HighTower Advisors, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 13, 2025), HighTower Advisors, LLC reported 3,485 stock positions worth $73.6 billion. Its top holding was Apple (AAPL) at 3.3% of the portfolio, followed by Microsoft (MSFT, 2.5%) and Berkshire Hathaway Class A (BRK.A, 2.1%). Compared with Q4 2024, it opened 245 new positions, sold out of 228, added to 1,537 and reduced 1,546. The biggest buy was Berkshire Hathaway Class A (BRK.A, shares +1%) and the biggest sale Apple (AAPL, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- CHICAGO, IL
- CIK
- 0001462245
- Portfolio Value
- $73.6B (Q1 2025)
- SEC Filing
- 0001085146-25-002999 ↗ filed May 13, 2025
Holdings Value
Holdings 3,485 stocks · $73.6B
| AAPL Apple Inc. | 3.33% | 11,026,265 | $2.4B | Reduce -3.4% |
| MSFT Microsoft Corp. | 2.53% | 4,956,755 | $1.9B | Reduce -1.3% |
| BRK.A Berkshire Hathaway Inc. Class A | 2.06% | 1,903 | $1.5B | Add +0.6% |
| IVV iShares Core S&P 500 ETF | 1.96% | 2,562,155 | $1.4B | Add +10.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.80% | 2,494,554 | $1.3B | Add +0.6% |
| VOO Vanguard S&P 500 ETF | 1.67% | 2,387,112 | $1.2B | Add +12.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.44% | 1,898,202 | $1.1B | Reduce -0.0% |
| AMZN Amazon.com Inc. | 1.35% | 5,211,444 | $991.5M | Reduce -6.1% |
| XOM Exxon Mobil Corp. | 1.30% | 8,072,641 | $960.1M | Reduce -8.0% |
| NVDA Nvidia Corp. | 1.05% | 7,144,518 | $774.3M | Add +2.5% |
| JPM JPMorgan Chase & Co. | 0.90% | 2,711,347 | $665.1M | Reduce -5.9% |
| JNJ Johnson & Johnson | 0.90% | 3,982,788 | $660.5M | Add +6.1% |
| GOOGL Alphabet Inc. Class A | 0.82% | 3,913,902 | $605.2M | Reduce -0.3% |
| SN Sharkninja Inc. | 0.80% | 7,045,186 | $587.6M | Reduce -1.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.76% | 1,187,148 | $556.7M | Add +5.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.74% | 1,478,780 | $548.4M | Add +4.3% |
| V Visa Inc. Class A | 0.73% | 1,531,986 | $536.9M | Reduce -3.1% |
| VEA Vanguard Ftse Developed ETF | 0.71% | 10,356,242 | $526.4M | Reduce -2.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.69% | 2,924,994 | $505.3M | Add +19.2% |
| GLD SPDR Gold Shares | 0.63% | 1,604,924 | $462.4M | Reduce -2.5% |
| SIXH Etc 6 Meridian Hedged Equity filed as EXCHANGE TRADED CONCEPTS TRU | 0.62% | 11,678,752 | $458.6M | Add +1.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.60% | 1,618,346 | $444.8M | Reduce -0.2% |
| PG The Procter & Gamble Co. | 0.59% | 2,540,275 | $432.9M | Add +1.2% |
| IJH iShares Core S&P Midcap ETF | 0.59% | 7,383,609 | $430.8M | Add +0.8% |
| SCHF Schwab Intl Equity ETF | 0.58% | 21,650,268 | $428.2M | Reduce -1.0% |
| VIG Vanguard Dividend Apprec ETF | 0.58% | 2,197,819 | $426.4M | Add +0.2% |
| LLY Eli Lilly & Co. | 0.58% | 513,445 | $424.1M | Add +9.2% |
| IWF iShares Russell 1000 Growth | 0.57% | 1,167,147 | $421.4M | Reduce -0.3% |
| PEP Pepsico Inc. | 0.56% | 2,728,649 | $409.1M | Add +8.9% |
| AVGO Broadcom Inc. | 0.54% | 2,389,873 | $400.1M | Reduce -3.2% |
| COST Costco Wholesale Corp. | 0.54% | 416,592 | $394.0M | Reduce -7.2% |
