Luminist Capital LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Luminist Capital LLC reported 326 stock positions worth $114.1 million. Its top holding was iShares Treasury Floating Ra (TFLO) at 7.3% of the portfolio, followed by SPDR Gold Shares (GLD, 7.2%) and Invesco Nasdaq 100 ETF (QQQM, 6.6%). Compared with Q2 2025, it opened 72 new positions, sold out of 77, added to 58 and reduced 49. The biggest buy was a new position in F/M US Treasury 2 Year Note (UTWO) and the biggest sale iShares Treasury Floating Ra (TFLO, shares −29%).

Most Recent 13F
Q2 2026
Location
GRAND RAPIDS, MI
CIK
0001807270
Portfolio Value
$114.1M (Q3 2025)
SEC Filing
0001807270-25-000007 ↗ filed Nov 14, 2025

Holdings Value

0$50.0M$100.0M$150.0M Q4 2024: $57.0M Q4 2024 Q1 2025: $92.7M Q1 2025 Q2 2025: $100.7M Q2 2025 Q3 2025: $114.1M $114.1M Q3 2025 Q4 2025: $80.9M Q4 2025 Q1 2026: $74.8M Q1 2026 Q2 2026: $88.4M Q2 2026

Holdings 326 stocks · $114.1M
TFLO iShares Treasury Floating Ra 7.34% 166,047 $8.4M Reduce -28.6%
GLD SPDR Gold Shares 7.16% 22,957 $8.2M Add +7.5%
QQQM Invesco Nasdaq 100 ETF 6.63% 30,485 $7.6M Reduce -2.9%
VOO Vanguard S&P 500 ETF 6.26% 11,624 $7.1M Reduce -6.0%
SGOL Abrdn Physical Gold Shares 4.47% 138,289 $5.1M Add +3.3%
UTWO F/M US Treasury 2 Year Note 3.97% 93,386 $4.5M New
SHV iShares 0-1 Year Treasury Bo 3.86% 39,937 $4.4M Reduce -5.0%
VYM Vanguard High DVD Yield ETF 3.33% 26,926 $3.8M Add +9.3%
KNOV Inn US SML CP Pow B ETF - No 3.21% 132,642 $3.7M Reduce -12.0%
PAUG Innovator U.S. Equity Power 3.10% 83,271 $3.5M New
VTI VG Morningstar TS MKT ETF-US 3.05% 10,558 $3.5M Reduce -3.2%
SPMD SS SPDR P S&P 400 Midcap ETF 2.87% 56,989 $3.3M Reduce -2.7%
DDTL Invtr Eq D Di 10 B ETF - Jul 2.72% 151,444 $3.1M New
EEM iShares MSCI Emerging Market 2.44% 51,707 $2.8M Add +13365.4%
WMT Walmart Inc. 2.13% 23,611 $2.4M Add +11.4%
PNOV Innovator U.S. Equity Power 1.71% 47,444 $1.9M Reduce -67.2%
KSEP Inv US SML Cap P B ETF - Sep 1.69% 70,232 $1.9M New
VV Vngrd Mrgstr LRG-Cap ETF-Usd 1.67% 6,159 $1.9M Add +8.8%
NJUL Innovator Growth 100 Power B 1.43% 22,928 $1.6M New
XLK SS Technology Select Sector 1.36% 5,453 $1.6M Add +0.0%
XLY SS Consumer Disc Select Sect 1.25% 9,955 $1.4M Add +170.0%
VB Vanguard Most SM-Cap ETF-Usd 1.21% 5,425 $1.4M Add +11.3%
VO Vngrd Mrngstr MD-Cap ETF-Usd 1.21% 4,710 $1.4M Add +10.8%
NAUG Innov G-100 Powr BF ETF -Aug 1.20% 47,317 $1.4M New
NVDA Nvidia Corp. 1.17% 7,160 $1.3M Add +4.9%
SFLR Innovator Eqty MGD Floor ETF 1.13% 35,675 $1.3M Reduce -69.8%
XLI SS Industrial Select Sector 0.79% 5,870 $903K Add +8.1%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.77% 9,923 $874K Reduce -0.4%
XLB SS Materials Select Sector 0.76% 9,788 $868K Add +1823.0%
XLC SS Comm Select Sector SPDR 0.73% 7,159 $836K Reduce -3.3%
XLF SS Financial Select Sector 0.72% 15,391 $822K Reduce -0.7%
XLE SS Energy Select Sector 0.71% 9,085 $812K Add +2176.9%
XLRE SS Real Estate Select Sector 0.71% 19,136 $806K Add +7345.9%
AAPL Apple Inc. 0.70% 3,153 $804K Add +5.7%
XLV SS Health Care Select Sector 0.68% 5,420 $778K Add +14.5%
IJUL Innovator International Deve 0.61% 21,364 $698K New
NNOV Innovator G-100 PB ETF - Nov 0.60% 23,958 $683K Reduce -72.0%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.54% 7,591 $616K Add +1471.6%
QQQ Invesco QQQ Trust Series 1 0.50% 944 $568K Add +213.6%
SLV iShares Silver Trust 0.49% 13,227 $561K Add +13127.0%
FLOT iShares Floating Rate Bond E 0.46% 10,224 $522K New
QFLR Innovator Nasdaq-100 MF ETF 0.44% 15,018 $498K Reduce -74.0%
