HighTower Advisors, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), HighTower Advisors, LLC reported 3,433 stock positions worth $67.8 billion. Its top holding was Apple (AAPL) at 3.8% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 1.9%) and Berkshire Hathaway Class A (BRK.A, 1.9%). Compared with Q2 2024, it opened 264 new positions, sold out of 171, added to 1,596 and reduced 1,405. The biggest buy was Berkshire Hathaway Class A (BRK.A, shares +2%) and the biggest sale an exit from Microsoft (MSFT).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001462245
- Portfolio Value
- $67.8B (Q3 2024)
- SEC Filing
- 0001085146-24-005775 ↗ filed Nov 14, 2024
Holdings Value
Holdings 3,433 stocks · $67.8B
| AAPL Apple Inc. | 3.77% | 10,986,606 | $2.6B | Reduce -2.8% |
| IVV iShares Core S&P 500 ETF | 1.94% | 2,281,537 | $1.3B | Add +1.7% |
| BRK.A Berkshire Hathaway Inc. Class A | 1.93% | 1,891 | $1.3B | Add +1.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.56% | 1,844,778 | $1.1B | Add +3.8% |
| VOO Vanguard S&P 500 ETF | 1.56% | 2,000,648 | $1.1B | Add +3.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.47% | 2,166,738 | $997.7M | Add +0.4% |
| AMZN Amazon.com Inc. | 1.45% | 5,281,409 | $984.4M | Add +2.2% |
| XOM Exxon Mobil Corp. | 1.44% | 8,317,462 | $975.2M | Add +1.5% |
| NVDA Nvidia Corp. | 1.22% | 6,790,669 | $824.5M | Add +1.9% |
| GOOGL Alphabet Inc. Class A | 0.97% | 3,952,014 | $655.4M | Reduce -4.0% |
| JPM JPMorgan Chase & Co. | 0.85% | 2,734,317 | $576.3M | Add +1.9% |
| JNJ Johnson & Johnson | 0.85% | 3,555,016 | $575.6M | Add +2.6% |
| VEA Vanguard Ftse Developed ETF | 0.82% | 10,498,455 | $554.4M | Add +1.5% |
| SN Sharkninja Inc. | 0.81% | 5,024,620 | $546.2M | Reduce -8.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.79% | 1,401,370 | $538.0M | Reduce -1.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.78% | 1,079,069 | $526.3M | Add +4.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.72% | 1,723,701 | $488.1M | Reduce -6.0% |
| IJH iShares Core S&P Midcap ETF | 0.65% | 7,050,741 | $439.3M | Add +2.5% |
| VIG Vanguard Dividend Apprec ETF | 0.65% | 2,211,138 | $438.0M | Add +1.8% |
| AVGO Broadcom Inc. | 0.64% | 2,496,355 | $430.7M | Reduce -0.6% |
| PEP Pepsico Inc. | 0.63% | 2,503,842 | $426.1M | Add +3.0% |
| V Visa Inc. Class A | 0.62% | 1,529,216 | $419.6M | Add +0.3% |
| SCHF Schwab Intl Equity ETF | 0.62% | 10,156,561 | $417.6M | Add +3.1% |
| SIXH Etc 6 Meridian Hedged Equity filed as EXCHANGE TRADED CONCEPTS TRU | 0.61% | 11,211,360 | $416.7M | Add +1.9% |
| IWF iShares Russell 1000 Growth | 0.61% | 1,103,109 | $414.2M | Reduce -0.1% |
| GLD SPDR Gold Shares | 0.59% | 1,652,859 | $401.5M | Reduce -3.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.59% | 2,279,319 | $397.8M | Add +2.9% |
