Marcum Wealth, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 13, 2025), Marcum Wealth, LLC reported 370 stock positions worth $1.2 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 17.1% of the portfolio, followed by Schwab US Large-Cap ETF (SCHX, 7.5%) and Vanguard Ftse Developed ETF (VEA, 5.4%). Compared with Q3 2024, it opened 24 new positions, sold out of 29, added to 175 and reduced 149. The biggest buy was iShares Core S&P Midcap ETF (IJH, shares +1544%) and the biggest sale iShares Core MSCI Eafe ETF (IEFA, shares −1%).
- Most Recent 13F
- Q1 2025
- Location
- CLEVELAND, OH
- CIK
- 0001784450
- Portfolio Value
- $1.2B (Q4 2024)
- SEC Filing
- 0001784450-25-000001 ↗ filed Jan 13, 2025
Holdings Value
Holdings 370 stocks · $1.2B
| IVV iShares Core S&P 500 ETF | 17.12% | 335,240 | $197.3M | Add +1.6% |
| SCHX Schwab US Large-Cap ETF | 7.49% | 3,723,872 | $86.3M | Reduce -3.1% |
| VEA Vanguard Ftse Developed ETF | 5.37% | 1,294,742 | $61.9M | Add +4.0% |
| SCHA Schwab US Small-Cap ETF | 4.70% | 2,092,926 | $54.1M | Reduce -5.4% |
| VWO Vanguard Ftse Emerging Marke | 4.25% | 1,111,829 | $49.0M | Add +3.9% |
| IJH iShares Core S&P Midcap ETF | 4.11% | 760,513 | $47.4M | Add +1543.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 3.84% | 184,209 | $44.3M | Reduce -2.1% |
| IEFA iShares Core MSCI Eafe ETF | 3.66% | 600,912 | $42.2M | Reduce -1.4% |
| IJR iShares Core S&P Small-Cap E | 3.11% | 311,111 | $35.8M | Add +4.2% |
| AAPL Apple Inc. | 2.05% | 94,467 | $23.7M | Add +3.0% |
| AGG iShares Core U.S. Aggregate | 1.93% | 229,041 | $22.2M | Add +38.3% |
| MSFT Microsoft Corp. | 1.85% | 50,462 | $21.3M | Add +3.2% |
| XMPT Vaneck Cef Muni Income ETF | 1.77% | 946,502 | $20.4M | Add +4.9% |
| JMUB JPMorgan Municipal ETF | 1.45% | 333,392 | $16.7M | New |
| VOO Vanguard S&P 500 ETF | 1.36% | 29,054 | $15.7M | Reduce -0.7% |
| IEMG iShares Core MSCI Emerging | 1.34% | 295,189 | $15.4M | Reduce -1.6% |
| UPS United Parcel Service Class B | 1.18% | 107,860 | $13.6M | Reduce -1.2% |
| PGR Progressive Corp. | 0.99% | 47,490 | $11.4M | Reduce -0.1% |
| NVDA Nvidia Corp. | 0.98% | 84,234 | $11.3M | Add +0.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.87% | 19,566 | $10.0M | Add +3.2% |
| VGLT Vanguard Long-Term Treasury | 0.83% | 172,615 | $9.6M | Add +13.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.76% | 14,950 | $8.8M | Add +622.2% |
| AMZN Amazon.com Inc. | 0.76% | 39,829 | $8.7M | Add +5.3% |
| JPM JPMorgan Chase & Co. | 0.73% | 35,185 | $8.4M | Add +1.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.73% | 20,406 | $8.4M | Reduce -1.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.63% | 25,132 | $7.3M | Add +578.3% |
| BJUL Innovator U.S. Equity Buffer | 0.60% | 156,054 | $7.0M | Reduce -0.1% |
| VIG Vanguard Dividend Apprec ETF | 0.53% | 31,297 | $6.1M | Add +0.1% |
| IWF iShares Russell 1000 Growth | 0.42% | 12,035 | $4.8M | Add +4.0% |
| AVGO Broadcom Inc. | 0.40% | 20,091 | $4.7M | Reduce -4.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.38% | 16,456 | $4.3M | Reduce -0.6% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.37% | 82,375 | $4.2M | Reduce -0.2% |
| PH Parker Hannifin Corp. | 0.36% | 6,471 | $4.1M | Reduce -0.3% |
| GOOGL Alphabet Inc. Class A | 0.36% | 21,713 | $4.1M | Add +0.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.36% | 9,050 | $4.1M | Add +2.3% |
| META Meta Platforms Inc. Class A | 0.35% | 6,976 | $4.1M | Add +8.2% |
| GOOG Alphabet Inc. Class C | 0.32% | 19,213 | $3.7M | Add +5.8% |
| XOM Exxon Mobil Corp. | 0.31% | 32,980 | $3.5M | Reduce -0.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.30% | 20,281 | $3.4M | Add +17.9% |