PFF iShares Preferred & Income S 0.37% 13,308 $421K Add +1662.7%
KJUL Innovator U.S. Small Cap Pow 0.37% 13,502 $418K New
AGG iShares Core U.S. Aggregate 0.36% 4,120 $413K New
CTA Simplify Managed Futures St 0.35% 14,561 $405K Add +6.9%
PSEP Innovator U.S. Equity Power 0.33% 8,874 $381K New
SVOL Simplify Volatility Premium 0.33% 20,872 $379K Reduce -10.4%
VXUS Vanguard Total Intl Stock 0.33% 5,072 $373K New
IAUG Innov in DVLP PWRB ETF - Aug 0.32% 13,274 $370K New
VCIT Vanguard Int-Term Corporate 0.32% 4,396 $370K New
SHYG iShares 0-5 YR HY Corp. Bond 0.32% 8,499 $368K New
USFR Wisdomtree Floating Rate Tre 0.32% 7,272 $366K Add +287.6%
TLT iShares 20+ Year Treasury BD 0.32% 4,085 $365K Reduce -91.5%
RFLR Innovator US S Cap MNG F ETF 0.30% 12,416 $344K Reduce -85.8%
BNDX Vanguard Total Intl Bond ETF 0.28% 6,500 $321K New
LMBS First Trust Low Duration Opp 0.26% 5,936 $296K No change
MSFT Microsoft Corp. 0.25% 538 $280K Add +25.7%
NSEP Innovator G100 PB ETF-Sep 0.24% 9,476 $272K New
QRMI Global X Nasdaq 100 Risk Man 0.23% 16,159 $257K Add +7.4%
BRK.B Berkshire Hathaway Inc. Class B 0.20% 463 $231K No change
VUSB Vanguard Ultra Short Bond Et 0.20% 4,583 $229K New
KAPR Innovator U.S. Small Cap Pow 0.19% 6,426 $220K Reduce -18.3%
GOOGL Alphabet Inc. Class A 0.19% 895 $219K Add +40.1%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.19% 540 $217K New
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.19% 1,537 $212K New
GHYG iShares Us&intl High Yield C 0.18% 4,355 $202K No change
FTCS First Trust Capital Strength 0.16% 1,977 $184K No change
DFEB FT Vest U.S. Equity Deep Buf 0.15% 3,579 $167K No change
TLTW iShares 20+ Bond Buywrite 0.15% 7,097 $166K Reduce -7.6%
FEBW Alianzim US Eq BFR20 Feb-Usd 0.14% 4,904 $163K No change
VBTLX Vanguard TTL BD MKT Idx-Adm 0.12% 14,472 $142K New
OVL Overlay Shares Large Cap Eq 0.12% 2,652 $139K Add +590.6%
YGLD Simplify Gold Strategy ETF 0.12% 3,424 $139K New
PFIX Simplify Interest Rate Hedge 0.12% 2,860 $137K Reduce -15.4%
XRMI Global X S&P 500 Risk Manage 0.11% 7,376 $131K Add +0.6%
VTSAX VNGD Mrngst TS MK Idx FD-Adm filed as VANGUARD TOTAL STOCK MKT IDX ADM 0.11% 804 $129K New
JEPI JPMorgan Equity Premium Inco 0.11% 2,128 $121K Reduce -3.6%
GDX Vaneck Gold Miners ETF 0.11% 1,567 $121K Add +100.4%
IBIT iShares Bitcoin Trust ETF 0.10% 1,728 $115K Add +60.3%
TBIL F/M US Treasury 3 Month Bill 0.10% 2,281 $114K Reduce -68.8%
COST Costco Wholesale Corp. 0.10% 119 $109K Reduce -8.5%
HYGW iShares HY Corp. BD Buywr ETF 0.09% 3,552 $108K Add +10.8%
QTUM Defiance Quantum ETF 0.09% 996 $106K Add +138.3%
VTIAX Vanguard TTL Int St Idx-Adm 0.08% 2,356 $94K New
RYLD Global X Russell 2000 Cov Class 0.08% 6,130 $93K Reduce -1.1%
MCD McDonald's Corp. 0.08% 292 $88K No change
IGV iShares Expanded Tech-Softwa 0.08% 751 $86K Add +114.6%
CADUX Cion Ares Divers Cred-I 0.07% 3,103 $79K Add +2.1%
SPYG SS SPDR P S&P 500 Growth ETF 0.06% 663 $70K No change
TSLA Tesla Inc. 0.06% 150 $69K New
PKW Invesco Buyback Achievers Et 0.06% 521 $69K No change
FTXL First Trust Nasdaq Semicondu 0.06% 594 $68K No change
IWM iShares Russell 2000 ETF 0.06% 279 $68K Add +45.3%
FDL First Trust Morn DVD Lead Inc. 0.06% 1,481 $65K No change
EMB iShares JP Morgan Usd Emergi 0.06% 681 $65K Add +144.1%
FTC First Trust Large Cap Growth 0.06% 403 $65K No change
META Meta Platforms Inc. Class A 0.06% 89 $64K Add +394.4%
XLG Invesco S&P 500 Top 50 ETF 0.06% 1,095 $63K No change
AVGO Broadcom Inc. 0.05% 187 $62K Add +274.0%
SPY SS SPDR S&P 500 ETF Trust-US 0.05% 93 $62K Add +9.4%
