James T. Borello RIA

In its 13F for Q3 2026 (holdings as of September 30, 2026, filed October 16, 2026), James T. Borello RIA reported 1,281 stock positions worth $481.8 million. Its top holding was Cap Group Core Equity (CGUS) at 9.1% of the portfolio, followed by SS SPDR P S&P 500 Growth ETF (SPYG, 7.3%) and Cap Group Dividend Value (CGDV, 6.9%). Compared with Q2 2026, it opened 140 new positions, sold out of 67, added to 400 and reduced 371. The biggest buy was Ste STR SPDR PT DW Eu ETF (SPDW, shares +12%) and the biggest sale SS SPDR P S&P 1500 Comp ETF (SPTM, shares −1%).

Most Recent 13F
Q3 2026
Location
EAST DUNDEE, IL
CIK
0002157919
Portfolio Value
$481.8M (Q3 2026)
SEC Filing
0002157919-26-000001 ↗ filed Oct 16, 2026

Holdings 1,281 stocks · $481.8M
CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET 9.14% 989,778 $44.0M Add +3.0%
SPYG SS SPDR P S&P 500 Growth ETF 7.30% 285,674 $35.2M Add +6.3%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 6.94% 684,141 $33.4M Add +1.9%
SPDW Ste STR SPDR PT DW Eu ETF 6.25% 599,947 $30.1M Add +11.8%
SPTM SS SPDR P S&P 1500 Comp ETF 5.30% 277,223 $25.5M Reduce -1.1%
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT 5.13% 721,014 $24.7M Add +5.6%
BRK.A Berkshire Hathaway Inc. Class A 5.12% 33 $24.7M No change
SPMD SS SPDR P S&P 400 Midcap ETF 3.73% 285,264 $18.0M Add +8.8%
SPY SS SPDR S&P 500 ETF Trust-US 3.42% 21,590 $16.5M Add +0.2%
TDVG T Rowe Price Dividend Growth 3.40% 339,643 $16.4M Add +1.7%
CGGR Cap Group Growth Equity 2.90% 294,628 $14.0M Add +13.1%
DFAS Dimensional US Small Cap ETF 2.83% 175,804 $13.6M Add +8.0%
TCAF T Rowe PRC Cap Appreciation 2.64% 301,315 $12.7M Reduce -0.3%
TCHP T Rowe Price Blue Chip Growt 2.27% 212,492 $10.9M Add +3.0%
RDVY First Trust Rising Dividend 2.25% 138,256 $10.8M Add +24.5%
JNJ Johnson & Johnson 1.34% 24,318 $6.4M Add +0.8%
QQQ Invesco QQQ Trust Series 1 1.33% 8,668 $6.4M Add +0.2%
RDVI FT Vest Rising Dividend Achi 1.25% 215,807 $6.0M Add +37.5%
SPSM SS SPDR P S&P 600 Small Cap 1.24% 113,137 $6.0M Reduce -0.1%
SPEM State Street SP PTF Em ETF 1.23% 114,394 $5.9M Add +6.2%
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT 1.22% 147,156 $5.9M Add +2.5%
AIRR First Trust Rba American Ind 0.95% 44,194 $4.6M Add +0.3%
MDY State Street SPDR S&P Midcap 0.93% 6,832 $4.5M Add +0.2%
SPYV SS SPDR P S&P 500 Value ETF 0.69% 54,709 $3.3M Add +33.0%
COWZ Pacer US Cash Cows 100 ETF 0.67% 48,381 $3.2M Add +14.9%
TGRW T Rowe Price Growth Stock Et 0.59% 58,948 $2.9M Reduce -0.1%
POCT Innovator U.S. Equity Power 0.58% 57,933 $2.8M Reduce -6.9%
AAPL Apple Inc. 0.55% 8,004 $2.7M Add +4.8%
TEQI T Rowe Price Equity Income E 0.55% 52,615 $2.7M Reduce -2.7%
AZO AutoZone Inc. 0.55% 935 $2.6M Add +0.2%
TMSL T.rowe PRC Small-Mid Cap ETF 0.55% 64,808 $2.6M Add +48.0%
BRK.B Berkshire Hathaway Inc. Class B 0.49% 4,769 $2.4M Add +0.8%
AVUV Avantis US Small Cap Value 0.47% 19,319 $2.3M Add +7.5%
PJUL Innovator U.S. Equity Power 0.46% 44,330 $2.2M Add +7.9%
PMAY Innovator U.S. Equity Power 0.42% 48,015 $2.0M No change
NVDA Nvidia Corp. 0.41% 8,675 $2.0M Add +3.8%
MSFT Microsoft Corp. 0.41% 3,834 $2.0M Add +10.7%
GRID First TRST Nasd Class Edg Sgiif 0.41% 11,039 $2.0M No change
GOOG Alphabet Inc. Class C 0.41% 5,732 $2.0M Add +23.8%
FTNT Fortinet Inc. 0.38% 10,334 $1.8M Reduce -0.0%
CNH CNH Industrial NV 0.35% 130,081 $1.7M Reduce -0.0%
ALV Autoliv Inc. 0.32% 13,746 $1.5M Add +0.7%
