Marcum Wealth, LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 2, 2024), Marcum Wealth, LLC reported 350 stock positions worth $996.6 million. Its top holding was iShares Core S&P 500 ETF (IVV) at 17.7% of the portfolio, followed by Schwab US Large-Cap ETF (SCHX, 8.5%) and Vanguard Ftse Developed ETF (VEA, 6.0%). Compared with Q1 2024, it opened 15 new positions, sold out of 25, added to 169 and reduced 141. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +3%) and the biggest sale Schwab US Large-Cap ETF (SCHX, shares −14%).
- Most Recent 13F
- Q1 2025
- Location
- CLEVELAND, OH
- CIK
- 0001784450
- Portfolio Value
- $996.6M (Q2 2024)
- SEC Filing
- 0001784450-24-000004 ↗ filed Jul 2, 2024
Holdings Value
Holdings 350 stocks · $996.6M
| IVV iShares Core S&P 500 ETF | 17.67% | 321,877 | $176.1M | Add +2.7% |
| SCHX Schwab US Large-Cap ETF | 8.53% | 1,322,651 | $85.0M | Reduce -13.8% |
| VEA Vanguard Ftse Developed ETF | 6.02% | 1,213,150 | $60.0M | Reduce -4.8% |
| SCHA Schwab US Small-Cap ETF | 5.36% | 1,126,707 | $53.5M | Reduce -3.0% |
| VWO Vanguard Ftse Emerging Marke | 4.57% | 1,041,870 | $45.6M | Reduce -1.6% |
| IEFA iShares Core MSCI Eafe ETF | 4.46% | 611,994 | $44.5M | Reduce -0.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 4.15% | 189,665 | $41.4M | Reduce -12.7% |
| IJR iShares Core S&P Small-Cap E | 2.94% | 274,291 | $29.3M | Add +13.1% |
| MSFT Microsoft Corp. | 2.17% | 48,368 | $21.6M | Add +2.4% |
| XMPT Vaneck Cef Muni Income ETF | 2.02% | 915,132 | $20.1M | Reduce -1.7% |
| AAPL Apple Inc. | 1.92% | 91,060 | $19.2M | Add +7.2% |
| IEMG iShares Core MSCI Emerging | 1.61% | 299,313 | $16.0M | Reduce -0.1% |
| AGG iShares Core U.S. Aggregate | 1.54% | 157,849 | $15.3M | Add +9.6% |
| UPS United Parcel Service Class B | 1.51% | 109,773 | $15.0M | Reduce -1.6% |
| VOO Vanguard S&P 500 ETF | 1.43% | 28,435 | $14.2M | Reduce -1.1% |
| NVDA Nvidia Corp. | 1.06% | 85,187 | $10.5M | Add +1.2% |
| PGR Progressive Corp. | 0.99% | 47,554 | $9.9M | Add +0.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.90% | 18,653 | $8.9M | Add +1398.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.79% | 21,162 | $7.9M | Reduce -4.2% |
| VGLT Vanguard Long-Term Treasury | 0.79% | 135,712 | $7.8M | Add +15.7% |
| JPM JPMorgan Chase & Co. | 0.70% | 34,611 | $7.0M | Add +1.2% |
| AMZN Amazon.com Inc. | 0.69% | 35,821 | $6.9M | Add +2.9% |
| BJAN Innovator U.S. Equity Buffer | 0.67% | 148,839 | $6.7M | Add +0.7% |
| VIG Vanguard Dividend Apprec ETF | 0.57% | 31,338 | $5.7M | Reduce -2.2% |
| IWF iShares Russell 1000 Growth | 0.43% | 11,713 | $4.3M | Add +1.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.40% | 82,525 | $4.0M | Reduce -4.5% |
| VNQ Vanguard Real Estate ETF | 0.40% | 47,398 | $4.0M | Add +13.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.40% | 16,304 | $3.9M | Reduce -0.5% |
| GOOGL Alphabet Inc. Class A | 0.38% | 21,059 | $3.8M | Add +8.0% |
| XOM Exxon Mobil Corp. | 0.38% | 32,481 | $3.7M | Add +10.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.35% | 8,639 | $3.5M | Add +3.9% |
| AVGO Broadcom Inc. | 0.34% | 2,113 | $3.4M | Add +5.6% |
| PH Parker Hannifin Corp. | 0.33% | 6,536 | $3.3M | Add +47.1% |
| GOOG Alphabet Inc. Class C | 0.33% | 17,726 | $3.3M | Add +3.6% |