| CVX Chevron Corp. | 0.53% | 2,313,831 | $387.1M | Add +2.4% |
| MCD McDonald's Corp. | 0.53% | 1,237,837 | $386.7M | Add +2.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.50% | 4,849,705 | $366.9M | Add +4.2% |
| HD Home Depot Inc. | 0.49% | 984,478 | $360.8M | Reduce -3.4% |
| META Meta Platforms Inc. Class A | 0.48% | 617,276 | $355.8M | Reduce -0.8% |
| GOOG Alphabet Inc. Class C | 0.46% | 2,171,016 | $339.2M | Reduce -4.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.46% | 1,351,933 | $336.2M | Reduce -14.4% |
| CSCO Cisco Systems Inc. | 0.46% | 5,436,337 | $335.5M | Add +17.4% |
| MRK Merck & Co. Inc. | 0.45% | 3,698,960 | $332.0M | Add +17.4% |
| ABBV Abbvie Inc. | 0.45% | 1,580,357 | $331.1M | Add +0.4% |
| IJR iShares Core S&P Small-Cap E | 0.43% | 3,006,333 | $314.4M | Reduce -3.9% |
| SCHX Schwab US Large-Cap ETF | 0.42% | 14,010,112 | $309.3M | Add +26.9% |
| MA Mastercard Inc. Class A | 0.41% | 551,753 | $302.4M | Reduce -3.5% |
| SIXA Etc 6 Meridian Mega Cap Equi filed as EXCHANGE TRADED CONCEPTS TRU | 0.41% | 6,484,121 | $301.7M | Add +4.8% |
| UNH Unitedhealth Group Inc. | 0.41% | 573,786 | $300.5M | Add +2.8% |
| RTX RTX Corp. | 0.41% | 2,268,666 | $300.5M | Add +0.6% |
| VZ Verizon Communications Inc. | 0.38% | 6,187,043 | $280.6M | Add +5.0% |
| BND Vanguard Total Bond Market | 0.37% | 3,737,002 | $274.5M | Add +2.8% |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.37% | 9,855,049 | $271.7M | Add +17.8% |
| SCHM Schwab US Mid Cap ETF | 0.36% | 10,041,554 | $263.1M | Reduce -0.4% |
| RSP Invesco S&P 500 Equal Weight | 0.35% | 1,508,684 | $261.3M | Add +5.7% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.35% | 3,933,070 | $258.6M | Add +12.2% |
| ABT Abbott Laboratories | 0.35% | 1,921,524 | $254.9M | Reduce -0.1% |
| ORCL Oracle Corp. | 0.35% | 1,820,450 | $254.5M | Reduce -1.4% |
| UMI Uscf Midstream Energy Income | 0.34% | 4,772,158 | $248.2M | Reduce -7.9% |
| QUAL iShares MSCI USA Quality Fac | 0.33% | 1,436,312 | $245.5M | Add +1.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.33% | 5,881,597 | $245.4M | Reduce -1.4% |
| WMT Walmart Inc. | 0.33% | 2,795,373 | $245.4M | Reduce -12.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.33% | 2,469,883 | $243.8M | Reduce -2.1% |
| TSLA Tesla Inc. | 0.32% | 902,770 | $234.0M | Add +3.9% |
| DGRW Wisdomtree U.S. Quality Divi | 0.31% | 2,898,346 | $231.5M | Add +6.4% |
| VWO Vanguard Ftse Emerging Marke | 0.31% | 5,039,971 | $228.1M | Reduce -1.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.31% | 878,631 | $227.2M | Add +27.6% |
| AMGN Amgen Inc. | 0.31% | 727,975 | $226.8M | Add +2.7% |
| BX Blackstone Inc. | 0.30% | 1,566,293 | $218.9M | Add +2.4% |
| WFC Wells Fargo & Co. | 0.30% | 3,027,592 | $217.4M | Add +12.3% |
| JAAA Janus Henderson Aaa Clo ETF | 0.29% | 4,273,243 | $216.7M | Add +7.2% |
| CAT Caterpillar Inc. | 0.29% | 646,194 | $213.1M | Reduce -1.2% |
| JEPI JPMorgan Equity Premium Inco | 0.29% | 3,728,338 | $213.0M | Add +1.3% |
| IAU iShares Gold Trust | 0.28% | 3,546,034 | $209.1M | Reduce -1.7% |
