Janney Montgomery Scott LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 11, 2026), Janney Montgomery Scott LLC reported 2,897 stock positions worth $43.6 billion. Its top holding was Apple (AAPL) at 2.9% of the portfolio, followed by Microsoft (MSFT, 2.3%) and iShares Core S&P 500 ETF (IVV, 2.0%). Compared with Q3 2025, it opened 200 new positions, sold out of 145, added to 1,325 and reduced 1,269. The biggest buy was iShares Biotechnology ETF (IBB, shares +1871%) and the biggest sale SS Consumer Disc Select Sect (XLY, shares −38%).
- Most Recent 13F
- Q2 2026
- Location
- PHILADELPHIA, PA
- CIK
- 0001329948
- Portfolio Value
- $43.6B (Q4 2025)
- SEC Filing
- 0001329948-26-000001 ↗ filed Feb 11, 2026
Holdings Value
Holdings 2,897 stocks · $43.6B
| AAPL Apple Inc. | 2.94% | 4,708,902 | $1.3B | Add +2.7% |
| MSFT Microsoft Corp. | 2.34% | 2,109,055 | $1.0B | Reduce -0.2% |
| IVV iShares Core S&P 500 ETF | 2.01% | 1,277,205 | $874.8M | Add +6.5% |
| NVDA Nvidia Corp. | 1.90% | 4,439,167 | $827.9M | Reduce -1.4% |
| XLK SS Technology Select Sector | 1.47% | 4,443,817 | $639.8M | Reduce -6.6% |
| AMZN Amazon.com Inc. | 1.41% | 2,666,064 | $615.4M | Add +1.1% |
| AVGO Broadcom Inc. | 1.32% | 1,665,724 | $576.5M | Reduce -2.5% |
| GOOGL Alphabet Inc. Class A | 1.27% | 1,768,928 | $553.7M | Reduce -4.0% |
| JPM JPMorgan Chase & Co. | 1.25% | 1,696,703 | $546.7M | Reduce -0.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.19% | 841,143 | $516.7M | Reduce -7.8% |
| XLF SS Financial Select Sector | 1.15% | 9,174,890 | $502.5M | Add +24.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.07% | 683,338 | $466.0M | Add +5.9% |
| BBUS JPMorgan Betabuilders US Equ | 0.96% | 3,382,109 | $417.0M | Add +2.8% |
| GOOG Alphabet Inc. Class C | 0.95% | 1,317,883 | $413.6M | Reduce -1.3% |
| XLC SS Comm Select Sector SPDR | 0.91% | 3,350,960 | $394.5M | Reduce -2.8% |
| XLV SS Health Care Select Sector | 0.85% | 2,379,303 | $368.3M | Reduce -7.6% |
| IWF iShares Russell 1000 Growth | 0.85% | 778,101 | $368.3M | Add +1.9% |
| META Meta Platforms Inc. Class A | 0.81% | 532,903 | $351.8M | Add +12.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.76% | 7,094,873 | $330.2M | Reduce -2.6% |
| IVE iShares S&P 500 Value ETF | 0.72% | 1,470,999 | $312.0M | Add +38.1% |
| VEU Vanguard Ftse All-World Ex-U | 0.68% | 4,038,583 | $297.1M | Reduce -0.2% |
| LLY Eli Lilly & Co. | 0.67% | 271,679 | $292.0M | Reduce -12.2% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.67% | 4,787,660 | $291.1M | Add +1.7% |
| V Visa Inc. Class A | 0.64% | 794,918 | $278.8M | Add +0.7% |
| VYM Vanguard High DVD Yield ETF | 0.63% | 1,913,439 | $274.6M | Add +3.3% |
| IVW iShares S&P 500 Growth ETF | 0.62% | 2,204,622 | $271.7M | Add +2.5% |
| JNJ Johnson & Johnson | 0.61% | 1,290,590 | $267.1M | Reduce -2.3% |
| IEMG iShares Core MSCI Emerging | 0.60% | 3,901,270 | $262.2M | Add +22.1% |
| WMT Walmart Inc. | 0.60% | 2,347,948 | $261.6M | Add +1.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.57% | 497,202 | $249.9M | Reduce -0.8% |
| VOO Vanguard S&P 500 ETF | 0.57% | 395,782 | $248.2M | Add +0.2% |