| JMBS Janus Henderson Mortg Backed | 0.32% | 72,332 | $3.2M | Add +26.8% |
| HEI.A Heico Corp. Class A | 0.32% | 18,102 | $3.2M | Reduce -0.1% |
| META Meta Platforms Inc. Class A | 0.31% | 6,223 | $3.1M | Add +7.1% |
| MMIN Nylim Mackay Muni Insured Et | 0.31% | 127,961 | $3.1M | Add +7.7% |
| CVX Chevron Corp. | 0.30% | 19,181 | $3.0M | Reduce -2.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.30% | 18,437 | $3.0M | Add +3.4% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.29% | 57,536 | $2.9M | Add +38.4% |
| DFIS Dimensional International SM | 0.28% | 113,220 | $2.8M | Add +4.8% |
| V Visa Inc. Class A | 0.27% | 10,102 | $2.7M | Add +0.1% |
| LLY Eli Lilly & Co. | 0.26% | 2,897 | $2.6M | Reduce -0.7% |
| MO Altria Group Inc. | 0.25% | 55,705 | $2.5M | Add +0.8% |
| UNH Unitedhealth Group Inc. | 0.25% | 4,884 | $2.5M | Reduce -1.1% |
| MRK Merck & Co. Inc. | 0.24% | 19,554 | $2.4M | Add +2.6% |
| GTO Invesco Total Return Bond Et filed as POWERSHARES ACTIVELY MANAGED | 0.24% | 51,233 | $2.4M | Add +8.1% |
| XLK SS Technology Select Sector | 0.23% | 10,041 | $2.3M | Reduce -4.0% |
| PG The Procter & Gamble Co. | 0.22% | 13,514 | $2.2M | Reduce -5.2% |
| HD Home Depot Inc. | 0.22% | 6,411 | $2.2M | Reduce -1.4% |
| KJAN Innovator U.S. Small Cap Pow | 0.20% | 56,853 | $2.0M | Reduce -2.9% |
| DFAT Dimensional US Target Value | 0.20% | 38,127 | $2.0M | Reduce -0.6% |
| DFAC Dimensional US Core Equity 2 | 0.20% | 60,720 | $2.0M | Reduce -3.3% |
| ORCL Oracle Corp. | 0.19% | 13,583 | $1.9M | Add +4.5% |
| USMV iShares MSCI USA Min Vol Fac | 0.18% | 21,435 | $1.8M | Reduce -1.7% |
| BA The Boeing Co. | 0.18% | 9,833 | $1.8M | Add +0.7% |
| BJUL Innovator U.S. Equity Buffer | 0.18% | 42,481 | $1.8M | No change |
| IJH iShares Core S&P Midcap ETF | 0.18% | 30,108 | $1.8M | Add +1.7% |
| XLV SS Health Care Select Sector | 0.18% | 11,970 | $1.7M | Reduce -23.5% |
| ABBV Abbvie Inc. | 0.17% | 10,105 | $1.7M | Add +0.3% |
| GS Goldman Sachs Group Inc. | 0.17% | 3,784 | $1.7M | Reduce -2.3% |
| HEI Heico Corp. | 0.17% | 7,652 | $1.7M | No change |
| WMT Walmart Inc. | 0.17% | 25,239 | $1.7M | Reduce -11.1% |
| PM Philip Morris International | 0.17% | 16,543 | $1.7M | Add +0.4% |
| JNJ Johnson & Johnson | 0.17% | 11,302 | $1.7M | Reduce -1.6% |
| MCD McDonald's Corp. | 0.16% | 6,447 | $1.6M | Reduce -5.1% |
| IYW iShares Ustechnology ETF | 0.16% | 10,544 | $1.6M | Reduce -2.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.16% | 9,013 | $1.6M | Add +0.8% |
| USHY iShares Broad Usd High Yield | 0.15% | 42,284 | $1.5M | Add +3.5% |
| DFUS Dimensional US Eq MKT ETF | 0.15% | 25,842 | $1.5M | Add +0.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.15% | 37,927 | $1.5M | Reduce -4.7% |
| GSLC Goldman Activebeta US LC ETF | 0.15% | 14,051 | $1.5M | Reduce -20.4% |
| BX Blackstone Inc. | 0.15% | 12,121 | $1.5M | Reduce -1.8% |
| PEP Pepsico Inc. | 0.15% | 8,897 | $1.5M | Add +2.2% |
| ETN Eaton Corp. PLC | 0.15% | 4,664 | $1.5M | Add +0.2% |
| TSLA Tesla Inc. | 0.15% | 7,352 | $1.5M | Reduce -8.2% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.14% | 6,296 | $1.4M | No change |
| CMCSA Comcast Corp. Class A | 0.14% | 35,611 | $1.4M | Reduce -0.5% |
