Marcum Wealth, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 10, 2024), Marcum Wealth, LLC reported 360 stock positions worth $985.7 million. Its top holding was iShares Core S&P 500 ETF (IVV) at 16.7% of the portfolio, followed by Schwab US Large-Cap ETF (SCHX, 9.7%) and Vanguard Ftse Developed ETF (VEA, 6.5%). Compared with Q4 2023, it opened 34 new positions, sold out of 23, added to 147 and reduced 159. The biggest buy was Innovator U.S. Equity Buffer (BJAN, shares +2177%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −10%).

Most Recent 13F
Q1 2025
Location
CLEVELAND, OH
CIK
0001784450
Portfolio Value
$985.7M (Q1 2024)
SEC Filing
0001784450-24-000003 ↗ filed Apr 10, 2024

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $985.7M $985.7M Q1 2024 Q2 2024: $996.6M Q2 2024 Q3 2024: $1.1B Q3 2024 Q4 2024: $1.2B Q4 2024 Q1 2025: $1.2B Q1 2025

Holdings 360 stocks · $985.7M
IVV iShares Core S&P 500 ETF 16.72% 313,456 $164.8M Reduce -10.4%
SCHX Schwab US Large-Cap ETF 9.66% 1,534,206 $95.2M Reduce -9.2%
VEA Vanguard Ftse Developed ETF 6.49% 1,274,457 $63.9M Add +4.2%
SCHA Schwab US Small-Cap ETF 5.80% 1,161,010 $57.2M Reduce -2.2%
VB Vanguard Most SM-Cap ETF-Usd 5.04% 217,240 $49.7M Reduce -2.0%
IEFA iShares Core MSCI Eafe ETF 4.64% 616,410 $45.7M Reduce -3.4%
VWO Vanguard Ftse Emerging Marke 4.49% 1,059,049 $44.2M Add +6.1%
IJR iShares Core S&P Small-Cap E 2.72% 242,525 $26.8M Add +21.8%
XMPT Vaneck Cef Muni Income ETF 2.05% 931,136 $20.2M Add +4.5%
MSFT Microsoft Corp. 2.02% 47,242 $19.9M Add +9.5%
UPS United Parcel Service Class B 1.68% 111,609 $16.6M Add +0.1%
IEMG iShares Core MSCI Emerging 1.57% 299,511 $15.5M Reduce -1.5%
AAPL Apple Inc. 1.48% 84,932 $14.6M Reduce -9.3%
AGG iShares Core U.S. Aggregate 1.43% 144,014 $14.1M Add +26.4%
VOO Vanguard S&P 500 ETF 1.40% 28,753 $13.8M Reduce -3.9%
PGR Progressive Corp. 0.99% 47,314 $9.8M Reduce -0.4%
NVDA Nvidia Corp. 0.77% 8,416 $7.6M Reduce -8.0%
VUG Vanguard Mrngstar GR ETF-Sui 0.77% 22,083 $7.6M Reduce -3.4%
VGLT Vanguard Long-Term Treasury 0.71% 117,337 $7.0M Add +19.9%
JPM JPMorgan Chase & Co. 0.70% 34,208 $6.9M Reduce -2.7%
BJAN Innovator U.S. Equity Buffer 0.65% 147,814 $6.4M Add +2176.5%
AMZN Amazon.com Inc. 0.64% 34,806 $6.3M Reduce -0.3%
VIG Vanguard Dividend Apprec ETF 0.59% 32,040 $5.9M Add +2.8%
SPYV SS SPDR P S&P 500 Value ETF 0.44% 86,420 $4.3M Reduce -5.8%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.42% 16,392 $4.1M Add +0.6%
IWF iShares Russell 1000 Growth 0.39% 11,517 $3.9M Reduce -11.5%
VNQ Vanguard Real Estate ETF 0.37% 41,629 $3.6M Add +12.8%
BRK.B Berkshire Hathaway Inc. Class B 0.35% 8,316 $3.5M Add +0.4%
XOM Exxon Mobil Corp. 0.35% 29,304 $3.4M Add +2.8%
CVX Chevron Corp. 0.32% 19,759 $3.1M Add +12.2%
GOOGL Alphabet Inc. Class A 0.30% 19,494 $2.9M Reduce -2.2%
VTV Vanguard Mrngstr Val ETF-Aui 0.29% 17,837 $2.9M Reduce -21.4%
MMIN Nylim Mackay Muni Insured Et 0.29% 118,778 $2.9M Add +30.9%
META Meta Platforms Inc. Class A 0.29% 5,810 $2.8M Add +2.3%
V Visa Inc. Class A 0.29% 10,095 $2.8M Reduce -6.1%
HEI.A Heico Corp. Class A 0.28% 18,127 $2.8M Add +0.0%
DFIS Dimensional International SM 0.27% 107,993 $2.7M Add +12.7%
AVGO Broadcom Inc. 0.27% 2,001 $2.7M Reduce -11.2%
GOOG Alphabet Inc. Class C 0.26% 17,104 $2.6M Reduce -0.8%
JMBS Janus Henderson Mortg Backed 0.26% 57,035 $2.6M Add +37.1%
MRK Merck & Co. Inc. 0.26% 19,062 $2.5M Reduce -7.7%
HD Home Depot Inc. 0.25% 6,500 $2.5M Add +2.9%
PH Parker Hannifin Corp. 0.25% 4,442 $2.5M Add +0.2%
UNH Unitedhealth Group Inc. 0.25% 4,936 $2.4M Reduce -5.7%
MO Altria Group Inc. 0.24% 55,241 $2.4M Add +2.9%
PG The Procter & Gamble Co. 0.23% 14,261 $2.3M Reduce -0.7%
XLV SS Health Care Select Sector 0.23% 15,640 $2.3M Add +1.7%
LLY Eli Lilly & Co. 0.23% 2,917 $2.3M Add +7.2%
GTO Invesco Total Return Bond Et 0.23% 47,393 $2.2M Add +11.8%
XLK SS Technology Select Sector 0.22% 10,463 $2.2M Reduce -7.0%
VTEB Vanguard Tax-Exempt Bond ETF 0.21% 41,581 $2.1M Add +23.4%
DFAT Dimensional US Target Value 0.21% 38,355 $2.1M Reduce -2.8%
KJAN Innovator U.S. Small Cap Pow 0.21% 58,535 $2.1M New