| HEI.A Heico Corp. Class A | 0.29% | 18,095 | $3.4M | No change |
| MMIN Nylim Mackay Muni Insured Et filed as NEW YORK LIFE INVTS ACTIVE E | 0.29% | 141,233 | $3.4M | Add +0.2% |
| V Visa Inc. Class A | 0.28% | 10,366 | $3.3M | Reduce -0.9% |
| JMBS Janus Henderson Mortg Backed | 0.28% | 73,168 | $3.2M | Reduce -7.3% |
| MO Altria Group Inc. | 0.28% | 60,763 | $3.2M | Add +7.0% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.27% | 61,553 | $3.1M | Add +6.4% |
| DFIS Dimensional International SM | 0.27% | 124,586 | $3.1M | Add +6.1% |
| TSLA Tesla Inc. | 0.26% | 7,367 | $3.0M | Add +3.0% |
| XLK SS Technology Select Sector | 0.25% | 12,235 | $2.8M | Add +29.7% |
| AGGM iShares 1-10 Year U.S. Aggre | 0.25% | 27,787 | $2.8M | New |
| HD Home Depot Inc. | 0.23% | 6,812 | $2.6M | Add +6.5% |
| LLY Eli Lilly & Co. | 0.22% | 3,353 | $2.6M | Add +6.7% |
| GTO Invesco Total Return Bond Et | 0.22% | 55,688 | $2.6M | Add +4.5% |
| CVX Chevron Corp. | 0.22% | 17,557 | $2.5M | Reduce -2.3% |
| UNH Unitedhealth Group Inc. | 0.20% | 4,559 | $2.3M | Reduce -1.4% |
| PG The Procter & Gamble Co. | 0.20% | 13,459 | $2.3M | Reduce -1.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.19% | 10,127 | $2.2M | Add +0.5% |
| DFAT Dimensional US Target Value | 0.19% | 38,353 | $2.1M | Add +0.3% |
| GS Goldman Sachs Group Inc. | 0.18% | 3,710 | $2.1M | Reduce -3.2% |
| KJAN Innovator U.S. Small Cap Pow | 0.18% | 56,631 | $2.1M | Add +0.5% |
| ORCL Oracle Corp. | 0.18% | 12,674 | $2.1M | Reduce -3.1% |
| WMT Walmart Inc. | 0.18% | 23,131 | $2.1M | Reduce -9.4% |
| DFAC Dimensional US Core Equity 2 | 0.18% | 59,980 | $2.1M | Reduce -1.4% |
| BX Blackstone Inc. | 0.17% | 11,607 | $2.0M | Add +0.0% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.17% | 7,597 | $1.9M | Add +20.7% |
| BA The Boeing Co. | 0.17% | 10,811 | $1.9M | Reduce -0.4% |
| PM Philip Morris International | 0.17% | 15,843 | $1.9M | Reduce -0.1% |
| XLF SS Financial Select Sector | 0.16% | 38,421 | $1.9M | Add +23.8% |
| HEI Heico Corp. | 0.16% | 7,613 | $1.8M | Reduce -0.5% |
| MRK Merck & Co. Inc. | 0.16% | 18,175 | $1.8M | Reduce -1.4% |
| MCD McDonald's Corp. | 0.16% | 6,184 | $1.8M | Add +0.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.15% | 38,279 | $1.7M | Add +3.6% |
| USHY iShares Broad Usd High Yield | 0.15% | 45,629 | $1.7M | Reduce -22.0% |
| ABBV Abbvie Inc. | 0.15% | 9,439 | $1.7M | Reduce -3.2% |
| VEU Vanguard Ftse All-World Ex-U | 0.14% | 28,895 | $1.7M | Add +190.0% |
| DFUS Dimensional US Eq MKT ETF | 0.14% | 25,974 | $1.7M | Add +0.3% |
| BJAN Innovator U.S. Equity Buffer | 0.14% | 34,381 | $1.6M | No change |
| IYW iShares Ustechnology ETF | 0.14% | 10,208 | $1.6M | Reduce -0.2% |
| XLV SS Health Care Select Sector | 0.14% | 11,664 | $1.6M | Add +9.1% |
| GSLC Goldman Activebeta US LC ETF | 0.14% | 13,676 | $1.6M | Reduce -1.1% |
| USMV iShares MSCI USA Min Vol Fac | 0.13% | 17,231 | $1.5M | Add +1.6% |
| ETN Eaton Corp. PLC | 0.13% | 4,575 | $1.5M | Reduce -1.9% |
| MA Mastercard Inc. Class A | 0.13% | 2,881 | $1.5M | Reduce -1.1% |
| DFUV Dimensional US Marketwide Va | 0.13% | 35,376 | $1.4M | Add +0.4% |
| JNJ Johnson & Johnson | 0.13% | 9,973 | $1.4M | Reduce -6.5% |
| NFLX Netflix Inc. | 0.12% | 1,597 | $1.4M | Reduce -2.1% |
| PEP Pepsico Inc. | 0.12% | 9,123 | $1.4M | Add +0.4% |
| IWD iShares Russell 1000 Value E | 0.12% | 7,467 | $1.4M | Add +8.8% |
| ISRG Intuitive Surgical Inc. | 0.12% | 2,574 | $1.3M | Reduce -4.3% |
| BNDX Vanguard Total Intl Bond ETF | 0.11% | 25,907 | $1.3M | Reduce -4.4% |
| BSV Vanguard Short-Term Bond ETF | 0.11% | 16,329 | $1.3M | Add +1.9% |