| PG The Procter & Gamble Co. | 0.59% | 2,295,820 | $397.7M | Reduce -1.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.56% | 4,898,491 | $382.3M | Reduce -2.5% |
| GOOG Alphabet Inc. Class C | 0.55% | 2,247,845 | $375.9M | Add +2.3% |
| HD Home Depot Inc. | 0.55% | 921,224 | $373.0M | Add +3.4% |
| LLY Eli Lilly & Co. | 0.54% | 411,198 | $364.3M | Reduce -9.9% |
| IJR iShares Core S&P Small-Cap E | 0.52% | 3,005,132 | $351.4M | Add +0.7% |
| META Meta Platforms Inc. Class A | 0.51% | 607,108 | $347.4M | Reduce -2.0% |
| UNH Unitedhealth Group Inc. | 0.51% | 588,479 | $344.4M | Reduce -3.8% |
| COST Costco Wholesale Corp. | 0.50% | 382,584 | $339.4M | Reduce -0.4% |
| MRK Merck & Co. Inc. | 0.48% | 2,869,010 | $325.8M | Add +4.6% |
| MCD McDonald's Corp. | 0.47% | 1,053,438 | $320.8M | Add +8.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.46% | 1,423,795 | $314.8M | Add +6.4% |
| CVX Chevron Corp. | 0.45% | 2,094,149 | $308.2M | Add +11.7% |
| ABBV Abbvie Inc. | 0.43% | 1,473,511 | $291.2M | Add +2.7% |
| SCHM Schwab US Mid Cap ETF | 0.40% | 3,258,331 | $270.7M | Add +2.6% |
| SIXA Etc 6 Meridian Mega Cap Equi filed as EXCHANGE TRADED CONCEPTS TRU | 0.40% | 5,970,678 | $269.0M | Add +3.0% |
| RTX RTX Corp. | 0.39% | 2,186,837 | $264.7M | Add +2.1% |
| ORCL Oracle Corp. | 0.39% | 1,549,389 | $264.1M | Add +0.6% |
| BND Vanguard Total Bond Market | 0.39% | 3,487,318 | $261.9M | Add +3.2% |
| WMT Walmart Inc. | 0.38% | 3,212,113 | $259.3M | Reduce -0.4% |
| SCHX Schwab US Large-Cap ETF | 0.37% | 3,666,338 | $248.8M | Add +0.8% |
| QUAL iShares MSCI USA Quality Fac | 0.36% | 1,355,807 | $243.1M | Reduce -0.8% |
| CSCO Cisco Systems Inc. | 0.36% | 4,544,333 | $241.9M | Add +7.2% |
| VWO Vanguard Ftse Emerging Marke | 0.36% | 5,049,611 | $241.6M | Add +0.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.35% | 2,482,466 | $238.6M | Reduce -1.6% |
| VZ Verizon Communications Inc. | 0.35% | 5,309,386 | $238.4M | Add +8.2% |
| MA Mastercard Inc. Class A | 0.35% | 483,497 | $238.3M | Reduce -3.0% |
| RSP Invesco S&P 500 Equal Weight | 0.35% | 1,324,876 | $237.4M | Add +2.3% |
| BX Blackstone Inc. | 0.35% | 1,531,296 | $234.6M | Reduce -0.5% |
| UMI Uscf Midstream Energy Income | 0.34% | 5,122,145 | $229.8M | Add +4.6% |
| TSLA Tesla Inc. | 0.34% | 874,619 | $228.9M | Reduce -2.6% |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.34% | 7,807,789 | $227.8M | Add +7.5% |
| IEMG iShares Core MSCI Emerging | 0.34% | 3,961,246 | $227.4M | Add +11.4% |
| AMGN Amgen Inc. | 0.33% | 703,607 | $226.6M | Add +11.0% |
| DGRW Wisdomtree U.S. Quality Divi | 0.33% | 2,709,658 | $225.5M | Add +6.9% |
| LOW Lowe's Cos Inc. | 0.33% | 822,653 | $222.9M | Reduce -2.7% |
| QCOM Qualcomm Inc. | 0.33% | 1,299,006 | $221.4M | Add +7.6% |
| ABT Abbott Laboratories | 0.33% | 1,937,025 | $220.9M | Reduce -1.2% |
| DFAC Dimensional US Core Equity 2 | 0.32% | 6,361,475 | $218.1M | Reduce -1.0% |
