Marcum Wealth, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 10, 2024), Marcum Wealth, LLC reported 360 stock positions worth $985.7 million. Its top holding was iShares Core S&P 500 ETF (IVV) at 16.7% of the portfolio, followed by Schwab US Large-Cap ETF (SCHX, 9.7%) and Vanguard Ftse Developed ETF (VEA, 6.5%). Compared with Q4 2023, it opened 34 new positions, sold out of 23, added to 147 and reduced 159. The biggest buy was Innovator U.S. Equity Buffer (BJAN, shares +2177%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −10%).
- Most Recent 13F
- Q1 2025
- Location
- CLEVELAND, OH
- CIK
- 0001784450
- Portfolio Value
- $985.7M (Q1 2024)
- SEC Filing
- 0001784450-24-000003 ↗ filed Apr 10, 2024
Holdings Value
Holdings 360 stocks · $985.7M
| IVV iShares Core S&P 500 ETF | 16.72% | 313,456 | $164.8M | Reduce -10.4% |
| SCHX Schwab US Large-Cap ETF | 9.66% | 1,534,206 | $95.2M | Reduce -9.2% |
| VEA Vanguard Ftse Developed ETF | 6.49% | 1,274,457 | $63.9M | Add +4.2% |
| SCHA Schwab US Small-Cap ETF | 5.80% | 1,161,010 | $57.2M | Reduce -2.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 5.04% | 217,240 | $49.7M | Reduce -2.0% |
| IEFA iShares Core MSCI Eafe ETF | 4.64% | 616,410 | $45.7M | Reduce -3.4% |
| VWO Vanguard Ftse Emerging Marke | 4.49% | 1,059,049 | $44.2M | Add +6.1% |
| IJR iShares Core S&P Small-Cap E | 2.72% | 242,525 | $26.8M | Add +21.8% |
| XMPT Vaneck Cef Muni Income ETF | 2.05% | 931,136 | $20.2M | Add +4.5% |
| MSFT Microsoft Corp. | 2.02% | 47,242 | $19.9M | Add +9.5% |
| UPS United Parcel Service Class B | 1.68% | 111,609 | $16.6M | Add +0.1% |
| IEMG iShares Core MSCI Emerging | 1.57% | 299,511 | $15.5M | Reduce -1.5% |
| AAPL Apple Inc. | 1.48% | 84,932 | $14.6M | Reduce -9.3% |
| AGG iShares Core U.S. Aggregate | 1.43% | 144,014 | $14.1M | Add +26.4% |
| VOO Vanguard S&P 500 ETF | 1.40% | 28,753 | $13.8M | Reduce -3.9% |
| PGR Progressive Corp. | 0.99% | 47,314 | $9.8M | Reduce -0.4% |
| NVDA Nvidia Corp. | 0.77% | 8,416 | $7.6M | Reduce -8.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.77% | 22,083 | $7.6M | Reduce -3.4% |
| VGLT Vanguard Long-Term Treasury | 0.71% | 117,337 | $7.0M | Add +19.9% |
| JPM JPMorgan Chase & Co. | 0.70% | 34,208 | $6.9M | Reduce -2.7% |
| BJAN Innovator U.S. Equity Buffer | 0.65% | 147,814 | $6.4M | Add +2176.5% |
| AMZN Amazon.com Inc. | 0.64% | 34,806 | $6.3M | Reduce -0.3% |
| VIG Vanguard Dividend Apprec ETF | 0.59% | 32,040 | $5.9M | Add +2.8% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.44% | 86,420 | $4.3M | Reduce -5.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.42% | 16,392 | $4.1M | Add +0.6% |
| IWF iShares Russell 1000 Growth | 0.39% | 11,517 | $3.9M | Reduce -11.5% |
| VNQ Vanguard Real Estate ETF | 0.37% | 41,629 | $3.6M | Add +12.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.35% | 8,316 | $3.5M | Add +0.4% |
| XOM Exxon Mobil Corp. | 0.35% | 29,304 | $3.4M | Add +2.8% |
| CVX Chevron Corp. | 0.32% | 19,759 | $3.1M | Add +12.2% |
| GOOGL Alphabet Inc. Class A | 0.30% | 19,494 | $2.9M | Reduce -2.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.29% | 17,837 | $2.9M | Reduce -21.4% |
| MMIN Nylim Mackay Muni Insured Et | 0.29% | 118,778 | $2.9M | Add +30.9% |
| META Meta Platforms Inc. Class A | 0.29% | 5,810 | $2.8M | Add +2.3% |