| CMCSA Comcast Corp. Class A | 0.11% | 33,003 | $1.2M | Reduce -4.4% |
| SHOP Shopify Inc. Class A | 0.11% | 11,598 | $1.2M | Add +8.7% |
| SCHD Schwab US DVD Equity ETF | 0.10% | 44,252 | $1.2M | Add +0.5% |
| MTUM iShares MSCI USA Momentum Fa | 0.10% | 5,833 | $1.2M | Reduce -0.3% |
| AXP American Express Co. | 0.10% | 4,060 | $1.2M | Add +8.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.10% | 10,438 | $1.2M | Add +8.2% |
| RTX RTX Corp. | 0.10% | 9,988 | $1.2M | Add +14.0% |
| T AT&T Inc. | 0.10% | 49,954 | $1.1M | Add +3.8% |
| KO The Coca-Cola Co. | 0.10% | 18,077 | $1.1M | Add +1.8% |
| BSVO EA Bridgeway Omni Sm-Cp Val | 0.10% | 51,742 | $1.1M | Add +0.6% |
Other holdings (37): bonds, preferreds, convertibles and warrants · $1.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 526 | $628K | Add +60.4% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 30,000 | $26K | Add +3.5% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 23,000 | $23K | Add +35.3% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 25,000 | $22K | Reduce -3.9% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 21,000 | $22K | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 25,000 | $22K | Reduce -3.9% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 22,000 | $21K | Add +120.0% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 19,000 | $20K | Add +35.7% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 19,000 | $20K | No change |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 17,000 | $18K | Reduce -22.7% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 20,000 | $17K | Reduce -4.8% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 14,000 | $15K | Reduce -12.5% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 15,000 | $15K | Reduce -42.3% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 14,000 | $14K | Add +16.7% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 14,000 | $14K | New |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 14,000 | $14K | Reduce -6.7% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 16,000 | $14K | Reduce -5.9% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 14,000 | $14K | Reduce -6.7% |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 13,000 | $13K | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 12,000 | $13K | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 13,000 | $13K | New |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 13,000 | $13K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 13,000 | $12K | New |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 11,000 | $12K | No change |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 14,000 | $12K | Reduce -6.7% |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 12,000 | $11K | New |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 11,000 | $11K | Reduce -21.4% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 12,000 | $11K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 12,000 | $11K | Reduce -7.7% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 12,000 | $11K | Add +20.0% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 11,000 | $10K | Reduce -8.3% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 11,000 | $10K | Reduce -35.3% |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 10,000 | $9K | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 12,000 | $9K | Reduce -53.9% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 10,000 | $8K | New |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 17,000 | $7K | Reduce -43.3% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 12,000 | $6K | New |
Total filed on the 13F, all lines: $1.2B.