| AEP American Electric Power | 0.28% | 1,906,835 | $208.4M | Add +53.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.28% | 915,588 | $203.0M | Add +18.2% |
| DGRO iShares Core Dividend Growth | 0.28% | 3,283,417 | $202.8M | Add +1.2% |
| QCOM Qualcomm Inc. | 0.27% | 1,302,972 | $200.1M | Reduce -0.1% |
| AGG iShares Core U.S. Aggregate | 0.27% | 2,014,050 | $199.2M | Add +2.6% |
| DFUV Dimensional US Marketwide Va | 0.27% | 4,773,457 | $196.7M | Reduce -2.5% |
| DFAC Dimensional US Core Equity 2 | 0.27% | 5,914,155 | $195.1M | Reduce -5.8% |
| GILD Gilead Sciences Inc. | 0.26% | 1,702,410 | $190.8M | Reduce -5.1% |
| SCHG Schwab US Large-Cap Growth | 0.26% | 7,614,284 | $190.7M | Add +70.8% |
| TMUS T-Mobile US Inc. | 0.26% | 713,825 | $190.4M | Reduce -1.5% |
| VGT Vanguard Info Tech ETF | 0.26% | 350,938 | $190.3M | Reduce -2.8% |
| NEE Nextera Energy Inc. | 0.26% | 2,684,920 | $190.3M | Add +15.1% |
| TFC Truist Financial Corp. | 0.26% | 4,605,468 | $189.5M | Add +11.8% |
| KO The Coca-Cola Co. | 0.26% | 2,641,295 | $189.2M | Reduce -0.6% |
| SIXL Etc 6 Meridian Low Beta Equi filed as EXCHANGE TRADED CONCEPTS TRU | 0.26% | 5,022,558 | $189.1M | Add +3.2% |
| ACN Accenture PLC Class A | 0.26% | 604,793 | $188.7M | Reduce -2.8% |
| IWD iShares Russell 1000 Value E | 0.25% | 977,118 | $183.9M | Reduce -8.3% |
| LMT Lockheed Martin Corp. | 0.24% | 399,782 | $178.6M | Reduce -2.8% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.24% | 2,207,192 | $177.4M | Add +33.5% |
| LOW Lowe's Cos Inc. | 0.24% | 748,565 | $174.6M | Reduce -2.9% |
| IEMG iShares Core MSCI Emerging | 0.23% | 3,192,355 | $172.3M | Reduce -9.2% |
| SCHB Schwab US Broad Market ETF | 0.23% | 7,934,598 | $170.8M | Reduce -2.6% |
| SHW The Sherwin-Williams Co. | 0.23% | 482,003 | $168.3M | Reduce -1.5% |
| PM Philip Morris International | 0.23% | 1,060,199 | $168.3M | Add +2.4% |
| MUB iShares National Muni Bond E | 0.23% | 1,591,608 | $167.8M | Reduce -0.1% |
| AVDE Avantis International Equity | 0.23% | 2,529,397 | $167.6M | Add +3.4% |
| SBUX Starbucks Corp. | 0.23% | 1,703,145 | $167.1M | Reduce -4.8% |
| VYM Vanguard High DVD Yield ETF | 0.23% | 1,293,248 | $166.8M | Add +26.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.23% | 1,362,285 | $165.9M | Reduce -7.8% |
Options reported separately and not counted above: AVGO puts ($6.0M), BABA puts ($1.6M), GEV puts ($1.6M), TSM puts ($1.5M), QYLD calls ($1.4M), MSFT puts ($1.4M), QQQ puts ($1.2M), BABA calls ($1.1M), BX puts ($977K), JD puts ($704K), NVDA puts ($644K), COST calls ($622K), and 220 more.
Other holdings (6): bonds, preferreds, convertibles and warrants · $28.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 408,820 | $24.5M | Add +120.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 959 | $1.2M | Add +34.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 880 | $1.1M | Add +18.0% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 54,108 | $947K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 19,920 | $342K | New |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 2,860 | $240K | New |
Total filed on the 13F, all lines: $73.7B.
