Janney Montgomery Scott LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 27, 2025), Janney Montgomery Scott LLC reported 2,839 stock positions worth $42.2 billion. Its top holding was Apple (AAPL) at 2.8% of the portfolio, followed by Microsoft (MSFT, 2.6%) and Nvidia (NVDA, 2.0%). Compared with Q2 2025, it opened 303 new positions, sold out of 151, added to 1,344 and reduced 1,106. The biggest buy was a new position in Alphabet Class C (GOOG) and the biggest sale iShares Expanded Tech-Softwa (IGV, shares −86%).
- Most Recent 13F
- Q2 2026
- Location
- PHILADELPHIA, PA
- CIK
- 0001329948
- Portfolio Value
- $42.2B (Q3 2025)
- SEC Filing
- 0001329948-25-000015 ↗ filed Oct 27, 2025
Holdings Value
Holdings 2,839 stocks · $42.2B
| AAPL Apple Inc. | 2.77% | 4,585,290 | $1.2B | Reduce -0.2% |
| MSFT Microsoft Corp. | 2.60% | 2,113,804 | $1.1B | Add +0.2% |
| NVDA Nvidia Corp. | 1.99% | 4,500,474 | $839.7M | Add +2.6% |
| IVV iShares Core S&P 500 ETF | 1.90% | 1,198,993 | $802.5M | Reduce -5.3% |
| XLK SS Technology Select Sector | 1.59% | 2,378,503 | $670.4M | Reduce -15.0% |
| AMZN Amazon.com Inc. | 1.37% | 2,636,276 | $578.8M | Add +1.3% |
| AVGO Broadcom Inc. | 1.34% | 1,707,758 | $563.4M | Reduce -3.2% |
| QQQ Invesco QQQ Trust Series 1 | 1.30% | 912,369 | $547.8M | Add +2.0% |
| JPM JPMorgan Chase & Co. | 1.27% | 1,702,375 | $537.0M | Reduce -0.7% |
| GOOGL Alphabet Inc. Class A | 1.06% | 1,842,397 | $447.9M | Reduce -0.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.02% | 645,174 | $429.8M | Reduce -0.3% |
| XLC SS Comm Select Sector SPDR | 0.97% | 3,448,433 | $408.2M | Reduce -4.7% |
| BBUS JPMorgan Betabuilders US Equ | 0.94% | 3,289,691 | $396.9M | Add +5.4% |
| XLF SS Financial Select Sector | 0.94% | 7,362,536 | $396.6M | Reduce -0.1% |
| XLV SS Health Care Select Sector | 0.85% | 2,575,061 | $358.4M | Reduce -21.7% |
| IWF iShares Russell 1000 Growth | 0.85% | 763,352 | $357.6M | Reduce -1.5% |
| META Meta Platforms Inc. Class A | 0.82% | 472,689 | $347.1M | Add +3.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.81% | 7,287,331 | $340.4M | Reduce -12.0% |
| GOOG Alphabet Inc. Class C | 0.77% | 1,334,645 | $325.1M | New |
| XLY SS Consumer Disc Select Sect | 0.69% | 1,214,475 | $291.0M | Reduce -6.5% |
| VEU Vanguard Ftse All-World Ex-U | 0.68% | 4,046,680 | $288.8M | Reduce -3.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.66% | 4,708,787 | $278.8M | Add +16.9% |
| V Visa Inc. Class A | 0.64% | 789,297 | $269.4M | Add +2.4% |
| QUAL iShares MSCI USA Quality Fac | 0.62% | 1,349,891 | $262.6M | Reduce -13.9% |
| VYM Vanguard High DVD Yield ETF | 0.62% | 1,852,559 | $261.1M | Add +0.8% |
| IVW iShares S&P 500 Growth ETF | 0.62% | 2,151,752 | $259.8M | Reduce -4.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.60% | 501,040 | $251.9M | Add +2.9% |
| JNJ Johnson & Johnson | 0.58% | 1,321,032 | $244.9M | Add +2.2% |
| VOO Vanguard S&P 500 ETF | 0.57% | 395,016 | $241.9M | Reduce -0.1% |
| IGM iShares Expanded Tech Sector | 0.57% | 1,914,312 | $241.1M | Add +915.2% |
| WMT Walmart Inc. | 0.57% | 2,323,142 | $239.4M | Add +1.8% |