| V Visa Inc. Class A | 0.29% | 10,095 | $2.8M | Reduce -6.1% |
| HEI.A Heico Corp. Class A | 0.28% | 18,127 | $2.8M | Add +0.0% |
| DFIS Dimensional International SM | 0.27% | 107,993 | $2.7M | Add +12.7% |
| AVGO Broadcom Inc. | 0.27% | 2,001 | $2.7M | Reduce -11.2% |
| GOOG Alphabet Inc. Class C | 0.26% | 17,104 | $2.6M | Reduce -0.8% |
| JMBS Janus Henderson Mortg Backed | 0.26% | 57,035 | $2.6M | Add +37.1% |
| MRK Merck & Co. Inc. | 0.26% | 19,062 | $2.5M | Reduce -7.7% |
| HD Home Depot Inc. | 0.25% | 6,500 | $2.5M | Add +2.9% |
| PH Parker Hannifin Corp. | 0.25% | 4,442 | $2.5M | Add +0.2% |
| UNH Unitedhealth Group Inc. | 0.25% | 4,936 | $2.4M | Reduce -5.7% |
| MO Altria Group Inc. | 0.24% | 55,241 | $2.4M | Add +2.9% |
| PG The Procter & Gamble Co. | 0.23% | 14,261 | $2.3M | Reduce -0.7% |
| XLV SS Health Care Select Sector | 0.23% | 15,640 | $2.3M | Add +1.7% |
| LLY Eli Lilly & Co. | 0.23% | 2,917 | $2.3M | Add +7.2% |
| GTO Invesco Total Return Bond Et | 0.23% | 47,393 | $2.2M | Add +11.8% |
| XLK SS Technology Select Sector | 0.22% | 10,463 | $2.2M | Reduce -7.0% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.21% | 41,581 | $2.1M | Add +23.4% |
| DFAT Dimensional US Target Value | 0.21% | 38,355 | $2.1M | Reduce -2.8% |
| KJAN Innovator U.S. Small Cap Pow | 0.21% | 58,535 | $2.1M | New |
| DFAC Dimensional US Core Equity 2 | 0.20% | 62,771 | $2.0M | Reduce -0.2% |
| MCD McDonald's Corp. | 0.19% | 6,795 | $1.9M | Reduce -3.3% |
| BA The Boeing Co. | 0.19% | 9,763 | $1.9M | Add +5.8% |
| ABBV Abbvie Inc. | 0.19% | 10,074 | $1.8M | Reduce -5.8% |
| GSLC Goldman Activebeta US LC ETF | 0.19% | 17,650 | $1.8M | Reduce -1.9% |
| USMV iShares MSCI USA Min Vol Fac | 0.18% | 21,801 | $1.8M | Reduce -0.2% |
| JNJ Johnson & Johnson | 0.18% | 11,492 | $1.8M | Reduce -23.5% |
| IJH iShares Core S&P Midcap ETF | 0.18% | 29,611 | $1.8M | Add +2.5% |
| BJUL Innovator U.S. Equity Buffer | 0.17% | 42,481 | $1.7M | Reduce -74.3% |
| WMT Walmart Inc. | 0.17% | 28,386 | $1.7M | Reduce -0.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.17% | 8,941 | $1.7M | Add +38.4% |
| ORCL Oracle Corp. | 0.17% | 12,997 | $1.6M | Add +8.7% |
| BX Blackstone Inc. | 0.16% | 12,343 | $1.6M | Add +3.4% |
| GS Goldman Sachs Group Inc. | 0.16% | 3,871 | $1.6M | Reduce -1.2% |
| CMCSA Comcast Corp. Class A | 0.16% | 35,799 | $1.6M | Reduce -10.6% |
| PEP Pepsico Inc. | 0.15% | 8,707 | $1.5M | Reduce -4.6% |
| PM Philip Morris International | 0.15% | 16,474 | $1.5M | Reduce -5.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.15% | 39,787 | $1.5M | Reduce -1.8% |
| USHY iShares Broad Usd High Yield | 0.15% | 40,874 | $1.5M | Reduce -6.8% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.15% | 6,296 | $1.5M | No change |
| DFUS Dimensional US Eq MKT ETF | 0.15% | 25,771 | $1.5M | Add +0.2% |
| IYW iShares Ustechnology ETF | 0.15% | 10,837 | $1.5M | Add +6.7% |
| HEI Heico Corp. | 0.15% | 7,652 | $1.5M | No change |
| ETN Eaton Corp. PLC | 0.15% | 4,654 | $1.5M | Add +2.4% |
| DFUV Dimensional US Marketwide Va | 0.15% | 34,977 | $1.4M | Add +0.3% |
| BNDX Vanguard Total Intl Bond ETF | 0.14% | 28,885 | $1.4M | Reduce -1.0% |
| TSLA Tesla Inc. | 0.14% | 8,007 | $1.4M | Add +8.3% |
| MA Mastercard Inc. Class A | 0.13% | 2,728 | $1.3M | Reduce -7.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.13% | 10,363 | $1.3M | Add +13.0% |