DFAC Dimensional US Core Equity 2 0.20% 62,771 $2.0M Reduce -0.2%
MCD McDonald's Corp. 0.19% 6,795 $1.9M Reduce -3.3%
BA The Boeing Co. 0.19% 9,763 $1.9M Add +5.8%
ABBV Abbvie Inc. 0.19% 10,074 $1.8M Reduce -5.8%
GSLC Goldman Activebeta US LC ETF 0.19% 17,650 $1.8M Reduce -1.9%
USMV iShares MSCI USA Min Vol Fac 0.18% 21,801 $1.8M Reduce -0.2%
JNJ Johnson & Johnson 0.18% 11,492 $1.8M Reduce -23.5%
IJH iShares Core S&P Midcap ETF 0.18% 29,611 $1.8M Add +2.5%
BJUL Innovator U.S. Equity Buffer 0.17% 42,481 $1.7M Reduce -74.3%
WMT Walmart Inc. 0.17% 28,386 $1.7M Reduce -0.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.17% 8,941 $1.7M Add +38.4%
ORCL Oracle Corp. 0.17% 12,997 $1.6M Add +8.7%
BX Blackstone Inc. 0.16% 12,343 $1.6M Add +3.4%
GS Goldman Sachs Group Inc. 0.16% 3,871 $1.6M Reduce -1.2%
CMCSA Comcast Corp. Class A 0.16% 35,799 $1.6M Reduce -10.6%
PEP Pepsico Inc. 0.15% 8,707 $1.5M Reduce -4.6%
PM Philip Morris International 0.15% 16,474 $1.5M Reduce -5.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.15% 39,787 $1.5M Reduce -1.8%
USHY iShares Broad Usd High Yield 0.15% 40,874 $1.5M Reduce -6.8%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.15% 6,296 $1.5M No change
DFUS Dimensional US Eq MKT ETF 0.15% 25,771 $1.5M Add +0.2%
IYW iShares Ustechnology ETF 0.15% 10,837 $1.5M Add +6.7%
HEI Heico Corp. 0.15% 7,652 $1.5M No change
ETN Eaton Corp. PLC 0.15% 4,654 $1.5M Add +2.4%
DFUV Dimensional US Marketwide Va 0.15% 34,977 $1.4M Add +0.3%
BNDX Vanguard Total Intl Bond ETF 0.14% 28,885 $1.4M Reduce -1.0%
TSLA Tesla Inc. 0.14% 8,007 $1.4M Add +8.3%
MA Mastercard Inc. Class A 0.13% 2,728 $1.3M Reduce -7.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.13% 10,363 $1.3M Add +13.0%
BSV Vanguard Short-Term Bond ETF 0.13% 16,507 $1.3M Reduce -3.0%
IWD iShares Russell 1000 Value E 0.12% 6,791 $1.2M Reduce -20.0%
CSCO Cisco Systems Inc. 0.12% 24,346 $1.2M Add +4.0%
VZ Verizon Communications Inc. 0.12% 28,952 $1.2M Add +0.5%
KO The Coca-Cola Co. 0.12% 19,855 $1.2M Reduce -2.4%
CMG Chipotle Mexican Grill Inc. 0.12% 411 $1.2M Reduce -5.1%
VYM Vanguard High DVD Yield ETF 0.12% 9,669 $1.2M Reduce -9.6%
AMGN Amgen Inc. 0.12% 4,032 $1.1M Add +6.1%
MTUM iShares MSCI USA Momentum Fa 0.12% 6,116 $1.1M Reduce -8.6%
SPAB SS SPDR P Agg Bond ETF 0.11% 43,943 $1.1M New
NKE Nike Inc. Class B 0.11% 11,750 $1.1M Reduce -6.8%
XLC SS Comm Select Sector SPDR 0.11% 13,489 $1.1M Reduce -3.9%
SPY SS SPDR S&P 500 ETF Trust-US 0.11% 2,100 $1.1M Reduce -61.5%
BSVO EA Bridgeway Omni Sm-Cp Val 0.11% 51,419 $1.1M Reduce -0.8%
AMT American Tower Corp. 0.11% 5,470 $1.1M Reduce -0.7%
INTU Intuit Inc. 0.11% 1,659 $1.1M Reduce -0.3%
ISRG Intuitive Surgical Inc. 0.11% 2,616 $1.0M Reduce -1.1%
PFE Pfizer Inc. 0.10% 37,265 $1.0M Add +11.8%
WMB Williams Cos Inc. 0.10% 25,874 $1.0M Reduce -0.6%
LECO Lincoln Electric Holdings 0.10% 3,908 $998K Reduce -14.4%
CAT Caterpillar Inc. 0.10% 2,660 $975K Reduce -17.2%
VONG Vanguard Russell 1000 Growth 0.10% 11,211 $972K Reduce -5.9%
CB Chubb Ltd. 0.10% 3,737 $968K Add +1.3%
VTI VG Morningstar TS MKT ETF-US 0.10% 3,724 $968K Add +0.7%
GM General Motors Co. 0.10% 21,337 $968K Add +3.0%
WFC Wells Fargo & Co. 0.10% 16,594 $962K Reduce -1.7%
NFLX Netflix Inc. 0.10% 1,566 $951K Add +5.0%
LMT Lockheed Martin Corp. 0.09% 2,024 $921K Add +3.2%
IWR iShares Russell Mid-Cap ETF 0.09% 10,814 $909K Reduce -3.3%
DFIV Dimensional International Va 0.09% 24,734 $909K Add +0.2%
DUK Duke Energy Corp. 0.09% 9,343 $904K Reduce -10.7%
SBUX Starbucks Corp. 0.09% 9,867 $902K Add +5.7%
XLF SS Financial Select Sector 0.09% 21,287 $897K Add +168.1%
EFV iShares MSCI Eafe Value ETF 0.09% 16,439 $894K Reduce -2.6%
CRM Salesforce Inc. 0.09% 2,956 $890K Add +11.0%
RTX RTX Corp. 0.09% 9,093 $887K Add +4.2%
SMMV iShares MSCI USA Small-Cap M 0.09% 23,645 $886K Add +4.5%
KRG Kite Realty Group Trust 0.09% 40,284 $873K No change
PNC PNC Financial Services Group 0.09% 5,320 $860K Add +1.6%
T AT&T Inc. 0.09% 47,821 $842K Reduce -6.2%
MDT Medtronic PLC 0.08% 9,592 $836K Reduce -14.5%
TXN Texas Instruments Inc. 0.08% 4,769 $831K Add +3.9%