| LLY Eli Lilly & Co. | 0.56% | 309,267 | $236.0M | Reduce -3.7% |
| XLP SS Consumer Staples Sel Sect | 0.53% | 2,854,844 | $223.7M | Add +4.9% |
| ABBV Abbvie Inc. | 0.53% | 960,158 | $222.3M | Add +2.3% |
| IVE iShares S&P 500 Value ETF | 0.52% | 1,065,301 | $220.0M | Add +5.8% |
| VEA Vanguard Ftse Developed ETF | 0.51% | 3,599,964 | $215.7M | Reduce -0.3% |
| IEI iShares 3-7 Year Treasury Bo | 0.51% | 1,786,726 | $213.5M | Add +13.8% |
| IEMG iShares Core MSCI Emerging | 0.50% | 3,196,286 | $210.7M | Add +19.8% |
| EFV iShares MSCI Eafe Value ETF | 0.50% | 3,105,752 | $210.7M | Reduce -7.1% |
| VGT Vanguard Info Tech ETF | 0.48% | 269,737 | $201.4M | Add +9.6% |
| VONG Vanguard Russell 1000 Growth | 0.46% | 1,610,070 | $194.0M | Reduce -1.5% |
| CVX Chevron Corp. | 0.46% | 1,236,003 | $191.9M | Add +2.5% |
| OEF iShares S&P 100 ETF | 0.45% | 564,984 | $188.0M | Add +91.3% |
| XOM Exxon Mobil Corp. | 0.43% | 1,618,022 | $182.4M | Add +1.9% |
| HD Home Depot Inc. | 0.42% | 435,948 | $176.6M | Add +0.2% |
| ETN Eaton Corp. PLC | 0.41% | 466,333 | $174.5M | Reduce -2.6% |
| MA Mastercard Inc. Class A | 0.41% | 300,269 | $170.8M | Reduce -0.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.40% | 599,573 | $169.2M | Reduce -0.6% |
| VPL Vanguard Ftse Pacific ETF | 0.39% | 1,882,708 | $165.4M | Reduce -5.6% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.39% | 2,049,993 | $163.9M | Add +10.7% |
| PG The Procter & Gamble Co. | 0.39% | 1,059,977 | $162.9M | Add +1.0% |
| TLH iShares 10-20 Year Treasury | 0.38% | 1,543,576 | $159.0M | Add +14.9% |
| MRK Merck & Co. Inc. | 0.37% | 1,851,047 | $155.4M | Add +0.4% |
| JEPI JPMorgan Equity Premium Inco | 0.36% | 2,656,498 | $151.7M | Add +2.1% |
| EEMA iShares MSCI Emerg MRKT Asia | 0.35% | 1,626,543 | $149.2M | Reduce -3.5% |
| VONV Vanguard Russell 1000 Value | 0.35% | 1,633,236 | $146.0M | Add +2.3% |
| TSLA Tesla Inc. | 0.34% | 320,508 | $142.5M | Add +1.6% |
| JGRO JPMorgan Active Growth ETF | 0.33% | 1,500,566 | $140.7M | Add +0.9% |
| RSP Invesco S&P 500 Equal Weight | 0.33% | 734,169 | $139.3M | Reduce -7.7% |
| RTX RTX Corp. | 0.32% | 813,006 | $136.0M | Reduce -2.8% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.32% | 1,530,438 | $133.5M | Add +615.3% |
| CSCO Cisco Systems Inc. | 0.31% | 1,918,891 | $131.3M | Add +3.0% |
| TLT iShares 20+ Year Treasury BD | 0.31% | 1,466,931 | $131.1M | Add +27.8% |
| IXUS iShares Core Intl Stock ETF | 0.31% | 1,561,395 | $128.9M | Add +0.1% |
| JIRE JPMorgan Int Res Enh Eqty | 0.30% | 1,731,288 | $127.3M | Add +38.3% |
| PEP Pepsico Inc. | 0.30% | 906,185 | $127.3M | Add +4.9% |
| JCPB JPMorgan Core Plus Bond ETF | 0.30% | 2,656,839 | $126.3M | Add +9.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.30% | 1,433,727 | $125.2M | Reduce -3.7% |
| MBB iShares MBS ETF | 0.29% | 1,303,371 | $124.0M | Add +6.6% |
| CMCSA Comcast Corp. Class A | 0.29% | 3,926,746 | $123.4M | Add +0.4% |
| AGG iShares Core U.S. Aggregate | 0.29% | 1,226,174 | $122.9M | Add +15.2% |
| NEE Nextera Energy Inc. | 0.29% | 1,595,114 | $120.4M | Add +3.7% |
| VIG Vanguard Dividend Apprec ETF | 0.28% | 555,832 | $119.9M | Add +1.6% |
