Luminist Capital LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 13, 2026), Luminist Capital LLC reported 258 stock positions worth $80.9 million. Its top holding was iShares Treasury Floating Ra (TFLO) at 15.8% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 9.2%) and Abrdn Physical Gold Shares (SGOL, 6.8%). Compared with Q3 2025, it opened 44 new positions, sold out of 112, added to 53 and reduced 40. The biggest buy was iShares Treasury Floating Ra (TFLO, shares +53%) and the biggest sale an exit from Inn US SML CP Pow B ETF - No (KNOV).
- Most Recent 13F
- Q2 2026
- Location
- GRAND RAPIDS, MI
- CIK
- 0001807270
- Portfolio Value
- $80.9M (Q4 2025)
- SEC Filing
- 0001807270-26-000001 ↗ filed Feb 13, 2026
Holdings Value
Holdings 258 stocks · $80.9M
| TFLO iShares Treasury Floating Ra | 15.84% | 254,097 | $12.8M | Add +53.0% |
| VOO Vanguard S&P 500 ETF | 9.20% | 11,872 | $7.4M | Add +2.1% |
| SGOL Abrdn Physical Gold Shares | 6.75% | 133,097 | $5.5M | Reduce -3.8% |
| UTWO F/M US Treasury 2 Year Note | 5.84% | 97,312 | $4.7M | Add +4.2% |
| SHV iShares 0-1 Year Treasury Bo | 5.69% | 41,837 | $4.6M | Add +4.8% |
| GLD SPDR Gold Shares | 4.79% | 9,785 | $3.9M | Reduce -57.4% |
| VYM Vanguard High DVD Yield ETF | 4.24% | 23,899 | $3.4M | Reduce -11.2% |
| QQQM Invesco Nasdaq 100 ETF | 3.98% | 12,723 | $3.2M | Reduce -58.3% |
| VTI VG Morningstar TS MKT ETF-US | 3.95% | 9,543 | $3.2M | Reduce -9.6% |
| EEM iShares MSCI Emerging Market | 3.60% | 53,270 | $2.9M | Add +3.0% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 3.55% | 49,559 | $2.9M | Reduce -13.0% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 2.46% | 6,323 | $2.0M | Add +2.7% |
| XLV SS Health Care Select Sector | 2.10% | 11,003 | $1.7M | Add +103.0% |
| XLK SS Technology Select Sector | 1.86% | 10,459 | $1.5M | Reduce -4.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.78% | 5,596 | $1.4M | Add +3.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.75% | 4,871 | $1.4M | Add +3.4% |
| NVDA Nvidia Corp. | 1.68% | 7,300 | $1.4M | Add +2.0% |
| XLY SS Consumer Disc Select Sect | 1.19% | 8,089 | $966K | Reduce -59.4% |
| XLI SS Industrial Select Sector | 1.16% | 6,036 | $936K | Add +2.8% |
| XLB SS Materials Select Sector | 1.14% | 20,312 | $921K | Add +3.8% |
| XLF SS Financial Select Sector | 1.06% | 15,660 | $858K | Add +1.8% |
| XLC SS Comm Select Sector SPDR | 1.05% | 7,211 | $849K | Add +0.7% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 1.01% | 19,163 | $818K | Reduce -3.4% |
| XLE SS Energy Select Sector | 1.01% | 18,229 | $815K | Add +0.3% |
| XLRE SS Real Estate Select Sector | 0.99% | 19,882 | $802K | Add +3.9% |
| XLP SS Consumer Staples Sel Sect | 0.68% | 7,115 | $553K | New |
| CTA Simplify Managed Futures St | 0.60% | 17,808 | $485K | Add +22.3% |
| BOXX Alpha Architect 1-3 MNTH Box | 0.59% | 4,114 | $474K | Add +673.3% |
| OVL Overlay Shares Large Cap Eq | 0.58% | 8,826 | $470K | Add +232.8% |
| OVB Overlay Shares Core Bond ETF | 0.47% | 18,655 | $383K | Add +1876.2% |
| AAPL Apple Inc. | 0.43% | 1,276 | $347K | Reduce -59.5% |
| GOOGL Alphabet Inc. Class A | 0.37% | 954 | $299K | Add +6.6% |
| LMBS First Trust Low Duration Opp | 0.37% | 5,936 | $297K | No change |
| SSO Proshares Ultra S&P500 | 0.36% | 5,066 | $293K | Add +8946.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.35% | 467 | $287K | Reduce -50.5% |