| ABBV Abbvie Inc. | 0.57% | 1,082,861 | $247.4M | Add +12.8% |
| XLP SS Consumer Staples Sel Sect | 0.54% | 3,012,343 | $234.0M | Add +5.5% |
| IEI iShares 3-7 Year Treasury Bo | 0.52% | 1,885,917 | $225.1M | Add +5.5% |
| VEA Vanguard Ftse Developed ETF | 0.51% | 3,579,131 | $223.6M | Reduce -0.6% |
| VGT Vanguard Info Tech ETF | 0.48% | 277,215 | $209.0M | Add +2.8% |
| OEF iShares S&P 100 ETF | 0.45% | 568,340 | $194.9M | Add +0.6% |
| XOM Exxon Mobil Corp. | 0.44% | 1,607,565 | $193.5M | Reduce -0.7% |
| EFV iShares MSCI Eafe Value ETF | 0.44% | 2,701,166 | $192.9M | Reduce -13.0% |
| VONG Vanguard Russell 1000 Growth | 0.44% | 1,583,087 | $192.7M | Reduce -1.7% |
| MRK Merck & Co. Inc. | 0.44% | 1,812,552 | $190.8M | Reduce -2.1% |
| IJR iShares Core S&P Small-Cap E | 0.43% | 1,555,996 | $187.0M | Add +99.8% |
| XLY SS Consumer Disc Select Sect | 0.41% | 1,512,057 | $180.6M | Reduce -37.8% |
| CVX Chevron Corp. | 0.41% | 1,171,663 | $178.6M | Reduce -5.2% |
| MA Mastercard Inc. Class A | 0.39% | 300,830 | $171.7M | Add +0.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.39% | 568,548 | $168.4M | Reduce -5.2% |
| QUAL iShares MSCI USA Quality Fac | 0.39% | 846,687 | $168.2M | Reduce -37.3% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.38% | 2,100,506 | $167.5M | Add +2.5% |
| VPL Vanguard Ftse Pacific ETF | 0.38% | 1,840,315 | $166.4M | Reduce -2.3% |
| HD Home Depot Inc. | 0.36% | 451,541 | $155.4M | Add +3.6% |
| JEPI JPMorgan Equity Premium Inco | 0.35% | 2,692,604 | $154.1M | Add +1.4% |
| VONV Vanguard Russell 1000 Value | 0.35% | 1,657,907 | $153.0M | Add +1.5% |
| PG The Procter & Gamble Co. | 0.34% | 1,046,631 | $150.0M | Reduce -1.3% |
| CSCO Cisco Systems Inc. | 0.34% | 1,923,539 | $148.2M | Add +0.2% |
| JGRO JPMorgan Active Growth ETF | 0.34% | 1,590,617 | $147.6M | Add +6.0% |
| TSLA Tesla Inc. | 0.33% | 320,903 | $144.3M | Add +0.1% |
| EEMA iShares MSCI Emerg MRKT Asia | 0.33% | 1,530,734 | $143.9M | Reduce -5.9% |
| MTUM iShares MSCI USA Momentum Fa | 0.33% | 572,521 | $143.3M | Add +37.0% |
| ETN Eaton Corp. PLC | 0.33% | 446,566 | $142.2M | Reduce -4.2% |
| RTX RTX Corp. | 0.33% | 774,838 | $142.1M | Reduce -4.7% |
| CAT Caterpillar Inc. | 0.32% | 246,551 | $141.2M | Add +1.6% |
| AMGN Amgen Inc. | 0.32% | 431,053 | $141.1M | Add +10.4% |
| TLH iShares 10-20 Year Treasury | 0.32% | 1,360,397 | $138.3M | Reduce -11.9% |
| IEFA iShares Core MSCI Eafe ETF | 0.31% | 1,519,248 | $135.9M | Add +6.0% |
| IXUS iShares Core Intl Stock ETF | 0.31% | 1,581,128 | $133.8M | Add +1.3% |
| IGM iShares Expanded Tech Sector | 0.31% | 1,035,830 | $133.8M | Reduce -45.9% |
| RSP Invesco S&P 500 Equal Weight | 0.31% | 695,867 | $133.3M | Reduce -5.2% |
| JIRE JPMorgan Int Res Enh Eqty | 0.31% | 1,777,070 | $133.1M | Add +2.6% |
| JCPB JPMorgan Core Plus Bond ETF | 0.30% | 2,799,557 | $132.6M | Add +5.4% |
| PEP Pepsico Inc. | 0.30% | 908,533 | $130.4M | Add +0.3% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.30% | 3,022,842 | $129.0M | Reduce -1.2% |
| VIG Vanguard Dividend Apprec ETF | 0.29% | 584,802 | $128.5M | Add +5.2% |
| MBB iShares MBS ETF | 0.29% | 1,348,803 | $128.4M | Add +3.5% |