| MDT Medtronic PLC | 0.28% | 1,232,379 | $117.4M | Add +1.4% |
| PNC PNC Financial Services Group | 0.28% | 580,508 | $116.6M | Add +0.9% |
| COST Costco Wholesale Corp. | 0.28% | 125,736 | $116.4M | Add +4.7% |
| CAT Caterpillar Inc. | 0.27% | 242,597 | $115.8M | Reduce -1.1% |
| BLK BlackRock Inc. | 0.27% | 98,884 | $115.3M | Reduce -1.6% |
| ORCL Oracle Corp. | 0.27% | 407,303 | $114.5M | Add +3.3% |
| BX Blackstone Inc. | 0.27% | 662,466 | $113.2M | Add +2.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.27% | 385,285 | $113.2M | Add +7.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.27% | 2,685,955 | $112.9M | Add +15.1% |
| MCD McDonald's Corp. | 0.27% | 370,543 | $112.6M | Add +1.0% |
| QCOM Qualcomm Inc. | 0.27% | 671,865 | $111.8M | Add +2.4% |
| AMGN Amgen Inc. | 0.26% | 390,431 | $110.2M | Add +0.9% |
| UBER Uber Technologies Inc. | 0.26% | 1,101,756 | $107.9M | Reduce -2.5% |
| JAVA JPMorgan Active Value ETF | 0.26% | 1,559,314 | $107.5M | Add +5.5% |
| MTUM iShares MSCI USA Momentum Fa | 0.25% | 417,834 | $107.2M | Reduce -3.7% |
| IEF iShares 7-10 Year Treasury B | 0.25% | 1,104,632 | $106.6M | Add +11.5% |
| BAI Ishrs AI in and Tech Act ETF | 0.25% | 3,069,273 | $104.8M | Add +269.0% |
| NFLX Netflix Inc. | 0.25% | 87,424 | $104.8M | Add +5.7% |
| VCIT Vanguard Int-Term Corporate | 0.24% | 1,221,727 | $102.8M | Add +11.0% |
| KO The Coca-Cola Co. | 0.24% | 1,548,368 | $102.7M | Add +1.6% |
| TSM Taiwan Semiconductor-SP ADR | 0.24% | 359,133 | $100.3M | Reduce -0.3% |
| IWR iShares Russell Mid-Cap ETF | 0.24% | 1,034,929 | $99.9M | Reduce -0.8% |
| IAU iShares Gold Trust | 0.24% | 1,370,803 | $99.8M | Add +28.5% |
| RDVY First Trust Rising Dividend | 0.23% | 1,445,301 | $97.2M | Add +7.5% |
| HDV iShares Core High Dividend E | 0.23% | 790,501 | $96.8M | Add +1.5% |
| VWO Vanguard Ftse Emerging Marke | 0.23% | 1,753,702 | $95.0M | Add +2.7% |
| THRO iShares U.S. Thematic Rotati | 0.22% | 2,479,443 | $93.9M | Add +42.4% |
Other holdings (13): bonds, preferreds, convertibles and warrants · $17.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 59,614 | $3.5M | Reduce -8.9% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,457 | $3.0M | Reduce -0.4% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 49,347 | $2.4M | Add +4.0% |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 34,530 | $2.1M | Add +1.5% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 73,564 | $1.9M | Add +4.8% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 39,408 | $1.2M | Add +0.0% |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 279,670 | $1.0M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 778 | $996K | Reduce -9.1% |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 52,371 | $851K | Add +0.9% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 23,862 | $602K | Reduce -0.5% |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 59,261 | $5K | Add +0.3% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 16,088 | $1K | Add +19.2% |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | 31,245 | $0 | Reduce -15.8% |
Total filed on the 13F, all lines: $42.2B.