Portfolio Sells Q4 2024 → Q1 2025
| AAPL Apple Inc. | Reduce -3.4% | 3.33% | −0.59 |
| MSFT Microsoft Corp. | Reduce -1.3% | 2.53% | −0.37 |
| AMZN Amazon.com Inc. | Reduce -6.1% | 1.35% | −0.32 |
| AVGO Broadcom Inc. | Reduce -3.2% | 0.54% | −0.24 |
| GOOGL Alphabet Inc. Class A | Reduce -0.3% | 0.82% | −0.20 |
| SN Sharkninja Inc. | Reduce -1.9% | 0.80% | −0.16 |
| GOOG Alphabet Inc. Class C | Reduce -4.1% | 0.46% | −0.13 |
| GM General Motors Co. | Reduce -34.2% | 0.13% | −0.09 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.0% | 1.44% | −0.08 |
| ORCL Oracle Corp. | Reduce -1.4% | 0.35% | −0.08 |
| APO Apollo Global Management Inc. | Reduce -74.1% | 0.02% | −0.07 |
| IWF iShares Russell 1000 Growth | Reduce -0.3% | 0.57% | −0.07 |
| IJR iShares Core S&P Small-Cap E | Reduce -3.9% | 0.43% | −0.07 |
| CMI Cummins Inc. | Reduce -19.4% | 0.17% | −0.07 |
| IWM iShares Russell 2000 ETF | Reduce -21.0% | 0.15% | −0.06 |
| AXP American Express Co. | Reduce -19.0% | 0.17% | −0.06 |
| WMT Walmart Inc. | Reduce -12.2% | 0.33% | −0.06 |
| DIS The Walt Disney Co. | Reduce -2.1% | 0.33% | −0.05 |
| HD Home Depot Inc. | Reduce -3.4% | 0.49% | −0.05 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -41.8% | 0.06% | −0.05 |
| VGT Vanguard Info Tech ETF | Reduce -2.8% | 0.26% | −0.05 |
| PKB Invesco Building & Construct | Reduce -98.5% | 0.00% | −0.05 |
| WMB Williams Cos Inc. | Reduce -38.6% | 0.09% | −0.05 |
| ACN Accenture PLC Class A | Reduce -2.8% | 0.26% | −0.04 |
| JPM JPMorgan Chase & Co. | Reduce -5.9% | 0.90% | −0.04 |
| STZ Constellation Brands Inc. Class A | Reduce -50.4% | 0.03% | −0.04 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.2% | 0.60% | −0.04 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -55.9% | 0.03% | −0.04 |
| COP Conocophillips | Reduce -25.9% | 0.13% | −0.04 |
| HON Honeywell International Inc. | Reduce -17.3% | 0.13% | −0.04 |
| GEV GE Vernova Inc. | Reduce -29.3% | 0.07% | −0.04 |
| CAT Caterpillar Inc. | Reduce -1.2% | 0.29% | −0.04 |
| NXPI NXP Semiconductors NV | Reduce -58.0% | 0.02% | −0.04 |
| ADBE Adobe Inc. | Reduce -5.0% | 0.15% | −0.03 |
| DFAC Dimensional US Core Equity 2 | Reduce -5.8% | 0.27% | −0.03 |
| OWL Blue Owl Capital Inc. | Reduce -15.9% | 0.08% | −0.03 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -18.9% | 0.08% | −0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -27.3% | 0.09% | −0.03 |
| LMT Lockheed Martin Corp. | Reduce -2.8% | 0.24% | −0.03 |
| KBWP Invesco KBW Property & Casua | Reduce -99.2% | 0.00% | −0.03 |
| IVW iShares S&P 500 Growth ETF | Reduce -3.0% | 0.22% | −0.03 |
| FCX Freeport-McMoran Inc. | Reduce -36.0% | 0.05% | −0.03 |
| UPS United Parcel Service Class B | Reduce -3.3% | 0.15% | −0.03 |
| ANET Arista Networks Inc. | Reduce -8.6% | 0.05% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -7.2% | 0.54% | −0.03 |
| BAC Bank of America Corp. | Reduce -1.4% | 0.33% | −0.03 |
| ROK Rockwell Automation Inc. | Reduce -57.7% | 0.02% | −0.03 |
| VIGI Vanguard Int Div App Indx FD | Reduce -80.7% | 0.01% | −0.03 |
| SCHM Schwab US Mid Cap ETF | Reduce -0.4% | 0.36% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -30.3% | 0.03% | −0.02 |
Portfolio Buys Q4 2024 → Q1 2025
