the first 50 of 508.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| IBDP iShares Ibonds Dec 2024 Term | IBONDS DEC24 ETF · principal | Reduce -0.1% | 1,406,894 | $35.2M |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | Add +8.6% | 1,039,236 | $24.7M |
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | Add +1.7% | 953,542 | $22.7M |
| IBDQ iShares Ibonds Dec 2025 Term | IBONDS DEC25 ETF · principal | Add +7.8% | 471,271 | $11.7M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +22.2% | 6,444,000 | $5.9M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Add +35.4% | 3,481,000 | $3.1M |
| SPLUNK INC (SPLK 1.125 06/15/27) | NOTE 1.125% 6/1 · principal | Sold out | 2,986,000 | $2.9Mbefore exit |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Add +29.9% | 3,300,000 | $2.8M |
| DISH NETWORK CORP (DISH 2.375 03/15/24) | NOTE 2.375% 3/1 · principal | Sold out | 2,488,000 | $2.5Mbefore exit |
| DOCUSIGN INC (DOCU 0 01/15/24) | NOTE 1/1 · principal | Sold out | 1,783,000 | $1.8Mbefore exit |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Sold out | 2,000,000 | $1.7Mbefore exit |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +99.7% | 779 | $931K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +27.1% | 760 | $928K |
| NAVIOS MARITIME HOLDINGS (NM 8.625 PERP) | SPON ADR PFD H | Sold out | 61,195 | $888Kbefore exit |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | Reduce -0.3% | 1,338,000 | $537K |
| ALTERYX INC (AYX 0.5 08/01/24) | NOTE 0.500% 8/0 · principal | Sold out | 330,000 | $320Kbefore exit |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Sold out | 10,040 | $252Kbefore exit |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | NOTE 1.500% 2/0 · principal | Sold out | 191,000 | $191Kbefore exit |
| VIAVI SOLUTIONS INC (VIAV 1 03/01/24) | NOTE 1.000% 3/0 · principal | Sold out | 110,000 | $110Kbefore exit |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 40,000 | $41Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 3,788 | $104.1B | AAPL, JNJ, IVV, SPY, VOO |
| Q1 2026 | 3,786 | $94.1B | AAPL, JNJ, IVV, MSFT, SPY |
| Q4 2025 | 3,635 | $91.4B | AAPL, MSFT, IVV, VOO, BRK.A |
| Q3 2025 | 3,626 | $88.0B | AAPL, MSFT, IVV, VOO, NVDA |
| Q2 2025 | 3,578 | $79.8B | MSFT, AAPL, IVV, VOO, BRK.A |
| Q1 2025 | 3,485 | $73.6B | AAPL, MSFT, BRK.A, IVV, BRK.B |
| Q4 2024 | 3,466 | $73.0B | AAPL, MSFT, IVV, BRK.A, AMZN |
| Q3 2024 | 3,433 | $67.8B | AAPL, IVV, BRK.A, SPY, VOO |
| Q2 2024 | 3,338 | $64.6B | AAPL, MSFT, IVV, BRK.A, AMZN |
| Q1 2024 | 3,274 | $61.6B | MSFT, AAPL, BRK.A, IVV, SPY |