VONV Vanguard Russell 1000 Value 0.08% 10,378 $816K Reduce -1.5%
JEPI JPMorgan Equity Premium Inco 0.08% 14,008 $811K Add +45.0%
XLY SS Consumer Disc Select Sect 0.08% 4,339 $798K Reduce -0.2%
BLK BlackRock Finance Inc. 0.08% 951 $793K Reduce -9.9%
UNP Union Pacific Corp. 0.08% 3,208 $789K Add +7.7%
CEDAR FAIR LP 0.08% 18,708 $784K Add +0.0%
SPGI S&P Global Inc. 0.08% 1,835 $781K Reduce -0.9%
TGT Target Corp. 0.08% 4,388 $778K Add +3.9%
MPC Marathon Petroleum Corp. 0.08% 3,852 $776K Add +34.9%
SHOP Shopify Inc. Class A 0.08% 9,912 $765K Add +3.2%
OKE Oneok Inc. 0.08% 9,310 $746K Add +2.9%
ENB Enbridge Inc. 0.07% 20,316 $735K Add +10.0%
PLD Prologis Inc. 0.07% 5,635 $734K Reduce -4.0%
VMBS Vanguard Mortgage-Backed Sec 0.07% 15,993 $729K Reduce -4.1%
BMY Bristol-Myers Squibb Co. 0.07% 13,368 $725K Add +61.5%
HBAN Huntington Bancshares Inc. 0.07% 51,498 $718K Add +6.6%
TRV The Travelers Cos Inc. 0.07% 3,088 $711K Add +4.9%
MAR Marriott International Class A 0.07% 2,732 $689K Reduce -5.7%
SCHD Schwab US DVD Equity ETF 0.07% 8,450 $681K Reduce -25.3%
ADBE Adobe Inc. 0.07% 1,347 $680K Reduce -6.1%
TMO Thermo Fisher Scientific Inc. 0.07% 1,162 $675K Reduce -3.8%
VGT Vanguard Info Tech ETF 0.07% 1,279 $671K No change
ACN Accenture PLC Class A 0.07% 1,925 $667K Add +8.3%
SCHW Schwab (charles) Corp. 0.07% 9,172 $663K Add +0.6%
VEU Vanguard Ftse All-World Ex-U 0.07% 11,267 $661K Add +0.9%
INTC Intel Corp. 0.07% 14,875 $657K Reduce -5.1%
AXP American Express Co. 0.07% 2,848 $649K Add +6.8%
NOC Northrop Grumman Corp. 0.06% 1,332 $638K Reduce -2.0%
AZN Astrazeneca PLC-Spons ADR 0.06% 9,363 $634K Add +13.3%
BLV Vanguard Long-Term Bond ETF 0.06% 8,720 $631K Reduce -0.7%
EMR Emerson Electric Co. 0.06% 5,555 $630K Add +37.4%
COP Conocophillips 0.06% 4,943 $629K Reduce -8.3%
USXF iShares ESG Advance MSCI USA 0.06% 13,863 $626K No change
ABT Abbott Laboratories 0.06% 5,445 $619K Add +6.0%
NEE Nextera Energy Inc. 0.06% 9,681 $619K Add +13.9%
BIV Vanguard Intermediate-Term B 0.06% 8,159 $615K Reduce -2.9%
COST Costco Wholesale Corp. 0.06% 834 $611K Reduce -5.2%
IWM iShares Russell 2000 ETF 0.06% 2,900 $610K Reduce -31.2%
KEY Keycorp 0.06% 38,378 $607K Add +3.1%
MSI Motorola Solutions Inc. 0.06% 1,706 $606K Reduce -0.1%
LIN Linde PLC 0.06% 1,303 $605K Add +0.9%
SHW The Sherwin-Williams Co. 0.06% 1,739 $604K Reduce -0.6%
MU Micron Technology Inc. 0.06% 5,066 $597K Reduce -9.1%
GPC Genuine Parts Co. 0.06% 3,776 $585K Add +13.6%
MDLZ Mondelez International Inc. Class A 0.06% 8,350 $584K Reduce -5.0%
BIL SS SPDR BB 1-3M T-Bill ETF 0.06% 6,353 $583K Reduce -20.3%
XLP SS Consumer Staples Sel Sect 0.06% 7,598 $580K Reduce -23.4%
AMD Advanced Micro Devices 0.06% 3,172 $573K Reduce -1.5%
ADP Automatic Data Processing 0.06% 2,284 $570K Add +0.8%
IGLB iShares 10+ Year Inv GR Corp. 0.06% 10,966 $565K Reduce -0.5%
CME Cme Group Inc. 0.06% 2,613 $563K Add +3.8%
VPL Vanguard Ftse Pacific ETF 0.06% 7,395 $562K Reduce -0.1%
IWS iShares Russell Mid-Cap Valu 0.06% 4,459 $559K Reduce -4.6%
QQQ Invesco QQQ Trust Series 1 0.06% 1,245 $553K Reduce -1.4%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.06% 3,532 $551K Add +0.1%
CVS CVS Health Corp. 0.06% 6,898 $550K Reduce -1.4%
DHR Danaher Corp. 0.06% 2,196 $548K Reduce -3.9%
EQIX Equinix Inc. 0.05% 649 $536K Reduce -4.8%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.05% 5,210 $528K Reduce -0.1%
QUAL iShares MSCI USA Quality Fac 0.05% 3,211 $528K No change
TFC Truist Financial Corp. 0.05% 13,515 $527K Add +13.7%
KJUL Innovator U.S. Small Cap Pow 0.05% 18,759 $527K Reduce -78.0%
LOW Lowe's Cos Inc. 0.05% 2,038 $519K Add +12.2%
FNB FNB Corp. 0.05% 36,188 $510K No change
HON Honeywell International Inc. 0.05% 2,470 $507K Reduce -16.4%
ASML ASML Holding NV-NY Reg SHS 0.05% 521 $506K Add +9.0%
LAMR Lamar Advertising Co. Class A 0.05% 4,192 $501K Reduce -7.6%
EPD Enterprise Products Partners 0.05% 17,020 $497K Reduce -3.0%
VRTX Vertex Pharmaceuticals Inc. 0.05% 1,176 $492K Reduce -1.3%
FCX Freeport-McMoran Inc. 0.05% 10,450 $491K Reduce -0.0%
DE Deere & Co. 0.05% 1,183 $486K Reduce -11.3%
EIX Edison International 0.05% 6,843 $484K Reduce -11.3%