| MSFT Microsoft Corp. | 0.33% | 553 | $268K | Add +2.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.28% | 455 | $229K | Reduce -1.7% |
| GHYG iShares Us&intl High Yield C | 0.25% | 4,355 | $201K | No change |
| QQQI Neos Nasdaq-100 High Inc. ETF | 0.24% | 3,659 | $197K | New |
| HYGW iShares HY Corp. BD Buywr ETF | 0.24% | 6,407 | $191K | Add +80.4% |
| FTCS First Trust Capital Strength | 0.23% | 1,977 | $183K | No change |
| PFIX Simplify Interest Rate Hedge | 0.21% | 3,607 | $173K | Add +26.1% |
| DFEB FT Vest U.S. Equity Deep Buf | 0.21% | 3,579 | $171K | No change |
| FEBW Alianzim US Eq BFR20 Feb-Usd | 0.21% | 4,904 | $167K | No change |
| YGLD Simplify Gold Strategy ETF | 0.19% | 3,683 | $153K | Add +7.6% |
| TBIL F/M US Treasury 3 Month Bill | 0.17% | 2,804 | $140K | Add +22.9% |
| IBIT iShares Bitcoin Trust ETF | 0.16% | 2,573 | $128K | Add +48.9% |
| GDX Vaneck Gold Miners ETF | 0.15% | 1,374 | $118K | Reduce -12.3% |
| COST Costco Wholesale Corp. | 0.13% | 119 | $103K | No change |
| JEPI JPMorgan Equity Premium Inco | 0.12% | 1,756 | $101K | Reduce -17.5% |
| VGT Vanguard Info Tech ETF | 0.12% | 130 | $98K | New |
| META Meta Platforms Inc. Class A | 0.12% | 146 | $96K | Add +64.0% |
| AMZN Amazon.com Inc. | 0.12% | 409 | $94K | Add +1945.0% |
| SVOL Simplify Volatility Premium | 0.12% | 5,344 | $94K | Reduce -74.4% |
| MCD McDonald's Corp. | 0.11% | 292 | $89K | No change |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.11% | 1,104 | $89K | Reduce -85.5% |
| QTUM Defiance Quantum ETF | 0.11% | 791 | $87K | Reduce -20.6% |
| TSLA Tesla Inc. | 0.10% | 184 | $83K | Add +22.7% |
| EMB iShares JP Morgan Usd Emergi | 0.10% | 803 | $77K | Add +17.9% |
| TLTW iShares 20+ Bond Buywrite | 0.10% | 3,405 | $77K | Reduce -52.0% |
| FTXL First Trust Nasdaq Semicondu | 0.10% | 594 | $77K | No change |
| IWM iShares Russell 2000 ETF | 0.09% | 304 | $75K | Add +9.0% |
| RYLD Global X Russell 2000 Cov Class | 0.09% | 4,817 | $74K | Reduce -21.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.09% | 663 | $71K | No change |
| PKW Invesco Buyback Achievers Et | 0.09% | 521 | $70K | No change |
| FDL First Trust Morn DVD Lead Inc. | 0.08% | 1,481 | $66K | No change |
| XLG Invesco S&P 500 Top 50 ETF | 0.08% | 1,095 | $65K | No change |
| FTC First Trust Large Cap Growth | 0.08% | 403 | $64K | No change |
| PFF iShares Preferred & Income S | 0.08% | 1,972 | $61K | Reduce -85.2% |
| CWB SS SPDR BB Conv Sec ETF | 0.07% | 674 | $60K | Add +20.6% |
| SPYI Neos S&P 500 High Income ETF | 0.07% | 1,144 | $60K | New |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.07% | 123 | $59K | Add +12.8% |
| VEU Vanguard Ftse All-World Ex-U | 0.07% | 779 | $57K | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.07% | 83 | $57K | Reduce -10.8% |
| TLT iShares 20+ Year Treasury BD | 0.07% | 614 | $54K | Reduce -85.0% |
| TER Teradyne Inc. | 0.07% | 273 | $53K | No change |
| EBAY eBay Inc. | 0.06% | 564 | $49K | No change |
| QRMI Global X Nasdaq 100 Risk Man | 0.06% | 3,066 | $49K | Reduce -81.0% |
| PSLV Sprott Physical Silver Trust | 0.06% | 2,000 | $47K | No change |
| MTUM iShares MSCI USA Momentum Fa | 0.05% | 170 | $43K | No change |
| XRMI Global X S&P 500 Risk Manage | 0.05% | 2,347 | $42K | Reduce -68.2% |