MISL First Trust Indxx Aero & Def 0.28% 31,871 $1.3M No change
PJAN Innovator U.S. Equity Power 0.27% 25,968 $1.3M No change
SPYD SS SPDR P S&P 500 Hi Div ETF 0.26% 27,148 $1.2M No change
PDEC Innovator U.S. Equity Power 0.25% 25,634 $1.2M Reduce -3.0%
PNOV Innovator U.S. Equity Power 0.25% 26,454 $1.2M Reduce -3.2%
BOXX Alpha Architect 1-3 MNTH Box 0.24% 9,944 $1.2M Reduce -13.8%
CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED 0.23% 30,119 $1.1M Add +8.5%
GOOGL Alphabet Inc. Class A 0.23% 3,190 $1.1M Add +1.1%
BNY Bank of New York Mellon Corp. 0.23% 7,575 $1.1M Add +0.4%
PMAR Innovator U.S. Equity Power 0.22% 22,135 $1.1M No change
SGOV iShares 0-3 Month Treasury B 0.22% 10,444 $1.1M Add +103.6%
CSCO Cisco Systems Inc. 0.20% 9,114 $981K Add +1.0%
PJUN Innovator U.S. Equity Power 0.20% 21,686 $954K Add +3.9%
AMZN Amazon.com Inc. 0.18% 3,442 $858K Add +0.8%
PSEP Innovator U.S. Equity Power 0.18% 18,218 $854K Reduce -19.2%
PFEB Innovator U.S. Equity Power 0.16% 17,213 $758K No change
ADP Automatic Data Processing 0.14% 2,568 $663K Reduce -0.0%
DFAI Dimensional International Co. 0.14% 15,747 $652K Add +43.0%
AIT Applied Industrial Tech Inc. 0.13% 1,870 $621K Add +0.2%
TTE Totalenergies SE 0.13% 7,081 $605K Reduce -4.8%
MFSI MFS Active International 0.12% 17,857 $583K Reduce -27.1%
XOM Exxonmobil Holdings Corp. 0.12% 3,453 $562K New
AVGO Broadcom Inc. 0.11% 1,572 $552K Add +7.1%
SDVD FT Vest Smid Rising Dividend 0.11% 24,617 $531K Add +1.2%
UNP Union Pacific Corp. 0.11% 1,931 $525K Add +0.4%
META Meta Platforms Inc. Class A 0.11% 718 $521K Add +9.1%
PAUG Innovator U.S. Equity Power 0.10% 10,807 $504K Add +13.5%
FTSM First Trust Enh Short Mat FD 0.10% 8,313 $495K Add +0.8%
IVV iShares Core S&P 500 ETF 0.10% 640 $490K Add +50.9%
NVS Novartis AG-Sponsored ADR 0.10% 3,273 $467K Reduce -8.1%
TOUS T Rowe PRC International Eq 0.10% 12,137 $466K Add +31.7%
JPM JPMorgan Chase & Co. 0.10% 1,394 $461K Add +5.3%
KOF Coca-Cola Femsa Sab-SP ADR 0.09% 4,120 $445K No change
FV First Trust DW Focus 5 Fund 0.09% 5,658 $415K No change
FDL First Trust Morn DVD Lead Inc. 0.08% 8,319 $409K Reduce -0.3%
EMR Emerson Electric Co. 0.08% 2,610 $405K Add +0.6%
PAPR Innovator U.S. Equity Power 0.08% 9,200 $397K No change
MU Micron Technology Inc. 0.08% 368 $392K Add +2.5%
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV 0.08% 212 $384K Add +3.9%
PLTR Palantir Technologies Inc. Class A 0.08% 1,955 $366K Reduce -3.0%
SPYM Ste STR SPDR PT S&P 500 ETF 0.08% 4,054 $364K Add +3.2%
ON On Semiconductor 0.07% 4,674 $359K Reduce -0.1%
RODM Hartford Multifact Dev MRKT 0.07% 8,526 $347K No change
IAPR Innovator International Deve 0.07% 10,326 $346K No change
UL Unilever PLC-Sponsored ADR 0.07% 5,589 $339K Add +5.6%
AMD Advanced Micro Devices 0.07% 551 $337K Add +3.8%
TSLA Tesla Inc. 0.07% 938 $333K Add +3.5%
LLY Eli Lilly & Co. 0.07% 287 $332K Add +2.5%
ETN Eaton Corp. PLC 0.07% 735 $316K Add +0.6%
ABBV Abbvie Inc. 0.06% 1,192 $312K Add +3.5%
MMM 3M Co. 0.06% 1,831 $301K Add +1.3%
V Visa Inc. Class A 0.06% 754 $271K Add +1.8%
SDVY First Trust Smid Cap Rising 0.06% 6,674 $271K Add +28.0%
AXP American Express Co. 0.05% 833 $253K Reduce -3.5%
TCAL T Rowe Pre CPT Apr PR in ETF 0.05% 11,594 $253K Reduce -65.8%
IJUL Innovator International Deve 0.05% 6,906 $250K No change
ABT Abbott Laboratories 0.05% 2,512 $248K Add +265.6%
BFRZ Innovator Eq MNG 100 BFR ETF 0.05% 8,989 $243K Reduce -11.0%