NVO Novo-Nordisk A/S-Spons ADR 0.05% 3,759 $483K Reduce -11.6%
UL Unilever PLC 0.05% 9,593 $481K Add +14.2%
CI The Cigna Group 0.05% 1,310 $476K Reduce -2.2%
GE General Electric 0.05% 2,696 $473K Add +10.0%
TEL Te Connectivity Ltd. 0.05% 3,248 $472K Reduce -16.6%
NOW ServiceNow Inc. 0.05% 615 $469K Add +2.2%
IYG iShares U.S. Financial Servi 0.05% 7,065 $468K Reduce -3.6%
EMXC iShares MSCI Emr MRK Ex Chna 0.05% 7,973 $459K New
MOTI Vaneck Mstar Int Moat ETF 0.05% 14,535 $452K Add +13.0%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.05% 1,880 $451K Add +0.6%
PECO Phillips Edison & Company Inc. 0.05% 12,544 $450K Reduce -18.2%
USB US Bancorp 0.05% 9,990 $447K Add +63.2%
XLE SS Energy Select Sector 0.04% 4,612 $435K Reduce -4.4%
MS Morgan Stanley 0.04% 4,622 $435K Add +3.3%
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.04% 36,285 $433K Reduce -0.1%
DGRO iShares Core Dividend Growth 0.04% 7,405 $430K Add +1.3%
AIG American International Group 0.04% 5,477 $428K Reduce -0.9%
SAP Sap SE-Sponsored ADR 0.04% 2,193 $428K Reduce -3.0%
ITOT iShares Core S&P Total U.S. 0.04% 3,703 $427K Add +3.8%
SCHG Schwab US Large-Cap Growth 0.04% 4,588 $425K Add +0.9%
EOG EOG Resources Inc. 0.04% 3,318 $424K Add +11.1%
TSM Taiwan Semiconductor-SP ADR 0.04% 3,105 $422K Reduce -2.2%
TMUS T-Mobile US Inc. 0.04% 2,586 $422K Add +20.8%
DFAS Dimensional US Small Cap ETF 0.04% 6,733 $420K Add +0.1%
HDUS Hartford Discip Eqty ETF 0.04% 8,138 $414K Reduce -5.3%
AVY Avery Dennison Corp. 0.04% 1,833 $409K New
D Dominion Energy Inc. 0.04% 8,277 $407K Add +46.1%
TSCO Tractor Supply Company 0.04% 1,555 $407K New
MCK McKesson Corp. 0.04% 744 $399K Add +0.7%
BBCA JPMorgan Betabuilders Canada 0.04% 5,851 $391K Add +10.1%
WEC WEC Energy Group Inc. 0.04% 4,752 $390K Reduce -28.3%
BP BP PLC-Spons ADR 0.04% 10,302 $388K Add +44.1%
AMAT Applied Materials Inc. 0.04% 1,880 $388K Add +5.0%
ICE Intercontinental Exchange Inc. 0.04% 2,802 $385K Add +3.2%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.04% 5,858 $385K Add +58.4%
QCOM Qualcomm Inc. 0.04% 2,249 $381K Add +3.2%
BND Vanguard Total Bond Market 0.04% 5,206 $378K Add +1.2%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.04% 6,772 $367K Reduce -1.0%
WM Waste Management Inc. 0.04% 1,697 $362K Reduce -18.6%
ETR Entergy Corp. 0.04% 3,408 $360K New
CRWD CrowdStrike Holdings Inc. Class A 0.04% 1,123 $360K Reduce -8.3%
CEG Constellation Energy 0.04% 1,935 $358K Add +6.4%
PPG PPG Industries Inc. 0.04% 2,465 $357K Add +11.4%
CDNS Cadence Design SYS Inc. 0.04% 1,145 $356K Reduce -1.2%
PRU Prudential Financial Inc. 0.04% 3,004 $353K Add +1.1%
GSK GSK PLC-Spon ADR 0.04% 8,204 $352K Reduce -0.4%
F Ford Motor Co. filed as FORD MTR CO DEL 0.04% 26,296 $349K Reduce -5.3%
GILD Gilead Sciences Inc. 0.04% 4,710 $345K Reduce -6.0%
C Citigroup Inc. 0.03% 5,433 $344K Add +4.9%
WTRG Essential Utilities Inc. 0.03% 9,187 $340K Add +1.1%
PPA Invesco Aerospace & Defense 0.03% 3,335 $339K No change
UBER Uber Technologies Inc. 0.03% 4,386 $338K Reduce -8.3%
TD Toronto-Dominion Bank 0.03% 5,575 $337K New
FIS Fidelity National Info Serv 0.03% 4,536 $336K Reduce -40.3%
YUM Yum! Brands Inc. 0.03% 2,395 $332K Add +0.3%
IVW iShares S&P 500 Growth ETF 0.03% 3,930 $332K Reduce -59.1%
COF Capital One Financial Corp. 0.03% 2,216 $330K Add +0.3%
AEP American Electric Power 0.03% 3,794 $327K Add +16.2%
SYK Stryker Corp. 0.03% 907 $325K Add +17.2%
RACE Ferrari NV 0.03% 744 $324K New
DG Dollar General Corp. 0.03% 2,077 $324K New
SDY SS SPDR S&P Dividend ETF 0.03% 2,464 $323K Add +6.4%
DEO Diageo PLC-Sponsored ADR 0.03% 2,143 $319K Add +27.3%
APD Air Products & Chemicals Inc. 0.03% 1,281 $310K Add +13.9%
IWB iShares Russell 1000 ETF 0.03% 1,073 $309K No change
FE Firstenergy Corp. 0.03% 7,973 $308K Add +3.8%
FDX FedEx Corp. 0.03% 1,059 $307K Reduce -23.5%
KMB Kimberly-Clark Corp. 0.03% 2,371 $307K Add +4.4%
ADI Analog Devices Inc. 0.03% 1,546 $306K Reduce -9.3%
ADSK Autodesk Inc. 0.03% 1,159 $302K Reduce -3.9%
XLI SS Industrial Select Sector 0.03% 2,388 $301K Reduce -2.2%
TTE Totalenergies SE -Spon ADR 0.03% 4,368 $301K Reduce -13.1%