| ZAREEX Ares Real Estate Inc. TR-E | 0.05% | 5,108 | $41K | No change |
| JULH Innov Prem Inc. 20 Barr-July | 0.05% | 1,591 | $40K | Reduce -17.9% |
| ALTY Global X Alternative Income | 0.05% | 3,227 | $38K | Reduce -21.2% |
| PLTR Palantir Technologies Inc. Class A | 0.05% | 213 | $38K | Reduce -12.7% |
| HYTR Counterpoint Hi YLD ETF | 0.05% | 1,722 | $37K | No change |
| MAXI Simplify Bitcoin STRT ETF-Ui | 0.04% | 2,530 | $36K | Add +73.9% |
| HIGH Simplify Enhanced Income ETF | 0.04% | 1,539 | $34K | Reduce -18.3% |
| HI Hillenbrand Inc. | 0.04% | 1,078 | $34K | No change |
| DGX Quest Diagnostics Inc. | 0.04% | 189 | $33K | No change |
| GE General Electric filed as GE AEROSPACE | 0.04% | 106 | $33K | Add +1666.7% |
| SMH Vaneck Semiconductor ETF | 0.04% | 89 | $32K | No change |
| EXEL Exelixis Inc. | 0.04% | 700 | $31K | No change |
| PRF Invesco Rafi US 1000 ETF | 0.04% | 650 | $30K | No change |
| USFR Wisdomtree Floating Rate Tre | 0.04% | 565 | $28K | Reduce -92.2% |
| FXL First Trust Technology Alpha | 0.03% | 167 | $28K | No change |
| SCHX Schwab US Large-Cap ETF | 0.03% | 1,000 | $27K | No change |
| XBJA Innovator US Eq Ac 9 Buff-J | 0.03% | 641 | $20K | No change |
| KOCT Innovator U.S. Small Cap Pow | 0.02% | 501 | $20K | New |
| FTA First Trust L C Val Alp | 0.02% | 211 | $18K | No change |
Other holdings (17): bonds, preferreds, convertibles and warrants · $202K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| JPMORGAN CHASE BANK 0PCT26CD FDIC INS DUE 09/03/26US | NON-MARKETPLACE CDS · principal | 75,000 | $76K | No change |
| ELI LILLY AND CO 4.25PCT31 DUE 03/15/31 | CORPORATE BONDS · principal | 10,000 | $10K | New |
| MERCK & CO., INC 4.15PCT30 DUE 09/15/30 | CORPORATE BONDS · principal | 10,000 | $10K | New |
| ALPHABET INC. 4.375PCT32 DUE 11/15/32 | CORPORATE BONDS · principal | 10,000 | $10K | New |
| KALAMAZOO MICH HOSP 4pct31SYST HLTH DUE 05/15/31XTRO | MUNI BONDS · principal | 10,000 | $10K | No change |
| ELI LILLY AND CO 4.6PCT34 DUE 08/14/34 | CORPORATE BONDS · principal | 10,000 | $10K | New |
| META PLATFORMS, I 4.2PCT30 DUE 11/15/30 | CORPORATE BONDS · principal | 10,000 | $10K | New |
| AMAZON.COM, INC. 4.1PCT30 DUE 11/20/30 | CORPORATE BONDS · principal | 10,000 | $10K | New |
| AMAZON.COM, INC. 4.35PCT33 DUE 03/20/33 | CORPORATE BONDS · principal | 10,000 | $10K | New |
| THE PROCTER & GAM 4.1PCT32 DUE 11/03/32 | CORPORATE BONDS · principal | 10,000 | $10K | New |
| MICHIGAN FIN AUTH R 3PCT33SYST HLTH DUE 11/15/33OID XTRO | MUNI BONDS · principal | 10,000 | $10K | No change |
| MICHIGAN FIN AUT 3.26PCT31REV UTX DUE 11/01/31XTRO TAXBL | MUNI BONDS · principal | 10,000 | $10K | No change |
| MICHIGAN FIN AUTH R 5PCT34POOL AUTH DUE 05/01/34 | MUNI BONDS · principal | 5,000 | $5K | No change |
| LAKE SUPERIOR ST UN 4PCT32PUB EDUC DUE 01/15/32 | MUNI BONDS · principal | 5,000 | $5K | No change |
| MICHIGAN FIN AU 3.125PCT33SYST HLTH DUE 12/01/33OID XTRO | MUNI BONDS · principal | 5,000 | $5K | No change |
| CORBF Global Cord Blood Corp. | COM · principal | 165 | $157 | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7 | $135 | No change |
Lines left out (1) · $115 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| PATH Uipath Inc. Class A | CL A | 0 | $115 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $81.1M.