Show all 1,281 holdings

Portfolio Sells Q2 2026 → Q3 2026
SPTM SS SPDR P S&P 1500 Comp ETF Reduce -1.1% 5.30% −0.20
SPSM SS SPDR P S&P 600 Small Cap Reduce -0.1% 1.24% −0.17
TCAL T Rowe Pre CPT Apr PR in ETF Reduce -65.8% 0.05% −0.11
XOM Exxon Mobil Corp. Sold out 0.00% −0.09
MFSG MFS Active Growth Reduce -74.5% 0.02% −0.06
MFSI MFS Active International Reduce -27.1% 0.12% −0.05
POCT Innovator U.S. Equity Power Reduce -6.9% 0.58% −0.05
BOXX Alpha Architect 1-3 MNTH Box Reduce -13.8% 0.24% −0.05
PSEP Innovator U.S. Equity Power Reduce -19.2% 0.18% −0.05
TCAF T Rowe PRC Cap Appreciation Reduce -0.3% 2.64% −0.04
TEQI T Rowe Price Equity Income E Reduce -2.7% 0.55% −0.04
NVS Novartis AG-Sponsored ADR Reduce -8.1% 0.10% −0.02
ON On Semiconductor Reduce -0.1% 0.07% −0.02
MCD McDonald's Corp. Reduce -28.6% 0.02% −0.02
TGRW T Rowe Price Growth Stock Et Reduce -0.1% 0.59% −0.02
LRCX Lam Research Corp. Reduce -2.1% 0.03% −0.01
PNOV Innovator U.S. Equity Power Reduce -3.2% 0.25% −0.01
PDEC Innovator U.S. Equity Power Reduce -3.0% 0.25% −0.01
AXP American Express Co. Reduce -3.5% 0.05% −0.01
WEC WEC Energy Group Inc. Reduce -2.6% 0.04% −0.01
SYK Stryker Corp. Reduce -60.6% 0.00% −0.01
IBM Intl Business Machines Corp. Reduce -14.4% 0.02% −0.01
BFRZ Innovator Eq MNG 100 BFR ETF Reduce -11.0% 0.05% −0.01
COST Costco Wholesale Corp. Reduce -15.8% 0.03% −0.01
WMT Walmart Inc. Reduce -12.1% 0.03% −0.01
IJH iShares Core S&P Midcap ETF Reduce -3.5% 0.05% −0.01
CDNS Cadence Design SYS Inc. Reduce -71.4% 0.00% −0.01
HD Home Depot Inc. Reduce -20.5% 0.01% −0.01
SNDK Sandisk Corp. Reduce -2.1% 0.02% −0.01
TEVA Teva Pharmaceutical-SP ADR Sold out 0.00% −0.01
WDC Western Digital Corp. Reduce -5.2% 0.01% −0.01
BA The Boeing Co. Reduce -38.2% 0.01% −0.01
NVO Novo-Nordisk A/S-Spons ADR Reduce -9.2% 0.01% −0.01
TDG Transdigm Group Inc. Reduce -94.4% 0.00% −0.01
FER Ferrovial NV Reduce -99.7% 0.00% −0.00
HWM Howmet Aerospace Inc. Reduce -23.1% 0.01% −0.00
OKE Oneok Inc. Sold out 0.00% −0.00
COO The Cooper Cos Inc. Reduce -97.9% 0.00% −0.00
TMUS T-Mobile US Inc. Reduce -46.5% 0.00% −0.00
AEP American Electric Power Reduce -6.3% 0.02% −0.00
RCL Royal Caribbean Cruises Ltd. Reduce -72.5% 0.00% −0.00
CMI Cummins Inc. Reduce -27.8% 0.00% −0.00
SO The Southern Co. Reduce -7.2% 0.01% −0.00
DOV Dover Corp. Reduce -84.8% 0.00% −0.00
SBUX Starbucks Corp. Reduce -1.5% 0.03% −0.00
TTD Trade Desk Inc./the Class A Reduce -11.9% 0.01% −0.00
ESLT Elbit Systems Ltd. Sold out 0.00% −0.00
WY Weyerhaeuser Co. Reduce -82.0% 0.00% −0.00
CMS CMS Energy Corp. Reduce -60.7% 0.00% −0.00
RIO Rio Tinto PLC-Spon ADR Reduce -10.7% 0.02% −0.00