| BRK.A Berkshire Hathaway Inc. Class A | Add +0.6% | 2.06% | +0.30 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.6% | 1.80% | +0.26 |
| JNJ Johnson & Johnson | Add +6.1% | 0.90% | +0.15 |
| AEP American Electric Power | Add +53.8% | 0.28% | +0.13 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +19.2% | 0.69% | +0.12 |
| VOO Vanguard S&P 500 ETF | Add +12.5% | 1.67% | +0.10 |
| CGDV Cap Group Dividend Value | Add +378.6% | 0.12% | +0.10 |
| LYB Lyondellbasell Indu Class A | Add +137.9% | 0.17% | +0.09 |
| MO Altria Group Inc. | Add +72.0% | 0.19% | +0.09 |
| JCPB JPMorgan Core Plus Bond ETF | Add +97.7% | 0.18% | +0.09 |
| SCHG Schwab US Large-Cap Growth | Add +70.8% | 0.26% | +0.09 |
| IVV iShares Core S&P 500 ETF | Add +10.7% | 1.96% | +0.09 |
| VICI Vici Properties Inc. | Add +1806.1% | 0.09% | +0.09 |
| CSCO Cisco Systems Inc. | Add +17.4% | 0.46% | +0.08 |
| LLY Eli Lilly & Co. | Add +9.2% | 0.58% | +0.08 |
| CVX Chevron Corp. | Add +2.4% | 0.53% | +0.08 |
| HTRB Hartford TTL RTRN BND ETF | Add +15924.4% | 0.08% | +0.08 |
| DFAI Dimensional International Co. | Add +323.6% | 0.09% | +0.07 |
| SCHX Schwab US Large-Cap ETF | Add +26.9% | 0.42% | +0.07 |
| ABBV Abbvie Inc. | Add +0.4% | 0.45% | +0.07 |
| PVAL Putnam Focused LRG Cap Value | Add +1460.3% | 0.07% | +0.06 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Add +17.8% | 0.37% | +0.06 |
| SLYV SS SPDR S&P 600 SC Val ETF | Add +448.2% | 0.08% | +0.06 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +27.6% | 0.31% | +0.06 |
| VZ Verizon Communications Inc. | Add +5.0% | 0.38% | +0.06 |
| PM Philip Morris International | Add +2.4% | 0.23% | +0.06 |
| AMGN Amgen Inc. | Add +2.7% | 0.31% | +0.05 |
| DON Wisdomtree US Midcap Dividen | Add +503.4% | 0.07% | +0.05 |
| PYLD PIMCO Multisector Bond Actv | Add +56.4% | 0.15% | +0.05 |
| VTIP Vanguard Short-Term Tips | Add +44.7% | 0.16% | +0.05 |
| FELC Fidelity Enh LRG Cap Cor ETF | Add +4506.1% | 0.05% | +0.05 |
| RTX RTX Corp. | Add +0.6% | 0.41% | +0.05 |
| IEFA iShares Core MSCI Eafe ETF | Add +4.2% | 0.50% | +0.05 |
| VYM Vanguard High DVD Yield ETF | Add +26.2% | 0.23% | +0.05 |
| MCD McDonald's Corp. | Add +2.7% | 0.53% | +0.05 |
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | New | 0.05% | +0.05 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Add +51.6% | 0.12% | +0.04 |
| DFAE Dimensional Emerging Core Eq | Add +176.4% | 0.07% | +0.04 |
| SIXH Etc 6 Meridian Hedged Equity | Add +1.2% | 0.62% | +0.04 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +33.5% | 0.24% | +0.04 |
| OXY Occidental Petroleum Corp. | Add +33.5% | 0.17% | +0.04 |
| ARCC Ares Capital Corp. | Add +87.2% | 0.08% | +0.04 |
| PEJ Invesco Leisure & Entertainm | Add +4234.9% | 0.04% | +0.04 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +28.4% | 0.17% | +0.04 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +53.3% | 0.09% | +0.04 |
| WFC Wells Fargo & Co. | Add +12.3% | 0.30% | +0.04 |
| IBDR iShares Ibonds Dec 2026 Term | New | 0.04% | +0.04 |
| SIXA Etc 6 Meridian Mega Cap Equi | Add +4.8% | 0.41% | +0.03 |
| PEP Pepsico Inc. | Add +8.9% | 0.56% | +0.03 |
| FANG Diamondback Energy Inc. | Add +320.2% | 0.04% | +0.03 |
Options Activity Q4 2024 → Q1 2025