Portfolio Sells Q3 2024 → Q4 2024
| IEFA iShares Core MSCI Eafe ETF | Reduce -1.4% | 3.66% | −0.76 |
| SCHA Schwab US Small-Cap ETF | Reduce -5.4% | 4.70% | −0.60 |
| SCHX Schwab US Large-Cap ETF | Reduce -3.1% | 7.49% | −0.60 |
| VNQ Vanguard Real Estate ETF | Reduce -93.2% | 0.03% | −0.46 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -2.1% | 3.84% | −0.31 |
| IEMG iShares Core MSCI Emerging | Reduce -1.6% | 1.34% | −0.26 |
| UPS United Parcel Service Class B | Reduce -1.2% | 1.18% | −0.20 |
| PGR Progressive Corp. | Reduce -0.1% | 0.99% | −0.13 |
| VOO Vanguard S&P 500 ETF | Reduce -0.7% | 1.36% | −0.08 |
| JMBS Janus Henderson Mortg Backed | Reduce -7.3% | 0.28% | −0.06 |
| USHY iShares Broad Usd High Yield | Reduce -22.0% | 0.15% | −0.06 |
| XOM Exxon Mobil Corp. | Reduce -0.2% | 0.31% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -1.4% | 0.20% | −0.05 |
| AMGN Amgen Inc. | Reduce -18.1% | 0.08% | −0.05 |
| CMG Chipotle Mexican Grill Inc. | Reduce -37.5% | 0.07% | −0.04 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -0.2% | 0.37% | −0.04 |
| AMT American Tower Corp. | Reduce -8.6% | 0.08% | −0.04 |
| MRK Merck & Co. Inc. | Reduce -1.4% | 0.16% | −0.04 |
| JNJ Johnson & Johnson | Reduce -6.5% | 0.13% | −0.04 |
| ABBV Abbvie Inc. | Reduce -3.2% | 0.15% | −0.03 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Sold out | 0.00% | −0.03 |
| DEO Diageo PLC-Sponsored ADR | Sold out | 0.00% | −0.03 |
| GM General Motors Co. | Reduce -44.2% | 0.05% | −0.03 |
| BJUL Innovator U.S. Equity Buffer | Reduce -0.1% | 0.60% | −0.03 |
| XLRE SS Real Estate Select Sector | Sold out | 0.00% | −0.03 |
| SNY Sanofi-ADR | Sold out | 0.00% | −0.03 |
| PFE Pfizer Inc. | Reduce -21.0% | 0.06% | −0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -0.6% | 0.38% | −0.03 |
| HEI Heico Corp. | Reduce -0.5% | 0.16% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -7.4% | 0.09% | −0.03 |
| MOTI Vaneck Mstar Int Moat ETF | Reduce -50.5% | 0.02% | −0.03 |
| PLD Prologis Inc. | Reduce -17.5% | 0.05% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -4.4% | 0.11% | −0.03 |
| PHM Pultegroup Inc. | Sold out | 0.00% | −0.03 |
| TGT Target Corp. | Reduce -24.6% | 0.04% | −0.03 |
| BAX Baxter International Inc. | Sold out | 0.00% | −0.03 |
| CVX Chevron Corp. | Reduce -2.3% | 0.22% | −0.03 |
| ELV Elevance Health Inc. | Sold out | 0.00% | −0.03 |
| PH Parker Hannifin Corp. | Reduce -0.3% | 0.36% | −0.02 |
| PG The Procter & Gamble Co. | Reduce -1.6% | 0.20% | −0.02 |
| HII Huntington Ingalls Industrie | Sold out | 0.00% | −0.02 |
| ORCL Oracle Corp. | Reduce -3.1% | 0.18% | −0.02 |
| JPMB JPMorgan Usd Emerging Market | Sold out | 0.00% | −0.02 |
| DMXF iShares ESG Advanc MSCI Eafe | Sold out | 0.00% | −0.02 |
| MDLZ Mondelez International Inc. Class A | Reduce -34.1% | 0.02% | −0.02 |
| HDV iShares Core High Dividend E | Sold out | 0.00% | −0.02 |
| AMD Advanced Micro Devices | Reduce -13.4% | 0.03% | −0.02 |
| BBY Best Buy Co. Inc. | Sold out | 0.00% | −0.02 |
| EIX Edison International | Reduce -25.9% | 0.04% | −0.02 |
| EMN Eastman Chemical Co. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q3 2024 → Q4 2024
| IJH iShares Core S&P Midcap ETF | Add +1543.8% | 4.11% | +3.84 |
| JMUB JPMorgan Municipal ETF | New | 1.45% | +1.45 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +622.2% | 0.76% | +0.65 |
| VTI VG Morningstar TS MKT ETF-US | Add +578.3% | 0.63% | +0.53 |