Portfolio Sells Q3 2025 → Q4 2025
| KNOV Inn US SML CP Pow B ETF - No | Sold out | 0.00% | −3.21 |
| PAUG Innovator U.S. Equity Power | Sold out | 0.00% | −3.10 |
| DDTL Invtr Eq D Di 10 B ETF - Jul | Sold out | 0.00% | −2.72 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -58.3% | 3.98% | −2.66 |
| GLD SPDR Gold Shares | Reduce -57.4% | 4.79% | −2.37 |
| WMT Walmart Inc. | Sold out | 0.00% | −2.13 |
| PNOV Innovator U.S. Equity Power | Sold out | 0.00% | −1.71 |
| KSEP Inv US SML Cap P B ETF - Sep | Sold out | 0.00% | −1.69 |
| NJUL Innovator Growth 100 Power B | Sold out | 0.00% | −1.43 |
| NAUG Innov G-100 Powr BF ETF -Aug | Sold out | 0.00% | −1.20 |
| SFLR Innovator Eqty MGD Floor ETF | Reduce -99.0% | 0.02% | −1.11 |
| IJUL Innovator International Deve | Sold out | 0.00% | −0.61 |
| NNOV Innovator G-100 PB ETF - Nov | Sold out | 0.00% | −0.60 |
| SLV iShares Silver Trust | Reduce -99.6% | 0.00% | −0.49 |
| FLOT iShares Floating Rate Bond E | Sold out | 0.00% | −0.46 |
| QFLR Innovator Nasdaq-100 MF ETF | Sold out | 0.00% | −0.44 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -85.5% | 0.11% | −0.43 |
| KJUL Innovator U.S. Small Cap Pow | Sold out | 0.00% | −0.37 |
| AGG iShares Core U.S. Aggregate | Sold out | 0.00% | −0.36 |
| PSEP Innovator U.S. Equity Power | Sold out | 0.00% | −0.33 |
| VXUS Vanguard Total Intl Stock | Sold out | 0.00% | −0.33 |
| IAUG Innov in DVLP PWRB ETF - Aug | Sold out | 0.00% | −0.32 |
| VCIT Vanguard Int-Term Corporate | Sold out | 0.00% | −0.32 |
| SHYG iShares 0-5 YR HY Corp. Bond | Sold out | 0.00% | −0.32 |
| RFLR Innovator US S Cap MNG F ETF | Sold out | 0.00% | −0.30 |
| PFF iShares Preferred & Income S | Reduce -85.2% | 0.08% | −0.29 |
| USFR Wisdomtree Floating Rate Tre | Reduce -92.2% | 0.04% | −0.29 |
| BNDX Vanguard Total Intl Bond ETF | Sold out | 0.00% | −0.28 |
| AAPL Apple Inc. | Reduce -59.5% | 0.43% | −0.28 |
| TLT iShares 20+ Year Treasury BD | Reduce -85.0% | 0.07% | −0.25 |
| NSEP Innovator G100 PB ETF-Sep | Sold out | 0.00% | −0.24 |
| SVOL Simplify Volatility Premium | Reduce -74.4% | 0.12% | −0.22 |
| VUSB Vanguard Ultra Short Bond Et | Sold out | 0.00% | −0.20 |
| KAPR Innovator U.S. Small Cap Pow | Sold out | 0.00% | −0.19 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Sold out | 0.00% | −0.19 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Sold out | 0.00% | −0.19 |
| QRMI Global X Nasdaq 100 Risk Man | Reduce -81.0% | 0.06% | −0.16 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -50.5% | 0.35% | −0.14 |
| VBTLX Vanguard TTL BD MKT Idx-Adm | Sold out | 0.00% | −0.12 |
| VTSAX VNGD Mrngst TS MK Idx FD-Adm | Sold out | 0.00% | −0.11 |
| VTIAX Vanguard TTL Int St Idx-Adm | Sold out | 0.00% | −0.08 |
| IGV iShares Expanded Tech-Softwa | Sold out | 0.00% | −0.08 |
| CADUX Cion Ares Divers Cred-I | Sold out | 0.00% | −0.07 |
| XRMI Global X S&P 500 Risk Manage | Reduce -68.2% | 0.05% | −0.06 |
| AVGO Broadcom Inc. | Sold out | 0.00% | −0.05 |