Portfolio Sells Q2 2025 → Q3 2025
| IGV iShares Expanded Tech-Softwa | Reduce -86.4% | 0.07% | −0.46 |
| XLV SS Health Care Select Sector | Reduce -21.7% | 0.85% | −0.31 |
| XLK SS Technology Select Sector | Reduce -15.0% | 1.59% | −0.26 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -77.7% | 0.06% | −0.22 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -12.0% | 0.81% | −0.19 |
| IYW iShares Ustechnology ETF | Reduce -65.8% | 0.10% | −0.19 |
| IVV iShares Core S&P 500 ETF | Reduce -5.3% | 1.90% | −0.15 |
| BBIN JPM Betabuilders Intl Eqty | Sold out | 0.00% | −0.13 |
| QUAL iShares MSCI USA Quality Fac | Reduce -13.9% | 0.62% | −0.13 |
| LLY Eli Lilly & Co. | Reduce -3.7% | 0.56% | −0.10 |
| XLF SS Financial Select Sector | Reduce -0.1% | 0.94% | −0.07 |
| IBM Intl Business Machines Corp. | Reduce -0.6% | 0.40% | −0.06 |
| XLC SS Comm Select Sector SPDR | Reduce -4.7% | 0.97% | −0.06 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -43.0% | 0.07% | −0.06 |
| EFV iShares MSCI Eafe Value ETF | Reduce -7.1% | 0.50% | −0.06 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -3.5% | 0.68% | −0.05 |
| CRM Salesforce Inc. | Reduce -7.3% | 0.14% | −0.05 |
| VSS Vanguard Ftse All Wo X-US SC | Reduce -78.7% | 0.01% | −0.05 |
| XLY SS Consumer Disc Select Sect | Reduce -6.5% | 0.69% | −0.05 |
| RSP Invesco S&P 500 Equal Weight | Reduce -7.7% | 0.33% | −0.05 |
| KVUE Kenvue Inc. | Reduce -47.0% | 0.03% | −0.05 |
| JGLO JPMorgan GLBL SLCT Eq ETF | Reduce -22.7% | 0.13% | −0.05 |
| VHT Vanguard Health Care ETF | Reduce -23.0% | 0.12% | −0.04 |
| UPS United Parcel Service Class B | Reduce -5.0% | 0.11% | −0.04 |
| CMG Chipotle Mexican Grill Inc. | Reduce -35.2% | 0.03% | −0.04 |
| NOW ServiceNow Inc. | Reduce -7.1% | 0.12% | −0.04 |
| PJUL Innovator U.S. Equity Power | Reduce -54.1% | 0.03% | −0.04 |
| MA Mastercard Inc. Class A | Reduce -0.2% | 0.41% | −0.04 |
| VPL Vanguard Ftse Pacific ETF | Reduce -5.6% | 0.39% | −0.04 |
| KMB Kimberly-Clark Corp. | Reduce -27.1% | 0.06% | −0.03 |
| ETN Eaton Corp. PLC | Reduce -2.6% | 0.41% | −0.03 |
| HON Honeywell International Inc. | Reduce -0.8% | 0.14% | −0.03 |
| APD Air Products & Chemicals Inc. | Reduce -2.2% | 0.20% | −0.03 |
| STZ Constellation Brands Inc. Class A | Reduce -38.0% | 0.03% | −0.03 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -16.1% | 0.12% | −0.03 |
| IVW iShares S&P 500 Growth ETF | Reduce -4.1% | 0.62% | −0.03 |
| HES Hess Corp. | Sold out | 0.00% | −0.03 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -3.7% | 0.30% | −0.03 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -18.3% | 0.12% | −0.03 |
| EMR Emerson Electric Co. | Reduce -1.3% | 0.20% | −0.03 |