| AGG iShares Core U.S. Aggregate | Add +38.3% | 1.93% | +0.37 |
| AGGM iShares 1-10 Year U.S. Aggre | New | 0.25% | +0.25 |
| AMZN Amazon.com Inc. | Add +5.3% | 0.76% | +0.10 |
| DVY iShares Select Dividend ETF | New | 0.09% | +0.09 |
| VEU Vanguard Ftse All-World Ex-U | Add +190.0% | 0.14% | +0.09 |
| TSLA Tesla Inc. | Add +3.0% | 0.26% | +0.08 |
| EFA iShares MSCI Eafe ETF | New | 0.07% | +0.07 |
| AAPL Apple Inc. | Add +3.0% | 2.05% | +0.06 |
| JPM JPMorgan Chase & Co. | Add +1.8% | 0.73% | +0.05 |
| VT Vanguard Tot World STK ETF | New | 0.05% | +0.05 |
| XLK SS Technology Select Sector | Add +29.7% | 0.25% | +0.05 |
| FTSD Franklin Short Duration U.S. | New | 0.05% | +0.05 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | New | 0.05% | +0.05 |
| GOOG Alphabet Inc. Class C | Add +5.8% | 0.32% | +0.04 |
| UAA Under Armour Inc. Class A | New | 0.03% | +0.03 |
| NVDA Nvidia Corp. | Add +0.3% | 0.98% | +0.03 |
| AOA iShares Core 80/20 Aggressiv | New | 0.03% | +0.03 |
| DIA SS SPDR Dow Jones Indus Avg | New | 0.03% | +0.03 |
| IAU iShares Gold Trust | New | 0.03% | +0.03 |
| XLF SS Financial Select Sector | Add +23.8% | 0.16% | +0.03 |
| SHOP Shopify Inc. Class A | Add +8.7% | 0.11% | +0.03 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +121.2% | 0.05% | +0.03 |
| EFG iShares MSCI Eafe Growth ETF | New | 0.03% | +0.03 |
| GEV GE Vernova Inc. | New | 0.03% | +0.03 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +20.7% | 0.17% | +0.02 |
| BDX Becton Dickinson and Co. | Add +114.6% | 0.05% | +0.02 |
| SONY Sony Group Corp. - SP ADR | New | 0.02% | +0.02 |
| GOOGL Alphabet Inc. Class A | Add +0.0% | 0.36% | +0.02 |
| DGRW Wisdomtree U.S. Quality Divi | New | 0.02% | +0.02 |
| ABNB Airbnb Inc. Class A | New | 0.02% | +0.02 |
| PLTR Palantir Technologies Inc. Class A | New | 0.02% | +0.02 |
| RWR SS SPDR Dow Jones REIT ETF | New | 0.02% | +0.02 |
| GLD SPDR Gold Shares | New | 0.02% | +0.02 |
| IUSG iShares Core S&P U.S. Growth | New | 0.02% | +0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +17.9% | 0.30% | +0.02 |
| MPLX MPLX LP | New | 0.02% | +0.02 |
| AON Aon PLC Class A | New | 0.02% | +0.02 |
| SPG Simon Property Group Inc. | New | 0.02% | +0.02 |
| CRM Salesforce Inc. | Add +6.7% | 0.10% | +0.02 |
| IWF iShares Russell 1000 Growth | Add +4.0% | 0.42% | +0.02 |
| DIS The Walt Disney Co. | Add +8.2% | 0.10% | +0.01 |
| FISV Fiserv Inc. | Add +30.4% | 0.04% | +0.01 |
| BMY Bristol-Myers Squibb Co. | Add +11.5% | 0.09% | +0.01 |
| META Meta Platforms Inc. Class A | Add +8.2% | 0.35% | +0.01 |
| MUFG Mitsubishi Ufj Finl-Spon ADR | New | 0.01% | +0.01 |
| MS Morgan Stanley | Add +6.5% | 0.06% | +0.01 |
Notes & Other Activity Q3 2024 → Q4 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +60.4% | 526 | $628K |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +3.5% | 30,000 | $26K |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | Sold out | 27,000 | $24Kbefore exit |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +35.3% | 23,000 | $23K |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Reduce -3.9% | 25,000 | $22K |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | New | 21,000 | $22K |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Reduce -3.9% | 25,000 | $22K |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +120.0% | 22,000 | $21K |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +35.7% | 19,000 | $20K |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Sold