| AVGO Broadcom Inc. | put | Reduce -19.5% | 234,900 | $6.0M |
| NFLX Netflix Inc. | put | Sold out | 60,000 | $2.6Mbefore exit |
| BABA Alibaba Group Holding-SP ADR | put | Add +143.2% | 250,500 | $1.6M |
| GEV GE Vernova Inc. | put | Add +2537.5% | 42,200 | $1.6M |
| TSM Taiwan Semiconductor-SP ADR | put | Add +4450.0% | 91,000 | $1.5M |
| QYLD Global X Nasd 100 Cov Call | call | Reduce -4.3% | 8,692,800 | $1.4M |
| MSFT Microsoft Corp. | put | Add +1570.0% | 100,200 | $1.4M |
| QQQ Invesco QQQ Trust Series 1 | put | Add +713.1% | 49,600 | $1.2M |
| BABA Alibaba Group Holding-SP ADR | call | Reduce -52.5% | 20,000 | $1.1M |
| BX Blackstone Inc. | put | Add +1741.8% | 101,300 | $977K |
| JD Jd.com Inc.-ADR | put | Add +2.6% | 372,600 | $704K |
| NVDA Nvidia Corp. | put | Add +104.8% | 166,500 | $644K |
| COST Costco Wholesale Corp. | call | Reduce -20.0% | 40,000 | $622K |
| BIDU Baidu Inc. - Spon ADR | put | Add +14.4% | 68,100 | $466K |
| MSTR Strategy Inc. | put | Sold out | 7,000 | $457Kbefore exit |
| GOOG Alphabet Inc. Class C | call | Sold out | 5,000 | $456Kbefore exit |
| MAGS Roundhill Magnificent Seven | put | New | 45,000 | $312K |
| BIDU Baidu Inc. - Spon ADR | call | Add +314.0% | 20,700 | $285K |
| TSLA Tesla Inc. | put | Reduce -90.0% | 6,300 | $284K |
| IRM Iron Mountain Inc. | put | Sold out | 23,800 | $262Kbefore exit |
| AAPL Apple Inc. | put | Reduce -92.2% | 24,600 | $257K |
| GOOGL Alphabet Inc. Class A | put | Reduce -91.3% | 11,300 | $249K |
| HCA HCA Healthcare Inc. | put | Sold out | 41,000 | $244Kbefore exit |
| CME Cme Group Inc. | put | New | 18,600 | $216K |
| AXP American Express Co. | call | Sold out | 70,000 | $203Kbefore exit |
| NVDA Nvidia Corp. | call | Reduce -10.6% | 143,900 | $203K |
| AR Antero Resources Corp. | call | Sold out | 55,000 | $188Kbefore exit |
| CAVA Cava Group Inc. | put | Add +1100.0% | 84,000 | $183K |
| AMZN Amazon.com Inc. | put | Add +175.0% | 7,700 | $173K |
| ORCL Oracle Corp. | put | Reduce -62.5% | 12,100 | $170K |
| XYLD Global X S&P 500 Cove Call E | call | Reduce -10.4% | 410,600 | $162K |
| RTX RTX Corp. | put | Sold out | 289,900 | $151Kbefore exit |
| RH RH | call | Sold out | 11,000 | $148Kbefore exit |
| JNJ Johnson & Johnson | put | Sold out | 65,000 | $144Kbefore exit |
| CRM Salesforce Inc. | call | Sold out | 60,000 | $142Kbefore exit |
| TLT iShares 20+ Year Treasury BD | call | Reduce -36.5% | 74,000 | $126K |
| CHWY Chewy Inc. Class A | call | Sold out | 60,000 | $117Kbefore exit |
| MDT Medtronic PLC | put | Sold out | 50,000 | $116Kbefore exit |
| CAPR Capricor Therapeutics Inc. | call | Add +31.6% | 41,600 | $111K |
| YUMC Yum China Holdings Inc. | call | New | 75,100 | $110K |
| RYLD Global X Russell 2000 Cov Class | call | Reduce -6.9% | 713,400 | $108K |
| OXY Occidental Petroleum Corp. | call | Sold out | 52,000 | $105Kbefore exit |
| WRBY Warby Parker Inc. Class A | call | Sold out | 125,000 | $104Kbefore exit |
| ENVX Enovix Corp. | call | Add +25.0% | 50,000 | $99K |
| SFM Sprouts Farmers Market Inc. | put | New | 10,600 | $97K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -60.1% | 5,900 | $94K |
| TTWO Take-Two Interactive Softwre | call | New | 70,000 | $92K |