| SDY SS SPDR S&P Dividend ETF | Reduce -5.8% | 0.20% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -0.7% | 1.27% | −0.03 |
| VEA Vanguard Ftse Developed ETF | Reduce -0.3% | 0.51% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.3% | 1.02% | −0.03 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -21.1% | 0.08% | −0.03 |
| ACN Accenture PLC Class A | Reduce -16.5% | 0.04% | −0.03 |
| T AT&T Inc. | Reduce -3.3% | 0.14% | −0.02 |
| TXN Texas Instruments Inc. | Reduce -0.9% | 0.09% | −0.02 |
| KMI Kinder Morgan Inc. | Reduce -8.5% | 0.09% | −0.02 |
| MLN Vaneck Long Muni ETF | Reduce -97.4% | 0.00% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| GOOG Alphabet Inc. Class C | New | 0.77% | +0.77 |
| IGM iShares Expanded Tech Sector | Add +915.2% | 0.57% | +0.52 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +615.3% | 0.32% | +0.27 |
| OEF iShares S&P 100 ETF | Add +91.3% | 0.45% | +0.21 |
| BAI Ishrs AI in and Tech Act ETF | Add +269.0% | 0.25% | +0.19 |
| NVDA Nvidia Corp. | Add +2.6% | 1.99% | +0.18 |
| PFE Pfizer Inc. | New | 0.12% | +0.12 |
| ITA iShares U.S. Aerospace & Def | Add +389.8% | 0.13% | +0.11 |
| JPST JPMorgan Ultra-Short Income | New | 0.10% | +0.10 |
| FLXR TCW Flexible Income ETF | New | 0.09% | +0.09 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +16.9% | 0.66% | +0.09 |
| O Realty Income Corp. | New | 0.08% | +0.08 |
| BDX Becton Dickinson and Co. | New | 0.08% | +0.08 |
| IEMG iShares Core MSCI Emerging | Add +19.8% | 0.50% | +0.08 |
| TSLA Tesla Inc. | Add +1.6% | 0.34% | +0.08 |
| ABBV Abbvie Inc. | Add +2.3% | 0.53% | +0.07 |
| JIRE JPMorgan Int Res Enh Eqty | Add +38.3% | 0.30% | +0.07 |
| JNJ Johnson & Johnson | Add +2.2% | 0.58% | +0.06 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | New | 0.06% | +0.06 |
| IAU iShares Gold Trust | Add +28.5% | 0.24% | +0.06 |
| THRO iShares U.S. Thematic Rotati | Add +42.4% | 0.22% | +0.06 |
| WFC Wells Fargo & Co. | New | 0.05% | +0.05 |
| DELL Dell Technologies -C | New | 0.05% | +0.05 |
| IVLU iShares MSCI International V | New | 0.05% | +0.05 |
| VGT Vanguard Info Tech ETF | Add +9.6% | 0.48% | +0.05 |
| DFIS Dimensional International SM | New | 0.05% | +0.05 |
| JIVE JPM Interntl Value ETF | Add +172.8% | 0.07% | +0.05 |
| TLT iShares 20+ Year Treasury BD | Add +27.8% | 0.31% | +0.05 |
| ORCL Oracle Corp. | Add +3.3% | 0.27% | +0.05 |
| AVIG Avantis Core Fixed Income | New | 0.04% | +0.04 |
| PLTR Palantir Technologies Inc. Class A | Add +7.2% | 0.19% | +0.04 |
| JIG JPMorgan International Growt | New | 0.04% | +0.04 |
| CGHM Cap Group Muni High-Income | New | 0.04% | +0.04 |
| VOX Vanguard Communication Servi | New | 0.04% | +0.04 |