| BSV Vanguard Short-Term Bond ETF | 0.13% | 16,507 | $1.3M | Reduce -3.0% |
| IWD iShares Russell 1000 Value E | 0.12% | 6,791 | $1.2M | Reduce -20.0% |
| CSCO Cisco Systems Inc. | 0.12% | 24,346 | $1.2M | Add +4.0% |
| VZ Verizon Communications Inc. | 0.12% | 28,952 | $1.2M | Add +0.5% |
| KO The Coca-Cola Co. | 0.12% | 19,855 | $1.2M | Reduce -2.4% |
| CMG Chipotle Mexican Grill Inc. | 0.12% | 411 | $1.2M | Reduce -5.1% |
| VYM Vanguard High DVD Yield ETF | 0.12% | 9,669 | $1.2M | Reduce -9.6% |
| AMGN Amgen Inc. | 0.12% | 4,032 | $1.1M | Add +6.1% |
| MTUM iShares MSCI USA Momentum Fa | 0.12% | 6,116 | $1.1M | Reduce -8.6% |
| SPAB SS SPDR P Agg Bond ETF | 0.11% | 43,943 | $1.1M | New |
| NKE Nike Inc. Class B | 0.11% | 11,750 | $1.1M | Reduce -6.8% |
| XLC SS Comm Select Sector SPDR | 0.11% | 13,489 | $1.1M | Reduce -3.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.11% | 2,100 | $1.1M | Reduce -61.5% |
| BSVO EA Bridgeway Omni Sm-Cp Val | 0.11% | 51,419 | $1.1M | Reduce -0.8% |
| AMT American Tower Corp. | 0.11% | 5,470 | $1.1M | Reduce -0.7% |
| INTU Intuit Inc. | 0.11% | 1,659 | $1.1M | Reduce -0.3% |
| ISRG Intuitive Surgical Inc. | 0.11% | 2,616 | $1.0M | Reduce -1.1% |
| PFE Pfizer Inc. | 0.10% | 37,265 | $1.0M | Add +11.8% |
Other holdings (37): bonds, preferreds, convertibles and warrants · $518K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 30,000 | $29K | Add +57.9% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 26,000 | $24K | Add +36.8% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 27,000 | $22K | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 24,000 | $21K | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 19,000 | $20K | New |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 17,000 | $19K | Add +6.3% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 21,000 | $17K | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 18,000 | $17K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 15,000 | $16K | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 16,000 | $15K | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 18,000 | $15K | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 15,000 | $15K | New |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 16,000 | $15K | Add +60.0% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 14,000 | $15K | Add +27.3% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 17,000 | $14K | No change |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 14,000 | $14K | No change |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 14,000 | $14K | New |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 15,000 | $14K | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 15,000 | $13K | New |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 14,000 | $13K | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 11,000 | $13K | Reduce -31.3% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 12,000 | $13K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 11,000 | $12K | New |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 13,000 | $11K | New |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 12,000 | $11K | New |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 12,000 | $11K | New |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 12,000 | $11K | New |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 11,000 | $11K | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 13,000 | $11K | Add +30.0% |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 10,000 | $11K | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 10,000 | $10K | New |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 12,000 | $10K | Add +9.1% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 12,000 | $10K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 11,000 | $10K | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 10,000 | $9K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 10,000 | $9K | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 13,000 | $7K | Add +30.0% |
Total filed on the 13F, all lines: $986.2M.
Portfolio Sells Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | Reduce -10.4% | 16.72% | −1.07 |
| BJUL Innovator U.S. Equity Buffer | Reduce -74.3% | 0.17% | −0.49 |
| SCHX Schwab US Large-Cap ETF | Reduce -9.2% | 9.66% | −0.49 |
| AAPL Apple Inc. | Reduce -9.3% | 1.48% | −0.44 |
| KJUL Innovator U.S. Small Cap Pow | Reduce -78.0% | 0.05% | −0.19 |
| SCHA Schwab US Small-Cap ETF | Reduce -2.2% | 5.80% | −0.17 |
| VT Vanguard Tot World STK ETF | Sold out | 0.00% | −0.17 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -61.5% | 0.11% | −0.16 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -3.4% | 4.64% | −0.14 |
| IEMG iShares Core MSCI Emerging | Reduce -1.5% | 1.57% | −0.07 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -21.4% | 0.29% | −0.07 |
| EFA iShares MSCI Eafe ETF | Sold out | 0.00% | −0.07 |
| JNJ Johnson & Johnson | Reduce -23.5% | 0.18% | −0.07 |
| PAPR Innovator U.S. Equity Power | Sold out | 0.00% | −0.06 |
| PJUN Innovator U.S. Equity Power | Sold out | 0.00% | −0.06 |
| PJUL Innovator U.S. Equity Power | Sold out | 0.00% | −0.05 |
| PZA Invesco National Amt-Free Mu | Sold out | 0.00% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -5.7% | 0.25% | −0.05 |
| POCT Innovator U.S. Equity Power | Sold out | 0.00% | −0.05 |
| IVW iShares S&P 500 Growth ETF | Reduce -59.1% | 0.03% | −0.04 |
| VICI Vici Properties Inc. | Sold out | 0.00% | −0.04 |
| IUSG iShares Core S&P U.S. Growth | Sold out | 0.00% | −0.04 |
| RWR SS SPDR Dow Jones REIT ETF | Sold out | 0.00% | −0.04 |
| NKE Nike Inc. Class B | Reduce -6.8% | 0.11% | −0.03 |
| AOA iShares Core 80/20 Aggressiv | Sold out | 0.00% | −0.03 |
| SLB SLB Ltd. | Sold out | 0.00% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -10.6% | 0.16% | −0.03 |
| IWM iShares Russell 2000 ETF | Reduce -31.2% | 0.06% | −0.03 |
| EFG iShares MSCI Eafe Growth ETF | Sold out | 0.00% | −0.03 |
| MCD McDonald's Corp. | Reduce -3.3% | 0.19% | −0.03 |
| SHYG iShares 0-5 YR HY Corp. Bond | Sold out | 0.00% | −0.03 |
| IWF iShares Russell 1000 Growth | Reduce -11.5% | 0.39% | −0.03 |
| IWD iShares Russell 1000 Value E | Reduce -20.0% | 0.12% | −0.03 |
| PEG Public Service Enterprise GP | Sold out | 0.00% | −0.03 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Sold out | 0.00% | −0.03 |
| IAU iShares Gold Trust | Sold out | 0.00% | −0.02 |
| DIA SS SPDR Dow Jones Indus Avg | Sold out | 0.00% | −0.02 |
| KOCT Innovator U.S. Small Cap Pow | Sold out | 0.00% | −0.02 |