out | 18,000 | $18Kbefore exit |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Reduce -22.7% | 17,000 | $18K |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | Reduce -4.8% | 20,000 | $17K |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Sold out | 15,000 | $15Kbefore exit |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | Reduce -12.5% | 14,000 | $15K |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | Reduce -42.3% | 15,000 | $15K |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Add +16.7% | 14,000 | $14K |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | New | 14,000 | $14K |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Sold out | 12,000 | $14Kbefore exit |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | Reduce -6.7% | 14,000 | $14K |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Reduce -5.9% | 16,000 | $14K |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | Reduce -6.7% | 14,000 | $14K |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | New | 13,000 | $13K |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | New | 12,000 | $13K |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 13,000 | $13K |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | New | 13,000 | $13K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Sold out | 13,000 | $13Kbefore exit |
| EVOLENT HEALTH INC (EVH 1.5 10/15/25) | NOTE 1.500%10/1 · principal | Sold out | 12,000 | $13Kbefore exit |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | Sold out | 11,000 | $12Kbefore exit |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | New | 13,000 | $12K |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | Reduce -6.7% | 14,000 | $12K |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | New | 12,000 | $11K |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | Reduce -21.4% | 11,000 | $11K |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | New | 12,000 | $11K |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Reduce -7.7% | 12,000 | $11K |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | Sold out | 12,000 | $11Kbefore exit |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Sold out | 10,000 | $11Kbefore exit |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | Add +20.0% | 12,000 | $11K |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Sold out | 11,000 | $10Kbefore exit |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | Sold out | 12,000 | $10Kbefore exit |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Reduce -8.3% | 11,000 | $10K |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Sold out | 10,000 | $10Kbefore exit |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Reduce -35.3% | 11,000 | $10K |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | Sold out | 10,000 | $9Kbefore exit |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | New | 10,000 | $9K |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Reduce -53.9% | 12,000 | $9K |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Sold out | 10,000 | $9Kbefore exit |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | Sold out | 12,000 | $8Kbefore exit |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | New | 10,000 | $8K |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Reduce -43.3% | 17,000 | $7K |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | New | 12,000 | $6K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.