| BNDX Vanguard Total Intl Bond ETF | 0.14% | 28,508 | $1.4M | Reduce -1.3% |
| DFUV Dimensional US Marketwide Va | 0.14% | 35,114 | $1.4M | Add +0.4% |
| AMGN Amgen Inc. | 0.14% | 4,388 | $1.4M | Add +8.8% |
| CMG Chipotle Mexican Grill Inc. | 0.13% | 21,000 | $1.3M | Add +2.2% |
| BSV Vanguard Short-Term Bond ETF | 0.13% | 16,901 | $1.3M | Add +2.4% |
| VZ Verizon Communications Inc. | 0.13% | 31,330 | $1.3M | Add +8.2% |
| MA Mastercard Inc. Class A | 0.13% | 2,858 | $1.3M | Add +4.8% |
| IWD iShares Russell 1000 Value E | 0.12% | 7,027 | $1.2M | Add +3.5% |
| ISRG Intuitive Surgical Inc. | 0.12% | 2,660 | $1.2M | Add +1.7% |
| MTUM iShares MSCI USA Momentum Fa | 0.11% | 5,856 | $1.1M | Reduce -4.3% |
| KO The Coca-Cola Co. | 0.11% | 17,787 | $1.1M | Reduce -10.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.11% | 2,070 | $1.1M | Reduce -1.4% |
| INTU Intuit Inc. | 0.11% | 1,712 | $1.1M | Add +3.2% |
| WMB Williams Cos Inc. | 0.11% | 26,166 | $1.1M | Add +1.1% |
| AMT American Tower Corp. | 0.11% | 5,613 | $1.1M | Add +2.6% |
| XLC SS Comm Select Sector SPDR | 0.11% | 12,645 | $1.1M | Reduce -6.3% |
| CSCO Cisco Systems Inc. | 0.11% | 22,445 | $1.1M | Reduce -7.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.11% | 10,565 | $1.0M | Add +1.9% |
| PFE Pfizer Inc. | 0.11% | 37,473 | $1.0M | Add +0.6% |
| BSVO EA Bridgeway Omni Sm-Cp Val | 0.11% | 51,419 | $1.0M | No change |
| NFLX Netflix Inc. | 0.10% | 1,549 | $1.0M | Reduce -1.1% |
Other holdings (37): bonds, preferreds, convertibles and warrants · $913K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 326 | $388K | New |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 30,000 | $32K | Add +76.5% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 27,000 | $22K | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 23,000 | $22K | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 26,000 | $22K | Add +44.4% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 26,000 | $21K | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 24,000 | $20K | No change |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 16,000 | $16K | New |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 21,000 | $16K | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 15,000 | $15K | No change |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 16,000 | $15K | No change |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 14,000 | $15K | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 14,000 | $15K | Reduce -53.3% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 16,000 | $15K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 15,000 | $15K | Add +36.4% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 14,000 | $14K | Reduce -26.3% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 17,000 | $14K | No change |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 12,000 | $14K | New |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 14,000 | $14K | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 25,000 | $14K | Add +92.3% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 13,000 | $14K | Reduce -13.3% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 14,000 | $14K | New |