| JMUB JPMorgan Municipal ETF | Sold out | 0.00% | −0.02 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.02 |
| SCHD Schwab US DVD Equity ETF | Reduce -25.3% | 0.07% | −0.02 |
| ADBE Adobe Inc. | Reduce -6.1% | 0.07% | −0.02 |
| PM Philip Morris International | Reduce -5.7% | 0.15% | −0.02 |
| NVS Novartis AG-Sponsored ADR | Sold out | 0.00% | −0.02 |
| REGN Regeneron Pharmaceuticals | Sold out | 0.00% | −0.02 |
| WEC WEC Energy Group Inc. | Reduce -28.3% | 0.04% | −0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -20.3% | 0.06% | −0.02 |
| USHY iShares Broad Usd High Yield | Reduce -6.8% | 0.15% | −0.02 |
| INTC Intel Corp. | Reduce -5.1% | 0.07% | −0.02 |
| XLP SS Consumer Staples Sel Sect | Reduce -23.4% | 0.06% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| BJAN Innovator U.S. Equity Buffer | Add +2176.5% | 0.65% | +0.62 |
| IJR iShares Core S&P Small-Cap E | Add +21.8% | 2.72% | +0.42 |
| MSFT Microsoft Corp. | Add +9.5% | 2.02% | +0.29 |
| VEA Vanguard Ftse Developed ETF | Add +4.2% | 6.49% | +0.25 |
| AGG iShares Core U.S. Aggregate | Add +26.4% | 1.43% | +0.23 |
| KJAN Innovator U.S. Small Cap Pow | New | 0.21% | +0.21 |
| VWO Vanguard Ftse Emerging Marke | Add +6.1% | 4.49% | +0.12 |
| SPAB SS SPDR P Agg Bond ETF | New | 0.11% | +0.11 |
| META Meta Platforms Inc. Class A | Add +2.3% | 0.29% | +0.07 |
| VGLT Vanguard Long-Term Treasury | Add +19.9% | 0.71% | +0.06 |
| LLY Eli Lilly & Co. | Add +7.2% | 0.23% | +0.06 |
| IBM Intl Business Machines Corp. | Add +38.4% | 0.17% | +0.06 |
| XLF SS Financial Select Sector | Add +168.1% | 0.09% | +0.06 |
| JMBS Janus Henderson Mortg Backed | Add +37.1% | 0.26% | +0.06 |
| MMIN Nylim Mackay Muni Insured Et | Add +30.9% | 0.29% | +0.06 |
| EMXC iShares MSCI Emr MRK Ex Chna | New | 0.05% | +0.05 |
| XOM Exxon Mobil Corp. | Add +2.8% | 0.35% | +0.04 |
| AVY Avery Dennison Corp. | New | 0.04% | +0.04 |
| TSCO Tractor Supply Company | New | 0.04% | +0.04 |
| DIS The Walt Disney Co. | Add +13.0% | 0.13% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.4% | 0.35% | +0.04 |
| CVX Chevron Corp. | Add +12.2% | 0.32% | +0.04 |
| ETR Entergy Corp. | New | 0.04% | +0.04 |
| XMPT Vaneck Cef Muni Income ETF | Add +4.5% | 2.05% | +0.04 |
| TD Toronto-Dominion Bank | New | 0.03% | +0.03 |
| MPC Marathon Petroleum Corp. | Add +34.9% | 0.08% | +0.03 |
| PH Parker Hannifin Corp. | Add +0.2% | 0.25% | +0.03 |
| DG Dollar General Corp. | New | 0.03% | +0.03 |
| RACE Ferrari NV | New | 0.03% | +0.03 |
| ORCL Oracle Corp. | Add +8.7% | 0.17% | +0.03 |
| ETN Eaton Corp. PLC | Add +2.4% | 0.15% | +0.03 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +23.4% | 0.21% | +0.03 |
| SYY Sysco Corp. | New | 0.03% | +0.03 |
| BMY Bristol-Myers Squibb Co. | Add +61.5% | 0.07% | +0.03 |
| DFIS Dimensional International SM | Add +12.7% | 0.27% | +0.03 |
| GWW WW Grainger Inc. | New | 0.03% | +0.03 |
| VIG Vanguard Dividend Apprec ETF | Add +2.8% | 0.59% | +0.03 |
| JEPI JPMorgan Equity Premium Inco | Add +45.0% | 0.08% | +0.03 |
| KLAC KLA Corp. | New | 0.03% | +0.03 |
| SNY Sanofi-ADR | New | 0.03% | +0.03 |
| LDOS Leidos Holdings Inc. | New | 0.02% | +0.02 |
| XYL Xylem Inc. | New | 0.02% | +0.02 |
| O Realty Income Corp. | New | 0.02% | +0.02 |
| ORLY O'reilly Automotive Inc. | New | 0.02% | +0.02 |
| EMR Emerson Electric Co. | Add +37.4% | 0.06% | +0.02 |