| LMT Lockheed Martin Corp. | 0.32% | 369,076 | $215.9M | Add +1.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.32% | 5,388,190 | $213.9M | Add +6.3% |
| JEPI JPMorgan Equity Premium Inco | 0.31% | 3,573,526 | $212.6M | Add +2.4% |
| ACN Accenture PLC Class A | 0.30% | 582,894 | $206.1M | Add +12.4% |
| DFUV Dimensional US Marketwide Va | 0.30% | 4,912,648 | $204.8M | Reduce -1.9% |
| CAT Caterpillar Inc. | 0.29% | 503,020 | $196.8M | Add +5.7% |
| NEE Nextera Energy Inc. | 0.29% | 2,313,303 | $195.5M | Add +8.6% |
| DGRO iShares Core Dividend Growth | 0.29% | 3,110,822 | $195.0M | Add +2.3% |
| VGT Vanguard Info Tech ETF | 0.29% | 332,140 | $194.8M | Add +1.1% |
| SHW The Sherwin-Williams Co. | 0.28% | 501,525 | $191.5M | Reduce -2.5% |
| AGG iShares Core U.S. Aggregate | 0.28% | 1,886,357 | $191.1M | Reduce -1.6% |
| IAU iShares Gold Trust | 0.28% | 3,769,822 | $187.3M | Reduce -2.3% |
| IWD iShares Russell 1000 Value E | 0.28% | 985,658 | $187.1M | Add +3.4% |
| MUB iShares National Muni Bond E | 0.27% | 1,677,413 | $182.2M | Add +13.0% |
| IVW iShares S&P 500 Growth ETF | 0.26% | 1,853,681 | $177.5M | Add +6.5% |
| SIXL Etc 6 Meridian Low Beta Equi filed as EXCHANGE TRADED CONCEPTS TRU | 0.26% | 4,734,454 | $177.2M | Add +2.7% |
| SCHB Schwab US Broad Market ETF | 0.26% | 2,660,625 | $177.0M | Add +7.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.26% | 741,408 | $175.8M | Reduce -1.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.25% | 643,030 | $169.7M | Reduce -1.2% |
| KO The Coca-Cola Co. | 0.25% | 2,331,880 | $167.6M | Add +1.4% |
| TFC Truist Financial Corp. | 0.25% | 3,901,891 | $166.9M | Add +26.1% |
| JAAA Janus Henderson Aaa Clo ETF | 0.24% | 3,229,867 | $164.3M | Add +16.6% |
| AVDE Avantis International Equity | 0.24% | 2,408,414 | $161.4M | Add +2.1% |
| CMI Cummins Inc. | 0.24% | 496,625 | $160.9M | Add +3.9% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.24% | 1,367,648 | $160.8M | Reduce -2.6% |
| LIN Linde PLC | 0.23% | 333,561 | $159.0M | Reduce -1.6% |
| TXN Texas Instruments Inc. | 0.23% | 760,062 | $156.9M | Add +9.4% |
| SBUX Starbucks Corp. | 0.23% | 1,588,385 | $154.7M | Add +4.0% |
| AVUS Avantis U.S. Equity ETF | 0.23% | 1,625,656 | $154.7M | Reduce -2.5% |
| SYK Stryker Corp. | 0.23% | 426,553 | $154.0M | Add +0.3% |
| VGIT Vanguard Intermediate-Term T | 0.23% | 2,532,606 | $153.0M | Add +8.4% |
| AXP American Express Co. | 0.23% | 563,787 | $152.9M | Add +8.7% |
| XLK SS Technology Select Sector | 0.22% | 674,212 | $152.2M | Reduce -9.8% |
| IWB iShares Russell 1000 ETF | 0.22% | 483,777 | $152.1M | Reduce -0.5% |
Options reported separately and not counted above: AAPL puts ($1.8M), AVGO puts ($541K), RTX puts ($516K), NVDA puts ($469K), TSLA calls ($323K), AMZN calls ($275K), CPRI calls ($271K), CRWD calls ($250K), TSLA puts ($238K), PBR puts ($235K), MRNA puts ($223K), JD puts ($210K), and 262 more.