WELL Welltower Inc. 0.03% 3,211 $300K Add +13.7%
OMC Omnicom Group 0.03% 3,085 $299K Reduce -4.2%
FISV Fiserv Inc. 0.03% 1,861 $297K Reduce -0.2%
MDY State Street SPDR S&P Midcap 0.03% 533 $297K Add +2.1%
FSCO FS Credit Opportunities Corp. 0.03% 49,558 $294K Reduce -14.2%
VHT Vanguard Health Care ETF 0.03% 1,085 $294K No change
SYY Sysco Corp. 0.03% 3,576 $290K New
ELV Elevance Health Inc. 0.03% 555 $288K Add +6.7%
PTLC Pacer Trendpilot US Large Ca 0.03% 6,021 $287K No change
CL Colgate-Palmolive Co. 0.03% 3,188 $287K Add +2.0%
BDX Becton Dickinson and Co. 0.03% 1,156 $286K Add +4.8%
SHEL Shell PLC-ADR 0.03% 4,223 $283K Add +3.7%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.03% 1,457 $280K Reduce -4.4%
BKNG Booking Holdings Inc. 0.03% 77 $279K Add +2.7%
APO Apollo Global Management Inc. 0.03% 2,483 $279K Reduce -19.2%
SRE Sempra 0.03% 3,882 $279K Add +0.8%
ESGD iShares Trust iShares ESG Aw 0.03% 3,486 $279K No change
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.03% 271 $276K New
CTVA Corteva Inc. 0.03% 4,735 $273K Add +5.5%
KMI Kinder Morgan Inc. 0.03% 14,740 $270K Reduce -12.3%
PANW Palo Alto Networks Inc. 0.03% 947 $269K Add +10.8%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.03% 935 $268K No change
GD General Dynamics Corp. 0.03% 946 $267K Add +1.1%
EMBJ Embraer SA-Spon ADR 0.03% 10,000 $266K Reduce -3.6%
LHX L3HARRIS Technologies Inc. 0.03% 1,246 $266K Add +1.4%
EXC Exelon Corp. 0.03% 7,014 $264K Add +22.9%
GLW Corning Inc. 0.03% 7,986 $263K Add +0.5%
MRSH Marsh & McLennan Cos 0.03% 1,268 $261K Add +8.8%
DLR Digital Realty Trust Inc. 0.03% 1,808 $260K Reduce -1.8%
VTWO Vanguard Russell 2000 ETF 0.03% 2,994 $255K Add +0.1%
MET Metlife Inc. 0.03% 3,436 $255K Add +4.7%
PHM Pultegroup Inc. 0.03% 2,105 $254K Reduce -0.4%
CORT Corcept Therapeutics Inc. 0.03% 10,029 $253K No change
KLAC KLA Corp. 0.03% 361 $252K New
SNY Sanofi-ADR 0.03% 5,176 $252K New
VONE Vanguard Russell 1000 0.03% 1,049 $250K No change
SO The Southern Co. 0.02% 3,427 $246K Reduce -25.4%
UAA Under Armour Inc. Class A 0.02% 33,298 $246K Add +63.9%
CCI Crown Castle Inc. 0.02% 2,296 $243K Add +3.3%
PXD Pioneer Natural Resources Co. 0.02% 925 $243K Add +3.0%
CTAS Cintas Corp. 0.02% 353 $243K Reduce -0.6%
XSD SS SPDR S&P Semiconductor 0.02% 1,040 $241K No change
BIIB Biogen Inc. 0.02% 1,099 $237K Reduce -8.0%
OLN Olin Corp. 0.02% 3,960 $233K Reduce -0.6%
LDOS Leidos Holdings Inc. 0.02% 1,772 $232K New
AMP Ameriprise Financial Inc. 0.02% 526 $231K Reduce -1.1%
DMXF iShares ESG Advanc MSCI Eafe 0.02% 3,380 $230K Add +0.1%
MKL Markel Group Inc. 0.02% 151 $230K Reduce -1.3%
XYL Xylem Inc. 0.02% 1,744 $225K New
ZTS Zoetis Inc. 0.02% 1,331 $225K Add +1.4%
HDV iShares Core High Dividend E 0.02% 2,043 $225K Reduce -18.8%
WDAY Workday Inc. Class A 0.02% 823 $224K Add +9.7%
VMC Vulcan Materials Co. 0.02% 819 $224K Reduce -10.1%
O Realty Income Corp. 0.02% 4,124 $223K New
LH Laboratory CRP of Amer Hldgs 0.02% 1,017 $222K Add +1.3%
ORLY O'reilly Automotive Inc. 0.02% 196 $221K New
IHI iShares U.S. Medical Devices 0.02% 3,738 $219K Reduce -6.1%
IGSB iShares 1-5Y Inv Grade Corp. 0.02% 4,252 $218K Reduce -0.6%
ABNB Airbnb Inc. Class A 0.02% 1,309 $216K New
PPL PPL Corp. 0.02% 7,825 $215K Add +0.3%
AEE Ameren Corporation 0.02% 2,908 $215K New
DFAX Dimensional World Ex US Core 0.02% 8,423 $214K Add +1.1%
ALL Allstate Corp. 0.02% 1,222 $211K New
SNPS Synopsys Inc. 0.02% 368 $210K Reduce -14.2%
SMH Vaneck Semiconductor ETF 0.02% 934 $210K New
CTSH Cognizant Tech Solutions-A 0.02% 2,867 $210K Reduce -4.4%
BAX Baxter International Inc. 0.02% 4,912 $210K New
HUBS HubSpot Inc. 0.02% 335 $210K Reduce -4.6%
NUE Nucor Corp. 0.02% 1,033 $204K New
DD Dupont DE Nemours Inc. 0.02% 2,662 $204K Reduce -1.7%
AES AES Corp. 0.02% 11,383 $204K New
VLO Valero Energy Corp. 0.02% 1,194 $204K New
DOW Dow Inc. 0.02% 3,508 $203K Reduce -28.6%
RELX Relx PLC - Spon ADR 0.02% 4,670 $202K New
CBRE CBRE Group Inc. Class A 0.02% 2,078 $202K New
JCI Johnson Controls Internation 0.02% 3,092 $202K Reduce -31.4%
VCSH Vanguard S/T Corp. Bond ETF 0.02% 2,610 $202K New