| TLT iShares 20+ Year Treasury BD | 0.29% | 1,470,307 | $128.2M | Add +0.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.29% | 2,928,421 | $127.8M | Add +9.0% |
| NEE Nextera Energy Inc. | 0.29% | 1,583,824 | $127.1M | Reduce -0.7% |
| PNC PNC Financial Services Group | 0.28% | 589,368 | $123.0M | Add +1.5% |
| MDT Medtronic PLC | 0.28% | 1,264,194 | $121.4M | Add +2.6% |
| NFLX Netflix Inc. | 0.27% | 1,266,701 | $118.8M | Add +44.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.27% | 407,474 | $118.3M | Add +5.8% |
| QCOM Qualcomm Inc. | 0.27% | 686,617 | $117.4M | Add +2.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.27% | 383,129 | $116.4M | Add +6.7% |
| MCD McDonald's Corp. | 0.27% | 377,802 | $115.5M | Add +2.0% |
| COST Costco Wholesale Corp. | 0.26% | 133,425 | $115.1M | Add +6.1% |
| JAVA JPMorgan Active Value ETF | 0.26% | 1,589,943 | $114.0M | Add +2.0% |
| IAU iShares Gold Trust | 0.25% | 1,368,398 | $111.1M | Reduce -0.2% |
| JBND JPMorgan Active Bond ETF | 0.25% | 2,054,089 | $111.1M | Add +255.7% |
| KO The Coca-Cola Co. | 0.25% | 1,558,080 | $108.9M | Add +0.6% |
| BAI Ishrs AI in and Tech Act ETF | 0.25% | 3,264,997 | $108.7M | Add +6.4% |
| VCIT Vanguard Int-Term Corporate | 0.25% | 1,281,295 | $107.3M | Add +4.9% |
| IEF iShares 7-10 Year Treasury B | 0.25% | 1,113,979 | $107.1M | Add +0.8% |
| BLK BlackRock Inc. | 0.24% | 99,359 | $106.3M | Add +0.5% |
| IBB iShares Biotechnology ETF | 0.24% | 619,550 | $104.6M | Add +1871.5% |
| RDVY First Trust Rising Dividend | 0.24% | 1,503,228 | $104.4M | Add +4.0% |
| GS Goldman Sachs Group Inc. | 0.24% | 117,535 | $103.3M | Add +1.7% |
| BX Blackstone Inc. | 0.23% | 661,648 | $102.0M | Reduce -0.1% |
| HDV iShares Core High Dividend E | 0.23% | 830,428 | $101.0M | Add +5.0% |
| IWR iShares Russell Mid-Cap ETF | 0.23% | 1,046,568 | $100.8M | Add +1.1% |
| CGCP Cap Group Core Plus Income | 0.23% | 4,395,360 | $99.5M | Add +22.1% |
| THRO iShares U.S. Thematic Rotati | 0.22% | 2,533,088 | $97.7M | Add +2.2% |
Other holdings (12): bonds, preferreds, convertibles and warrants · $16.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 55,957 | $3.3M | Reduce -6.1% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,497 | $3.0M | Add +1.6% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 49,702 | $2.3M | Add +0.7% |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 34,770 | $2.0M | Add +0.7% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 78,089 | $1.7M | Add +6.2% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 38,404 | $1.1M | Reduce -2.5% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 684 | $856K | Reduce -12.1% |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 49,371 | $731K | Reduce -5.7% |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 238,903 | $614K | Reduce -14.6% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 21,218 | $528K | Reduce -11.1% |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 25,500 | $18K | New |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 16,088 | $0 | No change |
Total filed on the 13F, all lines: $43.6B.