OWL Blue Owl Capital Inc. 0.05% 7,233 $61K Add +2.1%
BOXX Alpha Architect 1-3 MNTH Box 0.05% 532 $61K New
VEU Vanguard Ftse All-World Ex-U 0.05% 779 $56K No change
NBARX Af Rtrmnt Inc.-Moderate-A filed as AMERICAN FUNDS RETIRE IN 0.05% 3,939 $55K No change
BND Vanguard Total Bond Market 0.05% 705 $52K New
ABALX American Balanced Fund-A 0.04% 2,054 $51K Add +66.5%
BILS SS Spdrb B 3-12M T-Bill ETF 0.04% 516 $51K Reduce -64.9%
CWB SS SPDR BB Conv Sec ETF 0.04% 559 $51K Add +91.4%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.04% 109 $51K Add +98.2%
EBAY eBay Inc. 0.04% 564 $49K No change
ALTY Global X Alternative Income 0.04% 4,095 $49K Reduce -5.5%
JULH Innov Prem Inc. 20 Barr-July 0.04% 1,938 $49K Reduce -3.3%
PLTR Palantir Technologies Inc. Class A 0.04% 244 $45K Reduce -19.7%
IWB iShares Russell 1000 ETF 0.04% 138 $45K Reduce -24.2%
HIGH Simplify Enhanced Income ETF 0.04% 1,883 $44K Reduce -1.6%
MTUM iShares MSCI USA Momentum Fa 0.04% 170 $44K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.04% 152 $43K Add +0.7%
MAXI Simplify Bitcoin STRT ETF-Ui 0.04% 1,455 $42K Add +73.0%
ZAREEX Ares Real Estate Inc. TR-E 0.03% 5,108 $40K No change
TER Teradyne Inc. 0.03% 273 $39K No change
HYTR Counterpoint Hi YLD ETF 0.03% 1,722 $38K No change
VTABX Vanguard TTL Intl BND-Adm 0.03% 1,824 $36K New
ANCFX Amer FND Fndmntl Invst-A filed as AMERICAN FUNDS FUNDAMENTAL INVS A 0.03% 375 $35K New
UUP Invesco DB US Dollar Index B 0.03% 1,283 $35K Reduce -4.4%
AGTHX Amer FND GRW FD of Am-A 0.03% 399 $35K Add +92.8%
DGX Quest Diagnostics Inc. 0.03% 189 $34K No change
PSLV Sprott Physical Silver Trust 0.03% 2,000 $32K New
SMH Vaneck Semiconductor ETF 0.03% 89 $30K Reduce -34.1%
PRF Invesco Rafi US 1000 ETF 0.03% 650 $29K No change
HI Hillenbrand Inc. 0.03% 1,078 $29K No change
EXEL Exelixis Inc. 0.03% 700 $29K Reduce -1.4%
IYR iShares US Real Estate ETF 0.02% 292 $28K Reduce -51.4%
FXL First Trust Technology Alpha 0.02% 167 $28K No change
JPPEX JPMorgan Mid Cap Eqty-R6 0.02% 425 $28K New
SCHX Schwab US Large-Cap ETF 0.02% 1,000 $26K No change
HGIFX Hartford Core Equity-F 0.02% 373 $22K New
SPHD Invesco S&P 500 High Dividen 0.02% 421 $21K Reduce -66.6%
XBJA Innovator US Eq Ac 9 Buff-J 0.02% 641 $20K Add +56.3%
KJAN Innovator U.S. Small Cap Pow 0.02% 513 $20K Add +22.4%
OVB Overlay Shares Core Bond ETF 0.02% 944 $20K New
FMF First Trust Managed Futures 0.02% 387 $19K No change
PSIX Power Solutions Internationa 0.02% 200 $18K New
FTA First Trust L C Val Alp 0.02% 211 $18K No change
SMCWX Amer FND Smallcap WRLD-A filed as AMERICAN FUNDS SMALLCAP WORLD A 0.02% 235 $18K New
IEF iShares 7-10 Year Treasury B 0.01% 173 $17K Reduce -26.1%
NBIS Nebius Group NV 0.01% 138 $16K New
MPC Marathon Petroleum Corp. 0.01% 78 $15K No change
GTFBX T Row Price Georg MPL BD-Inv filed as T. ROWE PRICE GA TAX-FRE 0.01% 1,386 $15K No change
LULU Lululemon Athletica Inc. 0.01% 83 $15K No change
TFJL Innovator 20 YR Treas Bond 5 0.01% 729 $15K Add +102.5%
SIL Global X Silver Miners ETF 0.01% 200 $14K New
FXO First Trust Financial Alphad 0.01% 244 $14K No change
OVLH Overlay SHRS HDG LRG Cap Eqy 0.01% 366 $14K Reduce -14.7%
AIVSX Amer FND Inv Co. of Am-A filed as AMERICAN FUNDS INVMT CO OF AMER A 0.01% 208 $14K Add +61.2%
RING iShares MSCI Global Gold Min 0.01% 200 $13K New
NOCT Innovator Growth-100 Power B 0.01% 240 $13K Add +321.1%
BSTP Innovator Buff Su Strat ETF 0.01% 354 $13K No change
ABNDX The BND FND of America-A 0.01% 1,107 $13K Reduce -80.4%
V Visa Inc. Class A 0.01% 36 $13K No change