Other holdings (23): bonds, preferreds, convertibles and warrants · $2.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MSFT Microsoft Corp. | COM · principal | 4,768,662 | $2.1B | New |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | 1,249,097 | $30.4M | Add +4.0% |
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | 1,032,297 | $25.1M | Add +4.7% |
| IBDP iShares Ibonds Dec 2024 Term | IBONDS DEC24 ETF · principal | 727,204 | $18.3M | Add +4.3% |
| IBDQ iShares Ibonds Dec 2025 Term | IBONDS DEC25 ETF · principal | 693,230 | $17.4M | Add +27.6% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 5,822,000 | $5.4M | Add +13.4% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 5,021,000 | $4.6M | Reduce -0.7% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 3,997,000 | $3.9M | Reduce -0.1% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 4,340,000 | $3.9M | Add +31.5% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 3,734,000 | $3.5M | Add +64.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 2,713 | $3.5M | Add +274.7% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 3,676,000 | $3.4M | Reduce -0.5% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 2,950,000 | $2.5M | Add +1080.0% |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 2,453,000 | $2.4M | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,698 | $2.2M | Add +146.4% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 1,948,000 | $1.8M | No change |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 1,172,000 | $1.1M | No change |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 1,138,000 | $1.1M | New |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 1,334,000 | $454K | Reduce -0.2% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 380,000 | $368K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 165,000 | $159K | Reduce -8.3% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 50,000 | $50K | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 40,000 | $35K | No change |
Total filed on the 13F, all lines: $70.0B.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Sold out | 0.00% | −3.37 |
| GOOGL Alphabet Inc. Class A | Reduce -4.0% | 0.97% | −0.19 |
| LLY Eli Lilly & Co. | Reduce -9.9% | 0.54% | −0.10 |
| BLK BlackRock Finance Inc. | Sold out | 0.00% | −0.10 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.10 |
| SCL Stepan Co. | Reduce -10.7% | 0.17% | −0.05 |
| WY Weyerhaeuser Co. | Reduce -84.2% | 0.01% | −0.05 |
| OXY Occidental Petroleum Corp. | Reduce -0.6% | 0.14% | −0.04 |
| AMAT Applied Materials Inc. | Reduce -3.9% | 0.14% | −0.04 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -6.0% | 0.72% | −0.04 |
| PSI Invesco Semiconductors ETF | Reduce -98.1% | 0.00% | −0.04 |
| ADI Analog Devices Inc. | Reduce -22.9% | 0.11% | −0.04 |
| XLK SS Technology Select Sector | Reduce -9.8% | 0.22% | −0.04 |
| SCHW Schwab (charles) Corp. | Reduce -38.8% | 0.04% | −0.04 |
| DIS The Walt Disney Co. | Reduce -1.6% | 0.35% | −0.03 |
| COP Conocophillips | Reduce -4.9% | 0.17% | −0.03 |
| PXJ Invesco Oil & Gas Services E | Sold out | 0.00% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -6.0% | 0.08% | −0.03 |
| GOVT iShares US Treasury Bond ETF | Reduce -64.1% | 0.02% | −0.03 |
| SRLN SS Blackstone Sr Loan ETF | Reduce -40.9% | 0.04% | −0.03 |
| BA The Boeing Co. | Reduce -4.1% | 0.09% | −0.03 |
| TGT Target Corp. | Reduce -17.4% | 0.13% | −0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -1.0% | 0.79% | −0.03 |
| INTC Intel Corp. | Reduce -11.3% | 0.04% | −0.02 |