| EVOLENT HEALTH INC (EVH 1.5 10/15/25) | NOTE 1.500%10/1 · principal | 14,000 | $14K | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 15,000 | $14K | No change |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 13,000 | $13K | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 13,000 | $13K | New |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 14,000 | $13K | No change |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 10,000 | $12K | New |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 13,000 | $11K | No change |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 12,000 | $11K | No change |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 10,000 | $11K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 11,000 | $10K | No change |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 12,000 | $10K | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 12,000 | $10K | Add +20.0% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 10,000 | $9K | Reduce -44.4% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 10,000 | $8K | Reduce -16.7% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 10,000 | $8K | No change |
Total filed on the 13F, all lines: $997.5M.
Portfolio Sells Q1 2024 → Q2 2024
| SCHX Schwab US Large-Cap ETF | Reduce -13.8% | 8.53% | −1.13 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -12.7% | 4.15% | −0.89 |
| VEA Vanguard Ftse Developed ETF | Reduce -4.8% | 6.02% | −0.47 |
| SCHA Schwab US Small-Cap ETF | Reduce -3.0% | 5.36% | −0.44 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -0.7% | 4.46% | −0.18 |
| UPS United Parcel Service Class B | Reduce -1.6% | 1.51% | −0.18 |
| XLV SS Health Care Select Sector | Reduce -23.5% | 0.18% | −0.06 |
| PPG PPG Industries Inc. | Sold out | 0.00% | −0.04 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -4.5% | 0.40% | −0.04 |
| GSLC Goldman Activebeta US LC ETF | Reduce -20.4% | 0.15% | −0.04 |
| HD Home Depot Inc. | Reduce -1.4% | 0.22% | −0.03 |
| MCD McDonald's Corp. | Reduce -5.1% | 0.16% | −0.03 |
| NKE Nike Inc. Class B | Reduce -5.1% | 0.08% | −0.03 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Sold out | 0.00% | −0.03 |
| DLR Digital Realty Trust Inc. | Sold out | 0.00% | −0.03 |
| UAA Under Armour Inc. Class A | Sold out | 0.00% | −0.02 |
| CCI Crown Castle Inc. | Sold out | 0.00% | −0.02 |
| INTC Intel Corp. | Reduce -9.2% | 0.04% | −0.02 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.02 |
| XMPT Vaneck Cef Muni Income ETF | Reduce -1.7% | 2.02% | −0.02 |
| LDOS Leidos Holdings Inc. | Sold out | 0.00% | −0.02 |
| OLN Olin Corp. | Sold out | 0.00% | −0.02 |
| WDAY Workday Inc. Class A | Sold out | 0.00% | −0.02 |
| IGSB iShares 1-5Y Inv Grade Corp. | Sold out | 0.00% | −0.02 |
| ALL Allstate Corp. | Sold out | 0.00% | −0.02 |
| BAX Baxter International Inc. | Sold out | 0.00% | −0.02 |
| CTSH Cognizant Tech Solutions-A | Sold out | 0.00% | −0.02 |
| HUBS HubSpot Inc. | Sold out | 0.00% | −0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -15.2% | 0.10% | −0.02 |
| DD Dupont DE Nemours Inc. | Sold out | 0.00% | −0.02 |
| NUE Nucor Corp. | Sold out | 0.00% | −0.02 |
| VLO Valero Energy Corp. | Sold out | 0.00% | −0.02 |
| DOW Dow Inc. | Sold out | 0.00% | −0.02 |
| CBRE CBRE Group Inc. Class A | Sold out | 0.00% | −0.02 |