PHYS Sprott Physical Gold Trust 0.01% 400 $12K New
PSTP Innovator PWR Buff Su St ETF 0.01% 339 $12K No change
BSX Boston Scientific Corp. 0.01% 120 $12K No change
ORCL Oracle Corp. 0.01% 39 $11K No change
RYCEY Rolls-Royce Holdings-SP ADR 0.01% 700 $11K New
LGBNX Loomis Sayles Inv GR BND-N2 0.01% 1,123 $11K New
ABBV Abbvie Inc. 0.01% 45 $11K Add +114.3%
EDIAX Eaton Vance GL Inc. BLD-A 0.01% 950 $11K No change
TRBCX T Rowe PR Blue Chip Grow-Inv filed as ROWE T PRICE BLUE CHIP GROWTH COM 0.01% 50 $11K No change
DNP DNP Select Income Fund Inc. 0.01% 1,100 $11K No change
DTE DTE Energy Company 0.01% 75 $11K No change
FEP First Trust Europe 0.01% 203 $11K No change
STIP iShares 0-5 Year Tips Bond E 0.01% 100 $10K No change
ANWPX Amer FNDS New Perspect-A filed as AMERICAN FUNDS NEW PERSPECTIVE A 0.01% 138 $10K New
XOP SS SPDR S&P Og Exp & Prod 0.01% 74 $10K No change
XUSP Innovator Uncapped Acc US Eq 0.01% 211 $10K No change
AWSHX Amer FND Wash MTL Inv-A filed as AMERICAN FUNDS WASHINGTON MUTUAL A 0.01% 146 $10K Reduce -79.8%
ED Consolidated Edison Inc. 0.01% 100 $10K New
JCBUX JPMorgan Core Bond-R6 0.01% 916 $10K New
RR Richtech Robotics Inc. Class B 0.01% 2,000 $10K New
JSEAX JPMorgan Intl Eqty-A 0.01% 402 $9K New
RSST Return Stacked US SM FTR ETF 0.01% 339 $9K No change
EFV iShares MSCI Eafe Value ETF 0.01% 133 $9K No change
MEMJX MFS Emerging MKTS Equity-R5 0.01% 196 $9K New
FBLAX Franklin Managed Income-A 0.01% 668 $9K New
FGD First Trust DJ GL Sel DVD 0.01% 297 $9K No change
FJP First Trust Japan 0.01% 132 $9K No change
DFSTX Dfa US Small Cap Portfolio 0.01% 163 $8K New
HAINX Harbor International-Inst 0.01% 150 $8K No change
MBB iShares MBS ETF 0.01% 85 $8K New
ARCC Ares Capital Corp. 0.01% 400 $8K No change
WMB Williams Cos Inc. 0.01% 125 $8K No change
KD Kyndryl Holdings Inc. 0.01% 264 $8K No change
FLC Flaherty & Crumrine TTL RTRN 0.01% 414 $7K No change
IWR iShares Russell Mid-Cap ETF 0.01% 76 $7K Add +850.0%
FPF First TR Interm Dur & Inc. 0.01% 386 $7K No change
CAH Cardinal Health Inc. 0.01% 46 $7K No change
FOSFX Fidelity Overseas Fund-RTL 0.01% 95 $7K No change
MINT PIMCO Enhanced Short Maturit 0.01% 70 $7K No change
UNH Unitedhealth Group Inc. 0.01% 20 $7K Reduce -95.5%
AMAT Applied Materials Inc. 0.01% 32 $7K Reduce -3.0%
FNX First Trust Mid Cap Core Alp 0.01% 53 $7K No change
DFISX Dfa Intl Small Comp 0.01% 270 $7K New
PDGIX T Rowe PR Dividend Grow-I 0.01% 77 $7K New
XBOC Innovator US Eqy Acc 9 Buff 0.01% 197 $6K No change
DODGX Dodge & Cox Stock-I 0.01% 23 $6K New
FVD First Trust Value Line DVD 0.01% 140 $6K No change
GM General Motors Co. 0.01% 105 $6K No change
QYLD Global X Nasd 100 Cov Call 0.01% 377 $6K Reduce -4.6%
RIV Rivernorth Opportunities 0.01% 537 $6K No change
GLU Gabelli GLBL Util & Inc. TR 0.01% 348 $6K No change
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.01% 56 $6K Reduce -75.8%
ETJ Eaton Vance RSK-MGD Divers 0.01% 697 $6K No change
LUV Southwest Airlines Co. 0.01% 190 $6K No change
IJR iShares Core S&P Small-Cap E 0.01% 50 $6K No change
NEWFX Amer FNDS New World-A filed as AMERICAN FUNDS NEW WORLD A 0.01% 62 $6K New
PFN PIMCO Income Strategy FD II 0.01% 751 $6K No change
RA Brookfield Real Assets Incom 0.01% 422 $6K No change
ET Energy Transfer LP 0.00% 320 $5K Add +45.5%
VHIAX JPMorgan Growth Advantag-A 0.00% 121 $5K New
FBGRX Fidelity Blue Chip Growth 0.00% 20 $5K No change
OIEIX JPMorgan Equity Income-A 0.00% 196 $5K New
IEFA iShares Core MSCI Eafe ETF 0.00% 56 $5K New