| IEF iShares 7-10 Year Treasury B | Reduce -25.7% | 0.07% | −0.02 |
| ELV Elevance Health Inc. | Reduce -23.9% | 0.05% | −0.02 |
| PAPR Innovator U.S. Equity Power | Reduce -60.8% | 0.01% | −0.02 |
| SCHO Schwab Short-Term US Treas | Reduce -69.4% | 0.01% | −0.02 |
| CDW CDW Corp. | Reduce -67.3% | 0.01% | −0.02 |
| XME SS SPDR S&P Metals Mining | Reduce -48.1% | 0.02% | −0.02 |
| FDX FedEx Corp. | Reduce -1.0% | 0.12% | −0.02 |
| TFLO iShares Treasury Floating Ra | Reduce -47.1% | 0.02% | −0.02 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.02 |
| GM General Motors Co. | Reduce -0.4% | 0.20% | −0.02 |
| BHP BHP Group Ltd.-Spon ADR | Reduce -63.4% | 0.01% | −0.02 |
| EJAN Innovator Emerging Markets P | Reduce -76.9% | 0.01% | −0.02 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Reduce -19.4% | 0.09% | −0.02 |
| DVN Devon Energy Corp. | Reduce -17.8% | 0.03% | −0.02 |
| UPS United Parcel Service Class B | Reduce -2.4% | 0.22% | −0.02 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -3.0% | 0.21% | −0.02 |
| USFR Wisdomtree Floating Rate Tre | Reduce -4.4% | 0.17% | −0.02 |
| ARKK ARK Innovation ETF | Reduce -57.2% | 0.01% | −0.01 |
| ITA iShares U.S. Aerospace & Def | Reduce -52.2% | 0.02% | −0.01 |
| MPC Marathon Petroleum Corp. | Reduce -11.6% | 0.05% | −0.01 |
| IWN iShares Russell 2000 Value E | Reduce -34.6% | 0.03% | −0.01 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -15.0% | 0.06% | −0.01 |
| IWF iShares Russell 1000 Growth | Reduce -0.1% | 0.61% | −0.01 |
| FTV Fortive Corp. | Reduce -72.8% | 0.00% | −0.01 |
| EOG EOG Resources Inc. | Reduce -18.1% | 0.04% | −0.01 |
| AZO AutoZone Inc. | Reduce -6.8% | 0.19% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| BRK.A Berkshire Hathaway Inc. Class A | Add +1.8% | 1.93% | +0.17 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.4% | 1.47% | +0.11 |
| IBM Intl Business Machines Corp. | Add +6.4% | 0.46% | +0.11 |
| MCD McDonald's Corp. | Add +8.6% | 0.47% | +0.09 |
| MS Morgan Stanley | Add +71.1% | 0.21% | +0.09 |
| HD Home Depot Inc. | Add +3.4% | 0.55% | +0.08 |
| JNJ Johnson & Johnson | Add +2.6% | 0.85% | +0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +3.8% | 1.56% | +0.06 |
| ACN Accenture PLC Class A | Add +12.4% | 0.30% | +0.06 |
| TFC Truist Financial Corp. | Add +26.1% | 0.25% | +0.06 |
| VOO Vanguard S&P 500 ETF | Add +3.5% | 1.56% | +0.06 |
| LMT Lockheed Martin Corp. | Add +1.6% | 0.32% | +0.06 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +93.0% | 0.11% | +0.06 |
| NEE Nextera Energy Inc. | Add +8.6% | 0.29% | +0.05 |
| RTX RTX Corp. | Add +2.1% | 0.39% | +0.05 |
| ORCL Oracle Corp. | Add +0.6% | 0.39% | +0.05 |
| ABBV Abbvie Inc. | Add +2.7% | 0.43% | +0.05 |
| GILD Gilead Sciences Inc. | Add +9.5% | 0.22% | +0.05 |
| CAT Caterpillar Inc. | Add +5.7% | 0.29% | +0.04 |
| CSCO Cisco Systems Inc. | Add +7.2% | 0.36% | +0.04 |
| GIS General Mills Inc. | Add +14.9% | 0.20% | +0.04 |
| SBUX Starbucks Corp. | Add +4.0% | 0.23% | +0.04 |
| IEMG iShares Core MSCI Emerging | Add +11.4% | 0.34% | +0.04 |
| DFEV Dimensional Emrg MRKT Val | Add +3462.6% | 0.04% | +0.04 |
| IVV iShares Core S&P 500 ETF | Add +1.7% | 1.94% | +0.04 |
| AXP American Express Co. | Add +8.7% | 0.23% | +0.04 |
| SPG Simon Property Group Inc. | Add +14.3% | 0.22% | +0.04 |
| VZ Verizon Communications Inc. | Add +8.2% | 0.35% | +0.04 |
| RDVY First Trust Rising Dividend | Add +47.3% | 0.11% | +0.04 |