Portfolio Sells Q3 2025 → Q4 2025
| XLY SS Consumer Disc Select Sect | Reduce -37.8% | 0.41% | −0.28 |
| IGM iShares Expanded Tech Sector | Reduce -45.9% | 0.31% | −0.26 |
| MSFT Microsoft Corp. | Reduce -0.2% | 2.34% | −0.26 |
| QUAL iShares MSCI USA Quality Fac | Reduce -37.3% | 0.39% | −0.24 |
| XLK SS Technology Select Sector | Reduce -6.6% | 1.47% | −0.12 |
| AGG iShares Core U.S. Aggregate | Reduce -38.8% | 0.17% | −0.12 |
| CMCSA Comcast Corp. Class A | Reduce -35.3% | 0.17% | −0.12 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -7.8% | 1.19% | −0.11 |
| EBAY eBay Inc. | Reduce -81.0% | 0.02% | −0.09 |
| NVDA Nvidia Corp. | Reduce -1.4% | 1.90% | −0.09 |
| ETN Eaton Corp. PLC | Reduce -4.2% | 0.33% | −0.09 |
| APD Air Products & Chemicals Inc. | Reduce -29.8% | 0.12% | −0.08 |
| XLC SS Comm Select Sector SPDR | Reduce -2.8% | 0.91% | −0.06 |
| TLH iShares 10-20 Year Treasury | Reduce -11.9% | 0.32% | −0.06 |
| BALL Ball Corp. | Reduce -92.8% | 0.00% | −0.06 |
| VST Vistra Corp. | Reduce -29.3% | 0.07% | −0.06 |
| EFV iShares MSCI Eafe Value ETF | Reduce -13.0% | 0.44% | −0.06 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -2.6% | 0.76% | −0.05 |
| CVX Chevron Corp. | Reduce -5.2% | 0.41% | −0.05 |
| SPOT Spotify Technology SA | Reduce -35.8% | 0.05% | −0.04 |
| LIN Linde PLC | Reduce -12.4% | 0.14% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -1.3% | 0.34% | −0.04 |
| FAST Fastenal Co. | Reduce -33.8% | 0.05% | −0.04 |
| RACE Ferrari NV | Reduce -28.7% | 0.04% | −0.04 |
| ABT Abbott Laboratories | Reduce -9.4% | 0.18% | −0.04 |
| GBIL Goldman Sachs Access Treasur | Reduce -42.6% | 0.05% | −0.04 |
| TER Teradyne Inc. | Reduce -80.3% | 0.01% | −0.04 |
| UNP Union Pacific Corp. | Reduce -18.6% | 0.12% | −0.03 |
| EDV Vanguard Extended Dur Treas | Reduce -97.2% | 0.00% | −0.03 |
| ADBE Adobe Inc. | Reduce -42.2% | 0.04% | −0.03 |
| MPWR Monolithic Power Systems Inc. | Reduce -76.0% | 0.01% | −0.03 |
| BX Blackstone Inc. | Reduce -0.1% | 0.23% | −0.03 |
| PNR Pentair PLC | Reduce -49.0% | 0.03% | −0.03 |
| GRMN Garmin Ltd. | Reduce -62.9% | 0.01% | −0.03 |
| NOW ServiceNow Inc. | Reduce -9.8% | 0.09% | −0.03 |
| ARES Ares Management Corp. Class A | Reduce -73.8% | 0.01% | −0.03 |
| CDNS Cadence Design SYS Inc. | Reduce -67.5% | 0.01% | −0.03 |
| TMUS T-Mobile US Inc. | Reduce -11.6% | 0.09% | −0.03 |
| NTES Netease Inc.-ADR | Reduce -85.0% | 0.00% | −0.03 |
| IDXX Idexx Laboratories Inc. | Reduce -63.9% | 0.02% | −0.03 |
| ITW Illinois Tool Works | Reduce -17.3% | 0.09% | −0.03 |
| WMS Advanced Drainage Systems Inc. | Reduce -54.3% | 0.03% | −0.03 |