FRBP Franklin BSP Capital Corp. 0.00% 356 $5K No change
ASTS Ast Spacemobile Inc. 0.00% 83 $5K No change
VCSH Vanguard S/T Corp. Bond ETF 0.00% 58 $5K Reduce -37.6%
AMZN Amazon.com Inc. 0.00% 20 $4K Reduce -68.3%
XRPR Rex-Osprey XRP ETF 0.00% 180 $4K New
F Ford Motor Co. filed as FORD MTR CO 0.00% 350 $4K Add +40.0%
COF Capital One Financial Corp. 0.00% 20 $4K No change
DTM DT Midstream Inc. 0.00% 37 $4K No change
UPS United Parcel Service Class B 0.00% 50 $4K No change
JOBY Joby Aviation Inc. 0.00% 250 $4K New
CAOS Alpha Architect Tail Risk 0.00% 44 $4K No change
FXH First Trust Health Care Alph 0.00% 34 $4K No change
FLTR Vaneck Ig Floating Rate ETF 0.00% 147 $4K Reduce -43.2%
CRM Salesforce Inc. 0.00% 15 $4K No change
FLEU Franklin Ftse Eurozone ETF 0.00% 109 $4K No change
FDNI First Trust Dow Jones Intl 0.00% 87 $3K No change
CB Chubb Ltd. 0.00% 12 $3K No change
QCOM Qualcomm Inc. 0.00% 20 $3K No change
MEDHX MFS Emerg Mrkts Debt-R6 0.00% 259 $3K New
PHYQX Pgim High Yield-R6 0.00% 657 $3K New
EOD Allspring Global Dividend Op 0.00% 558 $3K No change
SSO Proshares Ultra S&P500 0.00% 28 $3K No change
ACHR Archer Aviation Inc. Class A 0.00% 300 $3K New
OXY Occidental Petroleum Corp. 0.00% 60 $3K No change
VKTX Viking Therapeutics Inc. 0.00% 100 $3K New
NEE Nextera Energy Inc. 0.00% 35 $3K Add +2.9%
FBRT Franklin BSP Realty Trust Inc. 0.00% 234 $3K No change
RFDA Alps Dynamic US Dividend Adv 0.00% 39 $2K No change
JNJ Johnson & Johnson 0.00% 13 $2K No change
XMMO Invesco S&P Midcap Momentum 0.00% 18 $2K No change
USB US Bancorp 0.00% 50 $2K No change
MAR Marriott International Class A 0.00% 9 $2K No change
PG The Procter & Gamble Co. 0.00% 14 $2K No change
VOOG Vanguard S&P 500 Growth ETF 0.00% 5 $2K No change
FDX FedEx Corp. 0.00% 9 $2K Add +12.5%
KHC The Kraft Heinz Co. 0.00% 78 $2K Add +1.3%
PFE Pfizer Inc. 0.00% 75 $2K No change
CCL Carnival Corp. 0.00% 70 $2K No change
KMB Kimberly-Clark Corp. 0.00% 16 $2K No change
PBLAX Principal Blue Chip-A 0.00% 40 $2K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.00% 55 $2K No change
ENB Enbridge Inc. 0.00% 37 $2K No change
GE General Electric filed as GE AEROSPACE 0.00% 6 $2K No change
FKBAX Franklin Total Return-A 0.00% 211 $2K New
DAL Delta Air Lines Inc. 0.00% 30 $2K No change
KIE SS SPDR S&P Insurance ETF 0.00% 28 $2K No change
FLDAX Franklin LW Dur TTL RTRN-A 0.00% 179 $2K New
PRU Prudential Financial Inc. 0.00% 15 $2K No change
BLSH Bullish 0.00% 24 $1K New
VUG Vanguard Mrngstar GR ETF-Sui 0.00% 3 $1K No change
JANH Innov Prem Inc. 20 Barr - Jan 0.00% 58 $1K Reduce -14.7%
PBYI Puma Biotechnology Inc. 0.00% 250 $1K No change
BTI British American Tob-SP ADR 0.00% 25 $1K No change
CEMVX Causeway Emerging MKTS-Inv 0.00% 86 $1K No change
TDIV FT Nasdaq Tech DVD Index FD 0.00% 12 $1K No change
FRSTX Franklin Core Plus Bond-A 0.00% 134 $1K New
PRJQX Pgim Jenn GLBL Opport-Q 0.00% 21 $1K No change
APAM Artisan Partners Asset Ma -A 0.00% 25 $1K No change
AROC Archrock Inc. 0.00% 40 $1K New
LITE Lumentum Holdings Inc. 0.00% 6 $1K No change
MGIAX MFS Internation Int Equ FD-A 0.00% 21 $941 No change
FDLO Fidelity Low Volat Fact ETF 0.00% 13 $857 No change
KMI Kinder Morgan Inc. 0.00% 30 $849 No change
PRIORITY INCOME FUND INC CLASS R 0.00% 138 $841 No change
RTH Vaneck Retail ETF 0.00% 3 $751 No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.00% 5 $722 No change
MDIZX MFS Intl Diversificat-R6 0.00% 25 $717 No change
CTCAX Columbia GLBL Tech Grwth-A 0.00% 6 $691 No change
GEV GE Vernova Inc. 0.00% 1 $606 No change