| KVUE Kenvue Inc. | Add +8.3% | 0.16% | +0.04 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Add +7.5% | 0.34% | +0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +2.9% | 0.59% | +0.04 |
| KBWP Invesco KBW Property & Casua | New | 0.03% | +0.03 |
| PSA Public Storage | Add +0.6% | 0.19% | +0.03 |
| CMI Cummins Inc. | Add +3.9% | 0.24% | +0.03 |
| VIG Vanguard Dividend Apprec ETF | Add +1.8% | 0.65% | +0.03 |
| MDT Medtronic PLC | Add +9.3% | 0.19% | +0.03 |
| SCHF Schwab Intl Equity ETF | Add +3.1% | 0.62% | +0.03 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +14.9% | 0.22% | +0.03 |
| GE General Electric | Add +16.2% | 0.12% | +0.03 |
| EVTR Eaton Vance Total Return | New | 0.03% | +0.03 |
| PRN Invesco Dorsey Wright Indus | New | 0.03% | +0.03 |
| GEV GE Vernova Inc. | Add +3.3% | 0.09% | +0.03 |
| AMGN Amgen Inc. | Add +11.0% | 0.33% | +0.03 |
| PM Philip Morris International | Add +3.7% | 0.18% | +0.03 |
| SO The Southern Co. | Add +12.1% | 0.14% | +0.03 |
| IYW iShares Ustechnology ETF | Add +55.1% | 0.08% | +0.03 |
| OWL Blue Owl Capital Inc. | Add +29.1% | 0.10% | +0.03 |
| VEA Vanguard Ftse Developed ETF | Add +1.5% | 0.82% | +0.03 |
| DGRW Wisdomtree U.S. Quality Divi | Add +6.9% | 0.33% | +0.03 |
Options Activity Q2 2024 → Q3 2024
| AAPL Apple Inc. | put | Add +30.9% | 313,000 | $1.8M |
| FDX FedEx Corp. | call | Sold out | 70,200 | $1.6Mbefore exit |
| QYLD Global X Nasd 100 Cov Call | call | Sold out | 8,052,400 | $1.4Mbefore exit |
| XYLD Global X S&P 500 Cove Call E | call | Sold out | 2,633,900 | $1.1Mbefore exit |
| SMCI Super Micro Computer Inc. | call | Sold out | 40,800 | $623Kbefore exit |
| AVGO Broadcom Inc. | put | Reduce -28.8% | 199,400 | $541K |
| RTX RTX Corp. | put | New | 292,000 | $516K |
| NVDA Nvidia Corp. | put | Add +77.0% | 108,300 | $469K |
| TSLA Tesla Inc. | call | Add +113.5% | 30,100 | $323K |
| NFLX Netflix Inc. | call | Sold out | 10,000 | $314Kbefore exit |
| LULU Lululemon Athletica Inc. | put | Sold out | 60,200 | $281Kbefore exit |
| AMZN Amazon.com Inc. | call | Reduce -50.9% | 20,100 | $275K |
| CPRI Capri Holdings Ltd. | call | New | 42,600 | $271K |
| CRWD CrowdStrike Holdings Inc. Class A | call | Add +13.3% | 1,700 | $250K |
| TSLA Tesla Inc. | put | Add +837.1% | 32,800 | $238K |
| PBR Petroleo Brasileiro-Spon ADR | put | New | 141,500 | $235K |
| MRNA Moderna Inc. | put | New | 42,500 | $223K |
| JD Jd.com Inc.-ADR | put | Reduce -24.4% | 420,100 | $210K |
| AMGN Amgen Inc. | put | New | 35,100 | $197K |
| ZTS Zoetis Inc. | put | Add +4.5% | 74,400 | $193K |
| ORCL Oracle Corp. | put | New | 38,100 | $191K |
| CRM Salesforce Inc. | put | Sold out | 43,000 | $189Kbefore exit |
| GOOGL Alphabet Inc. Class A | put | Reduce -4.3% | 127,100 | $182K |
| DE Deere & Co. | put | Sold out | 35,000 | $168Kbefore exit |
| XOM Exxon Mobil Corp. | call | Add +116.0% | 46,000 | $164K |
| WMT Walmart Inc. | call | Add +5.5% | 85,000 | $160K |
| SMH Vaneck Semiconductor ETF | call | Sold out | 30,100 | $154Kbefore exit |
| CHTR Charter Communications Inc. Class A | put | Sold out | 30,000 | $154Kbefore exit |
| TTD Trade Desk Inc./the Class A | call | Add +11.8% | 45,300 | $137K |
| RTX RTX Corp. | call | New | 45,000 | $131K |
| JPM JPMorgan Chase & Co. | put | Sold out | 40,300 | $128Kbefore exit |
| MSFT Microsoft Corp. | call | Add +0.7% | 30,300 | $122K |
| NOW ServiceNow Inc. | put | Add +10000.0% | 10,100 | $121K |
| BIDU Baidu Inc. - Spon ADR | call | New | 50,000 | $120K |
| RCL Royal Caribbean Cruises Ltd. | call | Sold out | 40,200 | $120Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -96.0% | 20,400 | $120K |