HOLX Hologic Inc. 0.02% 2,578 $201K New
ET Energy Transfer LP 0.02% 12,756 $201K Add +1.5%
CNC Centene Corp. 0.02% 2,552 $200K New
DOC Healthpeak Properties Inc. 0.02% 10,224 $192K New
LYG Lloyds Banking Group PLC-ADR 0.02% 71,240 $185K Reduce -11.0%
CGBD Carlyle Secured Lending Inc. 0.02% 11,314 $184K No change
SNAP Snap Inc. Class A 0.02% 15,230 $175K New
HLN Haleon PLC-ADR 0.02% 17,924 $152K New
GNW Genworth Financial Inc. 0.01% 20,171 $130K Reduce -0.0%
AMCR Amcor PLC 0.01% 11,921 $113K New
DNN Denison Mines Corp. 0.01% 50,000 $98K No change
OPEN Opendoor Technologies Inc. 0.01% 20,438 $62K No change
HBI Hanesbrands Inc. 0.01% 10,552 $61K Reduce -7.1%
SIRI Sirius XM Holdings Inc. 0.01% 14,291 $55K Add +0.0%
TRX TRX Gold Corp. 0.00% 25,000 $10K No change
Other holdings (37): bonds, preferreds, convertibles and warrants · $518K (not counted above)
SecurityClassShares / PrincipalValueChange
SNAP INC (SNAP 0.75 08/01/26) NOTE 0.750% 8/0 · principal 30,000$29KAdd +57.9%
EXACT SCIENCES CORP (EXAS 0.375 03/01/28) NOTE 0.375% 3/0 · principal 26,000$24KAdd +36.8%
AFFIRM HOLDINGS INC (AFRM 0 11/15/26) NOTE 11/1 · principal 27,000$22KNo change
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) NOTE 3/1 · principal 24,000$21KNo change
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal 19,000$20KNew
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal 17,000$19KAdd +6.3%
NEOGENOMICS INC (NEO 0.25 01/15/28) NOTE 0.250% 1/1 · principal 21,000$17KNo change
WAYFAIR INC (W 1 08/15/26) NOTE 1.000% 8/1 · principal 18,000$17KNo change
MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) NOTE 0.125%11/1 · principal 15,000$16KNew
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal 16,000$15KNew
DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) NOTE 12/0 · principal 18,000$15KNo change
SOUTHERN CO (SO 3.875 12/15/25) NOTE 3.875%12/1 · principal 15,000$15KNew
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal 16,000$15KAdd +60.0%
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal 14,000$15KAdd +27.3%
TELADOC HEALTH INC (TDOC 1.25 06/01/27) NOTE 1.250% 6/0 · principal 17,000$14KNo change
BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) NOTE 1.250% 5/1 · principal 14,000$14KNo change
ALLIANT ENERGY CORP (LNT 3.875 03/15/26) NOTE 3.875% 3/1 · principal 14,000$14KNew
BLACKLINE INC (BL 0 03/15/26) NOTE 3/1 · principal 15,000$14KNo change
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) NOTE 0.500%12/1 · principal 15,000$13KNew
DROPBOX INC (DBX 0 03/01/28) NOTE 3/0 · principal 14,000$13KNew
AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) NOTE 6.500% 7/0 · principal 11,000$13KReduce -31.3%
ZILLOW GROUP INC (Z 2.75 05/15/25) NOTE 2.750% 5/1 · principal 12,000$13KNo change
AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) NOTE 0.375% 9/0 · principal 11,000$12KNew
CABLE ONE INC (CABO 0 03/15/26) NOTE 3/1 · principal 13,000$11KNew
MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) NOTE 3.250%12/1 · principal 12,000$11KNew
SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) NOTE 0.500% 8/0 · principal 12,000$11KNew
SHAKE SHACK INC (SHAK 0 03/01/28) NOTE 3/0 · principal 12,000$11KNew
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal 11,000$11KNo change
BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) NOTE 2.250% 2/0 · principal 13,000$11KAdd +30.0%
BLOOM ENERGY CORP (BE 2.5 08/15/25) NOTE 2.500% 8/1 · principal 10,000$11KNew
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal 10,000$10KNew
ETSY INC (ETSY 0.125 09/01/27) NOTE 0.125% 9/0 · principal 12,000$10KAdd +9.1%
BLOCK INC (XYZ 0.25 11/01/27) NOTE 0.250%11/0 · principal 12,000$10KNo change
CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) NOTE 0.375% 6/1 · principal 11,000$10KNew
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) NOTE 1.000%12/0 · principal 10,000$9KNo change
ENPHASE ENERGY INC (ENPH 0 03/01/28) NOTE 3/0 · principal 10,000$9KNo change
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) NOTE 1.875%12/0 · principal 13,000$7KAdd +30.0%

Total filed on the 13F, all lines: $986.2M.