| GS Goldman Sachs Group Inc. | call | Add +17900.0% | 90,000 | $86K |
| OXY Occidental Petroleum Corp. | put | Sold out | 30,000 | $86Kbefore exit |
| SNOW Snowflake Inc. | call | Reduce -95.2% | 3,000 | $85K |
Showing the first 50 of 378.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2024 → Q1 2025
| IBDS Ishrs Ibnds Dec 27 Corp. ETF | IBONDS 27 ETF · principal | Sold out | 1,359,406 | $32.6Mbefore exit |
| IBDR iShares Ibonds Dec 2026 Term | IBONDS DEC2026 · principal | Sold out | 1,070,511 | $25.8Mbefore exit |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +120.3% | 408,820 | $24.5M |
| IBDQ iShares Ibonds Dec 2025 Term | IBONDS DEC25 ETF · principal | Sold out | 665,766 | $16.7Mbefore exit |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Sold out | 5,762,000 | $5.4Mbefore exit |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | Sold out | 4,981,000 | $4.6Mbefore exit |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Sold out | 4,849,000 | $4.5Mbefore exit |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Sold out | 3,997,000 | $4.1Mbefore exit |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Sold out | 4,294,000 | $3.9Mbefore exit |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Sold out | 4,014,000 | $3.4Mbefore exit |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Sold out | 3,645,000 | $3.4Mbefore exit |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Sold out | 3,613,000 | $3.0Mbefore exit |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | Sold out | 2,500,000 | $2.5Mbefore exit |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Sold out | 1,935,000 | $1.8Mbefore exit |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +34.1% | 959 | $1.2M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Sold out | 1,172,000 | $1.1Mbefore exit |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +18.0% | 880 | $1.1M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Sold out | 1,114,000 | $1.1Mbefore exit |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | New | 54,108 | $947K |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | Sold out | 1,332,000 | $386Kbefore exit |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Sold out | 380,000 | $366Kbefore exit |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | New | 19,920 | $342K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | New | 2,860 | $240K |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | Sold out | 165,000 | $162Kbefore exit |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Sold out | 40,000 | $35Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 3,788 | $104.1B | AAPL, JNJ, IVV, SPY, VOO |
| Q1 2026 | 3,786 | $94.1B | AAPL, JNJ, IVV, MSFT, SPY |
| Q4 2025 | 3,635 | $91.4B | AAPL, MSFT, IVV, VOO, BRK.A |
| Q3 2025 | 3,626 | $88.0B | AAPL, MSFT, IVV, VOO, NVDA |
| Q2 2025 | 3,578 | $79.8B | MSFT, AAPL, IVV, VOO, BRK.A |
| Q1 2025 | 3,485 | $73.6B | AAPL, MSFT, BRK.A, IVV, BRK.B |
| Q4 2024 | 3,466 | $73.0B | AAPL, MSFT, IVV, BRK.A, AMZN |
| Q3 2024 | 3,433 | $67.8B | AAPL, IVV, BRK.A, SPY, VOO |
| Q2 2024 | 3,338 | $64.6B | AAPL, MSFT, IVV, BRK.A, AMZN |
| Q1 2024 | 3,274 | $61.6B | MSFT, AAPL, BRK.A, IVV, SPY |