CTXR Citius Pharmaceuticals Inc. 0.00% 435 $596 No change
IBB iShares Biotechnology ETF 0.00% 4 $594 No change
COP Conocophillips 0.00% 6 $573 No change
SHASF Shamaran Petroleum Corp. 0.00% 3,000 $568 New
DFE Wisdomtree Eur S/C Dividend 0.00% 8 $565 No change
HTGC Hercules Capital Inc. 0.00% 25 $465 No change
RHHBY Roche Holdings Ltd.-Spons ADR 0.00% 10 $448 No change
VIG Vanguard Dividend Apprec ETF 0.00% 2 $434 No change
EES Wisdomtree US Smallcap Fund 0.00% 7 $392 No change
DLSNX Doubleline Low Dur BND-N 0.00% 40 $391 No change
PSKY Paramount Skydance Class B 0.00% 20 $378 New
TGT Target Corp. 0.00% 4 $357 No change
IJH iShares Core S&P Midcap ETF 0.00% 5 $327 No change
FDN First Trust DJ Internet Ind 0.00% 1 $278 No change
CLNE Clean Energy Fuels Corp. 0.00% 100 $263 No change
PBDAX PIMCO Inv GRD CRD BND-A 0.00% 23 $209 No change
NTIAX Columbia Mid Cap Index-A 0.00% 13 $198 No change
DFJ Wisdomtree JPN S/C DVD Fund 0.00% 2 $187 No change
FBT First Trust Nyse Arca Biotec 0.00% 1 $185 No change
CORBF Global Cord Blood Corp. 0.00% 165 $165 No change
GEHC GE Healthcare Technology 0.00% 2 $151 No change
FANAX Fidelity Advisor Energy-A 0.00% 3 $149 No change
EAFAX Eaton Vance FLNG RT Adv-A 0.00% 14 $137 No change
IPG Interpublic Group of Cos Inc. 0.00% 5 $133 No change
XSOE Wisdmtree Emerg MKT Ex-St Ow 0.00% 3 $115 No change
VTRS Viatris Inc. 0.00% 9 $91 No change
EEIAX Eaton Vance Emr MRK LCL-A 0.00% 8 $29 No change
MWTRX TCW Metwest TTL RTRN BND-M filed as Metropolitan West Total Return 0.00% 1 $7 Reduce -99.8%
PREMX T Rowe PR Emrg MKTS BND-Inv 0.00% 1 $5 Reduce -99.4%
AMPE Ampio Pharmaceuticals Inc. 0.00% 4 $0 No change
DRSV Debt Resolve Inc. 0.00% 100,000 $0 New
VITFF Victoria Gold Corp. 0.00% 1,300 $0 No change
WALGREENS BOOTS ALLIANCE 0.00% 50 $0 New
CLEUF China Liberal Education Hold 0.00% 1 $0 No change
Other holdings (17): bonds, preferreds, convertibles and warrants · $1.7M (not counted above)
SecurityClassShares / PrincipalValueChange
SWVXX Schwa Prime Adv Money FD-Inv SCHWAB NON-SWEEP MMF · principal 1,454,557$1.5MNew
JPMORGAN CHASE BANK 0PCT26CD FDIC INS DUE 09/03/26US NON-MARKETPLACE CDS · principal 75,000$76KNo change
SNVXX Schwab Govt MNY FND-Inv SCHWAB NON-SWEEP MMF · principal 53,100$53KNew
IBM CORP (IBM 7 10/30/25) CORPORATE BONDS · principal 20,000$20KNo change
PUGET SOUND ENER 7.02PCT27 DUE 12/01/27 CORPORATE BONDS · principal 15,000$16KNo change
KALAMAZOO MICH HOSP 4pct31SYST HLTH DUE 05/15/31XTRO MUNI BONDS · principal 10,000$10KNo change
MICHIGAN FIN AUTH R 3PCT33SYST HLTH DUE 11/15/33OID XTRO MUNI BONDS · principal 10,000$10KNo change
MICHIGAN FIN AUT 3.26PCT31REV UTX DUE 11/01/31XTRO TAXBL MUNI BONDS · principal 10,000$10KNo change
WAYNE ST UNIV MIC 2.5PCT30PUB EDUC DUE 11/15/30OID MUNI BONDS · principal 10,000$10KNo change
MICHIGAN FIN AUTH R 5PCT34POOL AUTH DUE 05/01/34 MUNI BONDS · principal 5,000$5KNo change
WAYNE CNTY MICH ARP 5PCT27AIR TRAN DUE 12/01/27XTRO MUNI BONDS · principal 5,000$5KNo change
WAYNE CNTY MICH ARP 5PCT33AIR TRAN DUE 12/01/33XTRO AMT MUNI BONDS · principal 5,000$5KNo change
LAKE SUPERIOR ST UN 4PCT32PUB EDUC DUE 01/15/32 MUNI BONDS · principal 5,000$5KNo change
MICHIGAN FIN AU 3.125PCT33SYST HLTH DUE 12/01/33OID XTRO MUNI BONDS · principal 5,000$5KNo change
SMITH CONS DRAI 2.625PCT34REV LTX DUE 05/01/34OID MUNI BONDS · principal 5,000$5KNo change
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 7$180No change
RIVERNORTH OPPORTUNI-RT RIGHT 10/06/2025 537$5No change

Total filed on the 13F, all lines: $115.8M.