Portfolio Sells Q4 2023 → Q1 2024
IVV iShares Core S&P 500 ETF Reduce -10.4% 16.72% −1.07
BJUL Innovator U.S. Equity Buffer Reduce -74.3% 0.17% −0.49
SCHX Schwab US Large-Cap ETF Reduce -9.2% 9.66% −0.49
AAPL Apple Inc. Reduce -9.3% 1.48% −0.44
KJUL Innovator U.S. Small Cap Pow Reduce -78.0% 0.05% −0.19
SCHA Schwab US Small-Cap ETF Reduce -2.2% 5.80% −0.17
VT Vanguard Tot World STK ETF Sold out 0.00% −0.17
SPY SS SPDR S&P 500 ETF Trust-US Reduce -61.5% 0.11% −0.16
IEFA iShares Core MSCI Eafe ETF Reduce -3.4% 4.64% −0.14
IEMG iShares Core MSCI Emerging Reduce -1.5% 1.57% −0.07
VTV Vanguard Mrngstr Val ETF-Aui Reduce -21.4% 0.29% −0.07
EFA iShares MSCI Eafe ETF Sold out 0.00% −0.07
JNJ Johnson & Johnson Reduce -23.5% 0.18% −0.07
PAPR Innovator U.S. Equity Power Sold out 0.00% −0.06
PJUN Innovator U.S. Equity Power Sold out 0.00% −0.06
PJUL Innovator U.S. Equity Power Sold out 0.00% −0.05
PZA Invesco National Amt-Free Mu Sold out 0.00% −0.05
UNH Unitedhealth Group Inc. Reduce -5.7% 0.25% −0.05
POCT Innovator U.S. Equity Power Sold out 0.00% −0.05
IVW iShares S&P 500 Growth ETF Reduce -59.1% 0.03% −0.04
VICI Vici Properties Inc. Sold out 0.00% −0.04
IUSG iShares Core S&P U.S. Growth Sold out 0.00% −0.04
RWR SS SPDR Dow Jones REIT ETF Sold out 0.00% −0.04
NKE Nike Inc. Class B Reduce -6.8% 0.11% −0.03
AOA iShares Core 80/20 Aggressiv Sold out 0.00% −0.03
SLB SLB Ltd. Sold out 0.00% −0.03
CMCSA Comcast Corp. Class A Reduce -10.6% 0.16% −0.03
IWM iShares Russell 2000 ETF Reduce -31.2% 0.06% −0.03
EFG iShares MSCI Eafe Growth ETF Sold out 0.00% −0.03
MCD McDonald's Corp. Reduce -3.3% 0.19% −0.03
SHYG iShares 0-5 YR HY Corp. Bond Sold out 0.00% −0.03
IWF iShares Russell 1000 Growth Reduce -11.5% 0.39% −0.03
IWD iShares Russell 1000 Value E Reduce -20.0% 0.12% −0.03
PEG Public Service Enterprise GP Sold out 0.00% −0.03
VBK Van Morst SML-Cap Gro-Usd Inc. Sold out 0.00% −0.03
IAU iShares Gold Trust Sold out 0.00% −0.02
DIA SS SPDR Dow Jones Indus Avg Sold out 0.00% −0.02
KOCT Innovator U.S. Small Cap Pow Sold out 0.00% −0.02
JMUB JPMorgan Municipal ETF Sold out 0.00% −0.02
BABA Alibaba Group Holding-SP ADR Sold out 0.00% −0.02
SCHD Schwab US DVD Equity ETF Reduce -25.3% 0.07% −0.02
ADBE Adobe Inc. Reduce -6.1% 0.07% −0.02
PM Philip Morris International Reduce -5.7% 0.15% −0.02
NVS Novartis AG-Sponsored ADR Sold out 0.00% −0.02
REGN Regeneron Pharmaceuticals Sold out 0.00% −0.02
WEC WEC Energy Group Inc. Reduce -28.3% 0.04% −0.02
BIL SS SPDR BB 1-3M T-Bill ETF Reduce -20.3% 0.06% −0.02
USHY iShares Broad Usd High Yield Reduce -6.8% 0.15% −0.02
INTC Intel Corp. Reduce -5.1% 0.07% −0.02
XLP SS Consumer Staples Sel Sect Reduce -23.4% 0.06% −0.02

Portfolio Buys Q4 2023 → Q1 2024
BJAN Innovator U.S. Equity Buffer Add +2176.5% 0.65% +0.62
IJR iShares Core S&P Small-Cap E Add +21.8% 2.72% +0.42
MSFT Microsoft Corp. Add +9.5% 2.02% +0.29
VEA Vanguard Ftse Developed ETF Add +4.2% 6.49% +0.25
AGG iShares Core U.S. Aggregate Add +26.4% 1.43% +0.23
KJAN Innovator U.S. Small Cap Pow New 0.21% +0.21
VWO Vanguard Ftse Emerging Marke Add +6.1% 4.49% +0.12
SPAB SS SPDR P Agg Bond ETF New 0.11% +0.11
META Meta Platforms Inc. Class A Add +2.3% 0.29% +0.07
VGLT Vanguard Long-Term Treasury Add +19.9% 0.71% +0.06
LLY Eli Lilly & Co. Add +7.2% 0.23% +0.06
IBM Intl Business Machines Corp. Add +38.4% 0.17% +0.06
XLF SS Financial Select Sector Add +168.1% 0.09% +0.06
JMBS Janus Henderson Mortg Backed Add +37.1% 0.26% +0.06
MMIN Nylim Mackay Muni Insured Et Add +30.9% 0.29% +0.06
EMXC iShares MSCI Emr MRK Ex Chna New 0.05% +0.05
XOM Exxon Mobil Corp. Add +2.8% 0.35% +0.04
AVY Avery Dennison Corp. New 0.04% +0.04
TSCO Tractor Supply Company New 0.04% +0.04
DIS The Walt Disney Co. Add +13.0% 0.13% +0.04
BRK.B Berkshire Hathaway Inc. Class B Add +0.4% 0.35% +0.04
CVX Chevron Corp. Add +12.2% 0.32% +0.04
ETR Entergy Corp. New 0.04% +0.04
XMPT Vaneck Cef Muni Income ETF Add +4.5% 2.05% +0.04
TD Toronto-Dominion Bank New 0.03% +0.03
MPC Marathon Petroleum Corp. Add +34.9% 0.08% +0.03
PH Parker Hannifin Corp. Add +0.2% 0.25% +0.03
DG Dollar General Corp. New 0.03% +0.03
RACE Ferrari NV New 0.03% +0.03
ORCL Oracle Corp. Add +8.7% 0.17% +0.03
ETN Eaton Corp. PLC Add +2.4% 0.15% +0.03
VTEB Vanguard Tax-Exempt Bond ETF Add +23.4% 0.21% +0.03
SYY Sysco Corp. New 0.03% +0.03