| OWL Blue Owl Capital Inc. | Sold out | 0.00% | −0.05 |
| XLY SS Consumer Disc Select Sect | Reduce -59.4% | 1.19% | −0.05 |
| TLTW iShares 20+ Bond Buywrite | Reduce -52.0% | 0.10% | −0.05 |
| NBARX Af Rtrmnt Inc.-Moderate-A | Sold out | 0.00% | −0.05 |
| BND Vanguard Total Bond Market | Sold out | 0.00% | −0.05 |
Portfolio Buys Q3 2025 → Q4 2025
| TFLO iShares Treasury Floating Ra | Add +53.0% | 15.84% | +8.51 |
| VOO Vanguard S&P 500 ETF | Add +2.1% | 9.20% | +2.94 |
| UTWO F/M US Treasury 2 Year Note | Add +4.2% | 5.84% | +1.87 |
| SHV iShares 0-1 Year Treasury Bo | Add +4.8% | 5.69% | +1.84 |
| XLV SS Health Care Select Sector | Add +103.0% | 2.10% | +1.42 |
| EEM iShares MSCI Emerging Market | Add +3.0% | 3.60% | +1.16 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Add +2.7% | 2.46% | +0.79 |
| XLP SS Consumer Staples Sel Sect | New | 0.68% | +0.68 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +3.1% | 1.78% | +0.57 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +3.4% | 1.75% | +0.54 |
| BOXX Alpha Architect 1-3 MNTH Box | Add +673.3% | 0.59% | +0.53 |
| NVDA Nvidia Corp. | Add +2.0% | 1.68% | +0.51 |
| OVL Overlay Shares Large Cap Eq | Add +232.8% | 0.58% | +0.46 |
| OVB Overlay Shares Core Bond ETF | Add +1876.2% | 0.47% | +0.46 |
| XLB SS Materials Select Sector | Add +3.8% | 1.14% | +0.38 |
| XLI SS Industrial Select Sector | Add +2.8% | 1.16% | +0.37 |
| SSO Proshares Ultra S&P500 | Add +8946.4% | 0.36% | +0.36 |
| XLF SS Financial Select Sector | Add +1.8% | 1.06% | +0.34 |
| XLC SS Comm Select Sector SPDR | Add +0.7% | 1.05% | +0.32 |
| XLE SS Energy Select Sector | Add +0.3% | 1.01% | +0.30 |
| XLRE SS Real Estate Select Sector | Add +3.9% | 0.99% | +0.28 |
| CTA Simplify Managed Futures St | Add +22.3% | 0.60% | +0.24 |
| QQQI Neos Nasdaq-100 High Inc. ETF | New | 0.24% | +0.24 |
| GOOGL Alphabet Inc. Class A | Add +6.6% | 0.37% | +0.18 |
| HYGW iShares HY Corp. BD Buywr ETF | Add +80.4% | 0.24% | +0.14 |
| VGT Vanguard Info Tech ETF | New | 0.12% | +0.12 |
| AMZN Amazon.com Inc. | Add +1945.0% | 0.12% | +0.11 |
| PFIX Simplify Interest Rate Hedge | Add +26.1% | 0.21% | +0.09 |
| MSFT Microsoft Corp. | Add +2.8% | 0.33% | +0.09 |
| SPYI Neos S&P 500 High Income ETF | New | 0.07% | +0.07 |
| TBIL F/M US Treasury 3 Month Bill | Add +22.9% | 0.17% | +0.07 |
| YGLD Simplify Gold Strategy ETF | Add +7.6% | 0.19% | +0.07 |
| META Meta Platforms Inc. Class A | Add +64.0% | 0.12% | +0.06 |
| IBIT iShares Bitcoin Trust ETF | Add +48.9% | 0.16% | +0.06 |
| TSLA Tesla Inc. | Add +22.7% | 0.10% | +0.04 |
| GE General Electric | Add +1666.7% | 0.04% | +0.04 |
| EMB iShares JP Morgan Usd Emergi | Add +17.9% | 0.10% | +0.04 |
| IWM iShares Russell 2000 ETF | Add +9.0% | 0.09% | +0.03 |
| CWB SS SPDR BB Conv Sec ETF | Add +20.6% | 0.07% | +0.03 |
| DIA SS SPDR Dow Jones Indus Avg | Add +12.8% | 0.07% | +0.03 |
| KOCT Innovator U.S. Small Cap Pow | New | 0.02% | +0.02 |