| ZTS Zoetis Inc. | Reduce -53.3% | 0.02% | −0.03 |
| XP XP Inc. Class A | Reduce -96.9% | 0.00% | −0.03 |
| CGGO Cap Group Global Growth | Reduce -26.3% | 0.07% | −0.03 |
| A Agilent Technologies Inc. | Reduce -76.6% | 0.01% | −0.03 |
| CTAS Cintas Corp. | Reduce -34.2% | 0.04% | −0.03 |
| PODD Insulet Corp. | Reduce -70.0% | 0.01% | −0.03 |
| DASH DoorDash Inc. Class A | Reduce -44.6% | 0.02% | −0.02 |
| GEN Gen Digital Inc. | Reduce -95.7% | 0.00% | −0.02 |
Portfolio Buys Q3 2025 → Q4 2025
| IBB iShares Biotechnology ETF | Add +1871.5% | 0.24% | +0.23 |
| XLF SS Financial Select Sector | Add +24.6% | 1.15% | +0.21 |
| IJR iShares Core S&P Small-Cap E | Add +99.8% | 0.43% | +0.21 |
| IVE iShares S&P 500 Value ETF | Add +38.1% | 0.72% | +0.19 |
| JBND JPMorgan Active Bond ETF | Add +255.7% | 0.25% | +0.18 |
| AAPL Apple Inc. | Add +2.7% | 2.94% | +0.17 |
| IVV iShares Core S&P 500 ETF | Add +6.5% | 2.01% | +0.10 |
| IEMG iShares Core MSCI Emerging | Add +22.1% | 0.60% | +0.10 |
| ACN Accenture PLC Class A | Add +186.1% | 0.13% | +0.09 |
| TGT Target Corp. | Add +102.7% | 0.16% | +0.08 |
| MTUM iShares MSCI USA Momentum Fa | Add +37.0% | 0.33% | +0.07 |
| ALLE Allegion PLC | Add +292.9% | 0.10% | +0.07 |
| AMGN Amgen Inc. | Add +10.4% | 0.32% | +0.06 |
| OMC Omnicom Group | Add +233.3% | 0.09% | +0.06 |
| MU Micron Technology Inc. | Add +0.5% | 0.14% | +0.05 |
| ATR Aptargroup Inc. | Add +2777.8% | 0.06% | +0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +5.9% | 1.07% | +0.05 |
| CAT Caterpillar Inc. | Add +1.6% | 0.32% | +0.05 |
| AMAT Applied Materials Inc. | Add +28.1% | 0.13% | +0.05 |
| AVIG Avantis Core Fixed Income | Add +108.4% | 0.09% | +0.05 |
| CEG Constellation Energy | Add +33.3% | 0.16% | +0.05 |
| AXP American Express Co. | Add +18.4% | 0.20% | +0.04 |
| ABBV Abbvie Inc. | Add +12.8% | 0.57% | +0.04 |
| AMZN Amazon.com Inc. | Add +1.1% | 1.41% | +0.04 |
| PH Parker Hannifin Corp. | Add +19.8% | 0.15% | +0.04 |
| DOV Dover Corp. | Add +67.7% | 0.07% | +0.03 |
| CGCP Cap Group Core Plus Income | Add +22.1% | 0.23% | +0.03 |
| SYF Synchrony Financial | Add +362.2% | 0.04% | +0.03 |
| WMT Walmart Inc. | Add +1.1% | 0.60% | +0.03 |
| IWD iShares Russell 1000 Value E | Add +23.8% | 0.16% | +0.03 |
| WAT Waters Corp. | Add +549.3% | 0.03% | +0.03 |
| UTHR United Therapeutics Corp. | Add +283.1% | 0.04% | +0.03 |
| TSM Taiwan Semiconductor-SP ADR | Add +6.7% | 0.27% | +0.03 |
| MLI Mueller Industries Inc. | Add +456.6% | 0.03% | +0.03 |
| CSCO Cisco Systems Inc. | Add +0.2% | 0.34% | +0.03 |