BMY Bristol-Myers Squibb Co. Add +61.5% 0.07% +0.03
DFIS Dimensional International SM Add +12.7% 0.27% +0.03
GWW WW Grainger Inc. New 0.03% +0.03
VIG Vanguard Dividend Apprec ETF Add +2.8% 0.59% +0.03
JEPI JPMorgan Equity Premium Inco Add +45.0% 0.08% +0.03
KLAC KLA Corp. New 0.03% +0.03
SNY Sanofi-ADR New 0.03% +0.03
LDOS Leidos Holdings Inc. New 0.02% +0.02
XYL Xylem Inc. New 0.02% +0.02
O Realty Income Corp. New 0.02% +0.02
ORLY O'reilly Automotive Inc. New 0.02% +0.02
EMR Emerson Electric Co. Add +37.4% 0.06% +0.02
ABNB Airbnb Inc. Class A New 0.02% +0.02
AEE Ameren Corporation New 0.02% +0.02
ALL Allstate Corp. New 0.02% +0.02
BAX Baxter International Inc. New 0.02% +0.02
SMH Vaneck Semiconductor ETF New 0.02% +0.02

Notes & Other Activity Q4 2023 → Q1 2024
SNAP INC (SNAP 0.75 08/01/26) NOTE 0.750% 8/0 · principal Add +57.9% 30,000 $29K
DEXCOM INC (DXCM 0.25 11/15/25) NOTE 0.250%11/1 · principal Sold out 26,000 $27Kbefore exit
EXACT SCIENCES CORP (EXAS 0.375 03/01/28) NOTE 0.375% 3/0 · principal Add +36.8% 26,000 $24K
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal New 19,000 $20K
PELOTON INTERACTIVE INC (PTON 0 02/15/26) NOTE 2/1 · principal Sold out 25,000 $19Kbefore exit
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal Add +6.3% 17,000 $19K
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal Sold out 17,000 $17Kbefore exit
EVOLENT HEALTH INC (EVH 1.5 10/15/25) NOTE 1.500%10/1 · principal Sold out 15,000 $17Kbefore exit
MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) NOTE 0.125%11/1 · principal New 15,000 $16K
MICROSTRATEGY INC (MSTR 0 02/15/27) NOTE 2/1 · principal Sold out 18,000 $16Kbefore exit
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal New 16,000 $15K
SOUTHERN CO (SO 3.875 12/15/25) NOTE 3.875%12/1 · principal New 15,000 $15K
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal Add +60.0% 16,000 $15K
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal Add +27.3% 14,000 $15K
ALLIANT ENERGY CORP (LNT 3.875 03/15/26) NOTE 3.875% 3/1 · principal New 14,000 $14K
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal Sold out 15,000 $14Kbefore exit
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) NOTE 0.500%12/1 · principal New 15,000 $13K
DROPBOX INC (DBX 0 03/01/28) NOTE 3/0 · principal New 14,000 $13K
BURLINGTON STORES INC (BURL 2.25 04/15/25) NOTE 2.250% 4/1 · principal Sold out 12,000 $13Kbefore exit
AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) NOTE 6.500% 7/0 · principal Reduce -31.3% 11,000 $13K
SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) NOTE 12/1 · principal Sold out 11,000 $12Kbefore exit
AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) NOTE 0.375% 9/0 · principal New 11,000 $12K
CABLE ONE INC (CABO 0 03/15/26) NOTE 3/1 · principal New 13,000 $11K
MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) NOTE 3.250%12/1 · principal New 12,000 $11K
SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) NOTE 0.500% 8/0 · principal New 12,000 $11K
SHAKE SHACK INC (SHAK 0 03/01/28) NOTE 3/0 · principal New 12,000 $11K
UNITY SOFTWARE INC (U 0 11/15/26) NOTE 11/1 · principal Sold out 13,000 $11Kbefore exit
BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) NOTE 2.250% 2/0 · principal Add +30.0% 13,000 $11K
BLOOM ENERGY CORP (BE 2.5 08/15/25) NOTE 2.500% 8/1 · principal New 10,000 $11K
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal New 10,000 $10K
ETSY INC (ETSY 0.125 09/01/27) NOTE 0.125% 9/0 · principal Add +9.1% 12,000 $10K
CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) NOTE 0.375% 6/1 · principal New 11,000 $10K
WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) NOTE 0.250% 2/1 · principal Sold out 12,000 $8Kbefore exit
GUARDANT HEALTH INC (GH 0 11/15/27) NOTE 11/1 · principal Sold out 11,000 $8Kbefore exit
CABLE ONE INC (CABO 1.125 03/15/28) NOTE 1.125% 3/1 · principal Sold out 10,000 $8Kbefore exit
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) NOTE 1.875%12/0 · principal Add +30.0% 13,000 $7K
LITHIUM ARGENTINA AG (LARCN 1.75 01/15/27) NOTE 1.750% 1/1 · principal Sold out 10,000 $6Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q1 2025 374$1.2BIVV, SCHX, VEA, JAAA, SCHA
Q4 2024 370$1.2BIVV, SCHX, VEA, SCHA, VWO
Q3 2024 375$1.1BIVV, SCHX, VEA, SCHA, VWO
Q2 2024 350$996.6MIVV, SCHX, VEA, SCHA, VWO
Q1 2024 360$985.7MIVV, SCHX, VEA, SCHA, VB