| GEV GE Vernova Inc. | Add +2500.0% | 0.02% | +0.02 |
| SGOV iShares 0-3 Month Treasury B | New | 0.02% | +0.02 |
| ISRG Intuitive Surgical Inc. | New | 0.01% | +0.01 |
| IWF iShares Russell 1000 Growth | New | 0.01% | +0.01 |
| TBJL Innovator 20 YR T Bond 9 Buf | New | 0.01% | +0.01 |
| VKTX Viking Therapeutics Inc. | Add +150.0% | 0.01% | +0.01 |
| IWD iShares Russell 1000 Value E | New | 0.01% | +0.01 |
| NLCP Newlake Capital Partners Inc. | New | 0.01% | +0.01 |
| MAXI Simplify Bitcoin STRT ETF-Ui | Add +73.9% | 0.04% | +0.01 |
Notes & Other Activity Q3 2025 → Q4 2025
| SWVXX Schwa Prime Adv Money FD-Inv | SCHWAB NON-SWEEP MMF · principal | Sold out | 1,454,557 | $1.5Mbefore exit |
| SNVXX Schwab Govt MNY FND-Inv | SCHWAB NON-SWEEP MMF · principal | Sold out | 53,100 | $53Kbefore exit |
| IBM CORP (IBM 7 10/30/25) | CORPORATE BONDS · principal | Sold out | 20,000 | $20Kbefore exit |
| PUGET SOUND ENER 7.02PCT27 DUE 12/01/27 | CORPORATE BONDS · principal | Sold out | 15,000 | $16Kbefore exit |
| ELI LILLY AND CO 4.25PCT31 DUE 03/15/31 | CORPORATE BONDS · principal | New | 10,000 | $10K |
| MERCK & CO., INC 4.15PCT30 DUE 09/15/30 | CORPORATE BONDS · principal | New | 10,000 | $10K |
| ALPHABET INC. 4.375PCT32 DUE 11/15/32 | CORPORATE BONDS · principal | New | 10,000 | $10K |
| ELI LILLY AND CO 4.6PCT34 DUE 08/14/34 | CORPORATE BONDS · principal | New | 10,000 | $10K |
| META PLATFORMS, I 4.2PCT30 DUE 11/15/30 | CORPORATE BONDS · principal | New | 10,000 | $10K |
| AMAZON.COM, INC. 4.1PCT30 DUE 11/20/30 | CORPORATE BONDS · principal | New | 10,000 | $10K |
| AMAZON.COM, INC. 4.35PCT33 DUE 03/20/33 | CORPORATE BONDS · principal | New | 10,000 | $10K |
| THE PROCTER & GAM 4.1PCT32 DUE 11/03/32 | CORPORATE BONDS · principal | New | 10,000 | $10K |
| WAYNE ST UNIV MIC 2.5PCT30PUB EDUC DUE 11/15/30OID | MUNI BONDS · principal | Sold out | 10,000 | $10Kbefore exit |
| WAYNE CNTY MICH ARP 5PCT27AIR TRAN DUE 12/01/27XTRO | MUNI BONDS · principal | Sold out | 5,000 | $5Kbefore exit |
| WAYNE CNTY MICH ARP 5PCT33AIR TRAN DUE 12/01/33XTRO AMT | MUNI BONDS · principal | Sold out | 5,000 | $5Kbefore exit |
| SMITH CONS DRAI 2.625PCT34REV LTX DUE 05/01/34OID | MUNI BONDS · principal | Sold out | 5,000 | $5Kbefore exit |
| CORBF Global Cord Blood Corp. | COM · principal | New | 165 | $157 |
| PATH Uipath Inc. Class A | CL A | New | 0 | $115 |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Sold out | 537 | $5before exit |
| PCLAX PIMCO CP and BD Alp FD-A Usd | NTF EQUITY FUNDS | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 346 | $88.4M | TFLO, VOO, UTWO, SGOL, SHV |
| Q1 2026 | 78 | $74.8M | TFLO, SHV, SGOL, UTWO, VOO |
| Q4 2025 | 258 | $80.9M | TFLO, VOO, SGOL, UTWO, SHV |
| Q3 2025 | 326 | $114.1M | TFLO, GLD, QQQM, VOO, SGOL |
| Q2 2025 | 331 | $100.7M | TFLO, QQQM, VOO, GLD, PNOV |
| Q1 2025 | 241 | $92.7M | TFLO, PNOV, SHV, TLT, SFLR |
| Q4 2024 | 224 | $57.0M | TFLO, TLT, SGOL, SHV, GLDM |