Portfolio Buys Q2 2026 → Q3 2026
SPDW Ste STR SPDR PT DW Eu ETF Add +11.8% 6.25% +0.41
SPYG SS SPDR P S&P 500 Growth ETF Add +6.3% 7.30% +0.40
RDVY First Trust Rising Dividend Add +24.5% 2.25% +0.30
RDVI FT Vest Rising Dividend Achi Add +37.5% 1.25% +0.25
CGGR Cap Group Growth Equity Add +13.1% 2.90% +0.25
SPYV SS SPDR P S&P 500 Value ETF Add +33.0% 0.69% +0.15
TMSL T.rowe PRC Small-Mid Cap ETF Add +48.0% 0.55% +0.13
MSFT Microsoft Corp. Add +10.7% 0.41% +0.13
XOM Exxonmobil Holdings Corp. New 0.12% +0.12
SGOV iShares 0-3 Month Treasury B Add +103.6% 0.22% +0.11
COWZ Pacer US Cash Cows 100 ETF Add +14.9% 0.67% +0.10
AAPL Apple Inc. Add +4.8% 0.55% +0.08
GOOG Alphabet Inc. Class C Add +23.8% 0.41% +0.05
NVDA Nvidia Corp. Add +3.8% 0.41% +0.05
ABT Abbott Laboratories Add +265.6% 0.05% +0.04
DFAI Dimensional International Co. Add +43.0% 0.14% +0.04
TCHP T Rowe Price Blue Chip Growt Add +3.0% 2.27% +0.04
IVV iShares Core S&P 500 ETF Add +50.9% 0.10% +0.03
CGXU Cap Group Intl Focus Add +5.6% 5.13% +0.03
FTHI Fthi/First Trust Exchange-TR New 0.03% +0.03
META Meta Platforms Inc. Class A Add +9.1% 0.11% +0.03
CGMM Cap Group Small and Mid Cap New 0.03% +0.03
FTCS First Trust Capital Strength New 0.03% +0.03
PJUL Innovator U.S. Equity Power Add +7.9% 0.46% +0.02
SPEM State Street SP PTF Em ETF Add +6.2% 1.23% +0.02
TOUS T Rowe PRC International Eq Add +31.7% 0.10% +0.02
VYM Vanguard High DVD Yield ETF Add +734.3% 0.02% +0.02
ORCL Oracle Corp. Add +66.5% 0.05% +0.02
PALC Pacer Lunt LRG Cap Multi-Fac New 0.01% +0.01
JNJ Johnson & Johnson Add +0.8% 1.34% +0.01
SAP Sap SE-Sponsored ADR Add +45.4% 0.02% +0.01
IWS iShares Russell Mid-Cap Valu New 0.01% +0.01
PAUG Innovator U.S. Equity Power Add +13.5% 0.10% +0.01
T AT&T Inc. Add +91.8% 0.02% +0.01
SHEL Shell PLC-ADR Add +34.7% 0.03% +0.01
CGIC Cap Group Intl Core Eq New 0.01% +0.01
SDVY First Trust Smid Cap Rising Add +28.0% 0.06% +0.01
CGNG Cap Group New Geography Eq New 0.01% +0.01
DTD Wisdomtree US Total Dividend New 0.01% +0.01
MA Mastercard Inc. Class A Add +12.2% 0.04% +0.01
VB Vanguard Most SM-Cap ETF-Usd New 0.01% +0.01
CRWD CrowdStrike Holdings Inc. Class A Add +2.5% 0.02% +0.01
TEVA Teva Pharmaceutical Ind Ltd. New 0.01% +0.01
INTU Intuit Inc. Add +350.0% 0.01% +0.00
CPRT Copart Inc. Add +1323.8% 0.01% +0.00
SCHX Schwab US Large-Cap ETF Add +29.0% 0.02% +0.00
ICE Intercontinental Exchange Inc. Add +143.0% 0.01% +0.00
PG The Procter & Gamble Co. Add +33.5% 0.02% +0.00
NFLX Netflix Inc. Add +31.3% 0.02% +0.00
KO The Coca-Cola Co. Add +15.3% 0.03% +0.00

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q3 2026 1,281$481.8MCGUS, SPYG, CGDV, SPDW, SPTM