| MAR Marriott International Class A | New | 0.04% | +0.04 |
| CGGE Cap Group Global Eq | Add +988.9% | 0.04% | +0.04 |
| BUFF Innovator Laddered Allocatio | Add +5980.9% | 0.04% | +0.04 |
| MNST Monster Beverage Corp. | New | 0.04% | +0.04 |
| FHI Federated Hermes Inc. | New | 0.03% | +0.03 |
| COIN Coinbase Global Inc. Class A | Add +129.5% | 0.06% | +0.03 |
| IAGG iShares Intl Aggregate Bond | Add +35.7% | 0.16% | +0.03 |
| BBUS JPMorgan Betabuilders US Equ | Add +5.4% | 0.94% | +0.03 |
| GLW Corning Inc. | Add +0.2% | 0.09% | +0.03 |
| CGDV Cap Group Dividend Value | Add +15.1% | 0.27% | +0.03 |
| LRCX Lam Research Corp. | Add +3.8% | 0.12% | +0.03 |
| VTEL Vanguard LT Tax-Ex Bond | New | 0.03% | +0.03 |
| GJAN FT Vest US Equity Moderate B | New | 0.03% | +0.03 |
| B Barrick Mining Corp. | New | 0.03% | +0.03 |
| IBTM iShares Ibnds Dec 2032 TT | New | 0.03% | +0.03 |
| FDVV Fidelity High Dividend ETF | Add +361.6% | 0.03% | +0.03 |
Notes & Other Activity Q2 2025 → Q3 2025
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Reduce -8.9% | 59,614 | $3.5M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.4% | 2,457 | $3.0M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 70,119 | $2.8Mbefore exit |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | Add +4.0% | 49,347 | $2.4M |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | Add +1.5% | 34,530 | $2.1M |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +4.8% | 73,564 | $1.9M |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | Add +0.0% | 39,408 | $1.2M |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | New | 279,670 | $1.0M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -9.1% | 778 | $996K |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | Add +0.9% | 52,371 | $851K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -0.5% | 23,862 | $602K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Add +0.3% | 59,261 | $5K |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Add +19.2% | 16,088 | $1K |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Reduce -15.8% | 31,245 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,088 | $51.6B | AAPL, IVV, NVDA, XLK, MSFT |
| Q1 2026 | 2,726 | $40.4B | AAPL, IVV, MSFT, NVDA, XLK |
| Q4 2025 | 2,897 | $43.6B | AAPL, MSFT, IVV, NVDA, XLK |
| Q3 2025 | 2,839 | $42.2B | AAPL, MSFT, NVDA, IVV, XLK |
| Q2 2025 | 2,687 | $38.2B | MSFT, AAPL, IVV, XLK, NVDA |
| Q1 2025 | 2,654 | $35.3B | AAPL, IVV, MSFT, XLK, XLV |
| Q4 2024 | 2,669 | $36.1B | AAPL, IVV, MSFT, XLK, NVDA |
| Q3 2024 | 2,641 | $35.8B | AAPL, IVV, MSFT, XLK, NVDA |
| Q2 2024 | 2,589 | $32.8B | AAPL, IVV, MSFT, XLK, NVDA |
| Q1 2024 | 2,700 | $33.6B | IVV, MSFT, AAPL, XLV, XLK |