Portfolio Sells Q2 2025 → Q3 2025
TFLO iShares Treasury Floating Ra Reduce -28.6% 7.34% −4.31
PNOV Innovator U.S. Equity Power Reduce -67.2% 1.71% −3.96
TLT iShares 20+ Year Treasury BD Reduce -91.5% 0.32% −3.88
SFLR Innovator Eqty MGD Floor ETF Reduce -69.8% 1.13% −2.81
RFLR Innovator US S Cap MNG F ETF Reduce -85.8% 0.30% −1.89
NNOV Innovator G-100 PB ETF - Nov Reduce -72.0% 0.60% −1.73
QFLR Innovator Nasdaq-100 MF ETF Reduce -74.0% 0.44% −1.27
XLP SS Consumer Staples Sel Sect Sold out 0.00% −1.23
INOV Inno Int Dev Power Buff Nov Sold out 0.00% −0.85
SHV iShares 0-1 Year Treasury Bo Reduce -5.0% 3.86% −0.74
VOO Vanguard S&P 500 ETF Reduce -6.0% 6.26% −0.71
KNOV Inn US SML CP Pow B ETF - No Reduce -12.0% 3.21% −0.60
QQQM Invesco Nasdaq 100 ETF Reduce -2.9% 6.63% −0.38
FXAIX Fidelity 500 Index Fund Sold out 0.00% −0.37
SPMD SS SPDR P S&P 400 Midcap ETF Reduce -2.7% 2.87% −0.33
PMAY Innovator U.S. Equity Power Sold out 0.00% −0.28
TBIL F/M US Treasury 3 Month Bill Reduce -68.8% 0.10% −0.26
VTI VG Morningstar TS MKT ETF-US Reduce -3.2% 3.05% −0.24
POCT Innovator U.S. Equity Power Sold out 0.00% −0.20
FSPSX Fidelity Intl Indx Sold out 0.00% −0.14
UNH Unitedhealth Group Inc. Reduce -95.5% 0.01% −0.14
BILS SS Spdrb B 3-12M T-Bill ETF Reduce -64.9% 0.04% −0.10
XLF SS Financial Select Sector Reduce -0.7% 0.72% −0.09
SVOL Simplify Volatility Premium Reduce -10.4% 0.33% −0.09
GFAFX Amer FND GRW FD of Am-F1 Sold out 0.00% −0.08
AMPFX Amcap Fund F-1 Sold out 0.00% −0.07
AFIFX Amer FND Fndmntl Invst-F1 Sold out 0.00% −0.06
KAPR Innovator U.S. Small Cap Pow Reduce -18.3% 0.19% −0.06
AMECX Amer FNDS Inc. of Amer-A Sold out 0.00% −0.06
XLC SS Comm Select Sector SPDR Reduce -3.3% 0.73% −0.06
TWCUX American Century Ultra-Inv Sold out 0.00% −0.06
PFIX Simplify Interest Rate Hedge Reduce -15.4% 0.12% −0.06
ABNDX The BND FND of America-A Reduce -80.4% 0.01% −0.05
AEM Agnico Eagle Mines Ltd. Sold out 0.00% −0.05
AMRMX American Mutual Fund-A Sold out 0.00% −0.05
XLU St Sr Utl SL SE SPDR ETF-Usd Reduce -0.4% 0.77% −0.04
SPHD Invesco S&P 500 High Dividen Reduce -66.6% 0.02% −0.04
CAIBX Amer FNDS Cap Inc. BLDR-A Sold out 0.00% −0.04
CDE Coeur Mining Inc. Sold out 0.00% −0.04
AWSHX Amer FND Wash MTL Inv-A Reduce -79.8% 0.01% −0.04
IYR iShares US Real Estate ETF Reduce -51.4% 0.02% −0.03
AIBAX Am FND Intm BND FD Am-A Sold out 0.00% −0.03
COST Costco Wholesale Corp. Reduce -8.5% 0.10% −0.03
MAG Mag Silver Corp. Sold out 0.00% −0.03
TLTW iShares 20+ Bond Buywrite Reduce -7.6% 0.15% −0.03
PEOPX BNYM S&P 500 Index Sold out 0.00% −0.03
UCO Proshares Ultra Bloomberg CR Sold out 0.00% −0.03
TORXF Torex Gold Resources Inc. Sold out 0.00% −0.03
NWFFX Amer FNDS New World-F1 Sold out 0.00% −0.03
KO The Coca-Cola Co. Sold out 0.00% −0.03

Portfolio Buys Q2 2025 → Q3 2025
UTWO F/M US Treasury 2 Year Note New 3.97% +3.97
PAUG Innovator U.S. Equity Power New 3.10% +3.10
DDTL Invtr Eq D Di 10 B ETF - Jul New 2.72% +2.72
EEM iShares MSCI Emerging Market Add +13365.4% 2.44% +2.42