| ABNB Airbnb Inc. Class A | New | 0.02% | +0.02 |
| AEE Ameren Corporation | New | 0.02% | +0.02 |
| ALL Allstate Corp. | New | 0.02% | +0.02 |
| BAX Baxter International Inc. | New | 0.02% | +0.02 |
| SMH Vaneck Semiconductor ETF | New | 0.02% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | Add +57.9% | 30,000 | $29K |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Sold out | 26,000 | $27Kbefore exit |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Add +36.8% | 26,000 | $24K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | New | 19,000 | $20K |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | Sold out | 25,000 | $19Kbefore exit |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +6.3% | 17,000 | $19K |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Sold out | 17,000 | $17Kbefore exit |
| EVOLENT HEALTH INC (EVH 1.5 10/15/25) | NOTE 1.500%10/1 · principal | Sold out | 15,000 | $17Kbefore exit |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | New | 15,000 | $16K |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Sold out | 18,000 | $16Kbefore exit |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | New | 16,000 | $15K |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 15,000 | $15K |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Add +60.0% | 16,000 | $15K |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Add +27.3% | 14,000 | $15K |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 14,000 | $14K |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Sold out | 15,000 | $14Kbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | New | 15,000 | $13K |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | New | 14,000 | $13K |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | Sold out | 12,000 | $13Kbefore exit |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Reduce -31.3% | 11,000 | $13K |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Sold out | 11,000 | $12Kbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | New | 11,000 | $12K |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | New | 13,000 | $11K |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | New | 12,000 | $11K |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | New | 12,000 | $11K |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | New | 12,000 | $11K |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Sold out | 13,000 | $11Kbefore exit |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Add +30.0% | 13,000 | $11K |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | New | 10,000 | $11K |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | New | 10,000 | $10K |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Add +9.1% | 12,000 | $10K |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | New | 11,000 | $10K |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | Sold out | 12,000 | $8Kbefore exit |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Sold out | 11,000 | $8Kbefore exit |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | Sold out | 10,000 | $8Kbefore exit |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Add +30.0% | 13,000 | $7K |
| LITHIUM ARGENTINA AG (LARCN 1.75 01/15/27) | NOTE 1.750% 1/1 · principal | Sold out | 10,000 | $6Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.