| ENVX Enovix Corp. | call | Add +47.4% | 28,000 | $116K |
| PLNT Planet Fitness Inc. Class A | call | New | 40,000 | $112K |
| TLT iShares 20+ Year Treasury BD | call | Reduce -40.1% | 46,600 | $112K |
| ALGN Align Technology Inc. | put | New | 30,000 | $111K |
| MSTR Strategy Inc. | call | Add +2150.0% | 45,000 | $111K |
| RH RH | call | Reduce -40.0% | 15,000 | $106K |
| CAPR Capricor Therapeutics Inc. | call | Add +122.2% | 20,000 | $96K |
| BA The Boeing Co. | put | Add +2.4% | 8,500 | $95K |
| BABA Alibaba Group Holding-SP ADR | put | Reduce -5.3% | 118,500 | $93K |
| RYLD Global X Russell 2000 Cov Class | call | Sold out | 555,300 | $89Kbefore exit |
| GOOGL Alphabet Inc. Class A | call | Reduce -72.4% | 21,900 | $84K |
| SNOW Snowflake Inc. | call | Add +93.3% | 5,800 | $81K |
| QQQ Invesco QQQ Trust Series 1 | put | Add +384.0% | 24,200 | $80K |
| IWM iShares Russell 2000 ETF | put | Add +237.1% | 35,400 | $78K |
Showing the first 50 of 393.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | COM · principal | New | 4,768,662 | $2.1B |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | Add +4.0% | 1,249,097 | $30.4M |
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | Add +4.7% | 1,032,297 | $25.1M |
| IBDP iShares Ibonds Dec 2024 Term | IBONDS DEC24 ETF · principal | Add +4.3% | 727,204 | $18.3M |
| IBDQ iShares Ibonds Dec 2025 Term | IBONDS DEC25 ETF · principal | Add +27.6% | 693,230 | $17.4M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Add +13.4% | 5,822,000 | $5.4M |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | Reduce -0.7% | 5,021,000 | $4.6M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Reduce -0.1% | 3,997,000 | $3.9M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Add +31.5% | 4,340,000 | $3.9M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +64.1% | 3,734,000 | $3.5M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +274.7% | 2,713 | $3.5M |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Reduce -0.5% | 3,676,000 | $3.4M |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Add +1080.0% | 2,950,000 | $2.5M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +146.4% | 1,698 | $2.2M |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | Sold out | 2,149,000 | $2.1Mbefore exit |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | Sold out | 750,000 | $1.4Mbefore exit |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | Sold out | 1,125,000 | $1.1Mbefore exit |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | New | 1,138,000 | $1.1M |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | Reduce -0.2% | 1,334,000 | $454K |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | New | 380,000 | $368K |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | Reduce -8.3% | 165,000 | $159K |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | Sold out | 11,000 | $11Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 3,788 | $104.1B | AAPL, JNJ, IVV, SPY, VOO |
| Q1 2026 | 3,786 | $94.1B | AAPL, JNJ, IVV, MSFT, SPY |
| Q4 2025 | 3,635 | $91.4B | AAPL, MSFT, IVV, VOO, BRK.A |
| Q3 2025 | 3,626 | $88.0B | AAPL, MSFT, IVV, VOO, NVDA |
| Q2 2025 | 3,578 | $79.8B | MSFT, AAPL, IVV, VOO, BRK.A |
| Q1 2025 | 3,485 | $73.6B | AAPL, MSFT, BRK.A, IVV, BRK.B |
| Q4 2024 | 3,466 | $73.0B | AAPL, MSFT, IVV, BRK.A, AMZN |
| Q3 2024 | 3,433 | $67.8B | AAPL, IVV, BRK.A, SPY, VOO |
| Q2 2024 | 3,338 | $64.6B | AAPL, MSFT, IVV, BRK.A, AMZN |
| Q1 2024 | 3,274 | $61.6B | MSFT, AAPL, BRK.A, IVV, SPY |