KSEP Inv US SML Cap P B ETF - Sep New 1.69% +1.69
NJUL Innovator Growth 100 Power B New 1.43% +1.43
NAUG Innov G-100 Powr BF ETF -Aug New 1.20% +1.20
XLB SS Materials Select Sector Add +1823.0% 0.76% +0.72
XLRE SS Real Estate Select Sector Add +7345.9% 0.71% +0.70
XLE SS Energy Select Sector Add +2176.9% 0.71% +0.68
GLD SPDR Gold Shares Add +7.5% 7.16% +0.66
IJUL Innovator International Deve New 0.61% +0.61
HYG Ishr Ibx Usd Hiyld CB ETF-Ui Add +1471.6% 0.54% +0.50
SLV iShares Silver Trust Add +13127.0% 0.49% +0.49
FLOT iShares Floating Rate Bond E New 0.46% +0.46
XLY SS Consumer Disc Select Sect Add +170.0% 1.25% +0.45
KJUL Innovator U.S. Small Cap Pow New 0.37% +0.37
AGG iShares Core U.S. Aggregate New 0.36% +0.36
PFF iShares Preferred & Income S Add +1662.7% 0.37% +0.35
QQQ Invesco QQQ Trust Series 1 Add +213.6% 0.50% +0.33
PSEP Innovator U.S. Equity Power New 0.33% +0.33
VXUS Vanguard Total Intl Stock New 0.33% +0.33
IAUG Innov in DVLP PWRB ETF - Aug New 0.32% +0.32
VCIT Vanguard Int-Term Corporate New 0.32% +0.32
SHYG iShares 0-5 YR HY Corp. Bond New 0.32% +0.32
BNDX Vanguard Total Intl Bond ETF New 0.28% +0.28
SGOL Abrdn Physical Gold Shares Add +3.3% 4.47% +0.24
NSEP Innovator G100 PB ETF-Sep New 0.24% +0.24
USFR Wisdomtree Floating Rate Tre Add +287.6% 0.32% +0.23
VUSB Vanguard Ultra Short Bond Et New 0.20% +0.20
MGK Vngrd Mrgstr MG CP GR ETF-Ui New 0.19% +0.19
MGV Vngrd Mrgstr MG CP VL ETF-Ui New 0.19% +0.19
NVDA Nvidia Corp. Add +4.9% 1.17% +0.14
VBTLX Vanguard TTL BD MKT Idx-Adm New 0.12% +0.12
YGLD Simplify Gold Strategy ETF New 0.12% +0.12
VTSAX VNGD Mrngst TS MK Idx FD-Adm New 0.11% +0.11
OVL Overlay Shares Large Cap Eq Add +590.6% 0.12% +0.10
AAPL Apple Inc. Add +5.7% 0.70% +0.09
VTIAX Vanguard TTL Int St Idx-Adm New 0.08% +0.08
GOOGL Alphabet Inc. Class A Add +40.1% 0.19% +0.08
WMT Walmart Inc. Add +11.4% 2.13% +0.07
VV Vngrd Mrgstr LRG-Cap ETF-Usd Add +8.8% 1.67% +0.07
GDX Vaneck Gold Miners ETF Add +100.4% 0.11% +0.07
TSLA Tesla Inc. New 0.06% +0.06
QTUM Defiance Quantum ETF Add +138.3% 0.09% +0.06
VB Vanguard Most SM-Cap ETF-Usd Add +11.3% 1.21% +0.05
BOXX Alpha Architect 1-3 MNTH Box New 0.05% +0.05
BND Vanguard Total Bond Market New 0.05% +0.05
META Meta Platforms Inc. Class A Add +394.4% 0.06% +0.04
AVGO Broadcom Inc. Add +274.0% 0.05% +0.04

Notes & Other Activity Q2 2025 → Q3 2025
SWVXX Schwa Prime Adv Money FD-Inv SCHWAB NON-SWEEP MMF · principal New 1,454,557 $1.5M
SNVXX Schwab Govt MNY FND-Inv SCHWAB NON-SWEEP MMF · principal New 53,100 $53K
GOLDMAN SACHS GROUP INC (GS F PERP D) Preferred Stock Sold out 400 $8Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 346$88.4MTFLO, VOO, UTWO, SGOL, SHV
Q1 2026 78$74.8MTFLO, SHV, SGOL, UTWO, VOO
Q4 2025 258$80.9MTFLO, VOO, SGOL, UTWO, SHV
Q3 2025 326$114.1MTFLO, GLD, QQQM, VOO, SGOL
Q2 2025 331$100.7MTFLO, QQQM, VOO, GLD, PNOV
Q1 2025 241$92.7MTFLO, PNOV, SHV, TLT, SFLR
Q4 2024 224$57.0MTFLO, TLT, SGOL, SHV, GLDM