| VCSH Vanguard S/T Corp. Bond ETF | Sold out | 0.00% | −0.02 |
| HOLX Hologic Inc. | Sold out | 0.00% | −0.02 |
| CNC Centene Corp. | Sold out | 0.00% | −0.02 |
| VIG Vanguard Dividend Apprec ETF | Reduce -2.2% | 0.57% | −0.02 |
| DOC Healthpeak Properties Inc. | Sold out | 0.00% | −0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -0.5% | 0.40% | −0.02 |
| UNP Union Pacific Corp. | Reduce -16.6% | 0.06% | −0.02 |
| JNJ Johnson & Johnson | Reduce -1.6% | 0.17% | −0.02 |
| SNAP Snap Inc. Class A | Sold out | 0.00% | −0.02 |
| CMCSA Comcast Corp. Class A | Reduce -0.5% | 0.14% | −0.02 |
| SBUX Starbucks Corp. | Reduce -3.6% | 0.07% | −0.02 |
| CSCO Cisco Systems Inc. | Reduce -7.8% | 0.11% | −0.02 |
| COP Conocophillips | Reduce -15.3% | 0.05% | −0.02 |
| NOC Northrop Grumman Corp. | Reduce -16.1% | 0.05% | −0.02 |
| CVX Chevron Corp. | Reduce -2.9% | 0.30% | −0.02 |
| MDLZ Mondelez International Inc. Class A | Reduce -18.5% | 0.04% | −0.01 |
Portfolio Buys Q1 2024 → Q2 2024
| IVV iShares Core S&P 500 ETF | Add +2.7% | 17.67% | +0.96 |
| QQQ Invesco QQQ Trust Series 1 | Add +1398.2% | 0.90% | +0.84 |
| AAPL Apple Inc. | Add +7.2% | 1.92% | +0.45 |
| NVDA Nvidia Corp. | Add +1.2% | 1.06% | +0.28 |
| IJR iShares Core S&P Small-Cap E | Add +13.1% | 2.94% | +0.22 |
| MSFT Microsoft Corp. | Add +2.4% | 2.17% | +0.15 |
| AGG iShares Core U.S. Aggregate | Add +9.6% | 1.54% | +0.11 |
| GOOGL Alphabet Inc. Class A | Add +8.0% | 0.38% | +0.09 |
| PH Parker Hannifin Corp. | Add +47.1% | 0.33% | +0.08 |
| VGLT Vanguard Long-Term Treasury | Add +15.7% | 0.79% | +0.08 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +38.4% | 0.29% | +0.08 |
| AVGO Broadcom Inc. | Add +5.6% | 0.34% | +0.07 |
| JMBS Janus Henderson Mortg Backed | Add +26.8% | 0.32% | +0.06 |
| GOOG Alphabet Inc. Class C | Add +3.6% | 0.33% | +0.06 |
| AMZN Amazon.com Inc. | Add +2.9% | 0.69% | +0.06 |
| TSM Taiwan Semiconductor-SP ADR | Add +49.5% | 0.08% | +0.04 |
| HON Honeywell International Inc. | Add +63.6% | 0.09% | +0.04 |
| IWF iShares Russell 1000 Growth | Add +1.7% | 0.43% | +0.03 |
| VNQ Vanguard Real Estate ETF | Add +13.9% | 0.40% | +0.03 |
| IAI iShares U.S. Broker-Dealers | New | 0.03% | +0.03 |
| BOXX Alpha Architect 1-3 MNTH Box | New | 0.03% | +0.03 |
| XOM Exxon Mobil Corp. | Add +10.8% | 0.38% | +0.03 |
| META Meta Platforms Inc. Class A | Add +7.1% | 0.31% | +0.03 |
| PEG Public Service Enterprise GP | New | 0.03% | +0.03 |
| ORCL Oracle Corp. | Add +4.5% | 0.19% | +0.03 |
| AMG Affiliated Managers Group | New | 0.03% | +0.03 |
| BKIE BNY Mellon Intl Eqty ETF | New | 0.03% | +0.03 |
| SCHD Schwab US DVD Equity ETF | Add +43.3% | 0.09% | +0.03 |
| TJX TJX Companies Inc. | Add +36.1% | 0.08% | +0.02 |
| SCHG Schwab US Large-Cap Growth | Add +42.2% | 0.07% | +0.02 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | New | 0.02% | +0.02 |
| HII Huntington Ingalls Industrie | New | 0.02% | +0.02 |
| IEF iShares 7-10 Year Treasury B | New | 0.02% | +0.02 |
| NVS Novartis AG-Sponsored ADR | New | 0.02% | +0.02 |
| AMGN Amgen Inc. | Add +8.8% | 0.14% | +0.02 |
| MTB M & T Bank Corp. | New | 0.02% | +0.02 |
| BJAN Innovator U.S. Equity Buffer | Add +0.7% | 0.67% | +0.02 |
| REGN Regeneron Pharmaceuticals | New | 0.02% | +0.02 |