| BHP BHP Group Ltd.-Spon ADR | Add +743.6% | 0.03% | +0.03 |
| PAC Grupo Aeroportuario Pac-ADR | Add +4465.1% | 0.03% | +0.03 |
| PVAL Putnam Focused LRG Cap Value | Add +51.8% | 0.08% | +0.03 |
| EWBC East West Bancorp Inc. | Add +353.8% | 0.04% | +0.03 |
| AIRR First Trust Rba American Ind | Add +132.1% | 0.05% | +0.03 |
| BAP Credicorp Ltd. | New | 0.03% | +0.03 |
| CGBL Cap Group Core Balanced | Add +61.1% | 0.07% | +0.03 |
| RMBS Rambus Inc. | New | 0.03% | +0.03 |
| CINF Cincinnati Financial Corp. | Add +63.5% | 0.07% | +0.03 |
| CNQ Canadian Natural Resources | Add +1356.8% | 0.03% | +0.03 |
| CGDV Cap Group Dividend Value | Add +9.0% | 0.29% | +0.03 |
| AWI Armstrong World Industries | Add +2673.1% | 0.03% | +0.03 |
| FYX First Trust Small Cap Core A | Add +68.0% | 0.06% | +0.03 |
| OMAB Grupo Aeroportuario Cen-ADR | New | 0.03% | +0.03 |
| LQTI FT Vest Invst GRD TRGT I ETF | New | 0.03% | +0.03 |
Notes & Other Activity Q3 2025 → Q4 2025
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Reduce -6.1% | 55,957 | $3.3M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +1.6% | 2,497 | $3.0M |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | Add +0.7% | 49,702 | $2.3M |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | Add +0.7% | 34,770 | $2.0M |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +6.2% | 78,089 | $1.7M |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | Reduce -2.5% | 38,404 | $1.1M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -12.1% | 684 | $856K |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | Reduce -5.7% | 49,371 | $731K |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | Reduce -14.6% | 238,903 | $614K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -11.1% | 21,218 | $528K |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | New | 25,500 | $18K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 59,261 | $5Kbefore exit |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Sold out | 31,245 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,088 | $51.6B | AAPL, IVV, NVDA, XLK, MSFT |
| Q1 2026 | 2,726 | $40.4B | AAPL, IVV, MSFT, NVDA, XLK |
| Q4 2025 | 2,897 | $43.6B | AAPL, MSFT, IVV, NVDA, XLK |
| Q3 2025 | 2,839 | $42.2B | AAPL, MSFT, NVDA, IVV, XLK |
| Q2 2025 | 2,687 | $38.2B | MSFT, AAPL, IVV, XLK, NVDA |
| Q1 2025 | 2,654 | $35.3B | AAPL, IVV, MSFT, XLK, XLV |
| Q4 2024 | 2,669 | $36.1B | AAPL, IVV, MSFT, XLK, NVDA |
| Q3 2024 | 2,641 | $35.8B | AAPL, IVV, MSFT, XLK, NVDA |
| Q2 2024 | 2,589 | $32.8B | AAPL, IVV, MSFT, XLK, NVDA |
| Q1 2024 | 2,700 | $33.6B | IVV, MSFT, AAPL, XLV, XLK |