| HCA HCA Healthcare Inc. | New | 0.02% | +0.02 |
| TXN Texas Instruments Inc. | Add +11.9% | 0.10% | +0.02 |
| MMIN Nylim Mackay Muni Insured Et | Add +7.7% | 0.31% | +0.02 |
| PM Philip Morris International | Add +0.4% | 0.17% | +0.02 |
| IVW iShares S&P 500 Growth ETF | Add +32.7% | 0.05% | +0.01 |
| COST Costco Wholesale Corp. | Add +7.7% | 0.08% | +0.01 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +24.7% | 0.07% | +0.01 |
| GTO Invesco Total Return Bond Et | Add +8.1% | 0.24% | +0.01 |
| ISRG Intuitive Surgical Inc. | Add +1.7% | 0.12% | +0.01 |
| WEC WEC Energy Group Inc. | Add +39.3% | 0.05% | +0.01 |
| VTRS Viatris Inc. | New | 0.01% | +0.01 |
| T AT&T Inc. | Add +5.5% | 0.10% | +0.01 |
Notes & Other Activity Q1 2024 → Q2 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 326 | $388K |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +76.5% | 30,000 | $32K |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 23,000 | $22K |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Add +44.4% | 26,000 | $22K |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | New | 16,000 | $16K |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | Reduce -53.3% | 14,000 | $15K |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Sold out | 16,000 | $15Kbefore exit |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | New | 16,000 | $15K |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Add +36.4% | 15,000 | $15K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -26.3% | 14,000 | $14K |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Sold out | 14,000 | $14Kbefore exit |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | New | 12,000 | $14K |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Add +92.3% | 25,000 | $14K |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Reduce -13.3% | 13,000 | $14K |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | Sold out | 15,000 | $14Kbefore exit |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 14,000 | $14K |
| EVOLENT HEALTH INC (EVH 1.5 10/15/25) | NOTE 1.500%10/1 · principal | New | 14,000 | $14K |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | New | 13,000 | $13K |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | New | 13,000 | $13K |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Sold out | 11,000 | $13Kbefore exit |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | Sold out | 12,000 | $13Kbefore exit |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | New | 10,000 | $12K |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Sold out | 12,000 | $11Kbefore exit |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Sold out | 12,000 | $11Kbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Sold out | 11,000 | $11Kbefore exit |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Sold out | 13,000 | $11Kbefore exit |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Sold out | 10,000 | $11Kbefore exit |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Add +20.0% | 12,000 | $10K |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Reduce -44.4% | 10,000 | $9K |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Reduce -16.7% | 10,000 | $8K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.